IN CONVENTION,
POUGHKEEPSIE, June 17, 1788.
ON the 1st of
February, 1788, the legislature of the state of New York passed a
resolution in the words following, to wit: —
"Whereas the United States, in Congress assembled, did, on
the 28th day of September last unanimously resolve, that the report
of the Convention of the states lately assembled in Philadelphia,
with the resolutions and letter accompanying the same, be
transmitted to the several legislatures, in order to be submitted to
a Convention of delegates, chosen in each state by the people
thereof, in conformity to the resolves of the Convention, made and
provided in that case, — Therefore,
"Resolved, as the sense of the legislature, that the said
report, with the said resolutions and letter accompanying the same,
be submitted to a Convention of delegates to be chosen by the people
of this state; that it be recommended to the people of this state to
choose, by ballot, delegates to meet in Convention for the purpose
aforesaid; that the number of delegates to be elected be the same as
the number of members of Assembly from the respective cities and
counties; that all free male citizens of the age of twenty-one years
and upwards be admitted to vote, and that any person of that
description be eligible; that the election be held on the last
Tuesday in April next, at the same respective places where the
elections for members of Assembly shall be held, and be continued by
adjournment from day to day, until the same shall be completed, not
exceeding five days; that the inspectors, who shall inspect the
election for members of Assembly, be also inspectors of the election
of delegates; that the inspectors do also appoint two clerks, each
of whom shall keep a poll list of the electors for delegates; that
the inspectors do provide a box to receive the ballots for
delegates; that the poll books or lists shall, after due examination
and correction, be signed by the inspectors attending at the closing
of the poll, and the clerks who shall have kept the same poll books,
respectively; and then the box containing the ballots for delegates
shall be opened, and the ballots therein contained taken out, and,
without being inspected, shall, together with the poll books or
lists for delegates, be immediately put up under cover and enclosed,
and the enclosure bound with tape, and sealed in such manner as to
prevent its being opened without discovery; and the inspectors
present at the closing of the poll shall then put their seals, and
write their names, upon the same enclosure, and one of the
inspectors then present, to be appointed by a majority of them,
shall deliver the same enclosure, so sealed up as aforesaid, to the
clerk of the county, without delay, who shall carefully preserve and
keep the same, unbroken and unopened, until the meeting of the
persons who are to canvass and estimate the ballots therein
contained, when he shall deliver the same enclosure, unbroken and
unopened, to them; that the person authorized by law to canvass and
estimate the votes for members of Assembly, do, also, immediately
after they shall have canvassed and estimated the votes to be taken
at the election to be held on the last Tuesday in April next, for
members of Assembly, proceed to open the said enclosures containing
the ballots for the delegates, and canvass and estimate the votes
taken for delegates; and when, as soon as they shall be able to
determine, upon such canvass or estimate, who, by the greatest
number of votes, shall have been chosen for delegates for the city
and county, they shall determine the same, and thereupon, without
delay, make, and subscribe with their own proper names and
hand-writing, the requisite number of certificates of such
determination, and cause one to be delivered to each of the persons
so elected a delegate; and that the said election and canvass shall,
in every other respect not herein provided for, be conducted in like
manner as is provided for by law for holding elections for members
of Assembly; that the delegates, so to be chosen, do meet in
convention at the court-house in Poughkeepsie, in the county of
Duchess, on the third Tuesday of June next; that the clerks of the
Senate and Assembly do forthwith, after the Convention shall have
assembled, deliver to them copies of the said report, and of the
letter and resolutions which accompanied the same to Congress, and
of the said resolution of Congress; that the delegates be allowed
the same wages as the members of Assembly, and that it will be
proper for the legislature, at their next meeting, to provide for
the payment thereof."
In pursuance of the above resolution, an election was held in the
several counties, and the following gentlemen were returned: —
From the City and County of New York. — John Jay, Richard
Morris, John Sloss Hobart, Alexander Hamilton, Robert R. Livingston,
Isaac Roosevelt, James Duane, Richard Harrison, Nicholas Low.
From the City and County of Albany. — Robert Yates, John
Lansing, Jun., Henry Outhoudt, Peter Vroman, Israel Thompson,
Anthony Ten Eyck, Dirck Swart.
From the County of Suffolk. — Henry Scudder, Jonathan N.
Havens, John Smith, Thomas Tredwell, David Hedges.
From the County of Ulster. — Governor Clinton, John
Cantine, Cor. C. Schoonmaker, Ebenezer Clark, James Clinton, Dirck
Wynkoop.
From the County of Queens. — Samuel Jones, John Schenck,
Nathaniel Lawrence, Stephen Carman.
From the County of Kings. — Peter Lefferts, Peter
Vandervoort.
From the County of Richmond. — Abraham Bancker, Gozen
Ryerss.
From the County of Westchester. — Lewis Morris, Philip
Livingston, Richard Hatfield, Philip Van Courtland, Thaddeus Crane,
Lott W. Sarls.
From the County of Orange. — John Haring, Jesse Wood-hull,
Henry Wisner, John Wood.
From the County of Duchess. — Zephaniah Platt, Melancton
Smith, Jacobus Swartwout, Jonathan Akins, Ezra Thompson, Gilbert
Livingston, John De Witt.
From the County of Montgomery. — William Harper,
Christopher P. Yates, John Frey, John Winn, Volkert Veeder, Henry
Staring.
From the County of Columbia. — Peter Van Ness, John Bay,
Matthew Adgate.
From the Counties of Washington and Clinton. — Ichabod
Parker, John Williams, Albert Baker, David Hopkins.
The Convention, having accordingly assembled on the 17th of June,
unanimously elected his excellency, GEORGE CLINTON, president. After
appointing the proper subordinate officers, and having ordered that
the doors should be kept open, and the business of the Convention
opened every morning with prayer, Mr. Duane, Mr. Jones, Mr. R.
Morris, Mr. Lansing, and Mr. Harris, were chosen a committee to
report rules for conducting the business.
Next day, the committee of regulations brought in their
report, on which the following resolves were passed, viz.: —
1st. That, at the meeting of the Convention each day, the minutes
of the preceding day shall in the first place be read, at which
times, mistakes, if any, shall be corrected.
2d. That all motions and addresses be made to the chair, and
standing.
3d. That every motion made and seconded, except motions for
adjournment, shall be handed to the chair in writing and there read
before any debate or question taken thereon.
4th. That, upon every question taken, the yeas and nays shall be
entered, if requested by any two members.
5th. That, if two members rise to speak, and there shall be a
dispute which of them rose first, it shall be determined by the
president.
6th. That no interruption shall be suffered while a member is
addressing the chair, but by a call to order by the president, or by
a member through the president.
7th. That no member be referred to by name in any debate.
8th. That, if any member shall transgress the rules a second
time, the president may refer to him by name; that the Convention
may examine and censure the member's conduct, he being allowed to
extenuate or justify.
9th. That any member, making a motion, may withdraw it before the
question is put thereon; after which any other member may renew the
same motion, if he thinks proper.
10th. That the appointment of all committees shall be by ballot.
11th. That none be admitted within the bar, excepting the members
and secretaries.
12th. That the preceding rules shall be observed when the
Convention resolves itself into a committee of the whole.
The Constitution reported by the general Convention was then
read, together with the resolutions and letter accompanying the same
to Congress, and the resolve of Congress thereon; after which the
Convention, on motion of Mr. Lansing, agreed to resolve itself, the
succeeding day, into a committee of the whole.
On the 19th of June, the Convention met, pursuant to adjournment,
and, the order of the day being read, resolved itself into a
committee of the whole, and Mr. OUTHOUDT was called to the chair.
The Constitution being again read, the Hon. ROBERT R. LIVINGSTON
rose, and addressed the chair as follows: —
Mr. Chairman, as the preamble of the plan under consideration
comprises the great objects of the Union, it will be proper, at this
place, to introduce such general observations as may with less
propriety be noticed, when particular articles are under
consideration, and which may serve, at the samp time, to show the
necessity of adopting some more efficacious plan of union, than that
by which we are now bound. In the course of the observations I shall
make with this view, many things will be urged that will be of
little use to those gentlemen who have heard all that has been said,
who have read all that has been written on this subject, and who
have formed their judgments after mature consideration. With such,
all debate is unnecessary. But I trust, sir, there are many
gentlemen present, who have yet formed no decided opinion on the
important question before us, and who (like myself) bring with them
dispositions to examine whatever shall be offered, and not to
determine till after the maturest deliberation. To such I address
myself.
Ever since a pure and perfect religion has lent her mild lights
to philosophy, and extended her influence over the sentiments of
men, ft has been a received opinion that the happiness of nations,
as well as of individuals, depends on peace, and that intimate
connection which mutual wants occasion. To establish this on the
basis of a general union of nations, has, at various times, employed
the thoughts and attention of wise and virtuous men. It is said to
have been the last great plan of the illustrious Henry IV. of
France, who was justly esteemed one of the wisest and best of
princes. But, alas! sir, in the old world, every attempt of this
nature will prove abortive. There, governments are the children of
force or fraud, and carry with them strong features of their
parent's character. Disputes will not be referred to a common
umpire, unless that umpire has power to enforce his decrees; and how
can it be expected that princes, jealous of power, will consent to
sacrifice any portion of it to the happiness of their people, who
are of little account in their estimation? Differences among them,
therefore, will continue to be decided by the sword, and the blood
of thousands will be shed before the most trifling controversy can
be determined. Even Peace can hardly be said to bestow her usual
blessings on them; their mutual jealousies convert peace into an
armed truce. The husbandman feels the oppression of standing armies,
by whom the fruits of his labor are devoured; and the flower of
youth is sacrificed to the rigors of military discipline. It has
pleased Heaven to afford the United States means for the attainment
of this great object, which it has withheld from other nations. They
speak the same language; they profess the same religion; and, what
is of infinitely more importance, they acknowledge the same great
principle of government — a principle, if not unknown, at least
little understood in the old world — that all power is derived
from the people. They consider the state and the general
governments as different deposits of that power. In this view, it is
of little moment to them whether that portion of it which they must,
for their own happiness, lodge in their rulers, be invested in the
state governments only, or shared between them and the councils of
the Union. The rights they reserve are not diminished, and probably
their liberty acquires an additional security from the division.
Let us not, then, sir, neglect to improve the advantages we
possess; let us avail ourselves of the present moment to fix lasting
peace upon the broad basis of national union; let us, while it is
still in our power, lay the foundation of our own happiness, and
that of our posterity. Jealousies may spring up; the seeds of them
are already sown; the present moment may be the only one afforded
for eradicating them.
I am too well satisfied, sir, of the virtue and patriotism of
those to whom I address myself, to suppose that their determination
will be influenced by any unworthy motive. But, sir, I dread the
effect which a hasty or partial review may have on their minds; and,
above all things, I dread lest the chimerical ideas of perfection in
government, which gentlemen may have formed, should induce them to
reject this, as falling short of their standard. Perfection, sir, is
not the lot of humanity; and perhaps, were the gentlemen on this
floor to compare their sentiments on this subject, no two of them
would be found to agree. Nay, such is the weakness of our judgment,
that it is more than probable that, if a perfect plan was offered to
our choice, we should conceive it defective, and condemn it. The
only people whose government was visibly directed by God himself,
rejected his administration, and induced him, in his wrath, to give
them a king. Let us be cautious, sir, lest, by our negligence or
eager pursuit after chimerical perfection, we should forfeit the
blessings we enjoy, and lose this precious opportunity of completing
what other nations have been unable to effect.
As, on the one hand, sir, our situation admits of a union, so, on
the other, our distresses point out its necessity. I will not, at
this time, touch on the declining state of our commerce; nor will I
remind you of our national bankruptcy, of the effect it has upon our
public measures, and the private misery that it causes; nor will I
wound your feelings by a recapitulation of the insults we daily
receive from nations whose injuries we are compelled to repay by the
advantages of our commerce. These topics have been frequently
touched; they are in every man's mind; they lie heavy at every
patriot's heart. They have induced states, the most independent in
their situation, to unite in their endeavors to remove them; they
operate with peculiar force on us. Permit me, however, to make some
observations, drawn from our particular situation, and which will
show, in the clearest light, that our existence, as a state, depends
on a strong and efficient federal government.
