REPORT OF 1799.
VIRGINIA.
HOUSE OF DELEGATES. |
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Report of the committee to whom were referred the
communications of various states relative to the resolutions of the
General Assembly of this state, concerning the Alien and
Sedition-Laws.
WHATEVER room might
be found in the proceedings of some of the states who have
disapproved of the resolutions of the General Assembly of this
commonwealth, passed on the 21st day of December, 1798, for painful
remarks on the spirit and manner of those proceedings, it appears to
the committee most consistent with the duty, as well as dignity of
the General Assembly, to hasten an oblivion of every circumstance
which might be construed into a diminution of mutual respect,
confidence, and affection, among the members of the Union.
The committee have deemed it a more useful task, to revise, with
a critical eye, the resolutions which have met with this
disapprobation; to examine fully the several objections and
arguments which have appeared against them; and to inquire whether
there be any errors of fact, of principle, or of reasoning, which
the candour of the General Assembly ought to acknowledge and
correct.
The first of the resolutions is in the words following:
Resolved, That the General Assembly of Virginia doth
unequivocally express a firm resolution to maintain and defend the
Constitution of the United States, and the Constitution of this
state, against every aggression, either foreign or domestic, and
that they will support the government of the United States in all
measures warranted by the former.
No unfavourable comment can have been made on the sentiments here
expressed. To maintain and defend the Constitution of the United
States, and of their own state, against every aggression, both
foreign and domestic, and to support the government of the United
States in all measures warranted by their Constitution, are duties
which the General Assembly ought always to feel, and to which, on
such an occasion, it was evidently proper to express its sincere and
firm adherence.
In their next resolution — The General Assembly most solemnly
declares a warm attachment to the union of the states, to maintain
which it pledges all its powers; and that, for this end, it is its
duty to watch over and oppose every infraction of those principles,
which constitute the only basis of that union, because a faithful
observance of them can alone secure its existence and the public
happiness.
The observation just made is equally applicable to this solemn
declaration, of warm attachment to the union, and this solemn pledge
to maintain it; nor can any question arise among enlightened friends
of the union, as to the duty of watching over and opposing every
infraction of those principles which constitute its basis, and a
faithful observance of which can alone secure its existence, and the
public happiness thereon depending.
The third resolution is in the words following:
That this Assembly doth explicitly and peremptorily declare,
that it views the powers of the Federal Government, as resulting
from the compact, to which the states are parties, as limited by the
plain sense and intention of the instrument constituting that
compact; as no farther valid than they are authorized by the grants
enumerated in that compact; and that in case of a deliberate,
palpable and dangerous exercise of other powers, not granted by the
said compact, the states who are parties thereto have the right, and
are in duty bound, to interpose for arresting the progress of the
evil, and for maintaining within their respective limits, the
authorities, rights, and liberties appertaining to them.
On this resolution, the committee have bestowed all the attention
which its importance merits; they have scanned it not merely with a
strict, but with a severe eye; and they feel confidence in
pronouncing, that, in its just and fair construction, it is
unexceptionably true in its several positions, as well as
constitutional and conclusive in its inferences.
The resolution declares, first, that "it views the powers
of the Federal Government, as resulting from the compact to which
the states are parties;" in other words, that the Federal powers are
derived from the Constitution, and that the Constitution is a
compact to which the states are parties.1
Clear as the position must seem, that the federal powers are
derived from the Constitution, and from that alone, the committee
are not unapprised of a late doctrine, which opens another source of
federal powers, not less extensive and important, than it is new and
unexpected. The examination of this doctrine will be most
conveniently connected with a review of a succeeding resolution. The
committee satisfy themselves here with briefly remarking, that in
all the cotemporary discussions and comments which the Constitution
underwent, it was constantly justified and recommended, on the
ground, that the powers not given to the government, were withheld
from it; and that, if any doubt could have existed on this subject,
under the original text of the Constitution, it is removed, as far
as words could remove it, by the 12th amendment, now a part of the
Constitution, which expressly declares, "that the powers not
delegated to the United States, by the Constitution, nor prohibited
by it to the states, are reserved to the states respectively, or to
the people."
The other position involved in this branch of the resolution,
namely, "that the states are parties to the Constitution or
compact," is, in the judgment of the committee, equally free from
objection. It is indeed true, that the term "states," is sometimes
used in a vague sense, and sometimes in different senses, according
to the subject to which it is applied. Thus, it sometimes means the
separate sections of territory occupied by the political societies
within each; sometimes the particular governments, established by
those societies; sometimes those societies as organized into those
particular governments; and, lastly, it means the people composing
those political societies, in their highest sovereign capacity.
Although it might be wished that the perfection of language admitted
less diversity in the signification of the same words, yet little
inconveniency is produced by it, where the true sense can be
collected with certainty from the different applications. In the
present instance, whatever different constructions of the term
"states," in the resolution, may have been entertained, all will at
least concur in that last mentioned; because, in that sense, the
Constitution was submitted to the "states," in that sense the
"states" ratified it; and, in that sense of the term "states," they
are consequently parties to the compact, from which the powers of
the federal government result.2
The next position is, that the General Assembly views the powers
of the federal government, "as limited by the plain sense and
intention of the instrument constituting that compact," and "as no
farther valid than they are authorized by the grants therein
enumerated." It does not seem possible, that any just objection can
lie against either of these clauses. The first amounts merely to a
declaration, that the compact ought to have the interpretation
plainly intended by the parties to it; the other to a declaration,
that it ought to have the execution and effect intended by them. If
the powers granted, be valid, it is solely because they are granted:
and, if the granted powers are valid, because granted, all other
powers not granted, must not be valid.
The resolution, having taken this view of the federal compact,
proceeds to infer, "that, in case of a deliberate, palpable, and
dangerous exercise of other powers, not granted by the said compact,
the states, who are parties thereto, have the right and are in duty
bound to interpose for arresting the progress of the evil, and for
maintaining within their respective limits, the authorities, rights,
and liberties appertaining to them."
It appears to your committee to be a plain principle, founded in
common sense, illustrated by common practice, and essential to the
nature of compacts, that, where resort can be had to no tribunal,
superior to the authority of the parties, the parties themselves
must be the rightful judges in the last resort, whether the bargain
made has been pursued or violated. The Constitution of the United
States was formed by the sanction of the states, given by each in
its sovereign capacity. It adds to the stability and dignity, as
well as to the authority of the Constitution, that it rests on this
legitimate and solid foundation. The states, then, being the parties
to the constitutional compact, and in their sovereign capacity, it
follows of necessity, that there can be no tribunal above their
authority, to decide in the last resort, whether the compact made by
them be violated; and, consequently, that, as the. parties to it,
they must themselves decide, in the last resort, such questions as
may be of sufficient magnitude to require their interposition.
It does not follow, however, that because the states, as
sovereign parties to their constitutional compact, must ultimately
decide whether it has been violated, that such a decision ought to
be interposed, either in a hasty manner, or on doubtful and inferior
occasions. Even in the case of ordinary conventions between
different nations, where, by the strict rule of interpretation, a
breach of a part may be deemed a breach of the whole, every part
being deemed a condition of every other part and of the whole, it is
always laid down that the breach must be both wilful and material to
justify an application of the rule. But in the case of an intimate
and constitutional union, like that of the United States, it is
evident that the interposition of the parties, in their sovereign
capacity, can be called for by occasions only, deeply and
essentially affecting the vital principles of their political
system.
The resolution has accordingly guarded against any
misapprehension of its object, by expressly requiring for such an
interposition, "the case of a deliberate, palpable, and
dangerous breach of the Constitution, by the exercise of
powers not granted by it." It must be a case, not of a light and
transient nature, but of a nature dangerous to the great
purposes for which the Constitution was established. It must be a
case, moreover, not obscure or doubtful in its construction, but
plain and palpable. Lastly, it must be a case not resulting
from a partial consideration, or hasty determination; but a case
stamped with a final consideration and deliberate adherence.
It is not necessary, because the resolution does not require that
the question should be discussed, how far the exercise of any
particular power, ungranted by the Constitution, would justify the
interposition of the parties to it. As cases might easily be stated,
which none would contend ought to fall within that description;
cases, on the other hand, might, with equal ease, be stated, so
flagrant and so fatal, as to unite every opinion in placing them
within that description.3
But the resolution has done more than guard against
misconstruction, by expressly referring to cases of a deliberate,
palpable, and dangerous nature. It specifies the object
of the interposition which it contemplates, to be solely that of
arresting the progress of the evil of usurpation, and of
maintaining the authorities, rights, and liberties appertaining to
the states, as parties to the Constitution.
From this view of the resolution, it would seem inconceivable
that it can incur any just disapprobation from those who, laying
aside all momentary impressions, and recollecting the genuine source
and object of the Federal Constitution, shall candidly and
accurately interpret the meaning of the General Assembly. If the
deliberate exercise of dangerous powers, palpably withheld by the
Constitution, could not justify the parties to it, in interposing
even so far as to arrest the progress of the evil, and thereby to
preserve the Constitution itself, as well as to provide for the
safety of the parties to it, there would be an end to all relief
from usurped power, and a direct subversion of the rights specified
or recognised under all the state constitutions, as well as a plain
denial of the fundamental principle on which our independence itself
was declared.
But it is objected that the judicial authority is to be regarded
as the sole expositor of the Constitution, in the last resort; and
it may be asked for what reason, the declaration by the General
Assembly, supposing it to be theoretically true, could be required
at the present day and in so solemn a manner.
On this objection it might be observed, first, that there
may be instances of usurped power, which the forms of the
Constitution would never draw within the control of the judicial
department;4 secondly,
that if the decision of the judiciary be raised above the authority
of the sovereign parties to the Constitution, the decisions of the
other departments, not carried by the forms of the Constitution
before the judiciary, must be equally authoritative and final with
the decisions of that department. But the proper answer to the
objection is, that the resolution of the General Assembly relates to
those great and extraordinary cases, in which all the forms of the
Constitution may prove ineffectual against infractions dangerous to
the essential rights of the parties to it. The resolution supposes
that dangerous powers, not delegated, may not only be usurped and
executed by the other departments, but that the judicial department
also may exercise or sanction dangerous powers beyond the grant of
the Constitution; and, consequently, that the ultimate right of the
parties to the Constitution, to judge whether the compact has been
dangerously violated, must extend to violations by one delegated
authority, as well as by another; by the judiciary, as well as by
the executive, or the legislature.
However true, therefore, it may be, that the judicial department,
is, in all questions submitted to it by the forms of the
Constitution, to decide in the last resort, this resort must
necessarily be deemed the last in relation to the authorities of the
other departments of the government; not in relation to the rights
of the parties to the constitutional compact, from which the
judicial as well as the other departments hold their delegated
trusts. On any other hypothesis, the delegation of judicial power
would annul the authority delegating it; and the concurrence of this
department with the others in usurped powers, might subvert for
ever, and beyond the possible reach of any rightful remedy, the very
Constitution which all were instituted to preserve.
The truth declared in the resolution being established, the
expediency of making the declaration at the present day, may safely
be left to the temperate consideration and candid judgment of the
American public. It will be remembered that a frequent recurrence to
fundamental principles, is solemnly enjoined by most of the state
constitutions, and particularly by our own, as a necessary safeguard
against the danger of degeneracy to which republics are liable, as
well as other governments, though in a less degree than others. And
a fair comparison of the political doctrines not unfrequent at the
present day, with those which characterized the epoch of our
revolution, and which form the basis of our republican
constitutions, will best determine whether the declaratory
recurrence here made to those principles, ought to be viewed as
unseasonable and improper, or as a vigilant discharge of an
important duty. The authority of constitutions over governments, and
of the sovereignty of the people over constitutions, are truths
which are at all times necessary to be kept in mind; and at no time
perhaps more necessary than at the present.
The fourth resolution stands as follows:
That the General Assembly doth also express its deep regret,
that a spirit has in sundry instances, been manifested by the
federal government, to enlarge its powers by forced constructions of
the constitutional charter which defines them; and that indications
have appeared of a design to expound certain general phrases,
(which, having been copied from the very limited grant of powers in
the former articles of confederation, were the less liable to be
misconstrued,) so as to destroy the meaning and effect of the
particular enumeration which necessarily explains, and limits the
general phrases; and so as to consolidate the states, by degrees,
into one sovereignty, the obvious tendency and inevitable result of
which would be, to transform the present republican system of the
United States info an absolute, or, at best, a mixed monarchy.
The first question here to be considered is, whether a
spirit has in sundry instances been manifested by the Federal
Government to enlarge its powers by forced constructions of the
constitutional charter.
The General Assembly having declared its opinion merely by
regretting in general terms that forced constructions for enlarging
the federal powers have taken place, it does not appear to the
committee necessary to go into a specification of every instance to
which the resolution may allude. The alien and sedition-acts being
particularly named in a succeeding resolution, are of course to be
understood as included in the allusion. Omitting others which have
less occupied public attention, or been less extensively regarded as
unconstitutional, the resolution may be presumed to refer
particularly to the bank law,5
which from the circumstances of its passage, as well as the latitude
of construction on which it is founded, strikes the attention with
singular force; and the carriage tax,6
distinguished also by circumstances in its history having a similar
tendency. Those instances, alone, if resulting from forced
construction and calculated to enlarge the powers of the Federal
Government, as the committee cannot but conceive to be the case,
sufficiently warrant this part of the resolution. The committee have
not thought it incumbent on them to extend their attention to laws
which have been objected to, rather as varying the constitutional
distribution of powers in the Federal Government, than as an
absolute enlargement of them; because instances of this sort,
however important in their principles and tendencies, do not appear
to fall strictly within the text under review.
The other questions presenting themselves, are — 1. Whether
indications have appeared of a design to expound certain general
phrases copied from the "articles of confederation" so as to destroy
the effect of the particular enumeration explaining and limiting
their meaning. 2. Whether this exposition would by degrees
consolidate the states into one sovereignty. 3. Whether the tendency
and result of this consolidation would be to transform the
republican system of the United States into a monarchy.
1. The general phrases here meant must be those "of providing for
the common defence and general welfare."
