
The Federalist No. 63
The Senate (continued)
Independent Journal
Saturday, March 1, 1788
[James Madison]
To the People of the State of New York:
A fifth desideratum,
illustrating the utility of a senate, is the want of a due sense of
national character. Without a select and stable member of the
government, the esteem of foreign powers will not only be forfeited
by an unenlightened and variable policy, proceeding from the causes
already mentioned, but the national councils will not possess that
sensibility to the opinion of the world, which is perhaps not less
necessary in order to merit, than it is to obtain, its respect and
confidence.
An attention to the judgment of other nations is
important to every government for two reasons: the one is, that,
independently of the merits of any particular plan or measure, it is
desirable, on various accounts, that it should appear to other
nations as the offspring of a wise and honorable policy; the second
is, that in doubtful cases, particularly where the national councils
may be warped by some strong passion or momentary interest, the
presumed or known opinion of the impartial world may be the best
guide that can be followed. What has not America lost by her want of
character with foreign nations; and how many errors and follies
would she not have avoided, if the justice and propriety of her
measures had, in every instance, been previously tried by the light
in which they would probably appear to the unbiased part of mankind?
Yet however requisite a sense of national character
may be, it is evident that it can never be sufficiently possessed by
a numerous and changeable body. It can only be found in a number so
small that a sensible degree of the praise and blame of public
measures may be the portion of each individual; or in an assembly so
durably invested with public trust, that the pride and consequence
of its members may be sensibly incorporated with the reputation and
prosperity of the community. The half-yearly representatives of
Rhode Island would probably have been little affected in their
deliberations on the iniquitous measures of that State, by arguments
drawn from the light in which such measures would be viewed by
foreign nations, or even by the sister States; whilst it can
scarcely be doubted that if the concurrence of a select and stable
body had been necessary, a regard to national character alone would
have prevented the calamities under which that misguided people is
now laboring.
I add, as a sixth defect the want, in some
important cases, of a due responsibility in the government to the
people, arising from that frequency of elections which in other
cases produces this responsibility. This remark will, perhaps,
appear not only new, but paradoxical. It must nevertheless be
acknowledged, when explained, to be as undeniable as it is
important.
Responsibility, in order to be reasonable, must be
limited to objects within the power of the responsible party, and in
order to be effectual, must relate to operations of that power, of
which a ready and proper judgment can be formed by the constituents.
The objects of government may be divided into two general classes:
the one depending on measures which have singly an immediate and
sensible operation; the other depending on a succession of
well-chosen and well-connected measures, which have a gradual and
perhaps unobserved operation. The importance of the latter
description to the collective and permanent welfare of every
country, needs no explanation. And yet it is evident that an
assembly elected for so short a term as to be unable to provide more
than one or two links in a chain of measures, on which the general
welfare may essentially depend, ought not to be answerable for the
final result, any more than a steward or tenant, engaged for one
year, could be justly made to answer for places or improvements
which could not be accomplished in less than half a dozen years. Nor
is it possible for the people to estimate the share of
influence which their annual assemblies may respectively have on
events resulting from the mixed transactions of several years. It is
sufficiently difficult to preserve a personal responsibility in the
members of a numerous body, for such acts of the body as have
an immediate, detached, and palpable operation on its constituents.
The proper remedy for this defect must be an
additional body in the legislative department, which, having
sufficient permanency to provide for such objects as require a
continued attention, and a train of measures, may be justly and
effectually answerable for the attainment of those objects.
Thus far I have considered the circumstances which
point out the necessity of a well-constructed Senate only as they
relate to the representatives of the people. To a people as little
blinded by prejudice or corrupted by flattery as those whom I
address, I shall not scruple to add, that such an institution may be
sometimes necessary as a defense to the people against their own
temporary errors and delusions. As the cool and deliberate sense of
the community ought, in all governments, and actually will, in all
free governments, ultimately prevail over the views of its rulers;
so there are particular moments in public affairs when the people,
stimulated by some irregular passion, or some illicit advantage, or
misled by the artful misrepresentations of interested men, may call
for measures which they themselves will afterwards be the most ready
to lament and condemn. In these critical moments, how salutary will
be the interference of some temperate and respectable body of
citizens, in order to check the misguided career, and to suspend the
blow meditated by the people against themselves, until reason,
justice, and truth can regain their authority over the public mind?
What bitter anguish would not the people of Athens have often
escaped if their government had contained so provident a safeguard
against the tyranny of their own passions? Popular liberty might
then have escaped the indelible reproach of decreeing to the same
citizens the hemlock on one day and statues on the next.