He went into a minute consideration of the natural advantages of
this state, drawn from its valuable and abundant staples; the
situation of its principal seaport; the command of the commerce of
New Jersey, by the rivers discharging themselves in our bay; the
facility that the Sound afforded for an intercourse with the Eastern
States. He observed upon the advantages resulting from the Hudson,
which he described as bearing upon its bosom the wealth of the
remotest part of the state. He touched upon the prospects that a
lasting peace afforded of commanding the treasures of the western
world, by the improvement of our internal navigation. He said, that
to these natural advantages we might add many other adventitious
circumstances. He observed, that a considerable proportion of our
domestic debt was already in the treasury, and though we were
indebted for a part of this to our citizens, yet that debt was
comparatively small, and could easily be extinguished by an honest
exertion on the part of the government. He observed, that our back
lands were competent to the discharge of our foreign debt, if a
vigorous government should be adopted, which would enable us to
avail ourselves of this resource; so that we might look forward to a
day when no other taxes would be required from us than such as would
be necessary to support our internal government, the amount of the
impost being more than adequate to the other expenses of the Union.
He feared that a prospect of these advantages had excited an
improper confidence in ourselves; that it has produced an
inflexibility, which had rendered us regardless of the wishes and
expectations of the other states, and lessened that respect which
was due, as well from nations to each other, as from individuals. We
have insisted, says he, that every knee shall bow to the golden
image we have set up. But let us remember that, how valuable soever
the materials of which its nobler parts are composed, its feet (like
those of the image in the vision) are composed of iron and clay, of
materials that will not adhere together, and which the slightest
shock will tumble on the earth.
He observed, that wealth excited envy, stimulated avarice, and
invited invasions; that, if the Union was dissolved, we could only
be protected by our domestic force. He then urged the incapacity of
the state to defend itself, from the detached situation of its
ports, remarking particularly upon that of Staten Island and Long
Island; their vicinity to states, which, in case of a disunion, must
be considered as independent, and perhaps unfriendly powers. He
turned the attention of the committee to the north-east, where he
showed Vermont ready to avail itself of our weakness, speaking of
the people of that state, as a brave and hardy body of men, that we
had neither the spirit to subdue, nor, what be more strongly
recommended, the magnanimity to yield to. On the north-west, he
pointed to the British posts, and hostile tribes of savages. He
showed that, in case of domestic war, Hudson River, that great
source of our wealth, would also be that of our weakness, by the
intersection of the state, and the difficulty we should find in
bringing one part to support the other.
He then ran over the alliances that would be formed in case of a
disunion; pointed out the connection between the Eastern States, and
urged various reasons to show that it was neither the interest nor
wish of the states, on the east or west, to form a league offensive
or defensive with us. Having dwelt largely on this subject, he
deduced, as a consequence from it, that our wealth and our weakness
equally required the support of a federal union. He observed that
this could only be found in the existing Confederation, or in that
under consideration; urging that, as union could only be founded on
the consent of the states, it should be sought where we had reason
to expect that consent; that to depart from this would be to
investigate as many ideal systems as there were persons who had
thought on the subject of government. He observed that, in the then
state of things, it was problematical, at least, whether we would
recur to the old Confederation; but, as many gentlemen thought it
possible, he would proceed to investigate it. He then went through
the Confederation, and showed that the powers intended to be vested
in Congress were very similar to those given by the new government,
to wit: to raise troops, possess a common treasure, borrow money,
make treaties, appoint civil officers, &c. He observed that as, on
the one hand, the want of these powers would not be objected to in
the Confederation, so, on the other, the possession of them could
not be urged as a fault in the new plan.
He asked whether, with these powers, it had been able to effect
the purposes designed by the Union; whether it had repelled
invaders, maintained domestic peace, supported our credit, or
extended our commerce. He proved that not one of these objects had
been effected by it. He pointed to the British possessions in the
limits of this state, held in defiance of the most solemn treaties,
and contempt of our government, as proof of its incompetency to
defend our rights against foreign powers. How has it happened, said
he, that Vermont is, at this moment, an independent state? How has
it happened that new states have been rent from those on the west,
that were entitled to protection? He asked if any gentlemen would
assert that our national credit was fixed upon a proper basis; that
our commerce enjoyed the advantages we had a right to expect. If,
then, said he, experience has shown that the existing Confederation
(if I may use the term) has not answered the great ends of the
Union, it must either have arisen from an insufficiency in its
powers, or from some defect in the execution of them: if
insufficient, more should be added; if not executed, the cause
should be inquired into. He showed that, with the addition of a few
powers, those it possessed were competent to the purposes of the
Union; but that the defect of the system rested in the impossibility
of carrying into effect the rights invested in them by the states.
He then ran through every power intended to be vested in Congress,
and showed that the exercise of them, by the intervention of the
state governments, and subject to their pleasure or their different
views of the matters recommended to them, would be attended with
insuperable difficulties, inconveniences, and delays, even if they
were disposed to carry them into effect; but that, if (which,
experience had shown, would often be the case) they should either
neglect or refuse to comply with the requisition, no means were
pointed out by the Confederation to coerce them, but that it was
left, as all leagues among nations, to military force. He showed, in
a strong point of view, the danger of applying this; and deduced
from all those observations, that the old Confederation was
defective in its principle, and impeachable in its execution, as it
operated upon states in their political capacity, and not upon
individuals; and that it carried with it the seeds of domestic
violence, and tended ultimately to its dissolution. He then appealed
to our experience in the late war, to show the operation of this
system, and demonstrated that it must, from its own construction,
leave every state to struggle with its own difficulties, and that
none would be roused to action but those that were near the seat of
war. He alleged that this idea of a federal republic, on the ground
of a league among independent states, had, in every instance,
disappointed the expectations of its advocates. He mentioned its
effects in the ancient republics, and took a view of the union of
the Netherlands, and showed that, even when they were struggling for
every thing that was dear to them, in the contest with Spain, they
permitted the burden of the war to be borne, in a great measure, by
the province of Holland; which was, at one lime, compelled to
attempt to force a neighboring province, by arms, to a compliance
with their federal engagements. He cited the Germanic league, as a
proof that no government, formed on the basis of the total
independency of its pans, could produce the effects of union. He
showed that, notwithstanding the power of their federal head, from
his hereditary dominions, the decrees of their general diet were
little regarded, and different members of the confederacy were
perpetually rushing upon each other's swords.
He then observed upon the necessity of adding to the powers of
Congress, that of regulating the militia, referring to the article
in the proposed plan, which he said he would not anticipate. He
urged the common consent of America as a proof of the necessity of
adding the power of regulating commerce to those Congress already
possessed, which, he said, not only included those of forming laws,
but of deciding upon those laws, and carrying them into effect; that
this power could never be trusted to the individual states, whose
interests might, in many instances, clash with that of the Union.
From hence he inferred the necessity of a federal judiciary, to
which he would have referred not only the laws for regulating
commerce, but the construction of treaties and other great national
objects, — showing that, without this, it would be in the power of
any state to commit the honor of the Union, defeat their most
beneficial treaties, and involve them in a war. He next adverted to
the form of the federal government. He said that, though justified
when considered as a mere diplomatic body, making engagements for
its respective states, which they were to carry into effect, yet, if
it was to enjoy legislative, judicial, and executive powers, an
attention as well to the facility of doing business as to the
principles of freedom, called for a division of those powers. After
commenting on each of them, and showing the mischief that would flow
from their union in one House of Representatives, and those, too,
chosen only by the legislatures, and neither representing the people
nor the government, (which he said consisted of legislative,
executive, and judicial,) he proposed the Constitution of this state
as the model for the state governments.
From these observations he deduced, first, that the powers which
were, by common consent, intended to be vested in the federal head,
had either been found deficient, or rendered useless by the
impossibility of carrying them into execution, on the principle of a
league of states totally separate and independent; — secondly, that,
if the principle was changed, a change would also become necessary
in the form of the government; but if we could no longer retain the
old principle of the confederacy, and were compelled to change its
form, we were driven to the necessity of creating a new
constitution, and could find no place to rest upon in the old
Confederation; that he had urged these considerations to fix
gentlemen's attention to the only true ground of inquiry; to keep
them from reverting to plans which had no single feature that could
now be serviceable, and to lead the way to a minute discussion of
every article with candor and deliberation; and, in order that this
might be the better effected, and no gentleman pledged before he had
fully considered the subject, he intended, before he sat down, to
move the resolution he had in his hand. He considered the question
as one that not only affected the happiness, and perhaps the
existence, of this state, but as one that involved the great
interests of humanity. Many of us, sir, said he, are officers of
government; many of us have seats in the Senate and Assembly: let
us, on this solemn occasion, forget the pride of office; let us
consider ourselves as simple citizens, assembled to consult on
measures that are to promote the happiness of our fellow-citizens.
As magistrates, we may be unwilling to sacrifice any portion of the
power of the state; as citizens, we have no interest in advancing
the powers of the state at the expense of the Union. We are only
bound to see that so much power as we find it necessary to intrust
to our rulers, be so placed as to insure our liberties, and the
blessings of a well-ordered government.
He then offered a resolution, the purport of which was, "That no
question, general or particular, should be put in the committee upon
the proposed Constitution of government for the United States, or
upon any clause or article thereof, nor upon any amendment which
should be proposed thereto, until after the said Constitution and
amendments should have been considered clause by clause."
The said resolution, being taken into consideration, was agreed
to by the Convention.
The committee then rose, and the Convention adjourned till next
day, 10 o'clock, A. M.
FRIDAY, June 20, 1788. — Convention met pursuant to
adjournment. Went into committee of the whole, Mr. Outhoudt in the
chair.
The Hon. Mr. LANSING then rose, and addressed the chair as
follows: —
Mr. Chairman, I am equally disposed with the honorable gentleman
from New York, who favored the committee with his sentiments
yesterday, to a candid and dispassionate investigation of the
important business now under consideration, and to receive every
possible information on the occasion.
I do not mean to state any objections to the clause now read, but
wish the indulgence of the committee, while I make some observations
in answer to those which were given to the committee by the
honorable gentleman from New York.
Sir, the project devised by Henry IV., in his closet, to form a
confederated republic of the European states, may perhaps be
considered as visionary in its object, but originating; in motives
which were in some measure peculiar to him self, as, from the power
and importance he possessed, he might have flattered himself that he
should have been at the head of it. But a difference in language,
manners, religion, and interests of their sovereigns, would have
defeated it, if it had been attempted. Here a confederated republic
is only more attainable from the circumstances of all the powers
existing in, or originating from, the people, and a similarity of
language and manners. We ought, therefore, to be extremely cautious
how we establish a government which may give distinct interests to
the rulers and governed, so as to induce the former to pursuits
adverse to the happiness of the United States.
It has been observed, that, as the people must, of necessity,
delegate essential powers either to the individual or general
sovereignties, it is perfectly immaterial where they are lodged;
but, as the state governments will always possess a better
representation of the feelings and interests of the people at large,
it is obvious that those powers can be deposited with much greater
safety with the state than the general government.
I am equally averse to cherishing, on this occasion, the idea of
obtaining a perfection which never existed, and to despairing of
making important amendments to the system now offered for
consideration; for, sir, however much I may be disposed to
perpetuate union, however sensible of the defects of the existing
Confederation, I cannot help differing from those gentlemen who are
of opinion it is incapable of amelioration.
I would ask, What are the objections which have been so ably
urged against it? They are comprised under two heads. First, it
affords no defence against foreign assault; second, no security to
domestic tranquillity. Both these objects might be compassed if
Congress could be vested with a power to raise men and money.
Requisitions made under the existing Confederation by Congress,
it is allowed, are insufficient; but this defect might, in a great
measure, have been remedied by permitting the United States to
legislate on individuals after the requisitions had been made, and
not been complied with. If the requisition could be thus enforced,
loans of money might be negotiated when necessary, and Congress be
authorized to raise money to replace them.