In the "articles of confederation," the phrases are used as
follows, in Art. VIII. "All charges of war, and all other expenses
that shall be incurred for the common defence and general welfare,
and allowed by the United Slates in Congress assembled, shall be
defrayed out of a common treasury, which shall be supplied by the
several states, in proportion to the value of all land within each
state, granted to, or surveyed for any person, as such land and the
buildings and improvements thereon shall be estimated, according to
such mode as the United States in Congress assembled shall from time
to time direct and appoint."
In the existing Constitution, they make the following part of
Sec. 8, "The Congress shall have power to lay and collect taxes,
duties, imposts, and excises, to pay the debts, and to provide for
the common defence and general welfare of the United States."
This similarity in the use of these phrases in the two great
federal charters, might well be considered, as rendering their
meaning less liable to be misconstrued in the latter; because it
will scarcely be said, that in the former they were ever understood
to be either a general grant of power, or to authorize the
requisition or application of money by the old Congress to the
common defence and general welfare, except in the cases afterwards
enumerated, which explained and limited their meaning; and if such
was the limited meaning attached to these phrases in the very
instrument revised and remodelled by the present Constitution, it
can never be supposed that when copied into this Constitution, a
different meaning ought to be attached to them.
That, notwithstanding this remarkable security against
misconstruction, a design has been indicated to expound these
phrases in the Constitution, so as to destroy the effect of the
particular enumeration of powers by which it explains and limits
them, must have fallen under the observation of those who have
attended to the course of public transactions. Not to multiply
proofs on this subject, it will suffice to refer to the debates of
the federal legislature, in which arguments have on different
occasions been drawn, with apparent effect, from these phrases, in
their indefinite meaning.
To these indications might be added, without looking farther, the
official report on manufactures, by the late Secretary of the
Treasury, made. on the 5th of December, 1791; and the report of a
committee of Congress, in January, 1797, on the promotion of
agriculture. In the first of these it is expressly contended to
belong "to the discretion of the national legislature to pronounce
upon the objects which concern the general welfare, and for
which, under that description, an appropriation of money is
requisite and proper. And there seems to be no room for a doubt,
that whatever concerns the general interests of
LEARNING, of AGRICULTURE, of
MANUFACTURES, and of COMMERCE,
are within the sphere of the national councils, as far as regards
the application of money."7
The latter report assumes the same latitude of power in the national
councils, and applies it to the encouragement of agriculture by
means of a society to be established at the seat of government.8
Although neither of these reports may have received the sanction of
a law carrying it into effect, yet, on the other hand, the
extraordinary doctrine contained in both, has passed without the
slightest positive mark of disapprobation from the authority to
which it was addressed.
Now, whether the phrases in question be construed to authorize
every measure relating to the common defence and general welfare, as
contended by some; or every measure only in which there might be an
application of money, as suggested by the caution of others; the
effect must substantially be the same, in destroying the import and
force of the particular enumeration of powers which follow these
general phrases in the Constitution. For it is evident that there is
not a single power whatever, which may not have some reference to
the common defence, or the general welfare; nor a power of any
magnitude, which, in its exercise, does not involve or admit an
application of money. The government, therefore, which possesses
power in either one or other of these extents, is a government
without the limitations formed by a particular enumeration of
powers; and consequently, the meaning and effect of this particular
enumeration is destroyed by the exposition given to these general
phrases.
This conclusion will not be affected by an attempt to qualify the
power over the "general welfare," by referring it to cases where the
general welfare is beyond the reach of separate
provisions by the individual states; and leaving to these
their jurisdictions, in cases to which their separate provisions may
be competent. For, as the authority of the individual states must in
all cases be incompetent to general regulations operating through
the whole, the authority of the United States would be extended to
every object relating to the general welfare, which might, by any
possibility, be provided for by the general authority. This
qualifying construction, therefore, would have little, if any
tendency, to circumscribe the power claimed under the latitude of
the terms "general welfare."
The true and fair construction of this expression, both in the
original and existing federal compacts, appears to the committee too
obvious to be mistaken. In both, the Congress is authorized to
provide money for the common defence and general welfare. In
both, is subjoined to this authority, an enumeration of the cases to
which their powers shall extend. Money cannot be applied to the
general welfare otherwise than by an application of it to
some particular measures, conducive to the general welfare.
Whenever, therefore, money has been raised by the general authority,
and is to be applied to a particular measure, a question arises
whether the particular measure be within the enumerated authorities
vested in Congress. If it be, the money requisite for it may be
applied to it; if it be not, no such application can be made. This
fair and obvious interpretation coincides with, and is enforced by
the clause in the Constitution, which declares, that "no money shall
be drawn from the treasury, but in consequence of appropriations by
law." An appropriation of money to the general welfare would be
deemed rather a mockery than an observance of this constitutional
injunction.
2. Whether the exposition of the general phrases here combated
would not, by degrees, consolidate the states into one sovereignty,
is a question concerning which the committee can perceive little
room for difference of opinion. To consolidate the states into one
sovereignty, nothing more can be wanted, than to supersede their
respective sovereignties in the cases reserved to them, by extending
the sovereignty of the United States, to all cases of the "general
welfare," that is to say, to all cases whatever.
3. That the obvious tendency and inevitable result of a
consolidation of the states into one sovereignty, would be to
transform the republican system of the United States into a
monarchy, is a point which seems to have been sufficiently decided
by the general sentiment of America. In almost every instance of
discussion, relating to the consolidation in question, its certain
tendency to pave the way to monarchy seems not to have been
contested. The prospect of such a consolidation has formed the only
topic of controversy. It would be unnecessary, therefore, for the
committee to dwell long on the reasons which support the position of
the General Assembly. It may not be improper, however, to remark two
consequences evidently flowing from an extension of the federal
powers to every subject falling within the idea of the "general
welfare."
One consequence must be, to enlarge the sphere of discretion
allotted to the executive magistrate. Even within the legislative
limits properly denned by the Constitution, the difficulty of
accommodating legal regulations to a country so great in extent, and
so various in its circumstances, has been much felt; and has led to
occasional investments of power in the executive, which involve
perhaps as large a portion of discretion as can be deemed consistent
with the nature of the executive trust. In proportion as the objects
of legislative care might be multiplied, would the time allowed for
each be diminished, and the difficulty of providing uniform and
particular regulations for all be increased. From these sources
would necessarily ensue a greater latitude to the agency of that
department which is always in existence, and which could best mould
regulations of a general nature, so as to suit them to the diversity
of particular situations. And it is in this latitude, as a
supplement to the deficiency of the laws, that the degree of
executive prerogative materially consists.
The other consequence would be that of an excessive augmentation
of the offices, honours, and emoluments depending on the executive
will. Add to the present legitimate stock, all those of every
description which a consolidation of the states would take from
them, and turn over to the Federal Government, and the patronage of
the executive would necessarily be as much swelled in this case, as
its prerogative would be in the other.
This disproportionate increase of prerogative and patronage must,
evidently, either enable the chief magistrate of the Union, by quiet
means, to secure his re-election from time to time, and finally, to
regulate the succession as he might please; or, by giving so
transcendent an importance to the office, would render the elections
to it so violent and corrupt, that the public voice itself might
call for an hereditary, in place of an elective succession.
Whichever of these events might follow, the transformation of the
republican system of the United States into a monarchy, anticipated
by the General Assembly from a consolidation of the states into one
sovereignty, would be equally accomplished; and whether it would be
into a mixed or an absolute monarchy, might depend on too many
contingencies to admit of any certain foresight.
The resolution next in order, is contained in the following
terms:
That the General Assembly doth particularly protest against
the palpable and alarming infractions of the Constitution, in the
two late cases of the "alien and sedition-acts," passed at the last
session of Congress; the first of which exercises a power nowhere
delegated to the Federal Government; and which, by uniting
legislative and judicial powers to those of executive, subverts the
general principles of a free Government, as well as the particular
organization and positive provisions of the Federal Constitution;
and the other of which ads exercises, in like manner, a power not
delegated by the Constitution; but, on the contrary, expressly and
positively forbidden by one of the amendments thereto: a power
which, more than any other, ought to produce universal alarm;
because, it is levelled against that right of freely examining
public characters and measures, and of free communication among the
people thereon, which has ever been justly deemed the only effectual
guardian of every other right.
The subject of this resolution having, it is presumed, more
particularly led the General Assembly into the proceedings which
they communicated to the other states, and being in itself of
peculiar importance, it deserves the most critical and faithful
investigation; for the length of which no other apology will be
necessary.
The subject divides itself into first, "The alien-act,"
secondly, "The sedition-act."
I. Of the "alien-act," it is affirmed by the resolution, 1st.
That it exercises a power nowhere delegated to the Federal
Government. 2d. That it unites legislative and judicial powers to
those of the executive. 3d. That this union of power subverts the
general principles of free government. 4th. That it subverts the
particular organization and positive provisions of the Federal
Constitution.
In order to clear the way for a correct view of the first
position, several observations will be premised.
In the first place, it is to be borne in mind, that it being a
characteristic feature of the Federal Constitution, as it was
originally ratified, and an amendment thereto having precisely
declared, "That the powers not delegated to the United States by the
Constitution, nor prohibited by it to the states, are reserved to
the states respectively, or to the people," it is incumbent in this,
as in every other exercise of power by the Federal Government, to
prove from the Constitution, that it grants the particular power
exercised.
The next observation to be made is, that much confusion and
fallacy have been thrown into question, by blending the two cases of
aliens, members of a hostile nation; and aliens, members
of friendly nations. These two cases are so obviously and so
essentially distinct, that it occasions no little surprise that the
distinction should have been disregarded: and the surprise is so
much the greater, as it appears that the two cases are actually
distinguished by two separate acts of Congress, passed at the same
session, and comprised in the same publication; the one providing
for the case of "alien enemies;" the other "concerning aliens"
indiscriminately; and consequently extending to aliens of every
nation in peace and amity with the United States. With respect to
alien enemies, no doubt has been intimated as to the federal
authority over them; the Constitution having expressly delegated to
Congress the power to declare war against any nation, and of course
to treat it and all its members as enemies. With respect to aliens
who are not enemies, but members of nations in peace and amity with
the United States, the power assumed by the act of Congress is
denied to be constitutional; and it is accordingly against this act,
that the protest of the General Assembly is expressly and
exclusively directed.
A third observation is, that were it admitted, as is contended,
that the "act concerning aliens" has for its object not a penal,
but a preventive justice, it would still remain to be proved
that it comes within the constitutional power of the federal
legislature; and if within its power, that the legislature has
exercised it in a constitutional manner.
In the administration of preventive justice, the following
principles have been held sacred: that some probable ground of
suspicion be exhibited before some judicial authority; that it be
supported by oath or affirmation; that the party may avoid being
thrown into confinement, by finding pledges or sureties for his
legal conduct sufficient in the judgment of some judicial authority;
that he may have the benefit of a writ of habeas corpus, and
thus obtain his release, if wrongfully confined; and that he may at
any time be discharged from his recognizance, or his confinement,
and restored to his former-liberty and rights, on the order of the
proper judicial authority, if it shall see sufficient cause.
All these principles of the only preventive justice known to
American jurisprudence are violated by the alien-act. The ground of
suspicion is to be judged of, not by any judicial authority, but by
the executive magistrate alone; no oath or affirmation is required;
if the suspicion be held reasonable by the President, he may order
the suspected alien to depart the territory of the United States,
without the opportunity of avoiding the sentence, by finding pledges
for his future good conduct; as the President may limit the time of
departure as he pleases, the benefit of the writ of habeas corpus
may be suspended with respect to the party, although the
Constitution ordains, that it shall not be suspended, unless when
the public safety may require it in case of rebellion or invasion,
neither of which existed at the passage of the act; and the party
being under the sentence of the President, either removed from the
United States, or being punished by imprisonment, or
disqualification ever to become a citizen on conviction of not
obeying the order of removal, he cannot be discharged from the
proceedings against him, and restored to the benefits of his former
situation, although the highest judicial authority should see
the most sufficient cause for it.
But, in the last place, it can never be admitted, that the
removal of aliens, authorized by the act, is to be considered, not
as punishment for an offence, but as a measure of precaution and
prevention. If the banishment of an alien from a country into which
he has been invited, as the asylum most auspicious to his happiness;
a country where he may have formed the most tender of connexions,
where he may have vested his entire property, and acquired property
of the real and permanent, as well as the movable and temporary
kind; where he enjoys under the laws a greater share of the
blessings of personal security and personal liberty than he can
elsewhere hope for, and where he may have nearly completed his
probationary title to citizenship; if, moreover, in the execution of
the sentence against him, he is to be exposed, not only to the
ordinary dangers of the sea, but to the peculiar casualties incident
to a crisis of war, and of unusual licentiousness on that element,
and possibly to vindictive purposes which his emigration itself may
have provoked; if a banishment of this sort be not a punishment, and
among the severest of punishments, it will be difficult to imagine a
doom to which the name can be applied. And if it be a punishment, it
will remain to be inquired, whether it can be constitutionally
inflicted, on mere suspicion, by the single will of the executive
magistrate, on persons convicted of no personal offence against the
laws of the land, nor involved in any offence against the law. of
nations, charged on the foreign state of which they are members.
One argument offered in justification of this power exercised
over aliens is, that the admission of them into the country being of
favour, not of right, the favour is at all times revocable.
To this argument it might be answered, that allowing the truth of
the inference, it would be no proof of what is required. A question
would still occur, whether the Constitution had vested the
discretionary power of admitting aliens in the federal government,
or in the state governments.
But it cannot be a true inference, that because the admission of
an alien is a favour, the favour may be revoked at pleasure. A grant
of land to an individual may be of favour, not of right; but the
moment the grant is made, the favour becomes a right, and must be
forfeited before it can be taken away. To pardon a malefactor may be
favour, but the pardon is not, on that account, the less
irrevocable. To admit an alien to naturalization is as much a
favour, as to admit him to reside in the country; yet it cannot be
pretended, that a person naturalized can be deprived of the benefit,
any more than a native citizen can be disfranchised.9
Again, it is said, that aliens not being parties to the
Constitution, the rights and privileges which it secures cannot be
at all claimed by them.
To this reasoning, also, it might be answered, that although
aliens are not parties to the Constitution, it does not follow that
the Constitution has vested in Congress an absolute power over them.
