
The Federalist No. 77
The Appointing Power Continued and Other Powers of the Executive
Considered
Independent Journal
Wednesday, April 2, 1788
[Alexander Hamilton]
To the People of the State of New York:
IT HAS
been mentioned as one of the advantages to be expected from the
co-operation of the Senate, in the business of appointments, that it
would contribute to the stability of the administration. The consent
of that body would be necessary to displace as well as to appoint. A
change of the Chief Magistrate, therefore, would not occasion so
violent or so general a revolution in the officers of the government
as might be expected, if he were the sole disposer of offices. Where
a man in any station had given satisfactory evidence of his fitness
for it, a new President would be restrained from attempting a change
in favor of a person more agreeable to him, by the apprehension that
a discountenance of the Senate might frustrate the attempt, and
bring some degree of discredit upon himself. Those who can best
estimate the value of a steady administration, will be most disposed
to prize a provision which connects the official existence of public
men with the approbation or disapprobation of that body which, from
the greater permanency of its own composition, will in all
probability be less subject to inconstancy than any other member of
the government.
To this union of the Senate with the President, in
the article of appointments, it has in some cases been suggested
that it would serve to give the President an undue influence over
the Senate, and in others that it would have an opposite tendency --
a strong proof that neither suggestion is true.
To state the first in its proper form, is to refute
it. It amounts to this: the President would have an improper
influence over the Senate, because the Senate would have the
power of restraining him. This is an absurdity in terms. It
cannot admit of a doubt that the entire power of appointment would
enable him much more effectually to establish a dangerous empire
over that body, than a mere power of nomination subject to their
control.
Let us take a view of the converse of the
proposition: "the Senate would influence the Executive." As I have
had occasion to remark in several other instances, the
indistinctness of the objection forbids a precise answer. In what
manner is this influence to be exerted? In relation to what objects?
The power of influencing a person, in the sense in which it is here
used, must imply a power of conferring a benefit upon him. How could
the Senate confer a benefit upon the President by the manner of
employing their right of negative upon his nominations? If it be
said they might sometimes gratify him by an acquiescence in a
favorite choice, when public motives might dictate a different
conduct, I answer, that the instances in which the President could
be personally interested in the result, would be too few to admit of
his being materially affected by the compliances of the Senate. The
POWER which can originate the
disposition of honors and emoluments, is more likely to attract than
to be attracted by the POWER which can merely
obstruct their course. If by influencing the President be meant
restraining him, this is precisely what must have been intended.
And it has been shown that the restraint would be salutary, at the
same time that it would not be such as to destroy a single advantage
to be looked for from the uncontrolled agency of that Magistrate.
The right of nomination would produce all the [good, without the
ill.]E1
[good of that of appointment, and would in a great measure avoid its
evils.]E1
Upon a comparison of the plan for the appointment of
the officers of the proposed government with that which is
established by the constitution of this State, a decided preference
must be given to the former. In that plan the power of nomination is
unequivocally vested in the Executive. And as there would be a
necessity for submitting each nomination to the judgment of an
entire branch of the legislature, the circumstances attending an
appointment, from the mode of conducting it, would naturally become
matters of notoriety; and the public would be at no loss to
determine what part had been performed by the different actors. The
blame of a bad nomination would fall upon the President singly and
absolutely. The censure of rejecting a good one would lie entirely
at the door of the Senate; aggravated by the consideration of their
having counteracted the good intentions of the Executive. If an ill
appointment should be made, the Executive for nominating, and the
Senate for approving, would participate, though in different
degrees, in the opprobrium and disgrace.
The reverse of all this characterizes the manner of
appointment in this State. The council of appointment consists of
from three to five persons, of whom the governor is always one. This
small body, shut up in a private apartment, impenetrable to the
public eye, proceed to the execution of the trust committed to them.
It is known that the governor claims the right of nomination, upon
the strength of some ambiguous expressions in the constitution; but
it is not known to what extent, or in what manner he exercises it;
nor upon what occasions he is contradicted or opposed. The censure
of a bad appointment, on account of the uncertainty of its author,
and for want of a determinate object, has neither poignancy nor
duration. And while an unbounded field for cabal and intrigue lies
open, all idea of responsibility is lost. The most that the public
can know, is that the governor claims the right of nomination; that
two out of the inconsiderable number of four men can
too often be managed without much difficulty; that if some of the
members of a particular council should happen to be of an
uncomplying character, it is frequently not impossible to get rid of
their opposition by regulating the times of meeting in such a manner
as to render their attendance inconvenient; and that from whatever
cause it may proceed, a great number of very improper appointments
are from time to time made. Whether a governor of this State avails
himself of the ascendant he must necessarily have, in this delicate
and important part of the administration, to prefer to offices men
who are best qualified for them, or whether he prostitutes that
advantage to the advancement of persons whose chief merit is their
implicit devotion to his will, and to the support of a despicable
and dangerous system of personal influence, are questions which,
unfortunately for the community, can only be the subjects of
speculation and conjecture.