The languishing situation of our commerce has also been
attributed to the impotence of Congress; but I think their journals
will justify me in the assertion that all the states, excepting two,
had passed laws to enable Congress to regulate commerce, and that
those two were not indisposed to vest that power.
The conduct of the king of Great Britain, with respect to the
western posts, has also been urged as the result of the inefficiency
of our government; but, however organized our general government
might be, I should doubt whether it was either prudent or expedient
to risk a war, which would expose our coast to depredation by an
enemy, against whose attacks in that point we must remain
defenceless, until we can create a fleet to repel their invasions.
Will any government enable us to do this in a few years? I am
convinced it will not.
That we have to encounter embarrassments, and are distressed for
want of money, is undoubted; but causes which could not be
controlled by any system of government, have principally contributed
to embarrass and distress us. On the termination of war, which
operated to exhaust our resources, we launched into every species of
extravagance, and imported European goods to an amount far beyond
our ability to pay. The difficulties which arose from this and
several other causes, equally uninfluenced by the system of
government, were without hesitation attributed to its want of
energy.
Sir, the instance adduced from the history of the Jewish
theocracy evinces that there are certain situations in communities
which will unavoidably lead to results similar to those we
experience. The Israelites were unsuccessful in war; they were
sometimes defeated by their enemies: instead of reflecting that
these calamities were occasioned by their sins, they sought relief
in the appointment of a king, in imitation of their neighbors.
The united Dutch provinces have been instanced as possessing a
government parallel to the existing Confederation; but I believe it
will be discovered that they were never organized, as a general
government, on principles so well calculated to promote the
attainment of national objects as that of the United States. They
were obliged to resort to subordinate societies to collect the sense
of the state, before the deputies were authorized to assent to any
public measure binding on their states. Sir William Temple relates
that an important measure was prevented from taking place by the
dissent of a single town, till one of its citizens was accommodated
with a commission.
The Germanic confederacy consists of a heterogeneous mass of
powerful princes, petty despots, and republics, differently
organized, divided by religious jealousies, and existing only in its
forms by the pressure of the great controlling powers of the
emperor. I know not that history furnishes an example of a
confederated republic coercing the states composing it by the mild
influence of laws operating on the individuals of those states.
This, therefore, I suppose to be a new experiment in politics; and,
as we cannot always accurately ascertain the results of political
measures, and as reasoning on them has been frequently found
fallacious, we should not too confidently predict those to be
produced by the new system.
The dangers to which we shall he exposed by a dissolution of the
Union, have been represented; but, however much I may wish to
preserve the Union, apprehensions of its dissolution ought not to
induce us to submit to any measure which may involve in its
consequences the loss of civil liberty. Conquest can do no more, in
the state of civilization, than to subject us to be ruled by persons
in whose appointment we have no agency. This, sir, is the worst we
can apprehend at all events; and, as I suppose a government so
organized, and possessing the powers mentioned in the proposed
Constitution, will unavoidably terminate in the depriving us of that
invaluable privilege, I am content to risk a probable, but, on this
occasion, a mere possible evil, to avoid a certain one. But if a
dissolution of the Union should unfortunately ensue, what have we to
apprehend? We are connected, both by interest and affection, with
the New England States; we harbor no animosities against each other;
we have no interfering territorial claims; our manners are nearly
similar, and they are daily assimilating, and mutual advantages will
probably prompt to mutual concessions, to enable us to form a union
with them. I, however, contemplate the idea of a possible
dissolution with pain, and I make these remarks with the most
sincere reluctance, only in answer to those which were offered by
the honorable gentleman from New York.
Sir, I have formerly had occasion to declare to the public my
apprehensions that a consolidated government, partaking in a great
degree of republican principles, and which had in object the control
of the inhabitants of the extensive territory of the United States,
by its sole operations could not preserve the essential rights and
liberties of the people. I have not as yet discovered any reason to
change that sentiment; on the contrary, reflection has given it
additional force. But I stand here the representative of others,
and, as far as I can ascertain the views of my constituents, it is
my duty to promote them with the utmost assiduity; and in no one
pursuit can I be better supported by the almost unanimous opinion of
my fellow-citizens in the county I have the honor to represent, than
in proposing amendments to the Constitution which is now the subject
of our deliberations, as the mode of introducing amendments was the
only point of difference. Influenced by these considerations, every
amendment which I am convinced will have a tendency to lessen the
danger of invasion of civil liberty by the general government, will
receive my sincere approbation. But none which can, in the remotest
degree, originate in local views, will meet my concurrence; and I
trust an intention will not be attributed to me to preserve the
consequence of official state establishments.
Sir, when motives of this kind are supposed to actuate men in
office, by persons who have imbibed prejudices from a want of
information — when they originate from an illiberality of sentiment
which would disgrace the worst cause — every man who feels the
imputation, while he laments the misguided zeal which aims, by the
sacrifice of private feelings, to obtain a favorite object, will
disregard the attempt, and consign it to merited oblivion. But when
an honorable gentleman, distinguished for his liberal turn of
thinking, who is possessed of one of the most lucrative offices of
the state, deliberately gives his name to the public, as impliedly
sanctioning the sentiment, silence must unavoidably be construed
into a tacit confession of its justice. The committee will therefore
indulge me in remarking that, if the operations of the general
government will subvert those of the individual states, the interest
of the state officers may be affected in some measure, otherwise
their emoluments will remain undiminished — their consequence not so
much impaired as not to compensate men of interested pursuits by the
prospect of sharing the offices of the general government. Does this
imputation only apply to the officers of this state? Are they more
discerning in distinguishing their interest, or are they only
capable of being warped by apprehensions of loss? In the neighboring
states, the officers of government are among the warmest advocates
of the new system; and even in this state they are perhaps more
divided in sentiment than any other class of men whatsoever.
But, sir, I trust we shall divest ourselves, on this occasion, of
every consideration of a private nature, and determine on the
Constitution with caution and moderation.
Mr. R. R. LIVINGSTON rose to reply.
The CHANCELLOR, in explanation, said, it gave him pain to observe
a meaning attributed to him which was totally foreign from his mind.
He by no means had intended to insinuate that the opposition to the
Constitution flowed from interested or improper motives. He knew
that the officers of this state had taken different sides; he
himself held a public station, and many of the officers of the
several states were among its warmest advocates. He was sensible
that every man in place felt, in a delicate degree, the dignity
attached to his office. Far from aiming an improper suggestion of
the previous or present disposition of any member, his only view was
to express a hope, and at the same time a caution, that, in the
prosecution of this business, gentlemen might not suffer themselves
to be influenced by partial views or private prejudices. For, said
he, we sit here as simple citizens, and every species of official
authority is lost in this equal assembly. But, sir, as the officers
of government were selected from the mass of the people, with an
expectation that they would be their wisest and best friends, it is
to be hoped that, if this Constitution is proved to be a good one,
and friendly to the liberties of the people, those men who are
highest in office will be the most urgent to adopt, and most active
to execute it. He begged leave to take notice of an observation
which had just been made He should notice it, because it tended to
establish a new and singular opinion; that is, that, if a
conditional power of coercion only was lodged in the government, the
purposes of me union might be answered. The idea was, that Congress
should make requisitions on the states, and, on their
non-compliance, the compulsory authority should be exercised on
individuals. This idea includes an acknowledgment that the old
Confederation is totally incompetent to federal purposes.
But let us view, said he, the operation of a system founded on
such a principle. In the first place, the necessary revenue officers
must be appointed. Congress will then send out the requisitions,
and, on refusal or neglect, will resort to individual coercion. If
the states punctually comply with the requisitions, an expensive
establishment must be supported, without object or employment. If,
on the contrary, they are delinquent, what an alarming image of
disorder is presented to our view! A body of federal officers, in
the heart of a state, acting in direct opposition to the declared
sense of the legislature! Would not this be a source of eternal
disorder? Would not a government, thus calculated to promote a
spirit of civil dissension, be forever impracticable? Such a
government must be attended with every delay, with every expense —
must defeat itself, and be its own destruction.
The Hon. Mr. SMITH said, he conceived that the Constitution ought
to be considered by paragraphs. An honorable gentleman yesterday had
opened the debate with some general observations; another honorable
gentleman had just answered him by general observations. He wished
the Constitution to be examined by paragraphs. In going through it,
he should offer his objections to such parts of it as he thought
defective.
The first section of the first article was then read, and passed
by without remark.
The second section being read,
Mr. SMITH again rose. He most heartily concurred in sentiment
with the honorable gentleman who opened the debate, yesterday, that
the discussion of the important question now before them ought to be
entered on with a spirit of patriotism; with minds open to
conviction; with a determination to form opinions only on the merits
of the question, from those evidences which should appear in the
course of the investigation.
How far the general observations made by the honorable gentleman
accorded with these principles, he left to the house to determine.
It was not, he said, his intention to follow that gentleman
through all his remarks. He should only observe that what had been
advanced did not appear to apply to the subject under consideration.
He was as strongly impressed with the necessity of a union as any
one could be. He would seek it with as much ardor. In the discussion
of this question, he was disposed to make every reasonable
concession, and, indeed, to sacrifice every thing for a union,
except the liberties of his country, than which he could contemplate
no greater misfortune. But he hoped we were not reduced to the
necessity of sacrificing, or even endangering, our liberties, to
preserve the Union. If that was the case, the alternative was
dreadful. But he would not now say that the adoption of the
Constitution would endanger our liberties; because that was the
point to be debated, and the premises should be laid down previously
to the drawing of any conclusion. He wished that all observations
might be confined to this point, and that declamations and appeals
to the passions might be omitted.
Why, said he, are we told of our weakness? of the defenceless
condition of the southern parts of our state? of the exposed
situation of our capital? of Long Island, surrounded by water, and
exposed to the incursions of our neighbors in Connecticut? of
Vermont having separated from us, and assumed the powers of a
distinct government? and of the north-west parts of our state being
in the hands of a foreign enemy? Why are we to be alarmed with
apprehensions that the Eastern States are inimical, and disinclined
to form alliances with us? He was sorry to find that such suspicions
were entertained. He believed that no such disposition existed in
the Eastern States. Surely it could not be supposed that those
states would make war upon us for exercising the rights of freemen,
deliberating and judging for ourselves, on a subject the most
interesting that ever came before any assembly. If a war with our
neighbors was to be the result of not acceding, there was no use in
debating here; we had better receive their dictates, if we were
unable to resist them. The defects of the old Confederation needed
as little proof as the necessity of a union. But there was no proof
in all this that the proposed Constitution was a good one. Defective
as the old Confederation is, he said, no one could deny but it was
possible we might have a worse government. But the question was not
whether the present Confederation be a bad one, but whether the
proposed Constitution be a good one.
It had been observed, that no example of federal republics had
succeeded. It was true that the ancient confederated republics were
all destroyed; so were those which were not confederated; and all
ancient governments, of every form, had shared the same fate.
Holland had, no doubt, experienced many evils from the defects in
her government; but, with all these defects, she yet existed: she
had, under her confederacy, made a principal figure among the
nations of Europe, and he believed few countries had experienced a
greater share of internal peace and prosperity. The Germanic
confederacy was not the most pertinent example to produce on this
occasion. Among a number of absolute princes, who consider their
subjects as their property, whose will is law, and to whose ambition
there are no hounds, it was no difficult task to discover other
causes from which the convulsions in that country rose, than the
defects of their confederation. Whether a confederacy of states,
under any form, be a practicable government, was a question to be
discussed in the course of investigating the Constitution.