The parties to the Constitution may have granted, or retained, or
modified the power over aliens, without regard to that particular
consideration.
But a more direct reply is, that it does not follow, because
aliens are not parties to the Constitution, as citizens are parties
to it, that whilst they actually conform to it, they have no right
to its protection. Aliens are not more parties to the laws, than
they are parties to the Constitution; yet, it will not be disputed,
that as they owe, on one hand, a temporary obedience, they are
entitled in return to their protection and advantage.
If aliens had no rights under the Constitution, they might not
only be banished, but even capitally punished, without a jury or the
other incidents to a fair trial. But so far has a contrary principle
been carried, in every part of the United States, that except on
charges of treason, an alien has, besides all the common privileges,
the special one of being tried by a jury, of which one-half may be
also aliens.
It is said, further, that by the law and practice of nations,
aliens may be removed at discretion, for offences against the law of
nations; that Congress are authorized to define and punish such
offences; and that to be dangerous to the peace of society is, in
aliens, one of those offences.
The distinction between alien enemies and alien friends, is a
clear and conclusive answer to this argument. Alien enemies are
under the law of nations, and liable to be punished for offences
against it. Alien friends, except in the single case of public
ministers, are under the municipal law, and must be tried and
punished according to that law only.10
This argument also, by referring the alien-act to the power of
Congress to define and punish offences against the law of
nations, yields the point that the act is of a penal, not
merely of a preventive operation. It must, in truth, be so
considered. And if it be a penal act, the punishment it inflicts,
must be justified by some offence that deserves it.
Offences for which aliens, within the jurisdiction of a country,
are punishable, are first, offences committed by the nation of which
they make a part, and in whose offences they are involved: Secondly,
offences committed by themselves alone, without any charge against
the nation to which they belong. The first is the case of alien
enemies; the second, the case of alien friends. In the first case,
the offending nation can no otherwise be punished than by war, one
of the laws of which authorizes the expulsion of such of its
members, as may be found within the country, against which the
offence has been committed. In the second case, the offence being
committed by the individual, not by his nation, and against the
municipal law, not against the law of nations, the individual only,
and not the nation, is punishable; and the punishment must be
conducted according to the municipal law, not according to the law
of nations. Under this view of the subject, the act of Congress, for
the removal of alien enemies, being conformable to the law of
nations, is justified by the Constitution: and the "act," for the
removal of alien friends, being repugnant to the constitutional
principles of municipal law, is unjustifiable.
Nor is the act of Congress, for the removal of alien friends,
more agreeable to the general practice of nations, than it is within
the purview of the law of nations. The general practice of nations,
distinguishes between alien friends and alien enemies. The latter it
has proceeded against, according to the law of nations, by expelling
them as enemies.11 The former it
has considered as under a local and temporary allegiance, and
entitled to a correspondent protection. If contrary instances are to
be found in barbarous countries, under undefined prerogatives, or
amid revolutionary dangers, they will not be deemed fit precedents
for the government of the United States, even if not beyond its
constitutional authority.
It is said, that Congress may grant letters of marque and
reprisal; that reprisals may be made on persons, as well as
property; and that the removal of aliens may be considered as the
exercise in an inferior degree, of the general power of reprisal on
persons.
Without entering minutely into a question that does not seem to
require it, it may be remarked, that reprisal is a seizure of
foreign persons or property, with a view to obtain that justice for
injuries done by one state or its members, to another state or its
members, for which, a refusal of the aggressor requires such a
resort to force under the law of nations. It must be considered as
an abuse of words to call the removal of persons from a country, a
seizure or reprisal on them: nor is the distinction to be overlooked
between reprisals on persons within the country and under the faith
of its laws, and on persons out of the country.12
But, laying aside these considerations, it is evidently
impossible to bring the alien-act within the power of granting
reprisals; since it does not allege or imply any injury received
from any particular nation, for which this proceeding against its
members was intended as a reparation. The proceeding is authorized
against aliens of every nation; of nations charged neither
with any similar proceeding against American citizens, nor with any
injuries for which justice might be sought, in the mode prescribed
by the act. Were it true, therefore, that good causes existed for
reprisals against one or more foreign nations, and that neither
persons nor property of its members, under the faith of our laws,
could plead an exemption, the operation of the act ought to have
been limited to the aliens among us, belonging to such nations. To
license reprisals against all nations, for aggressions charged on
one only, would be a measure as contrary to every principle of
justice and public law, as to a wise policy, and the universal
practice of nations.
It is said, that the right of removing aliens is an incident to
the power of war, vested in Congress by the Constitution.
This is a former argument in a new shape only; and is answered by
repeating, that the removal of alien enemies is an incident to the
power of war; that the removal of alien friends, is not an incident
to the power of war.
It is said, that Congress are by the Constitution to protect each
state against invasion; and that the means of preventing
invasion are included in the power of protection against it.
The power of war in general, having been before granted by the
Constitution, this clause must either be a mere specification for
greater caution and certainty, of which there are other examples in
the instrument, or be the injunction of a duty, superadded to a
grant of the power. Under either explanation, it cannot enlarge the
powers of Congress on the subject. The power and the duty to protect
each state against an invading enemy, would be the same Under the
general power, if this regard to greater caution had been omitted.
Invasion is an operation of war. To protect against invasion is
an exercise of the power of war. A power, therefore, not incident to
war, cannot be incident to a particular modification of war. And as
the removal of alien friends, has appeared to be no incident to a
general state of war, it cannot be incident to a partial state, or a
particular modification of war.
Nor can it ever be granted, that a power to act on a case when it
actually occurs, includes a power over all the means that may
tend to prevent the occurrence of the case. Such a latitude of
construction would render unavailing every practicable definition of
particular and limited powers. Under the idea of preventing war in
general, as well as invasion in particular, not only an
indiscriminate removal of all aliens might be enforced, but a
thousand other things still more remote from the operations and
precautions appurtenant to war, might take place. A bigoted or
tyrannical nation might threaten us with war, unless certain
religious or political regulations were adopted by us; yet it never
could be inferred, if the regulations which would prevent war, were
such as Congress had otherwise no power to make, that the power to
make them would grow out of the purpose they were to answer.
Congress have power to suppress insurrections, yet it would not be
allowed to follow, that they might employ all the means tending to
prevent them; of which a system of moral instruction for the
ignorant, and of provident support for the poor, might be regarded
as among the most efficacious.
One argument for the power of the general government to remove
aliens, would have been passed in silence, if it had appeared under
any authority inferior to that of a report, made during the last
session of Congress, to the House of Representatives by a committee,
and approved by the House. The doctrine on which this argument is
founded, is of so new and so extraordinary a character, and strikes
so radically at the political system of America, that it is proper
to state it in the very words of the report.
"The act [concerning aliens] is said to be unconstitutional,
because to remove aliens is a direct breach of the Constitution,
which provides, by the 9th section of the 1st article, that the
migration or importation of such persons as any of the states shall
think proper to admit, shall not be prohibited by the Congress,
prior to the year 1808."
Among the answers given to this objection to the
constitutionality of the act, the following very remarkable one is
extracted:
"Thirdly, that as the Constitution has given to the states
no power to remove aliens, during the period of the limitation under
consideration, in the mean time, on the construction assumed, there
would be no authority in the country, empowered to send away
dangerous aliens, which cannot be admitted."13
The reasoning here used, would not in any view, be conclusive;
because there are powers exercised by most other governments, which
in the United States are withheld by the people, both from the
general government, and from the state governments. Of this sort are
many of the powers prohibited by the declarations of right prefixed
to the constitutions, or by the clauses in the constitutions, in the
nature of such declarations. Nay, so far is the political system of
the United States distinguishable from that of other countries, by
the caution with which powers are delegated and defined, that in one
very important case, even of commercial regulations and revenue, the
power is absolutely locked up against the hands of both governments.
A tax on exports can be laid by no constitutional authority
whatever. Under a system thus peculiarly guarded, there could surely
be no absurdity in supposing, that alien friends, who if guilty of
treasonable machinations may be punished, or if suspected on
probable grounds, may be secured by pledges or imprisonment, in like
manner with permanent citizens, were never meant to be subjected to
banishment by any arbitrary and unusual process, either under the
one government or the other.
But, it is not the inconclusiveness of the general reasoning in
this passage, which chiefly calls the attention to it. It is the
principle assumed by it, that the powers held by the states, are
given to them by the Constitution of the United States; and the
inference from this principle, that the powers supposed to be
necessary which are not so given to state governments, must reside
in the government of the United States.
The respect, which is felt for every portion of the constituted
authorities, forbids some of the reflections which this singular
paragraph might excite; and they are the more readily suppressed, as
it may be presumed, with justice perhaps, as well as candour, that
inadvertence may have had its share in the error. It would be an
unjustifiable delicacy, nevertheless, to pass by so portentous a
claim, proceeding from so high an authority, without a monitory
notice of the fatal tendencies with which it would be pregnant.
Lastly, it is said, that a law on the same subject with the
alien-act, passed by this state originally in 1785, and re-enacted
in 1792, is a proof that a summary removal of suspected aliens, was
not heretofore regarded by the Virginia Legislature, as liable to
the objections now urged against such a measure.
This charge against Virginia vanishes before the simple remark,
that the law of Virginia relates to "suspicious persons being the
subjects of any foreign power or state, who shall have made a
declaration of war, or actually commenced hostilities, or
from whom the President shall apprehend hostile designs;"
whereas the act of Congress relates to aliens, being the subjects of
foreign powers and states, who have neither declared war, nor
commenced hostilities, nor from whom hostile designs are apprehended.
2. It is next affirmed of the alien act, that it unites
legislative, judicial, and executive powers in the hands of the
President.
However difficult it may be to mark, in every case, with
clearness and certainty, the line which divides legislative power,
from the other departments of power, all will agree, that the powers
referred to these departments may be so general and undefined, as to
be of a legislative, not of an executive or judicial nature; and may
for that reason be unconstitutional. Details to a certain degree,
are essential to the nature and character of a law; and on criminal
subjects, it is proper, that details should leave as little as
possible to the discretion of those who are to apply and to execute
the law. If nothing more were required, in exercising a legislative
trust, than a general conveyance of authority, without laying down
any precise rules, by which the authority conveyed should be carried
into effect; it would follow, that the whole power of legislation
might be transferred by the legislature from itself, and
proclamations might become substitutes for laws. A delegation of
power in this latitude, would not be denied to be a union of the
different powers.
To determine, then, whether the appropriate powers of the
distinct departments are united by the act authorizing the executive
to remove aliens, it must be inquired whether it contains such
details, definitions and rules, as appertain to the true character
of a law; especially, a law by which personal liberty is invaded,
property deprived of its value to the owner, and life itself
indirectly exposed to danger.
The alien-act declares, "that it shall be lawful for the
President to order all such aliens as he shall judge dangerous
to the peace and safety of the United States, or shall have
reasonable ground to suspect, are concerned in any
treasonable, or secret machinations, against the government
thereof, to depart," &c.
Could a power be well given in terms less definite, less
particular, and less precise? To be dangerous to the public
safety; to be suspected of secret machinations against
the government: these can never be mistaken for legal rules or
certain definitions. They leave everything to the President. His
will is the law.
But, it is not a legislative power only, that is given to the
President. He is to stand in the place of the judiciary also. His
suspicion is the only evidence which is to convict: his order, the
only judgment which is to be executed.
Thus, it is the President whose will is to designate the
offensive conduct; it is his will that is to ascertain the
individuals on whom it is charged; and it is his will, that is to
cause the sentence to be executed. It is rightly affirmed,
therefore, that the act unites legislative and judicial powers to
those of the executive.
3. It is affirmed, that this union of power subverts the general
principles of free government.
It has become an axiom in the science of government, that a
separation of the legislative, executive, and judicial departments,
is necessary to the preservation of public liberty.14
Nowhere has this axiom been better understood in theory, or more
carefully pursued in practice, than in the United States.
4. It is affirmed that such a union of powers subverts the
particular organization and positive provisions of the Federal
Constitution.
According to the particular organization of the Constitution, its
legislative powers are vested in the Congress, its executive powers
in the President, and its judicial powers in a supreme and inferior
tribunals. The union of any two of these powers, and still more of
all three, in any one of these departments, as has been shown to be
done by the alien-act, must consequently subvert the constitutional
organization of them.
That positive provisions, in the Constitution, securing to
individuals the benefits of fair trial, are also violated by the
union of powers in the alien-act, necessarily results from the two
facts, that the act relates to alien friends, and that alien friends
being under the municipal law only, are entitled to its protection.
II. The second object against which the resolution
protests, is the sedition-act.
Of this act it is affirmed, 1. That it exercises in like manner a
power not delegated by the Constitution. 2. That the power, on the
contrary, is expressly and positively forbidden by one of the
amendments to the Constitution. 3. That this is a power, which more
than any other ought to produce universal alarm; because it is
levelled against that right of freely examining public characters
and measures, and of free communication thereon, which has ever been
justly deemed the only effectual guardian of every other right.
1. That it exercises a power not delegated by the Constitution.
Here again, it will be proper to recollect, that the Federal
Government being composed of powers specifically granted, with a
reservation of all others to the states or to the people, the
positive authority under which the sedition-act could be passed must
be produced by those who assert its constitutionality. In what part
of the Constitution, then, is this authority to be found?
Several attempts have been made to answer this question, which
will be examined in their order. The committee will begin with one,
which has filled them with equal astonishment and apprehension; and
which, they cannot but persuade themselves, must have the same
effect on all, who will consider it with coolness and impartiality,
and with a reverence for our Constitution, in the true character in
which it issued from the sovereign authority of the people. The
committee refer to the doctrine lately advanced as a sanction to the
sedition-act, "that the common or unwritten law," a law of vast
extent and complexity, and embracing almost every possible subject
of legislation, both civil and criminal, makes a part of the law of
these states, in their united and national capacity.15
The novelty and, in the judgment of the committee, the
extravagance of this pretension, would have consigned it to the
silence in which they have passed by other arguments, which an
extraordinary zeal for the act has drawn into the discussion: But
the auspices under which this innovation presents itself, have
constrained the committee to bestow on it an attention, which other
considerations might have forbidden.