Every mere council of appointment, however
constituted, will be a conclave, in which cabal and intrigue will
have their full scope. Their number, without an unwarrantable
increase of expense, cannot be large enough to preclude a facility
of combination. And as each member will have his friends and
connections to provide for, the desire of mutual gratification will
beget a scandalous bartering of votes and bargaining for places. The
private attachments of one man might easily be satisfied; but to
satisfy the private attachments of a dozen, or of twenty men, would
occasion a monopoly of all the principal employments of the
government in a few families, and would lead more directly to an
aristocracy or an oligarchy than any measure that could be
contrived. If, to avoid an accumulation of offices, there was to be
a frequent change in the persons who were to compose the council,
this would involve the mischiefs of a mutable administration in
their full extent. Such a council would also be more liable to
executive influence than the Senate, because they would be fewer in
number, and would act less immediately under the public inspection.
Such a council, in fine, as a substitute for the plan of the
convention, would be productive of an increase of expense, a
multiplication of the evils which spring from favoritism and
intrigue in the distribution of public honors, a decrease of
stability in the administration of the government, and a diminution
of the security against an undue influence of the Executive. And yet
such a council has been warmly contended for as an essential
amendment in the proposed Constitution.
I could not with propriety conclude my observations
on the subject of appointments without taking notice of a scheme for
which there have appeared some, though but few advocates; I mean
that of uniting the House of Representatives in the power of making
them. I shall, however, do little more than mention it, as I cannot
imagine that it is likely to gain the countenance of any
considerable part of the community. A body so fluctuating and at the
same time so numerous, can never be deemed proper for the exercise
of that power. Its unfitness will appear manifest to all, when it is
recollected that in half a century it may consist of three or four
hundred persons. All the advantages of the stability, both of the
Executive and of the Senate, would be defeated by this union, and
infinite delays and embarrassments would be occasioned. The example
of most of the States in their local constitutions encourages us to
reprobate the idea.
The only remaining powers of the Executive are
comprehended in giving information to Congress of the state of the
Union; in recommending to their consideration such measures as he
shall judge expedient; in convening them, or either branch, upon
extraordinary occasions; in adjourning them when they cannot
themselves agree upon the time of adjournment; in receiving
ambassadors and other public ministers; in faithfully executing the
laws; and in commissioning all the officers of the United States.
Except some cavils about the power of convening
either house of the legislature, and that of receiving
ambassadors, no objection has been made to this class of
authorities; nor could they possibly admit of any. It required,
indeed, an insatiable avidity for censure to invent exceptions to
the parts which have been excepted to. In regard to the power of
convening either house of the legislature, I shall barely remark,
that in respect to the Senate at least, we can readily discover a
good reason for it. AS this body has a concurrent power with the
Executive in the article of treaties, it might often be necessary to
call it together with a view to this object, when it would be
unnecessary and improper to convene the House of Representatives. As
to the reception of ambassadors, what I have said in a former paper
will furnish a sufficient answer.
We have now completed a survey of the structure and
powers of the executive department, which, I have endeavored to
show, combines, as far as republican principles will admit, all the
requisites to energy. The remaining inquiry is: Does it also combine
the requisites to safety, in a republican sense -- a due dependence
on the people, a due responsibility? The answer to this question has
been anticipated in the investigation of its other characteristics,
and is satisfactorily deducible from these circumstances; from the
election of the President once in four years by persons immediately
chosen by the people for that purpose; and from his being at all
times liable to impeachment, trial, dismission from office,
incapacity to serve in any other, and to forfeiture of life and
estate by subsequent prosecution in the common course of law. But
these precautions, great as they are, are not the only ones which
the plan of the convention has provided in favor of the public
security. In the only instances in which the abuse of the executive
authority was materially to be feared, the Chief Magistrate of the
United States would, by that plan, be subjected to the control of a
branch of the legislative body. What more could be desired by an
enlightened and reasonable people?
PUBLIUS
E1. These two alternate endings of
this sentence appear in different editions.
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