He was pleased that, thus early in debate, the honorable
gentleman had himself shown that the intent of the Constitution was
not a confederacy, but a reduction of all the states into a
consolidated government. He hoped the gentleman would be complaisant
enough to exchange names with those who disliked the Constitution,
as it appeared from his own concessions, that they were federalists,
and those who advocated it were anti-federalists. He begged leave,
however, to remind the gentleman, that Montesquieu, with all the
examples of modern and ancient republics in view, gives it as his
opinion, that a confederated republic has all the internal
advantages of a republic, with the external force of a monarchical
government. He was happy to find an officer of such high rank
recommending to the other officers of government, and to those who
are members of the legislature, to be unbiased by any motives of
interest or state importance. Fortunately for himself, he was out of
the verge of temptation of this kind, not having the honor to hold
any office under the state. But, then, he was exposed, in common
with other gentlemen of the Convention, to another temptation,
against which he thought it necessary that we should be equally
guarded. If, said he, this Constitution is adopted, there will be a
number of honorable and lucrative offices to be filled; and we ought
to be cautious lest an expectancy of some of them should influence
us to adopt without due consideration.
We may wander, said he, in the fields of fancy without end, and
gather flowers as we go. It may be entertaining, but it is of little
service to the discovery of truth. We may, on one side, compare the
scheme advocated by our opponents to golden images, with feet
part of iron and part of clay; and on the other, to a beast
dreadful and terrible, and strong exceedingly, having great iron
teeth, — which devours, breaks in pieces, and stamps the residue
with his feet; and after all, said he, we shall find that both
these allusions are taken from the same vision; and their
true meaning must be discovered by sober reasoning.
He would agree with the honorable gentlemen that perfection in
any system of government was not to be looked for. If that was the
object, the debates on the one before them might soon be closed. But
he would observe, that this observation applied, with equal force,
against changing any system, especially against material and radical
changes. Fickleness and inconstancy, he said, were characteristic of
a free people; and, in framing a constitution for them, it was,
perhaps, the most difficult thing to correct this spirit, and guard
against the evil effects of it. He was persuaded it could not be
altogether prevented without destroying their freedom. It would be
like, attempting to correct a small indisposition in the habit of
the body, fixing the patient in a confirmed consumption. This fickle
and inconstant spirit was the more dangerous in bringing about
changes in the government. The instance that had been adduced by the
gentleman from sacred history, was an example in point to prove
this. The nation of Israel, having received a form of civil
government from Heaven, enjoyed it for a considerable period; but,
at length, laboring under pressures which were brought upon them by
their own misconduct and imprudence, instead of imputing their
misfortunes to their true causes, and making a proper improvement of
their calamities, by a correction of their errors, they imputed them
to a defect in their constitution; they rejected their divine Ruler,
and asked Samuel to make them a king to judge them, like other
nations. Samuel was grieved at their folly; but still, by the
command of God, he hearkened to their voice, though not until he had
solemnly declared unto them the manner in which the king should
reign over them. "This (says Samuel) shall be the manner of the king
that shall reign over you. He will take your sons, and appoint them
for himself, for his chariots, and for his horsemen, and some shall
run before his chariots; and he will appoint him captains over
thousands, and captains over fifties, and will set them to ear his
ground, and to reap his harvest, and to make his instruments of war,
and instruments of his chariots. And he will take your daughters to
be confectionaries, and to be cooks, and to be bakers. And he will
take your fields, and your vineyards, and your olive-yards, even the
best of them, and give them to his servants. And he will take the
tenth of your seed, and of your vineyards, and give to his officers
and to his servants, and he will take your men-servants, and your
maid-servants, and your goodliest young men, and your asses, and put
them to his work. He will take the tenth of your sheep; and ye shall
be his servants. And ye shall cry out in that day, because of your
king which ye have chosen you; and the Lord will not hear you in
that day!" How far this was applicable to the subject, he would not
now say. it could be better judged of when they had gone through it.
On the whole, he wished to take up this matter with candor and
deliberation.
He would now proceed to state his objections to the clause just
read, (section 2, of article 1, clause 3.) His objections were
comprised under three heads: 1st, the rule of apportionment is
unjust; 2d, there is no precise number fixed on, below which the
house shall not be reduced; 3d, it is inadequate. In the first
place, the rule of apportionment of the representatives is to be
according to the whole number of the white inhabitants, with three
fifths of all others; that is, in plain English, each state is to
send representatives in proportion to the number of freemen, and
three fifths of the slaves it contains. He could not see any rule by
which slaves were to he included in the ratio of representation. The
principle of a representation being that every free agent should be
concerned in governing himself, it was absurd in giving that power
to a man who could not exercise it. Slaves have no will of their
own. The very operation of it was to give certain privileges to
those people who were so wicked as to keep slaves. He knew it would
be admitted that this rule of apportionment was founded on unjust
principles, but that it was the result of accommodation; which, he
supposed, we should be under the necessity of admitting, if we meant
to be in union with the Southern States, though utterly repugnant to
his feelings. In the second place, the number was not fixed by the
Constitution, but left at the discretion of the legislature; perhaps
he was mistaken; it was his wish to be informed. He understood, from
the Constitution, that sixty-five members were to compose the House
of Representatives for three years; that, after that time, the
census was to be taken, and the numbers to be ascertained by the
legislature, on the following principles: 1st, they shall be
apportioned to the respective states according to numbers; 2d, each
state shall have one, at least; 3d, they shall never exceed one to
every thirty thousand. If this was the case, the first Congress that
met might reduce the number below what it now is — a power
inconsistent with every principle of a free government, to leave it
to the discretion of the rulers to determine the number of
representatives of the people. There was no kind of security except
in the integrity of the men who were intrusted; and if you have no
other security, it is idle to contend about constitutions. In the
third place, supposing Congress should declare that there should be
one representative for every thirty thousand of the people, in his
opinion, it would he incompetent to the great purposes of
representation. It was, he said, the fundamental principle of a free
government, that the people should make the laws by which they were
to be governed. He who is controlled by another is a slave; and that
government which is directed by the will of any one, or a few, or
any number less than is the will of the community, is a government
for slaves.
The new point was, How was the will of the community to be
expressed? It was not possible for them to come together; the
multitude would be too great: in order, therefore, to provide
against this inconvenience, the scheme of representation had been
adopted, by which the people deputed others to represent them.
Individuals entering into society became one body, and that body
ought to be animated by one mind; and he conceived that every form
of government should have that complexion. It was true,
notwithstanding all the experience we had from others, it had
appeared that the experiment of representation had been fairly
tried; there was something like it in the ancient republics, in
which, being of small extent, the people could easily meet together,
though, instead of deliberating, they only considered of those
things which were submitted to them by their magistrates. In Great
Britain, representation had been carried much further than in any
government we knew of, except our own; but in that country it now
had only a name. America was the only country in which the first
fair opportunity had been offered. When we were colonies, our
representation was better than any that was then known: since the
revolution, we had advanced still nearer to perfection. He
considered it as an object, of all others the most important, to
have it fixed on its true principle; yet he was convinced that it
was impracticable to have such a representation in a consolidated
government. However, said he, we may approach a great way towards
perfection by increasing the representation and limiting the powers
of Congress. He considered that the great interests and liberties of
the people could only be secured by the state governments. He
admitted that, if the new government was only confined to great
national objects, it would be less exceptionable; but it extended to
every thing dear to human nature. That this was the case, would be
proved without any long chain of reasoning; for that power which had
both the purse and the sword had the government of the whole
country, and might extend its powers to any and to every object. He
had already observed that, by the true doctrine of representation,
this principle was established — that the representative must be
chosen by the free will of the majority of his constituents. It
therefore followed that the representative should be chosen from
small districts. This being admitted, he would ask, Could 65 men for
3,000,000, or 1 for 30,000, be chosen in this manner? Would they be
possessed of the requisite information to make happy the great
number of souls that were spread over this extensive country? There
was another objection to the clause: if great affairs of government
were trusted to few men, they would be more liable to corruption.
Corruption, he knew, was unfashionable amongst us, but he supposed
that Americans were like other men; and though they had hitherto
displayed great virtues, still they were men; and therefore such
steps should be taken as to prevent the possibility of corruption.
We were now in that stage of society in which we could deliberate
with freedom; how long it might continue, God only knew! Twenty
years hence, perhaps, these maxims might become unfashionable. We
already hear, said he, in all parts of the country, gentlemen
ridiculing that spirit of patriotism, and love of liberty, which
carried us through all our difficulties in times of danger. When
patriotism was already nearly hooted out of society, ought we not to
take some precautions against the progress of corruption?
He had one more observation to make, to show that the
representation was insufficient. Government, he said, must rest, for
its execution, on the good opinion of the people: for, if it was
made heaven, and had not the confidence of the people, it could not
be executed; that this was proved by the example given by the
gentleman of the Jewish theocracy. It must have a good setting out,
or the instant it takes place, there is an end of liberty. He
believed that the inefficacy of the old Confederation had arisen
from that want of confidence; and this caused, in a great degree, by
the continual declamation of gentlemen of importance against it from
one end of the continent to the other, who had frequently compared
it to a rope of sand. It had pervaded every class of citizens; and
their misfortunes, the consequences of idleness and extravagance,
were attributed to the defects of that system. At the close of the
war, our country had been left in distress; and it was impossible
that any government on earth could immediately retrieve it; it must
be time and industry alone that could effect it. He said, he would
pursue these observation? no further at present, — and concluded
with making the following motion: —
"Resolved, That it is proper that the number of
representatives be fixed at the rate of one for every twenty
thousand inhabitants, to he ascertained on the principles mentioned
in the 2d section of the 1st article of the Constitution, until they
amount to three hundred; after which they shall be apportioned among
the states, in proportion to the number of inhabitants of the states
respectively; and that, before the first enumeration shall be made,
the several states shall be entitled to choose double the number of
representatives, for that purpose mentioned in the Constitution."
The Hon. Mr. HAMILTON then rose. Mr. Chairman, the honorable
member who spoke yesterday went into an explanation of a variety of
circumstances, to prove the expediency of a change in our national
government, and the necessity of a firm union. At the same time, he
described the great advantages which this state, in particular,
receives from the confederacy, and its peculiar weaknesses when
abstracted from the Union. In doing this, he advanced a variety of
arguments, which deserve serious consideration. Gentlemen have this
day come forward to answer him. He has been treated as having
wandered in the flowery fields of fancy; and attempts have been made
to take off from the minds of the committee that sober impression
which might be expected from his arguments. I trust, sir, that
observations of this kind are not thrown out to cast a light air on
this important subject, or to give any personal bias on the great
question before us. I will not agree with gentlemen who trifle with
the weaknesses of our country, and suppose that they are enumerated
to answer a party purpose, and to terrify with ideal dangers. No. I
believe these weaknesses to be real, and pregnant with destruction.
Yet, however weak our country may be, I hope we never shall
sacrifice our liberties. If, therefore, on a full and candid
discussion, the proposed system shall appear to have that tendency,
for God's sake, let us reject it! But let us not mistake words for
things, nor accept doubtful surmises as the evidence of truth. Let
us consider the Constitution calmly and dispassionately, and attend
to those things only which merit consideration.
No arguments drawn from embarrassment or inconvenience ought to
prevail upon us to adopt a system of government radically bad; yet
it is proper that these arguments, among others, should be brought
into view. In doing this, yesterday, it was necessary to reflect
upon our situation; to dwell upon the imbecility of our union; and
to consider whether we, as a state, could stand alone. Although I am
persuaded this Convention will be resolved to adopt nothing that is
bad, yet I think every prudent man will consider the merits of the
plan in connection with the circumstances of our country, and that a
rejection of the Constitution may involve must fatal consequences. I
make these remarks to show that, though we ought not to be actuated
by unreasonable fear, yet we ought to be prudent.
This day, sir, one gentleman has attempted to answer the
arguments advanced by my honorable friend; another has treated him
as having wandered from the subject. This being the case, I trust I
shall be indulged in reviewing the remarks that have been made.
Sir, it appears to me extraordinary, that, while gentlemen in one
breath acknowledge that the old Confederation requires many material
amendments, they should in the next deny that its defects have been
the cause of our political weakness, and the consequent calamities
of our country. I cannot but infer from this, that there is still
some lurking favorite imagination, that this system, with
correctness, might become a safe and permanent one. It is proper
that we should examine this matter. We contend that the radical vice
in the old Confederation is, that the laws of the Union apply only
to states in their corporate capacity. Has not every man who has
been in our legislature experienced the truth of this position? It
is inseparable from the disposition of bodies, who have a
constitutional power of resistance, to examine the merits of a law.