In executing the task, it may be of use to look back to the
colonial state of this country, prior to the Revolution; to trace
the effects of the Revolution which converted the colonies into
independent states; to inquire into the import of the articles of
confederation, the first instrument by which the union of the states
was regularly established; and finally, to consult the Constitution
of 1788, which is the oracle that must decide the important
question.
In the state, prior to the Revolution, it is certain that the
common law, under different limitations, made a part of the colonial
codes. But whether it be understood that the original colonists
brought the law with them, or made it their law by adoption; it is
equally certain, that it was the separate law of each colony within
its respective limits, and wag unknown to them, as a law pervading
and operating through the whole, as one society.
It could not possibly be otherwise. The common law was not the
same in any two of the colonies; in some, the modifications were
materially and extensively different. There was no common
legislature, by which a common will could be expressed in the form
of a law; nor any common magistracy, by which such a law could be
carried into practice. The will of each colony, alone and
separately, had its organs for these purposes.
This stage of our political history furnishes no foothold for the
patrons of this new doctrine.
Did then the principle or operation of the great event which made
the colonies independent states, imply or introduce the common law
as a law of the Union?
The fundamental principle of the Revolution was, that the
colonies were co-ordinate members with each other, and with Great
Britain, of an empire, united by a common executive sovereign, but
not united by any common legislative sovereign. The legislative
power was maintained to be as complete in each American parliament,
as in the British parliament. And the royal prerogative was in force
in each colony, by virtue of its acknowledging the king for its
executive magistrate, as it was in Great Britain, by virtue of a
like acknowledgment there. A denial of these principles by Great
Britain, and the assertion of them by America, produced the
Revolution.
There was a time, indeed, when an exception to the legislative
separation of the several component and coequal parts of the empire
obtained a degree of acquiescence. The British parliament was
allowed to regulate the trade with foreign nations, and between the
different parts of the empire. This was, however, mere practice
without right, and contrary to the true theory of the Constitution.
The conveniency of some regulations, in both those cases, was
apparent; and as there was no legislature with power over the whole,
nor any constitutional pre-eminence among the legislatures of the
several parts, it was natural for the legislature of that particular
part which was the eldest and the largest, to assume this function,
and for the others to acquiesce in it. This tacit arrangement was
the less criticised, as the regulations established by the British
parliament operated in favour of that part of the empire which
seemed to bear the principal share of the public burdens, and were
regarded as an indemnification of its advances for the other parts.
As long as this regulating power was confined to the two objects of
conveniency and equity, it was not complained of, nor much inquired
into. But, no sooner was it perverted to the selfish views of the
party assuming it, than the injured parties began to feel and to
reflect; and the moment the claim to a direct and indefinite power
was ingrafted on the precedent of the regulating power, the whole
charm was dissolved, and every eye opened to the usurpation. The
assertion by Great Britain of a power to make laws for the other
members of the empire in all cases whatsoever, ended in the
discovery that she had a right to make laws for them in no cases
whatsoever.
Such being the ground of our Revolution, no support nor colour
can be drawn from it, for the doctrine that the common law is
binding on these states as one society. The doctrine, on the
contrary, is evidently repugnant to the fundamental principle of the
Revolution.
The articles of confederation are the next source of information
on this subject.
In the interval between the commencement of the Revolution and
the final ratification of these articles, the nature and extent of
the Union was determined by the circumstances of the crisis, rather
than by any accurate delineation of the general authority. It will
not be alleged, that the "common law" could have had any legitimate
birth as a law of the United States during that state of things. If
it came, as such, into existence at all, the charter of
confederation must have been its parent.
Here again, however, its pretensions are absolutely destitute of
foundation. This instrument does not contain a sentence or syllable
that can be tortured into a countenance of the idea, that the
parties to it were, with respect to the objects of the common law,
to form one community. No such law is named or implied, or alluded
to as being in force, or as brought into force by that compact. No
provision is made by which such a law could be carried into
operation; whilst, on the other hand, every such inference or
pretext is absolutely precluded by Article 2d, which declares, "that
each state retains its sovereignty, freedom, and independence, and
every power, jurisdiction, and right, which is not by this
confederation expressly delegated to the United States, in Congress
assembled."
Thus far it appears that not a vestige of this extraordinary
doctrine can be found in the origin or progress of American
institutions. The evidence against it has, on the contrary, grown
stronger at every step, till it has amounted to a formal and
positive exclusion, by written articles of compact among the parties
concerned.
Is this exclusion revoked, and the common law introduced as a
national law, by the present Constitution of the United States? This
is the final question to be examined.
It is readily admitted, that particular parts of the common law
may have a sanction from the Constitution, so far as they are
necessarily comprehended in the technical phrases which express the
powers delegated to the government; and so far also, as such other
parts may be adopted by Congress as necessary and proper for
carrying into execution the powers expressly delegated. But, the
question does not relate to either of these portions of the common
law. It relates to the common law beyond these limitations.
The only part of the Constitution which seems to have been relied
on in this case is the 2d Sect. of Art. III. "The judicial power
shall extend to all cases in law and equity, arising under
this Constitution, the laws of the United States, and treaties
made or which shall be made under their authority."
It has been asked what cases, distinct from those arising under
the laws and treaties of the United States, can arise under the
Constitution, other than those arising under the common law; and it
is inferred, that the common law is accordingly adopted or
recognised by the Constitution.
Never, perhaps, was so broad a construction applied to a text so
clearly unsusceptible of it. If any colour for the inference could
be found, it must be in the impossibility of finding any other cases
in law and equity, within the provision of the Constitution, to
satisfy the expression; and rather than resort to a construction
affecting so essentially the whole character of the government, it
would perhaps be more rational to consider the expression as a mere
pleonasm, or inadvertence. But, it is not necessary to decide on
such a dilemma. The expression is fully satisfied, and its accuracy
justified, by two descriptions of cases, to which the judicial
authority is extended, and neither of which implies that the common
law is the law of the United States. One of these descriptions
comprehends the cases growing out of the restrictions on the
legislative power of the states. For example, it is provided that
"no state shall emit bills of credit," or "make anything but gold
and silver coin a tender in payment of debts." Should this
prohibition be violated, and a suit between citizens of the same
state be the consequence, this would be a case arising under the
Constitution, before the judicial power of the United States. A
second description comprehends suits between citizens and
foreigners, or citizens of different states, to be decided according
to the state or foreign laws; but submitted by the Constitution to
the judicial power of the United States; the judicial power being,
in several instances, extended beyond the legislative power of the
United States.
To this explanation of the text, the following observations may
be added:
The expression, "cases in law and equity," is manifestly confined
to cases of a civil nature; and would exclude cases of criminal
jurisdiction. Criminal cases in law and equity would be a language
unknown to the law.16
The succeeding paragraph of the same section is in harmony with
this construction. It is in these words: "In all cases affecting
ambassadors, other public ministers, and consuls, and those in which
a state shall be a party, the Supreme Court shall have original
jurisdiction. In all the other cases [including cases in law
and equity arising under the Constitution] the Supreme Court shell
have appellate jurisdiction both as to law and fact;
with such exceptions, and under such regulations, as Congress shall
make."
This paragraph, by expressly giving an appellate
jurisdiction, in cases of law and equity arising under the
Constitution, to fact, as well as to law, clearly excludes
criminal cases, where the trial by jury is secured; because the
fact, in such cases, is not a subject of appeal.17
And, although the appeal is liable to such exceptions and
regulations as Congress may adopt, yet it is not to be supposed that
an exception of all criminal cases could be
contemplated; as well because a discretion in Congress to make or
omit the exception would be improper, as because it would have been
unnecessary. The exception could as easily have been made by the
Constitution itself, as referred to the Congress.
Once more; the amendment last added to the Constitution, deserves
attention, as throwing light on this subject. "The judicial power of
the United States shall not be construed to extend to any suit in
law or equity, commenced or prosecuted against one of the
United States, by citizens of another state, or by citizens or
subjects of any foreign power." As it will not be pretended that any
criminal proceeding could take place against a state, the terms
law or equity, must be understood as appropriate to
civil, in exclusion of criminal cases.
From these considerations, it is evident, that this part of the
Constitution, even if it could be applied at all to the purpose for
which it has been cited, would not include any cases whatever of a
criminal nature; and consequently, would not authorize the inference
from it, that the judicial authority extends to offences
against the common law, as offences arising under the Constitution.
It is further to be considered, that even if this part of the
Constitution could be strained into an application to every common
law case, criminal as well as civil, it could have no effect in
justifying the sedition-act, which is an exercise of legislative,
and not of judicial power: and it is the judicial power only, of
which the extent is defined in this part of the Constitution.
There are two passages in the Constitution, in which a
description of the law of the United States is found. The first is
contained in Art. III. sect. 2, in the words following: "This
Constitution, the laws of the United States, and treaties made, or
which shall be made under their authority." The second is contained
in the second paragraph of Art. VI. as follows: "This Constitution,
and the laws of the United States which shall be made in pursuance
thereof, and all treaties made, or which shall be made, under the
authority of the United States, shall be the supreme law of the
land." The first of these descriptions was meant as a guide to the
judges of the United States; the second, as a guide to the judges in
the several states. Both of them consists of an enumeration, which
was evidently meant to be precise and complete. If the common law
had been understood to be a law of the United States, it is not
possible to assign a satisfactory reason why it was not expressed in
the enumeration.
In aid of these objections, the difficulties and confusion
inseparable from a constructive introduction of the common law,
would afford powerful reasons against it.
Is it to be the common law with or without the British statutes?
If without the statutory amendments, the vices of the code would
be insupportable.
If with these amendments, what period is to be fixed for limiting
the British authority over our laws?
Is it to be the date of the eldest or the youngest of the
colonies?
Or are the dates to be thrown together, and a medium deduced?
Or is our independence to be taken for the date?
Is, again, regard to be had to the various changes in the common
law made by the local codes of America?
Is regard to be had to such changes, subsequent, as well as
prior, to the establishment of the Constitution?
Is regard to be had to future, as well as past changes?
Is the law to be different in every state, as differently
modified by its code; or are the modifications of any particular
state to be applied to all?
And on the latter supposition, which among the state codes would
form the standard?
Questions of this sort might be multiplied with as much ease, as
there would be difficulty in answering them.
The consequences flowing from the proposed construction, furnish
other objections equally conclusive; unless the text were peremptory
in its meaning, and consistent with other parts of the instrument.
These consequences may be in relation to the legislative
authority of the United States; to the executive authority; to the
judicial authority; and to the governments of the several states.
If it be understood, that the common law is established by the
Constitution, it follows that no part of the law can be altered by
the legislature; such of the statutes already passed, as may be
repugnant thereto would be nullified; particularly the
"sedition-act" itself, which boasts of being a melioration of the
common law; and the whole code, with all its incongruities,
barbarisms, and bloody maxims, would be inviolably saddled on the
good people of the United States.
Should this consequence be rejected, and the common law be held,
like other laws, liable to revision and alteration, by the authority
of Congress, it then follows, that the authority of Congress is
co-extensive with the objects of common law; that is to say, with
every object of legislation: for to every such object does some
branch or other of the common law extend. The authority of Congress
would, therefore, be no longer under the limitations marked out in
the Constitution. They would be authorized to legislate in all cases
whatsoever.
In the next place, as the President possesses the executive
powers of the Constitution, and is to see that the laws be
faithfully executed, his authority also must be coextensive with
every branch of the common law. The additions which this would make
to his power, though not readily to be estimated, claim the most
serious attention.
This is not all; it will merit the most profound consideration,
how far an indefinite admission of the common law, with a latitude
in construing it, equal to the construction by which it is deduced
from the Constitution, might draw after it the various prerogatives
making part of the unwritten law of England. The English
constitution itself is nothing more than a composition of unwritten
laws and maxims.
In the third place, whether the common law be admitted as of
legal or of constitutional obligation, it would confer on the
judicial department a discretion little short of a legislative
power.
On the supposition of its having a constitutional obligation,
this power in the judges would be permanent and irremediable by the
legislature. On the other supposition, the power would not expire,
until the legislature should have introduced a full system of
statutory provisions. Let it be observed, too, that besides all the
uncertainties above enumerated, and which present an immense field
for judicial discretion, it would remain with the same department to
decide what parts of the common law would, and what would not, be
properly applicable to the circumstances of the United States.
A discretion of this sort has always been lamented as incongruous
and dangerous, even in the colonial and state courts; although so
much narrowed by positive provisions in the local codes on all the
principal subjects embraced by the common law. Under the United
States, where so few laws exist on those subjects, and where so
great a lapse of time must happen before the vast chasm could be
supplied, it is manifest that the power of the judges over the law
would, in fact, erect them into legislators; and that, for a long
time, it would be impossible for the citizens to conjecture, either
what was, or would be law.
In the last place, the consequence of admitting the common law as
the law of the United States, on the authority of the individual
states, is as obvious as it would be fatal. As this law relates to
every subject of legislation, and would be paramount to the
constitutions and laws of the states, the admission of it would
overwhelm the residuary sovereignty of the states, and by one
constructive operation, new-model the whole political fabric of the
country.
From the review thus taken of the situation of the American
colonies prior to their independence; of the effect of this event on
their situation; of the nature and import of the articles of
confederation; of the true meaning of the passage in the existing
Constitution from which the common law has been deduced; of the
difficulties and uncertainties incident to the doctrine; and of its
vast consequences in extending the powers of the Federal Government,
and in superseding the authorities of the state governments; the
committee feel the utmost confidence in concluding, that the common
law never was, nor, by any fair construction, ever can be, deemed a
law for the American people as one community; and they indulge the
strongest expectation that the same conclusion will finally be
drawn, by all candid and accurate inquirers into the subject. It is
indeed distressing to reflect, that it ever should have been made a
question, whether the Constitution, on the whole face of which is
seen so much labour to enumerate and define the several objects of
federal power, could intend to introduce in the lump, in an indirect
manner, and by a forced construction of a few phrases, the vast and
multifarious jurisdiction involved in the common law; a law filling
so many ample volumes; a law overspreading the entire field of
legislation; and a law that would sap the foundation of the
Constitution as a system of limited and specified powers. A severer
reproach could not, in the opinion of the committee, be thrown on
the Constitution, on those who framed, or on those who established
it, than such a supposition would throw on them.
