
The Federalist No. 20
The Insufficiency of the Present Confederation to Preserve the
Union (continued)
New York Packet
Tuesday, December 11, 1787
[James Madison, with Alexander Hamilton]
To the People of the State of New York:
THE
United Netherlands are a confederacy of republics, or rather of
aristocracies of a very remarkable texture, yet confirming all the
lessons derived from those which we have already reviewed.
The union is composed of seven coequal and sovereign
states, and each state or province is a composition of equal and
independent cities. In all important cases, not only the provinces
but the cities must be unanimous.
The sovereignty of the Union is represented by the
States-General, consisting usually of about fifty deputies appointed
by the provinces. They hold their seats, some for life, some for
six, three, and one years; from two provinces they continue in
appointment during pleasure.
The States-General have authority to enter into
treaties and alliances; to make war and peace; to raise armies and
equip fleets; to ascertain quotas and demand contributions. In all
these cases, however, unanimity and the sanction of their
constituents are requisite. They have authority to appoint and
receive ambassadors; to execute treaties and alliances already
formed; to provide for the collection of duties on imports and
exports; to regulate the mint, with a saving to the provincial
rights; to govern as sovereigns the dependent territories. The
provinces are restrained, unless with the general consent, from
entering into foreign treaties; from establishing imposts injurious
to others, or charging their neighbors with higher duties than their
own subjects. A council of state, a chamber of accounts, with five
colleges of admiralty, aid and fortify the federal administration.
The executive magistrate of the union is the
stadtholder, who is now an hereditary prince. His principal weight
and influence in the republic are derived from this independent
title; from his great patrimonial estates; from his family
connections with some of the chief potentates of Europe; and, more
than all, perhaps, from his being stadtholder in the several
provinces, as well as for the union; in which provincial quality he
has the appointment of town magistrates under certain regulations,
executes provincial decrees, presides when he pleases in the
provincial tribunals, and has throughout the power of pardon.
As stadtholder of the union, he has, however,
considerable prerogatives.
In his political capacity he has authority to settle
disputes between the provinces, when other methods fail; to assist
at the deliberations of the States-General, and at their particular
conferences; to give audiences to foreign ambassadors, and to keep
agents for his particular affairs at foreign courts.
In his military capacity he commands the federal
troops, provides for garrisons, and in general regulates military
affairs; disposes of all appointments, from colonels to ensigns, and
of the governments and posts of fortified towns.
In his marine capacity he is admiral-general, and
superintends and directs every thing relative to naval forces and
other naval affairs; presides in the admiralties in person or by
proxy; appoints lieutenant-admirals and other officers; and
establishes councils of war, whose sentences are not executed till
he approves them.
His revenue, exclusive of his private income,
amounts to three hundred thousand florins. The standing army which
he commands consists of about forty thousand men.
Such is the nature of the celebrated Belgic
confederacy, as delineated on parchment. What are the characters
which practice has stamped upon it? Imbecility in the government;
discord among the provinces; foreign influence and indignities; a
precarious existence in peace, and peculiar calamities from war.
It was long ago remarked by Grotius, that nothing
but the hatred of his countrymen to the house of Austria kept them
from being ruined by the vices of their constitution.
The union of Utrecht, says another respectable
writer, reposes an authority in the States-General, seemingly
sufficient to secure harmony, but the jealousy in each province
renders the practice very different from the theory.
The same instrument, says another, obliges each
province to levy certain contributions; but this article never
could, and probably never will, be executed; because the inland
provinces, who have little commerce, cannot pay an equal quota.
In matters of contribution, it is the practice to
waive the articles of the constitution. The danger of delay obliges
the consenting provinces to furnish their quotas, without waiting
for the others; and then to obtain reimbursement from the others, by
deputations, which are frequent, or otherwise, as they can. The
great wealth and influence of the province of Holland enable her to
effect both these purposes.