This has ever been the case with the federal requisitions. In this
examination, not being furnished with those lights which directed
the deliberations of the general government, and incapable of
embracing the general interests of the Union, the states have almost
uniformly weighed the requisitions by their own local interests, and
have only executed them so far as answered their particular
convenience or advantage. Hence there have ever been thirteen
different bodies to judge of the measures of Congress, and the
operations of government have been distracted by their taking
different courses. Those which were to be benefited have complied
with the requisitions; others have totally disregarded them. Have
not all of us been witnesses to the unhappy embarrassments which
resulted from these proceedings? Even during the late war, while the
pressure of common danger connected strongly the bond of our union,
and incited to vigorous exertion, we have felt many distressing
effects of the important system. How have we seen this state, though
most exposed to the calamities of the war, complying, in an
unexampled manner, with the federal requisitions, and compelled by
the delinquency of others to bear most unusual burdens! Of this
truth we have the most solemn proof on our records. In 1779 and '80,
when the state, from the ravages of war, and from her great
exertions to resist them, became weak, distressed, and forlorn,
every man avowed the principle which we now contend for — that our
misfortunes, in a great degree, proceeded from the want of vigor in
the Continental government. These were our sentiments when we did
not speculate, but feel. We saw our weakness, and found ourselves
its victims. Let us reflect that this may again, in all probability,
be our situation. This is a weak state, and its relative state is
dangerous. Your capital is accessible by land, and by sea is exposed
to every daring invader; and on the north-west you are open to the
inroads of a powerful foreign nation. Indeed, this state, from its
situation, will, in time of war, probably be the theatre of its
operations.
Gentlemen have said that the non-compliance of the states had
been occasioned by their sufferings. This may in part be true. But
has this state been delinquent? Amidst all our distresses, we
have fully complied. If New York could comply wholly with the
requisitions, is it not to be supposed that the other states could
in part comply? Certainly every state in the Union might have
executed them in some degree. But New Hampshire, which has not
suffered at all, is totally delinquent. North Carolina is totally
delinquent. Many others have contributed in a very small proportion.
And Pennsylvania and New York are the only states which have
perfectly discharged their federal duty.
From the delinquency of those states which have suffered little
by the war, we naturally conclude, that they have made no efforts;
and a knowledge of human nature will teach us that their ease and
security have been a principal cause of their want of exertion.
While danger is distant, its impression is weak; and while it
affects only our neighbors, we have few motives to provide against
it. Sir, if we have national objects to pursue, we must have
national revenues. If you make requisitions, and they are not
complied with. what is to be done? It has been observed, to coerce
the states is one of the maddest projects that was ever devised. A
failure of compliance will never be confined to a single state This
being the case, can we suppose it wise to hazard a civil war?
Suppose Massachusetts, or any large state, should refuse, and
Congress should attempt to compel them, would they not have
influence to procure assistance, especially from those states which
are in the same situation as themselves? What picture does this idea
present to our view? A complying state at war with a non-complying
state; Congress marching the troops of one state into the bosom of
another; this state collecting auxiliaries, and forming, perhaps, a
majority against its federal head. Here is a nation at war with
itself. Can any reasonable man be well disposed towards a government
which makes war and carnage the only means of supporting itself — a
government that can exist only by the sword? Every such war must
involve the innocent with the guilty. This single consideration
should be sufficient to dispose every peaceable citizen against such
a government.
But can we believe that one state will ever suffer itself to be
used as an instrument of coercion? The thing is a dream; it is
impossible. Then we are brought to this dilemma — either a federal
standing army is to enforce the requisitions, or the federal
treasury is left without supplies, and the government without
support. What, sir, is the cure for this great evil? Nothing, but to
enable the national laws to operate on individuals, in the same
manner as those of the states do. This is the true reasoning upon
the subject, sir. The gentlemen appear to acknowledge its force; and
yet, while they yield to the principle, they seem to fear its
application to the government.
What, then, shall we do? Shall we take the old Confederation, as
the basis of a new system? Can this be the object of the gentlemen?
Certainly not. Will any man, who entertains a wish for the safety of
his country, trust the sword and the purse with a single assembly
organized on principles so defective — so rotten? Though we might
give to such a government certain powers with safety, yet to give
them the full and unlimited powers of taxation and the national
forces, would be to establish a despotism; the definition of which
is, a government in which all power is concentred in a single body.
To take the old Confederation, and fashion it upon these principles,
would be establishing a power which would destroy the liberties of
the people. These considerations show clearly that a government
totally different must be instituted. They had weight in the
Convention who formed the new system. It was seen that the necessary
powers were too great to be trusted to a single body; they therefore
formed two branches, and divided the powers, that each might be a
check upon the other. This was the result of their wisdom; and I
presume that every reasonable man will agree to it. The more this
subject is explained, the more clear and convincing it will appear
to every member of this body. The fundamental principle of the old
Confederation is defective; we must totally eradicate and discard
this principle before we can expect an efficient government. The
gentlemen who have spoken to-day have taken up the subject of the
ancient confederacies; hut their view of them has been extremely
partial and erroneous. The fact is, the same false and impracticable
principle ran through the ancient governments. The first of these
governments that we read of, was the Amphictyonic confederacy. The
council which managed the affairs of this league possessed powers of
a similar complexion to those of our present Congress. The same
feeble mode of legislation in the head, and the same power of
resistance in the members, prevailed. When a requisition was made,
it rarely met a compliance; and a civil war was the consequence.
Those that were attacked called in foreign aid to protect them; and
the ambitious Philip, under the mask of an ally to one, invaded the
liberties of each, and finally subverted the whole.
The operation of this principle appears in the same light in the
Dutch republics. They have been obliged to levy taxes by an armed
force. In this confederacy, one large province, by its superior
wealth and influence, is commonly a match for all the rest; and when
they do not comply, the province of Holland is obliged to compel
them. It is observed, that the United Provinces have existed a long
time; but they have been constantly the sport of their neighbors,
and have been supported only by the external pressure of the
surrounding powers. The policy of Europe, not the policy of their
government, has saved them from dissolution. Besides, the powers of
the stadtholder have given energy to the operations of this
government, which is not to be found in ours. This prince has a vast
personal influence; he has independent revenues; he commands an army
of forty thousand men.
The German confederacy has also been a perpetual source of wars.
They have a diet, like our Congress, who have authority to call for
supplies. These calls are never obeyed; and in time of war, the
imperial army never takes the field till the enemy are returning
from it. The emperor's Austrian dominions, in which he is an
absolute prince, alone enable him to make head against the common
foe. The members of this confederacy are ever divided and opposed to
each other. The king of Prussia is a member; yet he has been
constantly in opposition to the emperor. Is this a desirable
government?
I might go more particularly into the discussion of examples, and
show that, wherever this fatal principle has prevailed, even as far
back as the Lycian and Achaean leagues, as well as the Amphictyonic
confederacy, it has proved the destruction of the government. But I
think observations of this kind might have been spared. Had they not
been entered into by others, I should not have taken up so much of
the time of the committee. No inference can be drawn from these
examples, that republics cannot exist: we only contend that they
have hitherto been founded on false principles. We have shown how
they have been conducted, and how they have been destroyed. Weakness
in the head has produced resistance in the members; this has been
the immediate parent of civil war: auxiliary force has been invited;
and foreign power has annihilated their liberties and name. Thus
Philip subverted the Amphictyonic, and Rome the Achaean republic.
We shall do well, sir, not to deceive ourselves with the
favorable events of the late war. Common danger prevented the
operation of the ruinous principle, in its full extent; but, since
the peace, we have experienced the evils; we have felt the poison of
the system in its unmingled purity.
Without dwelling any longer on this subject, I shall proceed to
the question immediately before the committee.
In order that the committee may understand clearly the principles
on which the general Convention acted, I think it necessary to
explain some preliminary circumstances. Sir, the natural situation
of this country seems to divide its interests into different
classes. There are navigating and non-navigating states. The
Northern are properly navigating states: the Southern appear to
possess neither the means nor the spirit of navigation. This
difference of situation naturally produces a dissimilarity of
interests and views respecting foreign commerce. It was the interest
of the Northern States that there should be no restraints on their
navigation, and they should have full power, by a majority in
Congress, to make commercial regulations in favor of their own, and
in restraint of the navigation of foreigners. The Southern States
wish to impose a restraint on the Northern, by requiring that two
thirds in Congress should be requisite to pass an act in regulation
of commerce. They were apprehensive that the restraints of a
navigation law would discourage foreigners, and, by obliging them to
employ the shipping of the Northern States, would probably enhance
their freight. This being the case, they insisted strenuously on
having this provision ingrafted in the Constitution; and the
Northern States were as anxious in opposing it. On the other hand,
the small states, seeing themselves embraced by the Confederation
upon equal terms, wished to retain the advantages which they already
possessed. The large states, on the contrary, thought it improper
that Rhode Island and Delaware should enjoy an equal suffrage with
themselves. From these sources a delicate and difficult contest
arose. It became necessary, therefore, to compromise, or the
Convention must have dissolved without effecting any thing. Would it
have been wise and prudent in that body, in this critical situation,
to have deserted their country? No. Every man who hears me, every
wise man in the United States, would have condemned them. The
Convention were obliged to appoint a committee for accommodation. In
this committee, the arrangement was formed as it now stands, and
their report was accepted. It was a delicate point, and it was
necessary that all parties should be indulged. Gentlemen will see
that, if there had not been a unanimity, nothing could have been
done; for the Convention had no power to establish, but only to
recommend, a government. Any other system would have been
impracticable. Let a convention be called to-morrow; let them meet
twenty times, — nay, twenty thousand times; they will have the same
difficulties to encounter, the same clashing interests to reconcile.
But, dismissing these reflections, let us consider how far the
arrangement is in itself entitled to the approbation of this body.
We will examine it upon its own merits.
The first thing objected to is that clause which allows a
representation for three fifths of the negroes. Much has been
said of the impropriety of representing men who have no will of
their own. Whether this be reasoning or declamation, I will not
presume to say. It is the unfortunate situation of the Southern
States to have a great part of their population, as well as
property, in blacks. The regulation complained of was one result of
the spirit of accommodation which governed the Convention; and
without this indulgence no union could possibly have been formed.
But, sir, considering some peculiar advantages which we derive from
them, it is entirely just that they should be gratified. The
Southern States possess certain staples, — tobacco, rice, indigo,
&c., — which must be capital objects in treaties of commerce with
foreign nations; and the advantages which they necessarily procure
in those treaties will be felt throughout all the states. But the
justice of this plan will appear in another view. The best writers
on government have held that representation should be compounded of
persons and property. This rule has been adopted, as far as it could
be, in the constitution of New York. It will, however, by no means
be admitted that the slaves are considered altogether as property.
They are men, though degraded to the condition of slavery. They are
persons known to the municipal laws of the states which they
inhabit, as well as to the laws of nature. But representation and
taxation go together, and one uniform rule ought to apply to both.
Would it be just to compute these slaves in the assessment of taxes,
and discard them from the estimate in the apportionment of
representatives? Would it be just to impose a singular burden,
without conferring some adequate advantage?
Another circumstance ought to be considered. The rule we have
been speaking of is a general rule, and applies to all the states.
Now, you have a great number of people in your state, which are not
represented at all, and have no voice in your government. These will
be included in the enumeration — not two fifths, nor three fifths,
but the whole This proves that the advantages of the plan are not
confined to the Southern States, but extend to other parts of the
Union.
I now proceed to consider the objection with regard to the number
of representatives, as it now stands. I am persuaded the system, in
this respect, stands on a better footing than the gentlemen imagine.