The argument, then, drawn from the common law, on the ground of
its being adopted or recognised by the Constitution, being
inapplicable to the sedition-act, the committee will proceed to
examine the other arguments which have been founded on the
Constitution.
They will waste but little time on the attempt to cover the act
by the preamble to the Constitution; it being contrary to every
acknowledged rule of construction, to set up this part of an
instrument, in opposition to the plain meaning expressed in the body
of the instrument. A preamble usually contains the general motives
or reasons, for the particular regulations or measures which follow
it; and is always understood to be explained and limited by them. In
the present instance, a contrary interpretation would have the
inadmissible effect, of rendering nugatory or improper every part of
the Constitution which succeeds the preamble.
The paragraph in Art. I. sect. 8, which contains the power to lay
and collect taxes, duties, imposts, and excise; to pay the debts,
and provide for the common defence and general welfare, having been
already examined, will also require no particular attention in this
place. It will have been seen that in its fair and consistent
meaning, it cannot enlarge the enumerated powers vested in Congress.
The part of the Constitution which seems most to be recurred to,
in defence of the "sedition-act," is the last clause of the above
section, empowering Congress "to make all laws which shall be
necessary and proper for carrying into execution the foregoing
powers, and all other powers vested by this Constitution in the
government of the United Slates, or in any department or officer
thereof."
The plain import of this clause is, that Congress shall have all
the incidental or instrumental powers necessary and proper for
carrying into execution all the express powers; whether they be
vested in the government of the United States, more collectively, or
in the several departments or officers thereof. It is not a grant of
new powers to Congress, but merely a declaration, for the removal of
all uncertainty, that the means of carrying into execution, those
otherwise granted, are included in the grant.
Whenever, therefore, a question arises concerning the
constitutionality of a particular power, the first question is,
whether the power be expressed in the Constitution. If it be, the
question is decided. If it be not expressed, the next inquiry must
be, whether it is properly an incident to an express power, and
necessary to its execution. If it be, it may be exercised by
Congress. If it be not. Congress cannot exercise it.
Let the question be asked, then, whether the power over the
press, exercised in the "sedition-act," be found among the powers
expressly vested in the Congress? This is not pretended.
Is there any express power, for executing which it is a necessary
and proper power?
The power which has been selected, as least remote, in answer to
this question, is that of "suppressing insurrections;" which is said
to imply a power to prevent insurrections, by punishing
whatever may lead or tend to them. But, it surely
cannot, with the least plausibility, be said, that a regulation of
the press, and a punishment of libels, are exercises of a power to
suppress insurrections. The most that could be said, would be, that
the punishment of libels, if it had the tendency ascribed to it,
might prevent the occasion of passing or executing laws necessary
and proper for the suppression of insurrections.
Has the Federal Government no power, then, to prevent as well as
to punish resistance to the laws?
They have the power, which the Constitution deemed most proper,
in their hands for the purpose. The Congress has power before it
happens, to pass laws for punishing it; and the executive and
judiciary have power to enforce those laws when it does happen.
It must be recollected by many, and could be shown to the
satisfaction of all, that the construction here put on the terms
"necessary and proper," is precisely the construction which
prevailed during the discussions and ratifications of the
Constitution. It may be added, and cannot too often be repeated,
that it is a construction absolutely necessary to maintain their
consistency with the peculiar character of the government, as
possessed of particular and defined powers only; not of the general
and indefinite powers vested in ordinary governments. For, if the
power to suppress insurrection, includes a power to punish
libels; or if the power to punish, includes a power to
prevent, by all the means that may have that tendency;
such is the relation and influence among the most remote subjects of
legislation, that a power over a very few, would carry with it a
power over all. And it must be wholly immaterial, whether unlimited
powers be exercised under the name of unlimited powers, or be
exercised under the name of unlimited means of carrying into
execution limited powers.
This branch of the subject will be closed with a reflection which
must have weight with all; but more especially with those who place
peculiar reliance on the judicial exposition of the Constitution, as
the bulwark provided against undue extensions of the legislative
power. If it be understood that the powers implied in the specified
powers, have an immediate and appropriate relation to them, as
means, necessary and proper for carrying them into execution,
questions on the constitutionality of laws passed for this purpose,
will be of a nature sufficiently precise and determinate for
judicial cognizance and control! If, on the other hand, Congress are
not limited in the choice of means by any such appropriate relation
of them to the specified powers; but may employ all such means as
they may deem fitted to prevent, as well as to punish,
crimes subjected to their authority; such as may have a tendency
only to promote an object for which they are authorized to
provide; every one must perceive, that questions relating to means
of this sort, must be questions of mere policy and expediency, on
which legislative discretion alone can decide, and from which the
judicial interposition and control are completely excluded.
2. The next point which the resolution requires to be proved, is,
that the power over the press exercised by the sedition-act, is
positively forbidden by one of the amendments to the Constitution.
The amendment stands in these words — "Congress shall make no law
respecting an establishment of religion, or prohibiting the free
exercise thereof, or abridging the freedom of speech or of the
press; or the right of the people peaceably to assemble, and to
petition the government for a redress of grievances."
In the attempts to vindicate the "sedition-act," it has been
contended, 1. That the "freedom of the press" is to be determined by
the meaning of these terms in the common law. 2. That the article
supposes the power over the press to be in Congress, and prohibits
them only from abridging the freedom allowed to it by the
common law.
Although it will be shown, in examining the second of these
positions, that the amendment is a denial to Congress of all power
over the press, it may not be useless to make the following
observations on the first of them.
It is deemed to be a sound opinion, that the sedition-act, in its
definition of some of the crimes created, is an abridgment of the
freedom of publication, recognised by principles of the common law
in England.
The freedom of the press under the common law; is, in the
defences of the sedition-act, made to consist in an exemption from
all previous restraint on printed publications, by persons
authorized to inspect and prohibit them. It appears to the
committee, that this idea of the freedom of the press, can never be
admitted to be the American idea of it: since a law inflicting
penalties on printed publications, would have a similar effect with
a law authorizing a previous restraint on them. It would seem a
mockery to say, that no law should be passed, preventing
publications from being made, but that laws might be passed for
punishing them in case they should be made.
The essential difference between the British government, and the
American constitutions, will place this subject in the clearest
light.
In the British government, the danger of encroachments on the
rights of the people, is understood to be confined to the executive
magistrate. The representatives of the people in the legislature,
are not only exempt themselves, from distrust, but are considered as
sufficient guardians of the rights of their constituents against the
danger from the executive. Hence it is a principle, that the
parliament is unlimited in its power; or, in their own language, is
omnipotent. Hence, too, all the ramparts for protecting the rights
of the people, such as their magna charta, their bill of rights,
&c., are not reared against the parliament, but against the royal
prerogative. They are merely legislative precautions against
executive usurpations. Under such a government as this, an exemption
of the press from previous restraint by licensers appointed by the
king, is all the freedom that can be secured to it.
In the United States, the case is altogether different. The
people, not the government, possess the absolute sovereignty. The
legislature, no less than the executive, is under limitations of
power. Encroachments are regarded as possible from the one, as well
as from the other. Hence, in the United States, the great and
essential rights of the people are secured against legislative, as
well as against executive ambition. They are secured, not by laws
paramount to prerogative, but by constitutions paramount to laws.
This security of the freedom of the press requires, that it should
be exempt, not only from previous restraint by the executive, as in
Great Britain, but from legislative restraint also; and this
exemption, to be effectual, must be an exemption not only from the
previous inspection of licensers, but from the subsequent penalty of
laws.
The state of the press, therefore, under the common law, cannot,
in this point of view, be the standard of its freedom in the United
States.
But there is another view, under which it may be necessary to
consider this subject. It may be alleged, that although the security
for the freedom of the press, be different in Great Britain and in
this country; being a legal security only in the former, and a
constitutional security in the latter; and although there may be a
further difference, in an extension of the freedom of the press
here, beyond an exemption from previous restraint, to an exemption
from subsequent penalties also; yet that the actual legal freedom of
the press, under the common law, must determine the degree of
freedom which is meant by the terms, and which is constitutionally
secured against both previous and subsequent restraints.
The committee are not unaware of the difficulty of all general
questions, which may turn on the proper boundary between the liberty
and licentiousness of the press. They will leave it therefore for
consideration only, how far the difference between the nature of the
British government, and the nature of the American governments, and
the practice under the latter, may show the degree of rigour in the
former to be inapplicable to, and not obligatory in the latter.
The nature of governments elective, limited, and responsible, in
all their branches, may well be supposed to require a greater
freedom of animadversion than might be tolerated by the genius of
such a government as that of Great Britain. In the latter, it is a
maxim, that the king, an hereditary, not a responsible magistrate,
can do no wrong; and that the legislature, which in two-thirds of
its composition, is also hereditary, not responsible, can do what it
pleases. In the United States, the executive magistrates are not
held to be infallible, nor the legislatures to be omnipotent; and
both being elective, are both responsible. Is it not natural and
necessary, under such different circumstances, that a different
degree of freedom, in the use of the press, should be contemplated?
Is not such an inference favoured by what is observable in Great
Britain itself? Notwithstanding the general doctrine of the common
law, on the subject of the press, and the occasional punishment of
those who use it with a freedom offensive to the government; it is
well known, that with respect to the responsible members of the
government, where the reasons operating here, become applicable
there, the freedom exercised by the press, and protected by the
public opinion, far exceeds the limits prescribed by the ordinary
rules of law. The ministry, who are responsible to impeachment, are
at all times animadverted on, by the press, with peculiar freedom;
and during the elections for the House of Commons, the other
responsible part of the government, the press is employed with as
little reserve towards the candidates.
The practice in America must be entitled to much more respect. In
every state, probably, in the Union, the press has exerted a freedom
in canvassing the merits and measures of public men, of every
description, which has not been confined to the strict limits of the
common law. On this footing, the freedom of the press has stood; on
this footing it yet stands. And it will not be a breach, either of
truth or of candour, to say, that no persons or presses are in the
habit of more unrestrained animadversions on the proceedings and
functionaries of the state governments, than the persons and presses
most zealous in vindicating the act of Congress for punishing
similar animadversions on the government of the United States.
The last remark will not be understood as claiming for the state
governments an immunity greater than they have heretofore enjoyed.
Some degree of abuse is inseparable from the proper use of
everything; and in no instance is this more true, than in that of
the press. It has accordingly been decided by the practice of the
states, that it is better to leave a few of its noxious branches to
their luxuriant growth, than by pruning them away, to injure the
vigour of those yielding the proper fruits. And can the wisdom of
this policy be doubted by any who reflect, that to the press alone,
chequered as it is with abuses, the world is indebted for all the
triumphs which have been gained by reason and humanity, over error
and oppression; who reflect, that to the same beneficent source, the
United States owe much of the lights which conducted them to the
rank of a free and independent nation; and which have improved their
political system into a shape so auspicious to their happiness. Had
"sedition-acts," forbidding every publication that might bring the
constituted agents into contempt or disrepute, or that might excite
the hatred of the people against the authors of unjust or pernicious
measures, been uniformly enforced against the press, might not the
United States have been languishing at this day, under the
infirmities of a sickly confederation? Might they not possibly be
miserable colonies, groaning under a foreign yoke?
To these observations, one fact will be added, which demonstrates
that the common law cannot be admitted as the universal
expositor of American terms, which may be the same with those
contained in that law. The freedom of conscience, and of religion,
are found in the same instruments which assert the freedom of the
press. It will never be admitted, that the meaning of the former, in
the common law of England, is to limit their meaning in the United
States.
Whatever weight may be allowed to these considerations, the
committee do not, however, by any means intend to rest the question
on them. They contend that the article of amendment, instead of
supposing in Congress a power that might be exercised over the
press, provided its freedom was not abridged, was meant as a
positive denial to Congress, of any power whatever on the subject.
To demonstrate that this was the true object of the article, it
will be sufficient to recall the circumstances which led to it, and
to refer to the explanation accompanying the article.
When the Constitution was under the discussions which preceded
its ratification, it is well known, that great apprehensions were
expressed by many, lest the omission of some positive exception from
the powers delegated, of certain rights, and of the freedom of the
press particularly, might expose them to danger of being drawn by
construction within some of the powers vested in Congress; more
especially of the power to make all laws necessary and proper for
carrying their other powers into execution. In reply to this
objection, it was invariably urged to be a fundamental and
characteristic principle of the Constitution, that all powers not
given by it, were reserved; that no powers were given beyond those
enumerated in the Constitution, and such as were fairly incident to
them; that the power over the rights in question, and particularly
over the press, was neither among the enumerated powers, nor
incident to any of them; and consequently that an exercise of any
such power, would be a manifest usurpation. It is painful to remark,
how much the arguments now employed in behalf of the sedition-act,
are at variance with the reasoning which then justified the
Constitution, and invited its ratification.
From this posture of the subject, resulted the interesting
question in so many of the conventions, whether the doubts and
dangers ascribed to the Constitution, should be removed by any
amendments previous to the ratification, or be postponed, in
confidence that as far as they might be proper, they would be
introduced in the form provided by the Constitution. The latter
course was adopted; and in most of the states, the ratifications
were followed by propositions and instructions for rendering the
Constitution more explicit, and more safe to the rights not meant to
be delegated by it. Among those rights, the freedom of the press, in
most instances, is particularly and emphatically mentioned. The firm
and very pointed manner, in which it is asserted in the proceedings
of the convention of this state, will be hereafter seen.
In pursuance of the wishes thus expressed, the first Congress
that assembled under the Constitution, proposed certain amendments
which have since, by the necessary ratifications, been made a part
of it; among which amendments, is the article containing, among
other prohibitions on the Congress, an express declaration that they
should make no law abridging the freedom of the press.
Without tracing farther the evidence on this subject, it would
seem scarcely possible to doubt, that no power whatever over the
press was supposed to be delegated by the Constitution, as it
originally stood; and that the amendment was intended as a positive
and absolute reservation of it.
But the evidence is still stronger. The proposition of amendment
is made by Congress, is introduced in the following terms: "The
conventions of a number of the states having at the time of their
adopting the Constitution expressed a desire, in order to prevent
misconstructions or abuse of its powers, that further declaratory
and restrictive clauses should be added; and as extending the ground
of public confidence in the government, will best ensure the
beneficent ends of its institutions."
