
The Federalist No. 10
The Utility of the Union as a Safeguard Against Domestic Faction
and Insurrection (continued)
Daily Advertiser
Thursday, November 22, 1787
[James Madison]
To the People of the State of New York:
AMONG
the numerous advantages promised by a well constructed Union, none
deserves to be more accurately developed than its tendency to break
and control the violence of faction. The friend of popular
governments never finds himself so much alarmed for their character
and fate, as when he contemplates their propensity to this dangerous
vice. He will not fail, therefore, to set a due value on any plan
which, without violating the principles to which he is attached,
provides a proper cure for it. The instability, injustice, and
confusion introduced into the public councils, have, in truth, been
the mortal diseases under which popular governments have everywhere
perished; as they continue to be the favorite and fruitful topics
from which the adversaries to liberty derive their most specious
declamations. The valuable improvements made by the American
constitutions on the popular models, both ancient and modern, cannot
certainly be too much admired; but it would be an unwarrantable
partiality, to contend that they have as effectually obviated the
danger on this side, as was wished and expected. Complaints are
everywhere heard from our most considerate and virtuous citizens,
equally the friends of public and private faith, and of public and
personal liberty, that our governments are too unstable, that the
public good is disregarded in the conflicts of rival parties, and
that measures are too often decided, not according to the rules of
justice and the rights of the minor party, but by the superior force
of an interested and overbearing majority. However anxiously we may
wish that these complaints had no foundation, the evidence, of known
facts will not permit us to deny that they are in some degree true.
It will be found, indeed, on a candid review of our situation, that
some of the distresses under which we labor have been erroneously
charged on the operation of our governments; but it will be found,
at the same time, that other causes will not alone account for many
of our heaviest misfortunes; and, particularly, for that prevailing
and increasing distrust of public engagements, and alarm for private
rights, which are echoed from one end of the continent to the other.
These must be chiefly, if not wholly, effects of the unsteadiness
and injustice with which a factious spirit has tainted our public
administrations.
By a faction, I understand a number of citizens,
whether amounting to a majority or a minority of the whole, who are
united and actuated by some common impulse of passion, or of
interest, adversed to the rights of other citizens, or to the
permanent and aggregate interests of the community.
There are two methods of curing the mischiefs of
faction: the one, by removing its causes; the other, by controlling
its effects.
There are again two methods of removing the causes
of faction: the one, by destroying the liberty which is essential to
its existence; the other, by giving to every citizen the same
opinions, the same passions, and the same interests.
It could never be more truly said than of the first
remedy, that it was worse than the disease. Liberty is to faction
what air is to fire, an aliment without which it instantly expires.
But it could not be less folly to abolish liberty, which is
essential to political life, because it nourishes faction, than it
would be to wish the annihilation of air, which is essential to
animal life, because it imparts to fire its destructive agency.
The second expedient is as impracticable as the
first would be unwise. As long as the reason of man continues
fallible, and he is at liberty to exercise it, different opinions
will be formed. As long as the connection subsists between his
reason and his self-love, his opinions and his passions will have a
reciprocal influence on each other; and the former will be objects
to which the latter will attach themselves. The diversity in the
faculties of men, from which the rights of property originate, is
not less an insuperable obstacle to a uniformity of interests. The
protection of these faculties is the first object of government.
From the protection of different and unequal faculties of acquiring
property, the possession of different degrees and kinds of property
immediately results; and from the influence of these on the
sentiments and views of the respective proprietors, ensues a
division of the society into different interests and parties.
The latent causes of faction are thus sown in the
nature of man; and we see them everywhere brought into different
degrees of activity, according to the different circumstances of
civil society. A zeal for different opinions concerning religion,
concerning government, and many other points, as well of speculation
as of practice; an attachment to different leaders ambitiously
contending for pre-eminence and power; or to persons of other
descriptions whose fortunes have been interesting to the human
passions, have, in turn, divided mankind into parties, inflamed them
with mutual animosity, and rendered them much more disposed to vex
and oppress each other than to co-operate for their common good. So
strong is this propensity of mankind to fall into mutual
animosities, that where no substantial occasion presents itself, the
most frivolous and fanciful distinctions have been sufficient to
kindle their unfriendly passions and excite their most violent
conflicts. But the most common and durable source of factions has
been the various and unequal distribution of property. Those who
hold and those who are without property have ever formed distinct
interests in society. Those who are creditors, and those who are
debtors, fall under a like discrimination. A landed interest, a
manufacturing interest, a mercantile interest, a moneyed interest,
with many lesser interests, grow up of necessity in civilized
nations, and divide them into different classes, actuated by
different sentiments and views. The regulation of these various and
interfering interests forms the principal task of modern
legislation, and involves the spirit of party and faction in the
necessary and ordinary operations of the government.