It has been asserted that it will be in the power of Congress to
reduce the number. I acknowledge that there are no direct words of
prohibition, but contend that the true and genuine construction of
the clause gives Congress no power whatever to reduce the
representation below the number as it now stands. Although they may
limit, they can never diminish the number. One representative for
every thirty thousand inhabitants is fixed as the standard of
increase; till, by the natural course of population, it shall become
necessary to limit the ratio. Probably, at present, were this
standard to be immediately applied, the representation would
considerably exceed sixty-five. In three years, it would exceed one
hundred. If I understand the gentlemen, they contend that the number
may be enlarged, or may not. I admit that this is in the discretion
of Congress; and I submit to the committee whether it be not
necessary and proper. Still, I insist that an immediate limitation
is not probable, nor was it in the contemplation of the Convention.
But, sir, who will presume to say to what precise point the
representation ought to be increased? This is a matter of opinion,
and opinions are vastly different upon the subject. A proof of this
is drawn from the representations in the state legislatures. In
Massachusetts, the Assembly consists of about three hundred; in
South Carolina, of nearly one hundred; in New York, there are
sixty-five. It is observed generally that the number ought to be
large; let the gentlemen produce their criterion. I confess it is
difficult for me to say what number may be said to be sufficiently
large. On one hand, it ought to be considered that a small number
will act with more facility, system, and decision; on the other,
that a large one may enhance the difficulty of corruption. The
Congress is to consist, at first, of ninety-one members. This, to a
reasonable man, may appear as near the proper medium as any number
whatever, at least for the present. There is one source of increase,
also, which does not depend upon any constructions of the
Constitution; it is the creation of new states. Vermont, Kentucky,
and Franklin,[1] will probably
become independent. New members of the Union will also be formed
from the unsettled tracts of western territory.
These must be represented, and will all contribute to swell the
federal legislature. If the whole number in the United States be, at
present, three millions, as is commonly supposed, according to the
ratio of one for thirty thousand, we shall have, on the first
census, a hundred representatives. In ten years, thirty more will be
added; and in twenty-five years, the number will be double. Then,
sir, we shall have two hundred, if the increase goes on in the same
proportion. The Convention of Massachusetts, who made the same
objections, have fixed upon this number as the point to which they
chose to limit the representation. But can we pronounce, with
certainty, that it will not be expedient to go beyond this number?
We cannot. Experience alone must determine. This matter may, with
more safety, be left to the discretion of the legislature, as it
will be the interest of the large and increasing states of
Massachusetts, New York, Pennsylvania, &c., to augment the
representation. Only Connecticut, Rhode Island, Delaware, and
Maryland, can be interested in limiting it. We may, therefore,
safely calculate upon a growing representation, according to the
advance of population, and the circumstances of the country.
The state governments possess inherent advantages, which will
ever give them an influence and ascendency over the national
government, and will forever preclude the possibility of federal
encroachments. That their liberties, indeed, can be subverted by the
federal head, is repugnant to every rule of political calculation.
Is not this arrangement, then, sir, a most wise and prudent one? Is
not the present representation fully adequate to our present
exigencies, and sufficient to answer all the purposes of the Union?
I am persuaded that an examination of the objects of the federal
government will afford a conclusive answer.
Many other observations might be made on this subject, but I
cannot now pursue them; for I feel myself not a little exhausted. I
beg leave, therefore, to waive, for the present, the further
discussion of the question.
SATURDAY, June 21, 1788. — Convention met pursuant to
adjournment.
The Hon. Mr. WILLIAMS rose, and addressed the chair. We are now,
sir, said he, to investigate and decide upon a Constitution, in
which not only the present members of the community are deeply
interested, but upon which the happiness or misery of generations
yet unborn is, in a great measure, suspended. I therefore hope for a
wise and prudent determination. I believe that this country has
never before seen such a critical period in political affairs. We
have felt the feebleness of those ties by which the states are held
together, and the want of that energy which is necessary to manage
our general concerns. Various are the expedients which have been
proposed to remedy these evils; but they have been proposed without
effect; though I am persuaded that, if the Confederation had been
attended to as its value justly merited, and proper attention paid
to a few necessary amendments, it. might have carried us on for a
series of years, and probably have been in as great estimation with
succeeding ages as it was in our long and painful war,
notwithstanding the frightful picture that has been drawn of our
situation, and the imputation of all our difficulties to the want of
an energetic government. Indeed, sir, it appears to me that many of
our present distresses flow from a source very different from the
defects in the Confederation. Unhappily for us, immediately after
our extrication from a cruel and unnatural war, luxury and
dissipation overran the country, banishing all that economy,
frugality, and industry, which had been exhibited during the war.
Sir, if we were to reassume all our old habits, we might expect
to prosper. Let us, then, abandon all those foreign commodities
which have hitherto deluged our country, which have loaded us with
debt, and which, if continued, will forever involve us in
difficulties. How many thousands are daily wearing the manufactures
of Europe, when, by a little industry and frugality, they might wear
those of their own country! One may venture to say, sir, that the
greatest part of the goods are manufactured in Europe by persons who
support themselves by our extravagance. And can we believe a
government ever so well formed can relieve us from these evils? What
dissipation is there from the immoderate use of spirits! Is it not
notorious that men cannot be hired, in time of harvest, without
giving them, on an average, a pint of rum per day? so that, on the
lowest calculation, every twentieth part of the grain is expended on
that article; and so, in proportion, all the farmer's produce. And
what is worse, the disposition of eight tenths of the commonalty is
such, that, if they can get credit, they will purchase unnecessary
articles, even to the amount of their crop, before it becomes
merchantable. And therefore it is evident that the best government
ever devised, without economy and frugality, will leave us in a
situation no better than the present.
Sir, the enormous expense of the article of tea will amount, in
two years, to our whole foreign debt. Much more might be said on the
subject; but I fear I have trespassed on your patience already. The
time of the committee would not have been so long taken up, had
there not appeared a propriety in showing that all our present
difficulties are not to be attributed to the defects in the
Confederation; and, were the real truth known, part of its defects
have been used as an instrument to make way for the proposed system;
and whether or not it is calculated for greater emoluments and more
placemen the committee will determine. However, from what has been
said, and the mode agreed on for our proceedings, it appears
probable that the system of government under consideration is
preferred before the Confederation. This being the case, let us
examine whether it be calculated to preserve the invaluable
blessings of liberty, and secure the inestimable rights of mankind.
If it be so, let us adopt it. But if it be found to contain
principles that will lead to the subversion of liberty, — if it
tends to establish a despotism, or, what is worse, a tyrannical
aristocracy, — let us insist upon the necessary alterations and
amendments.
Momentous is the question, and we are called upon by every motive
to examine it well, and make up a wise and candid judgment.
In forming a constitution for a free country like this, the
greatest care should be taken to define its powers, and guard
against an abuse of authority. The constitution should be so formed
as not to swallow up the state governments: the general government
ought to be confined to certain national objects; and the states
should retain such powers as concern their own internal police. We
should consider whether or not this system is so formed, as,
directly or indirectly, to annihilate the state governments. If so,
care should be taken to check it in such a manner as to prevent this
effect. Now, sir, with respect to the clause before us, I agree with
the gentlemen from Albany and Duchess, who spoke yesterday. The
number of representatives is, in my opinion, too small to resist
corruption. Sir, how guarded is our state Constitution on this head!
The number of the Senate and House of Representatives proposed in
the Constitution does not surpass those of our state. How great the
disparity, when compared with the aggregate number of the United
States! The history of representation in England, from which we have
taken our model, is briefly this: Before the institution of
legislating by deputies, the whole free part of the community
usually met for that purpose: when this became impracticable by
increase of numbers, the people were divided into districts, from
each of which was sent a number of deputies, for a complete
representation of the various orders of the citizens within them.
Can it be supposed that six men can be a complete representation of
the various orders of the people of this state?
I conceive, too, that biennial elections are a departure from the
true principles of democracy. A well-digested democracy has
advantages over all other forms of government. It affords to many
the opportunity of being advanced, and creates that desire of public
promotion, and ardent affection for the public weal, which are so
beneficial to our country. It was the opinion of the great Sidney
and Montesquieu that annual elections are productive of this effect.
But as there are more important defects in the proposed
Constitution, I shall desist making any further observations at this
time.
In order to convince gentlemen it is my sincere intention to
accede to this system, when properly amended, I give it as my
opinion that it will be best for gentlemen to confine themselves to
certain points which are defective.
Before I conclude, I would only mention, that while, on one hand,
I wish those endowed with a spirit of moderation through the whole
debate, to give way to small matters, yet, on the other hand, not to
be intimidated by imaginary dangers; for to say that a bad
government must be established for fear of anarchy, is, in reality,
saying that we must kill ourselves for fear of dying.
Mr. M. SMITH. I had the honor, yesterday, of submitting an
amendment to the clause under consideration, with some observations
in support of it. I hope I shall be indulged in making some
additional remarks in reply to what has been offered by the
honorable gentleman from New York.
He has taken up much time in endeavoring to prove that the great
defect in the old Confederation was, that it operated upon states
instead of individuals. It is needless to dispute concerning points
on which we do not disagree. It is admitted that the powers of the
general government ought to operate upon individuals to a certain
degree. How far the powers should extend, and in what cases to
individuals, is the question.
As the different parts of the system will come into view in the
course of our investigation, an opportunity will be afforded to
consider this question. I wish, at present, to confine myself to the
subject immediately under the consideration of the committee. I
shall make no reply to the arguments offered by the honorable
gentleman to justify the rule of apportionment fixed by this clause;
for, though I am confident they might be easily refuted, yet I am
persuaded we must yield this point, in accommodation to the Southern
States. The amendment therefore proposes no alteration to the clause
in this respect.
The honorable gentleman says, that the clause, by obvious
construction, fixes the representation. I wish not to torture words
or sentences. I perceive no such obvious construction.
I see clearly that, on one hand, the representatives cannot
exceed one for thirty thousand inhabitants; and, on the other, that
whatever larger number of inhabitants may be taken for the rule of
apportionment, each state shall be entitled to send one
representative. Every thing else appears to me in the discretion of
the legislature. If there be any other limitation, it is certainly
implied. Matters of moment should not be left to doubtful
construction. It is urged that the number of representatives will be
fixed at one for thirty thousand, because it will be the interest of
the larger states to do it. I cannot discern the force of this
argument. To me it appears clear, that the relative weight of
influence of the different states will be the same, with the number
of representatives at sixty-five as at six hundred, and that of the
individual members greater; for each member's share of power will
decrease as the number of the House of Representatives increases.
If, therefore, this maxim be true, that men are unwilling to
relinquish powers which they once possess, we are not to expect the
House of Representatives will be inclined to enlarge the numbers.
The same motive will operate to influence the President and Senate
to oppose the increase of the number of representatives; for, in
proportion as the House of Representatives is augmented, they will
feel their own power diminished. It is, therefore, of the highest
importance that a suitable number of representatives should be
established by the Constitution.
It has been observed, by an honorable member, that the Eastern
States insisted upon a small representation, on the principles of
economy. This argument must have no weight in the mind of a
considerate person. The difference of expense, between supporting a
House of Representatives sufficiently numerous, and the present
proposed one, would be twenty or thirty thousand dollars per annum.
The man who would seriously object to this expense, to secure his
liberties, does not deserve to enjoy them. Besides, by increasing
the number of representatives, we open a door for the admission of
the substantial yeomanry of our country, who, being possessed of the
habits of economy, will be cautious of imprudent expenditures, by
which means a greater saving will be made of public money than is
sufficient to support them. A reduction of the numbers of the state
legislatures might also be made, by which means there might be a
saving of expense much more than sufficient for the purpose of
supporting the general legislature; for as, under this system, all
the powers of legislation, relating to our general concerns, are
vested in the general government, the powers of the state
legislatures will be so curtailed as to render it less necessary to
have them so numerous as they now are.
But an honorable gentleman has observed, that it is a problem
that cannot be solved, what the proper number is which ought to
compose the House of Representatives, and calls upon me to fix the
number. I admit that this is a question that will not admit of a
solution with mathematical certainty; few political questions will;
yet we may determine with certainty that certain numbers are too
small or too large. We may be sure that ten is too small, and a
thousand too large a number. Every one will allow that the first
number is too small to possess the sentiments, be influenced by the
interests of the people, or secure against corruption; a thousand
would be too numerous to be capable of deliberating.