Here is the most satisfactory and authentic proof, that the
several amendments proposed, were to be considered as either
declaratory or restrictive; and whether the one or the other, as
corresponding with the desire expressed by a number of the states,
and as extending the ground of public confidence in the government.
Under any other construction of the amendment relating to the
press, than that it declared the press to be wholly exempt from the
power of Congress, the amendment could neither be said to correspond
with the desire expressed by a number of the states, nor be
calculated to extend the ground of public confidence in the
government.
Nay more; the construction employed to justify the
"sedition-act," would exhibit a phenomenon, without a parallel in
the political world. It would exhibit a number of respectable
states, as denying first that any power over the press was delegated
by the Constitution; as proposing next, that an amendment to it,
should explicitly declare that no such power was delegated; and
finally, as concurring in an amendment actually recognising or
delegating such a power.
Is then the federal government, it will be asked, destitute of
every authority for restraining the licentiousness of the press, and
for shielding itself against the libellous attacks which may be made
on those who administer it?
The Constitution alone can answer this question. If no such power
be expressly delegated, and it be not both necessary and proper to
carry into execution an express power; above all, if it be expressly
forbidden by a declaratory amendment to the Constitution, the answer
must be, that the federal government is destitute of all such
authority.
And might it not be asked in turn, whether it is not more
probable, under all the circumstances which have been reviewed, that
the authority should be withheld by the Constitution, than that it
should be left to a vague and violent construction; whilst so much
pains were bestowed in enumerating other powers, and so many less
important powers are included in the enumeration?
Might it not be likewise asked, whether the anxious
circumspection which dictated so many peculiar limitations on
the general authority, would be unlikely to exempt the press
altogether from that authority? The peculiar magnitude of some of
the powers necessarily committed to the federal government; the
peculiar duration required for the functions of some of its
departments; the peculiar distance of the seat of its proceedings
from the great body of its constituents; and the peculiar difficulty
of circulating an adequate knowledge of them through any other
channel; will not these considerations, some or other of which
produced other exceptions from the powers of ordinary governments,
all together, account for the policy of binding the hand of the
federal government, from touching the channel which alone can give
efficacy to its responsibility to its constituents; and of leaving
those who administer it, to a remedy for their their injured
reputations, under the same laws, and in the same tribunals, which
protect their lives, their liberties, and their properties?
But the question does not turn either on the wisdom of the
Constitution, or on the policy which gave rise to its particular
organization. It turns on the actual meaning of the instrument; by
which it has appeared, that a power over the press is clearly
excluded, from the number of powers delegated to the federal
government.
3. And in the opinion of the committee, well may it be said, as
the resolution concludes with saying, that the unconstitutional
power exercised over the press by the "sedition-act," ought "more
than any other, to produce universal alarm; because it is levelled
against that right of freely examining public characters and
measures, and of free communication among the people thereon, which
has ever been justly deemed the only effectual guardian of every
other right."
Without scrutinizing minutely into all the provisions of the
"sedition-act," it will be sufficient to cite so much of section 2,
as follows: "And be it further enacted, that if any person shall
write, print, utter, or publish, or shall cause or procure to be
written, printed, uttered or published, or shall knowingly and
willingly assist or aid in writing, printing, uttering or publishing
any false, scandalous and malicious writing or writings against the
government of the United States, or either house of the Congress of
the United States, or the President of the United States, with an
intent to defame the said government, or either house of the said
Congress, or the President, or to bring them, or either of them,
into contempt or disrepute; or to excite against them, or either, or
any of them, the hatred of the good people of the United States, &c.
Then such person being thereof convicted before any court of the
United States, having jurisdiction thereof, shall be punished by a
fine not exceeding two thousand dollars, and by imprisonment not
exceeding two years."
On this part of the act, the following observations present
themselves:
1. The Constitution supposes that the President, the Congress,
and each of its houses may not discharge their trusts, either from
defect of judgment or other causes. Hence, they are all made
responsible to their constituents, at the returning periods of
election; and the President, who is singly entrusted with very great
powers, is, as a further guard, subjected to an intermediate
impeachment.
2. Should it happen, as the Constitution supposes it may happen,
that either of these branches of the government may not have duly
discharged its trust, it is natural and proper that, according to
the cause and degree of their faults, they should be brought into
contempt or disrepute, and incur the hatred of the people.
3. Whether it has, in any case, happened that the proceedings of
either, or all of those branches, evince such a violation of duty as
to justify a contempt, a disrepute or hatred among the people, can
only be determined by a free examination thereof, and a free
communication among the people thereon.
4. Whenever it may have actually happened, that proceedings of
this sort are chargeable on all or either of the branches of the
government, it is the duty as well as right of intelligent and
faithful citizens, to discuss and promulge them freely, as well to
control them by the censorship of the public opinion, as to promote
a remedy according to the rules of the Constitution. And it cannot
be avoided, that those who are to apply the remedy must feel, in
some degree, a contempt or hatred against the transgressing party.
5. As the act was passed on July 14, 1798, and is to be in force
until March 3, 1801, it was of course, that during its continuance,
two elections of the entire House of Representatives, an election of
a part of the Senate, and an election of a President, were to take
place.
6. That consequently, during all these elections, intended by the
Constitution to preserve the purity, or to purge the faults of the
administration, the great remedial rights of the people were to be
exercised, and the responsibility of their public agents to be
screened, under the penalties of this act.
May it not be asked of every intelligent friend to the liberties
of his country, whether the power exercised in such an act as this,
ought not to produce great and universal alarm? Whether a rigid
execution of such an act, in time past, would not have repressed
that information and communication among the people, which is
indispensable to the just exercise of their electoral rights? And
whether such an act, if made perpetual, and enforced with rigour,
would not, in time to come, either destroy our free system of
government, or prepare a convulsion that might prove equally fatal
to it?
In answer to such questions, it has been pleaded that the
writings and publications forbidden by the act, are those only which
are false and malicious, and intended to defame; and merit is
claimed for the privilege allowed to authors to justify, by proving
the truth of their publications, and for the limitations to which
the sentence of fine and imprisonment is subjected.
To those who concurred in the act, under the extraordinary belief
that the option lay between the passing of such an act, and leaving
in force the common law of libels, which punishes truth equally with
falsehood, and submits the fine and imprisonment to the indefinite
discretion of the court, the merit of good intentions ought surely
not to be refused. A like merit may perhaps be due for the
discontinuance of the corporal punishment, which the common
law also leaves to the discretion of the court. This merit of
intention, however, would have been greater, if the several
mitigations had not been limited to so short a period; and the
apparent inconsistency would have been avoided, between justifying
the act at one time, by contrasting it with the rigors of the common
law, otherwise in force, and at another time by appealing to the
nature of the crisis, as requiring the temporary rigour exerted by
the act.
But, whatever may have been the meritorious intentions of all or
any who contributed to the sedition-act, a very few reflections will
prove, that its baneful tendency is little diminished by the
privilege of giving in evidence the truth of the matter contained in
political writings.
In the first place, where simple and naked facts alone are in
question, there is sufficient difficulty in some cases, and
sufficient trouble and vexation in all, of meeting a prosecution
from the government, with the full and formal proof necessary in a
court of law.
But in the next place, it must be obvious to the plainest minds,
that opinions, and inferences, and conjectural observations, are not
only in many cases inseparable from the facts, but may often be more
the objects of the prosecution than the facts themselves; or may
even be altogether abstracted from particular facts; and that
opinions and inferences, and conjectural observations, cannot be
subjects of that kind of proof which appertains to facts, before a
court of law.
Again: It is no less obvious, that the intent to defame or
bring into contempt or disrepute, or hatred, which is made a
condition of the offence created by the act, cannot prevent its
pernicious influence on the freedom of the press. For, omitting the
inquiry, how far the malice of the intent is an inference of the law
from the mere publication, it is manifestly impossible to punish the
intent to bring those who administer the government into disrepute
or contempt, without striking at the right of freely discussing
public characters and measures: because those who engage in such
discussions, must expect and intend to excite these
unfavourable sentiments, so far as they may be thought to be
deserved. To prohibit, therefore, the intent to excite those
unfavourable sentiments against those who administer the government,
is equivalent to a prohibition of the actual excitement of them; and
to prohibit the actual excitement of them, is equivalent to a
prohibition of discussions having that tendency and effect; which,
again, is equivalent to a protection of those who administer the
government, if they should at any time deserve the contempt or
hatred of the people, against being exposed to it, by free
animadversions on their characters and conduct. Nor can there be a
doubt, if those in public trust be shielded by penal laws from such
strictures of the press, as may expose them to contempt or
disrepute, or hatred, where they may deserve it, in exact proportion
as they may deserve to be exposed, will be the certainty and
criminality of the intent to expose them, and the vigilance of
prosecuting and punishing it; nor a doubt, that a government thus
intrenched in penal statutes, against the just and natural effects
of a culpable administration, will easily evade the responsibility,
which is essential to a faithful discharge of its duty.
Let it be recollected, lastly, that the right of electing the
members of the government, constitutes more particularly the essence
of a free and responsible government. The value and efficacy of this
right, depends on the knowledge of the comparative merits and
demerits of the candidates for public trust; and on the equal
freedom, consequently, of examining and discussing these merits and
demerits of the candidates respectively. It has been seen, that a
number of important elections will take place whilst the act is in
force, although it should not be continued beyond the term to which
it is limited. Should there happen, then, as is extremely probable
in relation to some or other of the branches of the government, to
be competitions between those who are, and those who are not,
members of the government, what will be the situations of the
competitors? Not equal; because the characters of the former will be
covered by the "sedition-act" from animadversions exposing them to
disrepute among the people; whilst the latter may be exposed to the
contempt and hatred of the people, without a violation of the act.
What will be the situation of the people? Not free; because they
will be compelled to make their election between competitors, whose
pretensions they are not permitted, by the act, equally to examine,
to discuss, and to ascertain. And from both these situations. will
not those in power derive an undue advantage for continuing
themselves in it; which by impairing the right of election,
endangers the blessings of the government founded on it?
It is with justice, therefore, that the General Assembly have
affirmed in the resolution, as well that the right of freely
examining public characters and measures, and free communication
thereon, is the only effectual guardian of every other right, as
that this particular right is levelled at, by the power exercised in
the "sedition-act."
The resolution next in order is as follows:
That this state having by its convention, which ratified the
federal Constitution, expressly declared, that among other essential
rights, "the liberty of conscience and of the press cannot be
cancelled, abridged, restrained or modified by any authority of the
United States," and from its extreme anxiety to guard these rights
from every possible attack of sophistry and ambition, having, with
other states, recommended an amendment for that purpose, which
amendment was, in due time, annexed to the Constitution, it would
mark a reproachful inconsistency, and criminal degeneracy, if an
indifference were now shown to the most palpable violation of one of
the rights thus declared and secured; and the establishment of a
precedent, which may be fatal to the other.
To place this resolution in its just light, it will be necessary
to recur to the act of ratification by Virginia, which stands in the
ensuing form:
We, the delegates of the people of Virginia, duly elected in
pursuance of a recommendation from the General Assembly, and now met
in convention, having fully and freely investigated and discussed
the proceedings of the federal convention, and being prepared as
well as the most mature deliberation hath enabled us to decide
thereon, do, in the name and in behalf of the people of Virginia,
declare and make known, that the powers granted under the
Constitution, being derived from the people of the United States,
may be resumed by them, whensoever the same shall be perverted to
their injury or oppression; and that every power not granted
thereby, remains with them, and at their will. That, therefore, no
right of any denomination can be cancelled, abridged, restrained, or
modified, by the Congress, by the Senate, or House of
Representatives, acting in any capacity, by the President, or any
department or officer of the United States, except in those
instances in which power is given by the Constitution for those
purposes; and that, among other essential rights, the liberty of
conscience and of the press, cannot be cancelled, abridged,
restrained, or modified, by any authority of the United States.
Here is an express and solemn declaration by the convention of
the state, that they ratified the Constitution in the sense, that no
right of any denomination can be cancelled, abridged, restrained, or
modified by the government of the United States or any part of it;
except in those instances in which power is given by the
Constitution; and in the sense particularly, "that among other
essential rights, the liberty of conscience and freedom of the press
cannot be cancelled, abridged, restrained, or modified, by any
authority of the United States."
Words could not well express, in a fuller or more forcible
manner, the understanding of the convention, that the liberty of
conscience and the freedom of the press, were equally and
completely exempted from all authority whatever of the United
States.
Under an anxiety to guard more effectually these rights against
every possible danger, the convention, after ratifying the
Constitution, proceeded to prefix to certain amendments proposed by
them, a declaration of rights, in which are two articles providing,
the one for the liberty of conscience, the other for the freedom of
speech and of the press.
Similar recommendations having proceeded from a number of other
states, and Congress, as has been seen, having in consequence
thereof, and with a view to extend the ground of public confidence,
proposed, among other declaratory and restrictive clauses, a clause
expressly securing the liberty of conscience and of the press; and
Virginia having concurred in the ratifications which made them a
part of the Constitution, it will remain with a candid public to
decide, whether it would not mark an inconsistency and degeneracy,
if an indifference were now shown to a palpable violation of one of
those rights, the freedom of the press; and to a precedent therein,
which may be fatal to the other, the free exercise of religion.
That the precedent established by the violation of the former of
these rights, may, as is affirmed by the resolution, be fatal to the
latter, appears to be demonstrable, by a comparison of the grounds
on which they respectively rest; and from the scope of reasoning, by
which the power over the former has been vindicated.
First. Both of these rights, the liberty of conscience and
of the press, rest equally on the original ground of not being
delegated by the Constitution, and consequently withheld from the
government. Any construction, therefore, that would attack this
original security for the one, must have the like effect on the
other.
Secondly. They are both equally secured by the supplement
to the Constitution; being both included in the same amendment, made
at the same time, and by the same authority. Any construction or
argument, then, which would turn the amendment into a grant or
acknowledgment of power with respect to the press, might be equally
applied to the freedom of religion.