No man is allowed to be a judge in his own cause,
because his interest would certainly bias his judgment, and, not
improbably, corrupt his integrity. With equal, nay with greater
reason, a body of men are unfit to be both judges and parties at the
same time; yet what are many of the most important acts of
legislation, but so many judicial determinations, not indeed
concerning the rights of single persons, but concerning the rights
of large bodies of citizens? And what are the different classes of
legislators but advocates and parties to the causes which they
determine? Is a law proposed concerning private debts? It is a
question to which the creditors are parties on one side and the
debtors on the other. Justice ought to hold the balance between
them. Yet the parties are, and must be, themselves the judges; and
the most numerous party, or, in other words, the most powerful
faction must be expected to prevail. Shall domestic manufactures be
encouraged, and in what degree, by restrictions on foreign
manufactures? are questions which would be differently decided by
the landed and the manufacturing classes, and probably by neither
with a sole regard to justice and the public good. The apportionment
of taxes on the various descriptions of property is an act which
seems to require the most exact impartiality; yet there is, perhaps,
no legislative act in which greater opportunity and temptation are
given to a predominant party to trample on the rules of justice.
Every shilling with which they overburden the inferior number, is a
shilling saved to their own pockets.
It is in vain to say that enlightened statesmen will
be able to adjust these clashing interests, and render them all
subservient to the public good. Enlightened statesmen will not
always be at the helm. Nor, in many cases, can such an adjustment be
made at all without taking into view indirect and remote
considerations, which will rarely prevail over the immediate
interest which one party may find in disregarding the rights of
another or the good of the whole.
The inference to which we are brought is, that the
causes of faction cannot be removed, and that relief is only
to be sought in the means of controlling its effects.
If a faction consists of less than a majority,
relief is supplied by the republican principle, which enables the
majority to defeat its sinister views by regular vote. It may clog
the administration, it may convulse the society; but it will be
unable to execute and mask its violence under the forms of the
Constitution. When a majority is included in a faction, the form of
popular government, on the other hand, enables it to sacrifice to
its ruling passion or interest both the public good and the rights
of other citizens. To secure the public good and private rights
against the danger of such a faction, and at the same time to
preserve the spirit and the form of popular government, is then the
great object to which our inquiries are directed. Let me add that it
is the great desideratum by which this form of government can be
rescued from the opprobrium under which it has so long labored, and
be recommended to the esteem and adoption of mankind.
By what means is this object attainable? Evidently
by one of two only. Either the existence of the same passion or
interest in a majority at the same time must be prevented, or the
majority, having such coexistent passion or interest, must be
rendered, by their number and local situation, unable to concert and
carry into effect schemes of oppression. If the impulse and the
opportunity be suffered to coincide, we well know that neither moral
nor religious motives can be relied on as an adequate control. They
are not found to be such on the injustice and violence of
individuals, and lose their efficacy in proportion to the number
combined together, that is, in proportion as their efficacy becomes
needful.
From this view of the subject it may be concluded
that a pure democracy, by which I mean a society consisting of a
small number of citizens, who assemble and administer the government
in person, can admit of no cure for the mischiefs of faction. A
common passion or interest will, in almost every case, be felt by a
majority of the whole; a communication and concert result from the
form of government itself; and there is nothing to check the
inducements to sacrifice the weaker party or an obnoxious
individual. Hence it is that such democracies have ever been
spectacles of turbulence and contention; have ever been found
incompatible with personal security or the rights of property; and
have in general been as short in their lives as they have been
violent in their deaths. Theoretic politicians, who have patronized
this species of government, have erroneously supposed that by
reducing mankind to a perfect equality in their political rights,
they would, at the same time, be perfectly equalized and assimilated
in their possessions, their opinions, and their passions.
A republic, by which I mean a government in which
the scheme of representation takes place, opens a different
prospect, and promises the cure for which we are seeking. Let us
examine the points in which it varies from pure democracy, and we
shall comprehend both the nature of the cure and the efficacy which
it must derive from the Union.
The two great points of difference between a
democracy and a republic are: first, the delegation of the
government, in the latter, to a small number of citizens elected by
the rest; secondly, the greater number of citizens, and greater
sphere of country, over which the latter may be extended.