It has more than once happened, that the
deficiencies had to be ultimately collected at the point of the
bayonet; a thing practicable, though dreadful, in a confedracy where
one of the members exceeds in force all the rest, and where several
of them are too small to meditate resistance; but utterly
impracticable in one composed of members, several of which are equal
to each other in strength and resources, and equal singly to a
vigorous and persevering defense.
Foreign ministers, says Sir William Temple, who was
himself a foreign minister, elude matters taken ad referendum,
by tampering with the provinces and cities. In 1726, the treaty of
Hanover was delayed by these means a whole year. Instances of a like
nature are numerous and notorious.
In critical emergencies, the States-General are
often compelled to overleap their constitutional bounds. In 1688,
they concluded a treaty of themselves at the risk of their heads.
The treaty of Westphalia, in 1648, by which their independence was
formerly and finally recognized, was concluded without the consent
of Zealand. Even as recently as the last treaty of peace with Great
Britain, the constitutional principle of unanimity was departed
from. A weak constitution must necessarily terminate in dissolution,
for want of proper powers, or the usurpation of powers requisite for
the public safety. Whether the usurpation, when once begun, will
stop at the salutary point, or go forward to the dangerous extreme,
must depend on the contingencies of the moment. Tyranny has perhaps
oftener grown out of the assumptions of power, called for, on
pressing exigencies, by a defective constitution, than out of the
full exercise of the largest constitutional authorities.
Notwithstanding the calamities produced by the
stadtholdership, it has been supposed that without his influence in
the individual provinces, the causes of anarchy manifest in the
confederacy would long ago have dissolved it. "Under such a
government," says the Abbé Mably, "the Union could never have
subsisted, if the provinces had not a spring within themselves,
capable of quickening their tardiness, and compelling them to the
same way of thinking. This spring is the stadtholder." It is
remarked by Sir William Temple, "that in the intermissions of the
stadtholdership, Holland, by her riches and her authority, which
drew the others into a sort of dependence, supplied the place."
These are not the only circumstances which have
controlled the tendency to anarchy and dissolution. The surrounding
powers impose an absolute necessity of union to a certain degree, at
the same time that they nourish by their intrigues the
constitutional vices which keep the republic in some degree always
at their mercy.
The true patriots have long bewailed the fatal
tendency of these vices, and have made no less than four regular
experiments by extraordinary assemblies, convened for the
special purpose, to apply a remedy. As many times has their laudable
zeal found it impossible to unite the public councils in
reforming the known, the acknowledged, the fatal evils of the
existing constitution. Let us pause, my fellow-citizens, for one
moment, over this melancholy and monitory lesson of history; and
with the tear that drops for the calamities brought on mankind by
their adverse opinions and selfish passions, let our gratitude
mingle an ejaculation to Heaven, for the propitious concord which
has distinguished the consultations for our political happiness.
A design was also conceived of establishing a
general tax to be administered by the federal authority. This also
had its adversaries and failed.
This unhappy people seem to be now suffering from
popular convulsions, from dissensions among the states, and from the
actual invasion of foreign arms, the crisis of their distiny. All
nations have their eyes fixed on the awful spectacle. The first wish
prompted by humanity is, that this severe trial may issue in such a
revolution of their government as will establish their union, and
render it the parent of tranquillity, freedom and happiness: The
next, that the asylum under which, we trust, the enjoyment of these
blessings will speedily be secured in this country, may receive and
console them for the catastrophe of their own.
I make no apology for having dwelt so long on the
contemplation of these federal precedents. Experience is the oracle
of truth; and where its responses are unequivocal, they ought to be
conclusive and sacred. The important truth, which it unequivocally
pronounces in the present case, is that a sovereignty over
sovereigns, a government over governments, a legislation for
communities, as contradistinguished from individuals, as it is a
solecism in theory, so in practice it is subversive of the order and
ends of civil polity, by substituting violence in place of
law, or the destructive coercion of the sword in
place of the mild and salutary coercion of the magistracy.
PUBLIUS
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