Thirdly. If it be admitted that the extent of the freedom
of the press, secured by the amendment, is to be measured by the
common law on this subject, the same authority may be resorted to,
for the standard which is to fix the extent of the "free exercise of
religion." It cannot be necessary to say what this standard would
be; whether the common law be taken solely as the unwritten, or as
varied by the written law of England.
Fourthly. If the words and phrases in the amendment, are
to be considered as chosen with a studied discrimination, which
yields an argument for a power over the press, under the limitation
that its freedom be not abridged, the same argument results from the
same consideration, for a power over the exercise of religion, under
the limitation that its freedom be not prohibited.
For, if Congress may regulate the freedom of the press, provided
they do not abridge it, because it is said only "they shall not
abridge it," and is not said, "they shall make no law respecting
it," the analogy of reasoning is conclusive, that Congress may
regulate and even abridge the free exercise of religion,
provided they do not prohibit it, because it is said only
"they shall not prohibit it," and is not said, "they shall
make no law respecting, or no law abridging it."
The General Assembly were governed by the clearest reason, then,
in considering the "sedition-act," which legislates on the freedom
of the press, as establishing a precedent that may be fatal to the
liberty of conscience; and it will be the duty of all, in proportion
as they value the security of the latter, to take the alarm at every
encroachment on the former.
The two concluding resolutions only remain to be examined. They
are in the words following:
That the good people of this commonwealth, having ever felt
and continuing to feel the most sincere affection for their brethren
of the other states; the truest anxiety for establishing and
perpetuating the union of all; and the most scrupulous fidelity to
that Constitution, which is the pledge of mutual friendship, and the
instrument of mutual happiness; the General Assembly doth solemnly
appeal to the like dispositions in the other states, in confidence
that they will concur with this commonwealth in declaring, as it
does hereby declare, that the acts aforesaid are unconstitutional;18
and, that the necessary and proper measures will be taken by each,
for co-operating with this state, in maintaining unimpaired the
authorities, rights, and liberties reserved to the states
respectively, or to the people.
That the governor be desired to transmit a copy of the
foregoing resolutions to the executive authority of each of the
other states, with a request that the same may be communicated to
the legislature thereof; and that a copy be furnished to each of the
senators and representatives representing this state in the Congress
of the United States.
The fairness and regularity of the course of proceeding here
pursued, have not protected it against objections even from sources
too respectable to be disregarded.
It has been said, that it belongs to the judiciary of the United
States, and not the state legislatures, to declare the meaning of
the Federal Constitution.
But a declaration that proceedings of the Federal Government are
not warranted by the Constitution, is a novelty neither among the
citizens, nor among the legislatures of the states; nor are the
citizens or the legislature of Virginia, singular in the example of
it.
Nor can the declarations of either, whether affirming or denying
the constitutionality of measures of the Federal Government, or
whether made before or after judicial decisions thereon, be deemed,
in any point of view, an assumption of the office of the judge. The
declarations, in such cases, are expressions of opinion,
unaccompanied with any other effect than what they may produce on
opinion, by exciting reflection. The expositions of the judiciary,
on the other hand, are carried into immediate effect by force. The
former may lead to a change in the legislative expression of the
general will; possibly to a change in the opinion of the judiciary;
the latter enforces the general will, whilst that will and that
opinion continue unchanged.
And if there be no impropriety in declaring the
unconstitutionality of proceedings in the Federal Government, where
can be the impropriety of communicating the declaration to other
states, and inviting their concurrence in a like declaration? What
is allowable for one, must be allowable for all; and a free
communication among the states, where the Constitution imposes no
restraint, is as allowable among the state governments as among
other public bodies or private citizens. This consideration derives
a weight, that cannot be denied to it, from the relation of the
state legislatures to the federal legislature, as the immediate
constituents of one of its branches.
The legislatures of the states have a right also to originate
amendments to the Constitution, by a concurrence of two-thirds of
the whole number, in applications to Congress for the purpose. When
new states are to be formed by a junction of two or more states, or
parts of states, the legislatures of the states concerned are, as
well as Congress, to concur in the measure. The states have a right
also to enter into agreements or compacts, with the consent of
Congress. In all such cases, a communication among them results from
the object which is common to them.
It is lastly to be seen, whether the confidence expressed by the
resolution, that the necessary and proper measures would be
taken by the other states for co-operating with Virginia in
maintaining the rights reserved to the states, or to the people, be
in any degree liable to the objections which have been raised
against it.
If it be liable to objection, it must be because either the
object or the means are objectionable.
The object being to maintain what the Constitution has ordained,
is in itself a laudable object.
The means are expressed in the terms "the necessary and proper
measures." A proper object was to be pursued, by means both
necessary and proper.
To find an objection, then, it must be shown that some meaning
was annexed to these general terms, which was not proper; and, for
this purpose, either that the means used by the General Assembly
were an example of improper means, or that there were no proper
means to which the terms could refer.
In the example given by the state, of declaring the alien and
sedition-acts to be unconstitutional, and of communicating the
declaration to the other states, no trace of improper means has
appeared. And if the other states had concurred in making a like
declaration, supported, too, by the numerous applications flowing
immediately from the people, it can scarcely be doubted, that these
simple means would have been as sufficient, as they are
unexceptionable.
It is no less certain that other means might have been employed,
which are strictly within the limits of the Constitution. The
legislatures of the states might have made a direct representation
to Congress, with a view to obtain a rescinding of the two offensive
acts; or, they might have represented to their respective senators
in Congress their wish, that two-thirds thereof would propose an
explanatory amendment to the Constitution; or two-thirds of
themselves, if such had been their option, might, by an application
to Congress, have obtained a convention for the same object.
These several means, though not equally eligible in themselves,
nor probably, to the states, were all constitutionally open for
consideration. And if the General Assembly, after declaring the two
acts to be unconstitutional, the first and most obvious proceeding
on the subject, did not undertake to point out to the other states a
choice among the farther measures that might become necessary and
proper, the reserve will not be misconstrued by liberal minds into
any culpable imputation.
These observations appear to form a satisfactory reply to every
objection which is not founded on a misconception of the terms
employed in the resolutions. There is one other, however, which may
be of too much importance not to be added. It cannot be forgotten,
that among the arguments addressed to those who apprehended danger
to liberty from the establishment of the General Government over so
great a country, the appeal was emphatically made to the
intermediate existence of the state governments, between the people
and that government, to the vigilance with which they would descry
the first symptoms of usurpation, and to the promptitude with which
they would sound the alarm to the public. This argument was probably
not without its effect; and if it was a proper one then, to
recommend the establishment of the Constitution, it must be a proper
one now, to assist in its interpretation.
The only part of the two concluding resolutions that remains to
be noticed, is the repetition in the first, of that warm affection
to the union and its members, and of that scrupulous fidelity to the
Constitution, which have been invariably felt by the people of this
state. As the proceedings were introduced with these sentiments,
they could not be more properly closed than in the same manner.
Should there be any so far misled as to call in question the
sincerity of these professions, whatever regret may be excited by
the error, the General Assembly cannot descend into a discussion of
it. Those, who have listened to the suggestion, can only be left to
their own recollection of the part which this state has borne in the
establishment of our national independence, in the establishment of
our national Constitution, and in maintaining under it the authority
and laws of the Union, without a single exception of internal
resistance or commotion. By recurring to these facts, they will be
able to convince themselves, that the representatives of the people
of Virginia, must be above the necessity of opposing any other
shield to attacks on their national patriotism, than their own
consciousness, and the justice of an enlightened public; who will
perceive in the resolutions themselves, the strongest evidence of
attachment both to the Constitution and to the Union, since it is
only by maintaining the different governments and departments within
their respective limits, that the blessings of either can be
perpetuated.
The extensive view of the subject thus taken by the committee,
has led them to report to the House, as the result of the whole, the
following resolution:
Resolved, That the General Assembly, having carefully and
respectfully attended to the proceedings of a number of the states,
in answer to its resolutions of December 21, 1798, and having
accurately and fully re-examined and reconsidered the latter, finds
it to be its indispensable duty to adhere to the same, as founded in
truth, as consonant with the Constitution, and as conducive to its
preservation; and more especially to be its duty to renew, as it
does hereby renew, its protest against "the alien and
sedition-acts," as palpable and alarming infractions of the
Constitution.
[Notes of F.W. Randolph, converted to endnotes and numbered in
sequence:]
1. The position that the powers of the Federal
Government result from a compact to which the states are
parties, has been assailed as if it assumed that the idea of a
Constitution was thereby excluded, and the government converted into
a mere confederation. (1 Story's Comms. on Constitution, 287.) But
the essential question to which the attention of the writer seems to
have been directed, was not as to the nature of the Constitution,
whether it were an instrument of confederation, or of government,
but it was as to who are the parties thereto, the aggregate people
of the whole Union, or the states in their highest sovereign
capacity, not represented by their ordinary governments, but by
delegates deputed for the sole purpose of expressing the will of the
people of each state on the subject.
Whether or not it follows that because the states are parties to
the Federal Government, they must, therefore, be the rightful judges
in the last resort of alleged usurpations by that government,
in any or all of its departments, is submitted to the reader upon
the reasoning in the text. (See, also, 1 Tuck. Bl. App. 170.)
2. This paragraph seems to have in view some
observations of Mr. GEORGE KEITH
TAYLOR, in the debate on the Resolutions in
1798, ante, pp. 122 to 126. The Resolutions, as originally
introduced into the House of Delegates, had the word "alone"
following "states," so as to make that clause read thus: —
"to which the states alone are parties." Mr. Taylor's
remarks, which are very ingenious, tended to show that the states, —
which he interpreted to mean the ordinary governments of the states,
— were not parties to the Federal Constitution, at all, much less,
sole parties. His argument so far prevailed as to induce Mr. GILES
to move to strike out the word "alone" in which Mr. JOHN
TAYLOR of Caroline, the mover of the
resolutions, concurred, and it was stricken out accordingly. (See
ante, pp. 148 and 150.)
3. The cautious and moderate language of the
text is worthy of observation. The cases proper for interposition by
the states are said to be such only as involve deliberate,
palpable, and dangerous breaches of the Constitution, by the
exercise of powers not granted. The objects of
interposition are merely to arrest the progress of the usurpation,
and to maintain the authorities, rights, and liberties of the
states, as parties to the Constitution.
Force, on this occasion, at least, appears to have been neither
threatened nor contemplated. The moral influence of the sentiment of
the states and of the people was relied upon. Not only does this
appear from the declarations of Mr. Madison, in his letter to
Ingersoll, post, p. 257, but it is abundantly manifested by
the tenor of the debates on the resolutions, and by the report. Thus
Mr. MERCER, replying to Mr. GEORGE
K. TAYLOR, holds this language: "The
gentleman from Prince George had told the committee that the
resolutions introduced by the gentleman from Caroline were
calculated to rouse the people to resistance, to excite the people
of Virginia against the federal government. Mr. M. did not see how
such consequences could result from their adoption. They contained
nothing more than the sentiments which the people in many parts of
the state had expressed, and which had been conveyed to the
legislature in their memorials and resolutions, then lying upon the
table." See ante, p. 41. Again:
"The state believed some of its rights had been invaded by the
late acts of the federal government, and proposed a remedy whereby
to obtain a repeal of them. The plan contained in the resolutions
appeared to Mr. M. the most advisable. Force was not thought of by
any one." Ante, p. 42. Then, after citing some passages from
the Federalist, to show that state interposition had been
contemplated by the authors of that work, he argues that not only is
the right of the states to communicate with each other defended by
that authority, but that the adoption of a regular plan of
opposition, in which they should combine all their resources, would
also be justified by it. "But no such wish," says he, "is
entertained by the friends of the resolutions; their object in
addressing the states is to obtain a similar declaration of
opinion," &c. Ante, p. 44.
Mr. BARBOUR observed, "that the gentleman
from Prince George had remarked that these resolutions invited the
people to insurrection and to arms. But, Mr. B. said, that if he
could conceive the consequence foretold would grow out of the
measure, he would become its bitterest enemy, for he deprecated
intestine commotion, civil war, and bloodshed, as the most direful
evils which could befall a country, except slavery. A resort to arms
was the last appeal of an oppressed, an injured nation, and was
never made but when public servants converted themselves, by
usurpation, into roasters, and destroyed rights once participated;
and then it was justifiable." Ante, p. 54. Again: "The
gentleman from Prince George was for the people's rising en masse,
if the law was unconstitutional. For his part, he was for using no
violence. It was the peculiar blessing of the American people to
have redress within their reach by constitutional and peaceful
means." Ante, p. 59.
Mr. JOHN TAYLOR, of
Caroline, spoke of the threats of war, and the apprehension of civil
commotion, towards which the resolutions were said to have a
tendency. "Are the republicans," said he, "possessed of fleets and
armies? If not, to what could they appeal for defence and support?
To nothing, except public opinion. If that should be against them,
they must yield." Ante, p. 113. And he is not less emphatic
and distinct in a subsequent passage. Ante, pp. 114-15. See
also the report, post, pp. 230-31.
It has been suggested, however, as proof that resistance by force
was meditated, that Virginia prepared herself for the anticipated
conflict by establishing arsenals, and erecting armories. The fact
standing alone, hardly warrants the inference under any conceivable
circumstances, but especially does it not warrant it in the face of
the declarations just cited of the prominent guides and advocates of
the action of the state, at that period. But, in truth, the armory
and arsenal bill was enacted 23d January, 1798, about six months
before the alien and sedition-laws were passed, and three months,
probably, before they were contemplated, at a time when Mr. Adams's
administration, though certainly not popular in Virginia, was not
particularly obnoxious. Can it be believed, indeed, that a party
which could marshal so much talent and character, and so respectable
an array of numbers against the less extreme measure of the
resolutions of the succeeding session of 1798-9, when the
provocation was infinitely greater, would have failed to penetrate
the belligerent purpose of that bill, if any had existed, or that
perceiving it, they would have hesitated to expose and denounce it?
This note, protracted, as it is, ought not to be concluded
without referring to the temper of wise forbearance which, at this
perilous crisis, was earnestly inculcated by Mr. JEFFERSON.