To determine whether the number of representatives proposed by
this Constitution is sufficient, it is proper to examine the
qualifications which this house ought to possess, in order to
exercise their power discreetly for the happiness of the people. The
idea that naturally suggests itself to our minds, when we speak of
representatives, is, that they resemble those they represent. They
should be a true picture of the people, possess a knowledge of their
circumstances and their wants, sympathize in all their distresses,
and be disposed to seek their true interests. The knowledge
necessary for the representative of a free people not only
comprehends extensive political and commercial information, such as
is acquired by men of refined education, who have leisure to attain
to high degrees of improvement, but it should also comprehend that
kind of acquaintance with the common concerns and occupations of the
people, which men of the middling class of life are, in general,
more competent to than those of a superior class. To understand the
true commercial interests of a country, not only requires just ideas
of the general commerce of the world, but also, and principally, a
knowledge of the productions of your own country, and their value,
what your soil is capable of producing, the nature of your
manufactures, and the capacity of the country to increase both. To
exercise the power of laying taxes, duties, and excises, with
discretion, requires something more than an acquaintance with the
abstruse parts of the system of finance. It calls for a knowledge of
the circumstances and ability of the people in general — a
discernment how the burdens imposed will bear upon the different
classes.
From these observations results this conclusion — that the number
of representatives should be so large, as that, while it embraces
the men of the first class, it should admit those of the middling
class of life. I am convinced that this government is so constituted
that the representatives will generally be composed of the first
class in the community, which I shall distinguish by the name of the
natural aristocracy of the country. I do not mean to give
offence by using this term. I am sensible this idea is treated by
many gentlemen as chimerical. I shall he asked what is meant by the
natural aristocracy, and told that no such distinction of
classes of men exists among us. It is true, it is our singular
felicity that we have no legal or hereditary distinctions of this
kind; but still there are real differences. Every society naturally
divides itself into classes. The Author of nature has bestowed on
some greater capacities than others; birth, education, talents, and
wealth, create distinctions among men as visible, and of as much
influence, as titles, stars, and garters. In every society, men of
this class will command a superior degree of respect; and if the
government is so constituted as to admit but few to exercise the
powers of it, it will, according to the natural course of things, be
in their hands. Men in the middling class, who are qualified as
representatives, will not be so anxious to be chosen as those of the
first. When the number is so small, the office will be highly
elevated and distinguished; the style in which the members live will
probably be high; circumstances of this kind will render the place
of a representative not a desirable one to sensible, substantial
men, who have been used to walk in the plain and frugal paths of
life.
Besides, the influence of the great will generally enable them to
succeed in elections. It will be difficult to combine a district of
country containing thirty or forty thousand inhabitants, — frame
your election laws as you please, — in any other character, unless
it be in one of conspicuous military, popular, civil, or legal
talents. The great easily form associations; the poor and middling
class form them with difficulty. If the elections be by plurality, —
as probably will be the case in this state, — it is almost certain
none but the great will be chosen, for they easily unite their
interests: the common people will divide, and their divisions will
be promoted by the others. There will be scarcely a chance of their
uniting in any other but some great man, unless in some popular
demagogue, who will probably be destitute of principle. A
substantial yeoman, of sense and discernment, will hardly ever be
chosen. From these remarks, it appears that the government will fall
into the hands of the few and the great. This will be a government
of oppression. I do not mean to declaim against the great, and
charge them indiscriminately with want of principle and honesty. The
same passions and prejudices govern all men. The circumstances in
which men are placed in a great measure give a cast to the human
character. Those in middling circumstances have less temptation;
they are inclined by habit, and the company with whom they
associate, to set bounds to their passions and appetites. If this is
not sufficient, the want of means to gratify them will be a
restraint: they are obliged to employ their time in their respective
callings; hence the substantial yeomanry of the country are more
temperate, of better morals, and less ambition, than the great. The
latter do not feel for the poor and middling class; the reasons are
obvious — they are not obliged to use the same pains and labor to
procure property as the other. They feel not the inconveniences
arising from the payment of small sums. The great consider
themselves above the common people, entitled to more respect, do not
associate with them; they fancy themselves to have a right of
preeminence in every thing. In short, they possess the same
feelings, and are under the influence of the same motives, as an
hereditary nobility. I know the idea that such a distinction exists
in this country is ridiculed by some; but I am not the less
apprehensive of danger from their influence on this account. Such
distinctions exist all the world over, have been taken notice of by
all writers on free government, and are founded in the nature of
things. It has been the principal care of free governments to guard
against the encroachments of the great. Common observation and
experience prove the existence of such distinctions. Will any one
say that there dues not exist in this country the pride of family,
of wealth, of talents, and that they do not command influence and
respect among the common people? Congress, in their address to the
inhabitants of the province of Quebec, in 1775, state this
distinction in the following forcible words, quoted from the Marquis
Beccaria: "In every human society there is an essay continually
tending to confer on one part the height of power and happiness, and
to reduce the other to the extreme of weakness and misery. The
intent of good laws is to oppose this effort, and to diffuse their
influence universally and equally." We ought to guard against the
government being placed in the hands of this class. They cannot have
that sympathy with their constituents which is necessary to connect
them closely to their interests. Being in the habit of profuse
living, they will be profuse in the public expenses. They find no
difficulty in paying their taxes, and therefore do not feel public
burdens. Besides, if they govern, they will enjoy the emoluments of
the government. The middling class, from their frugal habits, and
feeling themselves the public burdens, will be careful how they
increase them.
But I may be asked, Would you exclude the first class in the
community from any share in legislation? I answer, By no means. They
would be factious, discontented, and constantly disturbing the
government. It would also be unjust. They have their liberties to
protect, as well as others, and the largest share of property. But
my idea is, that the Constitution should be so framed as to admit
this class, together with a sufficient number of the middling class
to control them. You will then combine the abilities and honesty of
the community, a proper degree of information, and a disposition to
pursue the public good. A representative body, composed principally
of respectable yeomanry, is the best possible security to liberty.
When the interest of this part of the community is pursued, the
public good is pursued, because the body of every nation consists of
this class, and because the interest of both the rich and the poor
are involved in that of the middling class. No burden can be laid on
the poor but what will sensibly affect the middling class. Any law
rendering property insecure would be injurious to them. When,
therefore, this class in society pursue their own interest, they
promote that of the public, for it is involved in it.
In so small a number of representatives, there is great danger
from corruption and combination. A great politician has said that
every man has his price. I hope this is not true in all its extent;
but I ask the gentleman to inform me what government there is in
which it has not been practised. Notwithstanding all that has been
said of the defects in the constitution of the ancient confederacies
in the Grecian republics, their destruction is to be imputed more to
this cause than to any imperfection in their forms of government.
This was the deadly poison that effected their dissolution. This is
an extensive country, increasing in population and growing in
consequence. Very many lucrative offices will be in the grant of the
government, which will be objects of avarice and ambition. How easy
will it be to gain over a sufficient number, in the bestowment of
offices, to promote the views and the purposes of those who grant
them! Foreign corruption is also to be guarded against. A system of
corruption is known to be the system of government in Europe. It is
practised without blushing; and we may lay it to our account, it
will be attempted amongst us. The most effectual as well as natural
security against this is a strong democratic branch in the
legislature, frequently chosen, including in it a number of the
substantial, sensible yeomanry of the country. Does the House of
Representatives answer this description? I confess, to me they
hardly wear the complexion of a democratic branch; they appear the
mere shadow of representation. The whole number, in both houses,
amounts to ninety-one; of these forty-six make a quorum; and
twenty-four of those, being secured, may carry any point. Can the
liberties of three millions of people be securely trusted in the
hands of twenty-four men? Is it prudent to commit to so small a
number the decision of the great questions which will come before
them? Reason revolts at the idea.
The honorable gentleman from New York has said, that sixty-five
members in the House of Representatives are sufficient for the
present situation of the country; and, taking it for granted that
they will increase as one for thirty thousand, in twenty-five years
they will amount to two hundred. It is admitted, by this
observation, that the number fixed in the Constitution is not
sufficient without it is augmented. It is not declared that an
increase shall be made, but is left at the discretion of the
legislature, by the gentleman's own concession; therefore the
Constitution is imperfect. We certainly ought to fix, in the
Constitution, those things which are essential to liberty. If any
thing falls under this description, it is the number of the
legislature. To say, as this gentleman does, that our security is to
depend upon the spirit of the people, who will be watchful of their
liberties, and not suffer them to be infringed, is absurd. It would
equally prove that we might adopt any form of government. I believe,
were we to create a despot; he would not immediately dare to act the
tyrant; but it would not be long before he would destroy the spirit
of the people, or the people would destroy him. If our people have a
high sense of liberty, the government should be congenial to this
spirit, calculated to cherish the love of liberty, while yet it had
sufficient force to restrain licentiousness. Government operates
upon the spirit of the people, as well as the spirit of the people
operates upon it; and if they are not conformable to each other, the
one or the other will prevail. In a less time than twenty-five
years, the government will receive its tone. What the spirit of the
country may be at the end of that period, it is impossible to
foretell. Our duty is to frame a government friendly to liberty and
the rights of mankind, which will tend to cherish and cultivate a
love of liberty among our citizens. If this government becomes
oppressive, it will be by degrees: it will aim at its end by
disseminating sentiments of government opposite to republicanism,
and proceed from step to step in depriving the people of a share in
the government. A recollection of the change that has taken place in
the minds of many in this country in the course of a few years,
ought to put us on our guard. Many, who are ardent advocates for the
new system, reprobate republican principles as chimerical, and such
as ought to be expelled from society. Who would have thought, ten
years ago, that the very men, who risked their lives and fortunes in
support of republican principles, would now treat them as the
fictions of fancy? A few years ago, we fought for liberty; we framed
a general government on free principles; we placed the state
legislatures, in whom the people have a full and a fair
representation, between Congress and the people. We were then, it is
true, too cautious, and too much restricted the powers of the
general government. But now it is proposed to go into the contrary,
and a more dangerous extreme — to remove all barriers, to give the
new government free access to our pockets, and ample command of our
persons, and that without providing for a genuine and fair
representation of the people. No one can say what the progress of
the change of sentiment may be in twenty-five years. The same men
who now cry up the necessity of an energetic government, to induce a
compliance with this system, may, in much less time, reprobate this
in as severe terms as they now do the Confederation, and may as
strongly urge the necessity of going as far beyond this as this is
beyond the Confederation. Men of this class are increasing: they
have influence, talents, and industry. It is time to form a barrier
against them. And while we are willing to establish a government
adequate to the purposes of the Union, let us be careful to
establish it on the broad basis of equal liberty.
Mr. HAMILTON then resumed his argument. When, said he, I had the
honor to address the committee yesterday, I gave a history of the
circumstances which attended the Convention, when forming the plan
before you. I endeavored to point out to you the principles of
accommodation on which this arrangement was made, and to show that
the contending interests of the states led them to establish the
representation as it now stands. In the second place, I attempted to
prove that, in point of number, the representation would be
perfectly secure. Sir, no man agrees more perfectly than myself to
the main principle for which the gentlemen contend. I agree that
there should be a broad democratic branch in the national
legislature. But this matter, sir, depends on circumstances. It is
impossible, in the first instance, to be precise and exact with
regard to the number; and it is equally impossible to determine to
what point it may be proper in future to increase it. On this ground
I am disposed to acquiesce. In my reasonings on this subject of
government, I rely more on the interests and opinions of men, than
on any speculative parchment provisions whatever. I have found that
constitutions are more or less excellent as they are more or less
agreeable to the natural operation of things. I am, therefore,
disposed not to dwell long on curious speculations, or pay much
attention to modes and forms; but to adopt a system whose principles
have been sanctioned by experience, adapt it to the real state of
our country, and depend on probable reasonings for its operation and
result. I contend that sixty-five and twenty-six, in two bodies,
afford perfect security, in the present state of things; and that
the regular progressive enlargement, which was in the contemplation
of the general Convention, will leave not an apprehension of danger
in the most timid and suspicious mind. It will be the interest of
the large states to increase the representation. This will be the
standing instruction to their delegates. But, say the gentlemen, the
members of Congress will be interested not to increase the number,
as it will diminish their relative influence. In all their reasoning
upon this subject, there seems to be this fallacy: They suppose that
the representative will have no motive of action, on the one side,
but a sense of duty; or on the other, but corruption. They do not
reflect that he is to return to the community; that he is dependent
on the will of the people, and that it cannot be his interest to
oppose their wishes. Sir, the general sense of the people will
regulate the conduct of their representatives. I admit that there
are exceptions to this rule: there are certain conjunctures, when it
may be necessary and proper to disregard the opinions which the
majority of the people have formed. But, in the general course of
things, the popular views, and even prejudices, will direct the
actions of the rulers.