The effect of the first difference is, on the one
hand, to refine and enlarge the public views, by passing them
through the medium of a chosen body of citizens, whose wisdom may
best discern the true interest of their country, and whose
patriotism and love of justice will be least likely to sacrifice it
to temporary or partial considerations. Under such a regulation, it
may well happen that the public voice, pronounced by the
representatives of the people, will be more consonant to the public
good than if pronounced by the people themselves, convened for the
purpose. On the other hand, the effect may be inverted. Men of
factious tempers, of local prejudices, or of sinister designs, may,
by intrigue, by corruption, or by other means, first obtain the
suffrages, and then betray the interests, of the people. The
question resulting is, whether small or extensive republics are more
favorable to the election of proper guardians of the public weal;
and it is clearly decided in favor of the latter by two obvious
considerations:
In the first place, it is to be remarked that,
however small the republic may be, the representatives must be
raised to a certain number, in order to guard against the cabals of
a few; and that, however large it may be, they must be limited to a
certain number, in order to guard against the confusion of a
multitude. Hence, the number of representatives in the two cases not
being in proportion to that of the two constituents, and being
proportionally greater in the small republic, it follows that, if
the proportion of fit characters be not less in the large than in
the small republic, the former will present a greater option, and
consequently a greater probability of a fit choice.
In the next place, as each representative will be
chosen by a greater number of citizens in the large than in the
small republic, it will be more difficult for unworthy candidates to
practice with success the vicious arts by which elections are too
often carried; and the suffrages of the people being more free, will
be more likely to centre in men who possess the most attractive
merit and the most diffusive and established characters.
It must be confessed that in this, as in most other
cases, there is a mean, on both sides of which inconveniences will
be found to lie. By enlarging too much the number of electors, you
render the representatives too little acquainted with all their
local circumstances and lesser interests; as by reducing it too
much, you render him unduly attached to these, and too little fit to
comprehend and pursue great and national objects. The federal
Constitution forms a happy combination in this respect; the great
and aggregate interests being referred to the national, the local
and particular to the State legislatures.
The other point of difference is, the greater number
of citizens and extent of territory which may be brought within the
compass of republican than of democratic government; and it is this
circumstance principally which renders factious combinations less to
be dreaded in the former than in the latter. The smaller the
society, the fewer probably will be the distinct parties and
interests composing it; the fewer the distinct parties and
interests, the more frequently will a majority be found of the same
party; and the smaller the number of individuals composing a
majority, and the smaller the compass within which they are placed,
the more easily will they concert and execute their plans of
oppression. Extend the sphere, and you take in a greater variety of
parties and interests; you make it less probable that a majority of
the whole will have a common motive to invade the rights of other
citizens; or if such a common motive exists, it will be more
difficult for all who feel it to discover their own strength, and to
act in unison with each other. Besides other impediments, it may be
remarked that, where there is a consciousness of unjust or
dishonorable purposes, communication is always checked by distrust
in proportion to the number whose concurrence is necessary.
Hence, it clearly appears, that the same advantage
which a republic has over a democracy, in controlling the effects of
faction, is enjoyed by a large over a small republic, -- is enjoyed
by the Union over the States composing it. Does the advantage
consist in the substitution of representatives whose enlightened
views and virtuous sentiments render them superior to local
prejudices and schemes of injustice? It will not be denied that the
representation of the Union will be most likely to possess these
requisite endowments. Does it consist in the greater security
afforded by a greater variety of parties, against the event of any
one party being able to outnumber and oppress the rest? In an equal
degree does the increased variety of parties comprised within the
Union, increase this security. Does it, in fine, consist in the
greater obstacles opposed to the concert and accomplishment of the
secret wishes of an unjust and interested majority? Here, again, the
extent of the Union gives it the most palpable advantage.
The influence of factious leaders may kindle a flame
within their particular States, but will be unable to spread a
general conflagration through the other States. A religious sect may
degenerate into a political faction in a part of the Confederacy;
but the variety of sects dispersed over the entire face of it must
secure the national councils against any danger from that source. A
rage for paper money, for an abolition of debts, for an equal
division of property, or for any other improper or wicked project,
will be less apt to pervade the whole body of the Union than a
particular member of it; in the same proportion as such a malady is
more likely to taint a particular county or district, than an entire
State.
In the extent and proper structure of the Union,
therefore, we behold a republican remedy for the diseases most
incident to republican government. And according to the degree of
pleasure and pride we feel in being republicans, ought to be our
zeal in cherishing the spirit and supporting the character of
Federalists.
PUBLIUS
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