In a letter to Mr. JOHN TAYLOR,
in June, 1798, he says:
"Mr. New showed me your letter, which gave me an opportunity of
observing what you said as to the effect with you, of public
proceedings, and that it was not unwise now to estimate the separate
mass of Virginia and North Carolina, with a view to their separate
existence. It is true that we are completely under the saddle of
Massachusetts and Connecticut, and that they ride us very hard,
insulting our feelings, as well as exhausting our strength and
substance. Their natural friends, the three other eastern states,
join them from a sort of family pride, and they have the art to
divide certain other parts of the Union, so as to make use of them
to govern the whole." Then, after observing that this was not the
natural state of things, and that time, of itself, would bring
relief, which besides was likely to be hastened by impending events,
he continues:
"Be this as it may, in every free and deliberating society, there
must, from the nature of man, be opposite parties, and violent
dissension and discords; and one of these, for the most part, must
prevail over the other, for a longer or shorter time. Perhaps this
party division is necessary to induce each to watch, and delate to
the people the proceedings of the other. But if, on a temporary
superiority of the one party, the other is to resort to a scission
of the Union, no federal government can ever exist. If, to rid
ourselves of the present rule of Massachusetts and Connecticut, we
break the Union, will the evil stop there? Suppose the New England
states alone cut off, will our natures be changed? Are we not men
still, to the south of that, and with all the passions of men?
Immediately we shall see a Pennsylvania and a Virginia party arise
in the residuary confederacy, and the public mind will be distracted
with the same party-spirit. What a game, too, will the one party
have in their hands, threatening the other that unless they do so
and so, they will join their northern neighbours! If we reduce our
Union to Virginia and North Carolina, immediately the conflict will
be established between the representatives of these two states, and
they will end by breaking into their simple units. Seeing,
therefore, that an association of men who will not quarrel with one
another, is a thing which never yet existed, from the greatest
confederacy of nations, down to a town-meeting, or a vestry; seeing
that we must have somebody to quarrel with, I would rather keep our
New England associates for that purpose, than to see our bickerings
transferred to others." "It is true that, in the mean time, we are
suffering deeply in spirit, and incurring the horrors of a war, and
long oppressions of enormous public debt. But who can say what would
be the evils of a scission, and when and where they would end?
Better keep together as we are, haul off from Europe as soon as we
can, and from all attachments to any portion of it," &c. (3 Jeff.
Mem., &c., 393.)
4. Judge Story holds that each department of the
government, and each member of every department, is the interpreter
of the Constitution for itself, in the first instance, whenever
called upon to act under it. If the question is not of a nature to
be capable of a judicial decision, he considers such determination
by the department called on to act, — whether it be the executive,
or the legislative, — to be final. If it be capable of judicial
investigation, he regards the judicial power and the Supreme Court
as the head thereof, the final arbiter of the constitutionality of
the act.
As to the second observation in the text, that the judicial
department may also exercise or sanction dangerous powers, not
granted by the Constitution, Judge Story esteems it a case not to be
supposed, or that, at all events, the people, in forming the
Constitution for the Union, — in like manner as in forming the state
constitutions, — have relied upon the judiciary as the ultimate
barrier against usurpation, or the exercise of unconstitutional
power.
The difference between these views is certainly marked, but it is
less considerable than at first view may appear.
According to the text, if all the departments of government,
including the judiciary (where the question is of a nature to be
submitted to it,) combine to commit or to sanction, a deliberate,
palpable, and dangerous violation of the Constitution, the
states, as parties to the Constitution, may determine, in the last
resort, whether the alleged violation has occurred, and may
interpose to arrest the evil.
Judge Story allows of no interposition by the states, but
insists that, in the case supposed, when the evil has become no
longer endurable, resort must be had, by the people and not
by the states, to the ultimate right of resistance.
Neither construction discards resistance to dangerous and
palpable usurpation. They only differ as to the means of
ascertaining the usurpation in the last resort, and of
setting on foot the resistance, when ascertained. The one refers it
to the states as sovereign members of the confederacy; the other to
the people exclusively. (See 1 Story's Com. on Const., 346 to 375.)
The constitutional remedies against the exercise of
unconstitutional power, in Judge Story's opinion, are: — if the
Congress be the offender, an appeal to the elective franchise, and,
if need be, an amendment of the Constitution; if the executive is
guilty, an impeachment, and a new election; if the judiciary, an
impeachment, and an alteration, for the future, of the bad law as
judicially expounded.
5. The bank law referred to is that of 1791. Its
constitutionality was the subject of warm discussion in Congress.
When it had finally passed both houses, and was submitted to the
President, he requested the opinions of the members of the cabinet
upon the constitutional question. Mr. Hamilton deemed the law
constitutional. An outline of his argument may be seen in 2
Marshall's Washington, Notes, p. 5. Mr. Jefferson's opinion, which
he has himself preserved, was adverse to the power of Congress to
incorporate a bank. (See 4 Jeff. Mem., 523.) The President, after
considerable hesitation, signed the bill. That charter having
expired in 1811, Congress then refused, in the Senate by the casting
vote of Geo. Clinton, the Vice-President of the United States and
President of the Senate, to renew it. In 1815, a bank bill passed
both houses of Congress, but encountered the veto of President
Madison, on the score of some objectional provisions contained in
it. But two years afterwards he gave his sanction to another law for
the incorporation of a bank, justifying his disregard of the
constitutional objection, which in 1791 he had pressed in Congress
with great vigour, upon the ground that he felt himself obliged by
the legislative and executive precedents, which had occurred,
affirming the constitutionality of such a law. (See his letter to
Mr. Ingersoll, post, p. 257, and his veto message of 30th
Jan., 1815.)
The question of the validity of the bank law of 1816 was soon
brought before the federal Judiciary, and in 1819, in the great case
of M'Culloch v. The Staff of Maryland, 4 Wheat., 316, the
Supreme Court pronounced, by the mouth of C. J. Marshall, an
unanimous and decided opinion in favour of its constitutionality.
The sentiment upon the subject was not thereby quieted, however.
Judge Roane, of Virginia, reviewed the judgment of the Supreme Court
with freedom and ability, in a series of articles first published in
the Richmond Enquirer, in June, 1819, under the signature of
"Hampden," and amongst the people, the dissentients were numerous
and influential. It was discussed also, along with several other
constitutional questions, with his usual acuteness, by Mr. John
Taylor of Caroline, in a work called "Construction Construed," which
deserves more readers than, by reason of its peculiarity of style,
it has had, or is likely to have.
In July, 1832, President Jackson vetoed a bill renewing the
charter of the bank for fifteen years from 1836, resting his
objections in part upon constitutional grounds, and in part upon the
danger to the institutions of the country from so large a moneyed
corporation. A similar fate, at the hands of President Tyler, befell
two other laws to incorporate a national bank in August and
September, 1841.
6. The act of Congress, of 5th June, 1794,
imposing a tax on carriages for the conveyance of persons, provoked
a degree of opposition, especially in Virginia, the reason of which
it is not, at this day, easy to understand. The complaint respecting
it was that, although it was a direct tax, yet it was laid uniformly
through the states, instead of being apportioned amongst the states,
as the Constitution directs, according to population. One Hylton, in
Virginia, in order to test the question, refused to enter certain
carriages which he acknowledged himself to possess, and an action
having been instituted against him, in pursuance of the act, by the
District Attorney, in the name of the United States, an agreed case
was submitted to the Court, upon which a pro forma judgment
was entered against the defendant, and thereupon he obtained a writ
of error from the Supreme Court of the United States. That court
pronounced the carriage tax not to be a direct tax, within the
meaning of the Constitution, and that it was proper, therefore, to
make it uniform. Congress, it was argued, possesses the power to tax
all subjects of taxation, without limitation, with the exception of
a duty on exports. There are two restrictions only, on the exercise
of this authority: — 1. All direct taxes must be apportioned;
2. All duties, imposts, and excises must be uniform. If the carriage
tax were not a direct tax, within the meaning of the Constitution,
nor a duty, impost, or excise, Congress was under no restriction as
to the mode of laying it, in which case the tax ought to he uniform.
But the Constitution could not have meant by a direct tax,
which it orders to be apportioned, one which could not, with any
regard to equality of burden, be apportioned, and it the tax on
carriages could not be equally apportioned, it was, for that reason,
not a direct tax. That it could not be so apportioned was manifest,
since the number of carriages in the several states bore no relation
to population, and consequently the tax on them might be $10 in one
state, and $100 in another. The Court intimated an opinion that a
direct tax, in the sense of the Constitution, could mean nothing but
a tax on what is inseparably annexed to the soil, or otherwise
capable of apportionment, under all circumstances, according to
population, such as a tax on lands or persons, including slaves. (Hylton
v. U. States, 3 Dall., 171.)
This view seems to have been acquiesced in, and when, in 1813,
during the war with Great Britain, it was deemed expedient to resort
to extraordinary taxation, a tax on carriages was again imposed
according to the rule of uniformity, (4 Laws of United States, 570.)
7. This report on manufactures, by Mr. Hamilton,
is an elaborate exposition of the protective policy, in all its
economical bearings, with reference especially to certain leading
articles, such as fabrics of metals, of flax and hemp, of cotton, of
wool, of silk, &c.
The constitutional power of the federal government to apply
encouragement to manufactures, he disposes of very summarily,
employing a process of reasoning not a little formidable to those
who desire to maintain the organization of that government, as one
of specific and limited powers. The sentence quoted in the text,
however, is somewhat qualified by what follows. "The only
qualification," Mr. Hamilton proceeds to observe, "of the generality
of the phrase in question which seems to be admissible, is this,
that the object to which an appropriation is to be made be
general and not local, its operation extending in fact,
or by possibility, throughout the Union, and not being confined to a
particular spot. No objection ought to arise to this construction
from a supposition that it would imply a power to do whatever else
should appear to Congress conducive to the general weltare. A power
to appropriate money, with this latitude, which 13 granted, too, in
express terms, would not carry a power to do any other thing, not
authorized by the Constitution, either expressly or by fair
implication." (See the Report, — 7 Amer. State Papers, 136.)
The constitutional question involved in protective duties is
presented on both sides in 2 Story's Comm. on Const., 429, et seq.,
and 520, et seq. (See Construction Construed, 203, and
Address of Phila. Free-trade Convention of 1831.)
8. This report will be found 20 Am. State
Papers, 154. It proposed to establish a society under the patronage
of the general government, which should extend its influence through
the whole country, and comprehend the extensive object of
national improvement, but especially the promotion of
agriculture. It was to have been a body corporate, capable of
holding a limited amount of property, and was to be composed, in
part, of the members of Congress, the judges of the Supreme Court,
and the heads of departments.
9. This argument, extending as it does, to
governments of general, as well as to those of specified powers, is
pressed too far. A state may prescribe what conditions it will to
the admission of aliens, and amongst others, the condition which,
indeed, may well he understood as implied, of dismissal when their
presence becomes disagreeable. (Vattel, B. II. §§ 94, 100, and 101.)
Whether the power to prescribe conditions has been conferred, in our
system, upon the federal or the state governments, or upon neither,
is a different question.
10. As to aliens domiciled in a foreign
country, see Vatt. B. I., § 213. As to aliens merely sojourning
temporarily, see ib. B. II., § 102.
11. Vatt. B. III., § 63.
12. The idea that reprisals cannot lawfully be
made upon persons, or property within the country, and under the
faith of its laws, is plainly not necessary to the argument. The
proposition that such reprisals are inadmissible is sustained by the
authority of Vattel (B. II., § 344, and B. III., § 63,) and others,
and is certainly conformable to the general usage of nations. If a
state chooses, however, to adopt a less liberal policy, it cannot,
for so doing, be reproached with the violation of any principle of
international law. (See Martens' Summ. B. VIII., c. ii., § 5. The
Boedes-Lust, 5 Bob. Adm'y Rep. 246. Brown v. United States, 8
Cranch, 121.)
13. The argument contained in the report here
referred to, (which may be seen 20 Am. State Papers, 181), in
vindication of the constitutionality of the alien and sedition laws,
is condensed, but able. It will repay the perusal of the diligent
student, who desires audire et alteram partem.
14. Montesq, Sp. Law. B. XI. c. 6.
15. The argument that the sedition-act was
justified by the common law, and that the common law is part of the
law of the Federal Government, is stated at length by Mr. George
K. Taylor, in the debate on the resolutions, Ante, p.
133, et seq. See, also, 1 Tuck. Bl. Part I. Appendix, p. 378,
n. E.
16. The phrase "cases in law and equity"
undoubtedly means cases in law, and cases in equity, and both were
made cognizable by the federal judiciary. Whilst, then, there cannot
be criminal cases in equity, as the text observes, there may be
criminal cases at law, and so the expression in question would
include such cases. The reasoning is not much aided by this
observation of the text. It is fortunately strong enough with. out
it.
17. If this mode of argument were correct, it
would in like manner exclude all cases at law, as well
of a civil as a criminal nature, for the seventh amendment to the
Constitution secures trial by jury in the former, as it had already
been secured in the latter, and further declares, that no fact tried
by a jury shall be otherwise re-examined in any court of the United
States, than according to the rules of the common law. The general
argument to prove that the common law is no part of the law of the
Federal Government is irrefutable, but the conclusion is not helped
by the inferences attempted to be drawn from the phrase "cases in
law and equity."
18. In the original resolutions as submitted by
Mr. John Taylor, there followed after the word "unconstitutional,"
the words "and not law, but utterly null, void, and of no force
or effect," In the course of the debate, they were stricken out
upon motion of Mr. Taylor himself. (See ante, p. 150.) Mr.
Madison's explanation of this fact, in his letter to Mr. Everett,
(see post. Appendix, p. 256,) is, that although these words
were, in fact, but synonymous with "unconstitutional," yet to guard
against a misunderstanding of this phrase, as more than declaratory
of opinion, the word "unconstitutional" was alone retained as not
liable to that danger. This explanation is abundantly supported by
the circumstances. Mr. John Taylor had contended that the resolution
in question, merely expressed the opinion of the legislature,
such as it was competent to it to express, as a necessary
concomitant of an attempt to procure an amendment to the
Constitution from the other states. (Ante, p. 112-13.) Mr. G.
K. Taylor, on the other hand, insisted that the words used, imported
not merely an opinion, but a fact, which discharged the
people from any submission to the laws thus denounced (ante,
p. 140); and then Mr. J. Taylor moved to strike out the words above
mentioned.