It may be suggested, that a people spread over an
extensive region cannot, like the crowded inhabitants of a small
district, be subject to the infection of violent passions, or to the
danger of combining in pursuit of unjust measures. I am far from
denying that this is a distinction of peculiar importance. I have,
on the contrary, endeavored in a former paper to show, that it is
one of the principal recommendations of a confederated republic. At
the same time, this advantage ought not to be considered as
superseding the use of auxiliary precautions. It may even be
remarked, that the same extended situation, which will exempt the
people of America from some of the dangers incident to lesser
republics, will expose them to the inconveniency of remaining for a
longer time under the influence of those misrepresentations which
the combined industry of interested men may succeed in distributing
among them.
It adds no small weight to all these considerations,
to recollect that history informs us of no long-lived republic which
had not a senate. Sparta, Rome, and Carthage are, in fact, the only
states to whom that character can be applied. In each of the two
first there was a senate for life. The constitution of the senate in
the last is less known. Circumstantial evidence makes it probable
that it was not different in this particular from the two others. It
is at least certain, that it had some quality or other which
rendered it an anchor against popular fluctuations; and that a
smaller council, drawn out of the senate, was appointed not only for
life, but filled up vacancies itself. These examples, though as
unfit for the imitation, as they are repugnant to the genius, of
America, are, notwithstanding, when compared with the fugitive and
turbulent existence of other ancient republics, very instructive
proofs of the necessity of some institution that will blend
stability with liberty. I am not unaware of the circumstances which
distinguish the American from other popular governments, as well
ancient as modern; and which render extreme circumspection
necessary, in reasoning from the one case to the other. But after
allowing due weight to this consideration, it may still be
maintained, that there are many points of similitude which render
these examples not unworthy of our attention. Many of the defects,
as we have seen, which can only be supplied by a senatorial
institution, are common to a numerous assembly frequently elected by
the people, and to the people themselves. There are others peculiar
to the former, which require the control of such an institution. The
people can never wilfully betray their own interests; but they may
possibly be betrayed by the representatives of the people; and the
danger will be evidently greater where the whole legislative trust
is lodged in the hands of one body of men, than where the
concurrence of separate and dissimilar bodies is required in every
public act.
The difference most relied on, between the American
and other republics, consists in the principle of representation;
which is the pivot on which the former move, and which is supposed
to have been unknown to the latter, or at least to the ancient part
of them. The use which has been made of this difference, in
reasonings contained in former papers, will have shown that I am
disposed neither to deny its existence nor to undervalue its
importance. I feel the less restraint, therefore, in observing, that
the position concerning the ignorance of the ancient governments on
the subject of representation, is by no means precisely true in the
latitude commonly given to it. Without entering into a disquisition
which here would be misplaced, I will refer to a few known facts, in
support of what I advance.
In the most pure democracies of Greece, many of the
executive functions were performed, not by the people themselves,
but by officers elected by the people, and representing the
people in their executive capacity.
Prior to the reform of Solon, Athens was governed by
nine Archons, annually elected by the people at large. The
degree of power delegated to them seems to be left in great
obscurity. Subsequent to that period, we find an assembly, first of
four, and afterwards of six hundred members, annually elected by
the people; and partially representing them in their
legislative capacity, since they were not only associated with
the people in the function of making laws, but had the exclusive
right of originating legislative propositions to the people. The
senate of Carthage, also, whatever might be its power, or the
duration of its appointment, appears to have been elective by
the suffrages of the people. Similar instances might be traced in
most, if not all the popular governments of antiquity.
Lastly, in Sparta we meet with the Ephori, and in
Rome with the Tribunes; two bodies, small indeed in numbers, but
annually elected by the whole body of the people, and
considered as the representatives of the people, almost in
their plenipotentiary capacity. The Cosmi of Crete were also
annually elected by the people, and have been considered by
some authors as an institution analogous to those of Sparta and
Rome, with this difference only, that in the election of that
representative body the right of suffrage was communicated to a part
only of the people.
From these facts, to which many others might be
added, it is clear that the principle of representation was neither
unknown to the ancients nor wholly overlooked in their political
constitutions. The true distinction between these and the American
governments, lies in the total exclusion of the people, in their
collective capacity, from any share in the latter, and
not in the total exclusion of the representatives of the
people from the administration of the former. The
distinction, however, thus qualified, must be admitted to leave a
most advantageous superiority in favor of the United States. But to
insure to this advantage its full effect, we must be careful not to
separate it from the other advantage, of an extensive territory. For
it cannot be believed, that any form of representative government
could have succeeded within the narrow limits occupied by the
democracies of Greece.
In answer to all these arguments, suggested by
reason, illustrated by examples, and enforced by our own experience,
the jealous adversary of the Constitution will probably content
himself with repeating, that a senate appointed not immediately by
the people, and for the term of six years, must gradually acquire a
dangerous pre-eminence in the government, and finally transform it
into a tyrannical aristocracy.
To this general answer, the general reply ought to
be sufficient, that liberty may be endangered by the abuses of
liberty as well as by the abuses of power; that there are numerous
instances of the former as well as of the latter; and that the
former, rather than the latter, are apparently most to be
apprehended by the United States. But a more particular reply may be
given.
Before such a revolution can be effected, the
Senate, it is to be observed, must in the first place corrupt
itself; must next corrupt the State legislatures; must then corrupt
the House of Representatives; and must finally corrupt the people at
large. It is evident that the Senate must be first corrupted before
it can attempt an establishment of tyranny. Without corrupting the
State legislatures, it cannot prosecute the attempt, because the
periodical change of members would otherwise regenerate the whole
body. Without exerting the means of corruption with equal success on
the House of Representatives, the opposition of that coequal branch
of the government would inevitably defeat the attempt; and without
corrupting the people themselves, a succession of new
representatives would speedily restore all things to their pristine
order. Is there any man who can seriously persuade himself that the
proposed Senate can, by any possible means within the compass of
human address, arrive at the object of a lawless ambition, through
all these obstructions?
If reason condemns the suspicion, the same sentence
is pronounced by experience. The constitution of Maryland furnishes
the most apposite example. The Senate of that State is elected, as
the federal Senate will be, indirectly by the people, and for a term
less by one year only than the federal Senate. It is distinguished,
also, by the remarkable prerogative of filling up its own vacancies
within the term of its appointment, and, at the same time, is not
under the control of any such rotation as is provided for the
federal Senate. There are some other lesser distinctions, which
would expose the former to colorable objections, that do not lie
against the latter. If the federal Senate, therefore, really
contained the danger which has been so loudly proclaimed, some
symptoms at least of a like danger ought by this time to have been
betrayed by the Senate of Maryland, but no such symptoms have
appeared. On the contrary, the jealousies at first entertained by
men of the same description with those who view with terror the
correspondent part of the federal Constitution, have been gradually
extinguished by the progress of the experiment; and the Maryland
constitution is daily deriving, from the salutary operation of this
part of it, a reputation in which it will probably not be rivalled
by that of any State in the Union.
But if anything could silence the jealousies on this
subject, it ought to be the British example. The Senate there
instead of being elected for a term of six years, and of being
unconfined to particular families or fortunes, is an hereditary
assembly of opulent nobles. The House of Representatives, instead of
being elected for two years, and by the whole body of the people, is
elected for seven years, and, in very great proportion, by a very
small proportion of the people. Here, unquestionably, ought to be
seen in full display the aristocratic usurpations and tyranny which
are at some future period to be exemplified in the United States.
Unfortunately, however, for the anti-federal argument, the British
history informs us that this hereditary assembly has not been able
to defend itself against the continual encroachments of the House of
Representatives; and that it no sooner lost the support of the
monarch, than it was actually crushed by the weight of the popular
branch.
As far as antiquity can instruct us on this subject,
its examples support the reasoning which we have employed. In
Sparta, the Ephori, the annual representatives of the people, were
found an overmatch for the senate for life, continually gained on
its authority and finally drew all power into their own hands. The
Tribunes of Rome, who were the representatives of the people,
prevailed, it is well known, in almost every contest with the senate
for life, and in the end gained the most complete triumph over it.
The fact is the more remarkable, as unanimity was required in every
act of the Tribunes, even after their number was augmented to ten.
It proves the irresistible force possessed by that branch of a free
government, which has the people on its side. To these examples
might be added that of Carthage, whose senate, according to the
testimony of Polybius, instead of drawing all power into its vortex,
had, at the commencement of the second Punic War, lost almost the
whole of its original portion.
Besides the conclusive evidence resulting from this
assemblage of facts, that the federal Senate will never be able to
transform itself, by gradual usurpations, into an independent and
aristocratic body, we are warranted in believing, that if such a
revolution should ever happen from causes which the foresight of man
cannot guard against, the House of Representatives, with the people
on their side, will at all times be able to bring back the
Constitution to its primitive form and principles. Against the force
of the immediate representatives of the people, nothing will be able
to maintain even the constitutional authority of the Senate, but
such a display of enlightened policy, and attachment to the public
good, as will divide with that branch of the legislature the
affections and support of the entire body of the people themselves.
PUBLIUS
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