All governments, even the most despotic, depend, in a great
degree, on opinion. In free republics, it is most peculiarly the
case. In these, the will of the people makes the essential principle
of the government; and the laws which control the community receive
their tone and spirit from the public wishes. It is the fortunate
situation of our country, that the minds of the people are
exceedingly enlightened and refined. Here, then, we may expect the
laws to be proportionably agreeable to the standard of perfect
policy and the wisdom of public measures to consist with the most
intimate conformity between the views of the representative and his
constituent. If the general voice of the people be for an increase,
it undoubtedly must take place. They have it in their power to
instruct their representatives; and the state legislatures, which
appoint the senators, may enjoin it also upon them. Sir, if I
believed that the number would remain at sixty-five, I confess I
should give my vote for an amendment, though in a different form
from the one proposed.
The amendment proposes a ratio of one for twenty thousand. I
would ask by what rule or reasoning it is determined that one man is
a better representative for twenty than thirty thousand. At present
we have three millions of people; in twenty-five years, we shall
have six millions; and in forty years, nine millions. And this is a
short period, as it relates to the existence of states. Here, then,
according to the ratio of one for thirty thousand, we shall have, in
forty years, three hundred representatives. If this be true, and if
this be a safe representation, why be dissatisfied? Why embarrass
the Constitution with amendments that are merely speculative and
useless? I agree with the gentleman, that a very small number might
give some color for suspicion. I acknowledge that ten would be
unsafe; on the other hand, a thousand would be too numerous. But I
ask him, Why will not ninety-one be an adequate and safe
representation? This, at present, appears to be the proper medium.
Besides, the President of the United States will be himself the
representative of the people. From the competition that ever
subsists between the branches of government, the President will be
induced to protect their rights, whenever they are invaded by either
branch. On whatever side we view this subject, we discover various
and powerful checks to the encroachments of Congress. The true and
permanent interests of the members are opposed to corruption. Their
number is vastly too large for easy combination. The rivalship
between the houses will forever prove an insuperable obstacle. The
people have an obvious and powerful protection in their state
governments. Should any thing dangerous be attempted, these bodies
of perpetual observation will be capable of forming and conducting
plans of regular opposition. Can we suppose the people's love of
liberty will not, under the incitement of their legislative leaders,
be roused into resistance, and the madness of tyranny be
extinguished at a blow? Sir, the danger is too distant; it is beyond
all rational calculations.
It has been observed, by an honorable gentleman, that a pure
democracy, if it were practicable, would be the most perfect
government. Experience has proved that no position in politics is
more false than this. The ancient democracies, in which the people
themselves deliberated, never possessed one feature of good
government. Their very character was tyranny; their figure,
deformity. When they assembled, the field of debate presented an
ungovernable mob, not only incapable of deliberation, but prepared
for every enormity. In these assemblies, the enemies of the people
brought forward their plans of ambition systematically. They were
opposed by their enemies of another party; and it became a matter of
contingency, whether the people subjected themselves to be led
blindly by one tyrant or by another.
It was remarked yesterday, that a numerous representation was
necessary to obtain the confidence of the people. This is not
generally true. The confidence of the people will easily be gained
by a good administration. This is the true touchstone. I could
illustrate the position by a variety of historical examples, both
ancient and modern. In Sparta, the ephori were a body of
magistrates, instituted as a check upon the senate, and representing
the people. They consisted of only five men; but they were able to
protect their rights, and therefore enjoyed their confidence and
attachment. In Rome, the people were represented by three tribunes,
who were afterwards increased to ten. Every one acquainted with the
history of that republic will recollect how powerful a check to the
senatorial encroachments this small body proved; how unlimited a
confidence was placed in them by the people, whose guardians they
were; and to what a conspicuous station in the government their
influence at length elevated the plebeians. Massachusetts has three
hundred representatives; New York has sixty-five. Have the people in
this state less confidence in their representation than the people
of that? Delaware has twenty-one. Do the inhabitants of New York
feel a higher confidence than those of Delaware? I have stated these
examples to prove that the gentleman's principle is not just. The
popular confidence depends on circumstances very distinct from
considerations of number. Probably the public attachment is more
strongly secured by a train of prosperous events, which are the
result of wise deliberation and vigorous execution, and to which
large bodies are much less competent than small ones. If the
representative conducts with propriety, he will necessarily enjoy
the good-will of the constituent. It appears, then, if my reasoning
be just, that the clause is perfectly proper, upon the principles of
the gentleman who contends for the amendment; as there is in it the
greatest degree of present security, and a moral certainty of an
increase equal to our utmost wishes.
It has been further, by the gentlemen in the opposition,
observed, that a large representation is necessary to understand the
interests of the people. This principle is by no means true in the
extent to which the gentlemen seem to carry it. I would ask, Why may
not a man understand the interests of thirty as well as of twenty?
The position appears to be made upon the unfounded presumption that
all the interests of all parts of the community must be represented.
No idea is more erroneous than this. Only such interests are proper
to be represented as are involved in the powers of the general
government. These interests come completely under the observation of
one or a few men; and the requisite information is by no means
augmented in proportion to the increase of number. What are the
objects of the government? Commerce, taxation, &c. In order to
comprehend the interests of commerce, is it necessary to know how
wheat is raised, and in what proportion it is produced in one
district and in another? By no means. Neither is this species of
knowledge necessary in general calculations upon the subject of
taxation. The information necessary for these purposes is that which
is open to every intelligent inquirer, and of which five men may be
as perfectly possessed as fifty. In royal governments, there are
usually particular men to whom the business of taxation is
committed. These men have the forming of systems of finance, and the
regulation of the revenue. I do not mean to commend this practice.
It proves, however, this point — that a few individuals may be
competent to these objects, and that large numbers are not necessary
to perfection in the science of taxation. But grant, for a moment,
that this minute and local knowledge the gentlemen contend for is
necessary; let us see if, under the new Constitution, it will not
probably be found in the representation. The natural and proper mode
of holding elections will be, to divide the state into districts, in
proportion to the number to be elected. This state will consequently
be divided, at first, into six. One man from each district will
probably possess all the knowledge gentlemen can desire. Are the
senators of this state more ignorant of the interests of the people
than the Assembly? Have they not ever enjoyed their confidence as
much? Yet, instead of six districts, they are elected in four; and
the chance of their being collected from the smaller divisions of
the state consequently diminishes. Their number is but twenty-four;
and their powers are coextensive with those of the Assembly, and
reach objects which are most dear to the people — life, liberty, and
property.
Sir, we hear constantly a great deal which is rather calculated
to awake our passions, and create prejudices, than to conduct us to
the truth, and teach us our real interests. I do not suppose this to
be the design of the gentlemen. Why, then, are we told so often of
an aristocracy? For my part, I hardly know the meaning of this word,
as it is applied. If all we hear be true, this government is really
a very bad one. But who are the aristocracy among us? Where do we
find men elevated to a perpetual rank above their fellow-citizens,
and possessing powers entirely independent of them? The arguments of
the gentlemen only go to prove that there are men who are rich, men
who are poor, some who are wise, and others who are not; that,
indeed, every distinguished man is an aristocrat. This reminds me of
a description of the aristocrats I have seen in a late publication
styled the Federal Farmer. The author reckons in the aristocracy all
governors of states, members of Congress, chief magistrates, and all
officers of the militia. This description, I presume to say, is
ridiculous. The image is a phantom. Does the new government render a
rich man more eligible than a poor one? No. It requires no such
qualification. It is bottomed on the broad and equal principle of
your state constitution.
Sir, if the people have it in their option to elect their most
meritorious men, is this to be considered as an objection? Shall the
Constitution oppose their wishes, and abridge their most invaluable
privilege? While property continues to be pretty equally divided,
and a considerable share of information pervades the community, the
tendency of the people's suffrages will be to elevate merit even
from obscurity. As riches increase and accumulate in few hands, as
luxury prevails in society, virtue will be in a greater degree
considered as only a graceful appendage of wealth, and the tendency
of things will be to depart from the republican standard. This is
the real disposition of human nature: it is what neither the
honorable member nor myself can correct; it is a common misfortune,
that awaits our state constitution as well as all others.
There is an advantage incident to large districts of election,
which perhaps the gentlemen, amidst all their apprehensions of
influence and bribery, have not adverted to. In large districts, the
corruption of the electors is much more difficult; combinations for
the purposes of intrigue are less easily formed; factions and cabals
are little known. In a small district, wealth will have a more
complete influence, because the people in the vicinity of a great
man are more immediately his dependants, and because this influence
has fewer objects to act upon. It has been remarked, that it would
be disagreeable to the middle class of men to go to the seat of the
new government. If this be so, the difficulty will be enhanced by
the gentleman's proposal. If his argument be true, it proves that
the larger the representation is, the less will be your chance of
having it filled. But it appears to me frivolous to bring forward
such arguments as these. It has answered no other purpose than to
induce me, by way of reply, to enter into discussion, which I
consider as useless, and not applicable to our subject.
It is a harsh doctrine that men grow wicked in proportion as they
improve and enlighten their minds. Experience has by no means
justified us in the supposition that there is more virtue in one
class of men than in another. Look through the rich and the poor of
the community, the learned and the ignorant. Where does virtue
predominate? The difference indeed consists, not in the quantity,
hut kind, of vices which are incident to various classes; and here
the advantage of character belongs to the wealthy. Their vices are
probably more favorable to the prosperity of the state than those of
the indigent, and partake less of moral depravity.
After all, sir, we must submit to this idea, that the true
principle of a republic is, that the people should choose whom they
please to govern them. Representation is imperfect in proportion as
the current of popular favor is checked. This great source of free
government, popular election, should be perfectly pure, and the most
unbounded liberty allowed. Where this principle is adhered to;
where, in the organization of the government, the legislative,
executive, and judicial branches are rendered distinct; where,
again, the legislature is divided into separate houses, and the
operations of each are controlled by various checks and balances,
and, above all, by the vigilance and weight of the stale
governments, — to talk of tyranny, and the subversion of our
liberties, is to speak the language of enthusiasm. This balance
between the national and state governments ought to be dwelt on with
peculiar attention, as it is. of the utmost importance. It forms a
double security to the people. If one encroaches on their rights,
they will find a powerful protection in the other. Indeed, they will
both be prevented from overpassing their constitutional limits, by a
certain rivalship, which will ever subsist between them. I am
persuaded that a firm union is as necessary to perpetuate our
liberties as it is to make us respectable; and experience will
probably prove that the national government will be as natural a
guardian of our freedom as the state legislature themselves.
Suggestions, sir, of an extraordinary nature, have been
frequently thrown out in the course of the present political
controversy. It gives me pain to dwell on topics of this kind, and I
wish they might be dismissed. We have been told that the old
Confederation has proved inefficacious, only because intriguing and
powerful men, aiming at. a revolution, have been forever instigating
the people, and rendering them disaffected with it. This, sir, is a
false insinuation. The thing is impossible. I will venture to
assert, that no combination of designing men under heaven will be
capable of making a government unpopular which is in its principles
a wise and good one, and vigorous in its operations.
The Confederation was framed amidst the agitation and tumults of
society. It was composed of unsound materials, put together in
haste. Men of intelligence discovered the feebleness of the
structure, in the first stages of its existence; but the great body
of the people, too much engrossed with their distresses to
contemplate any but the immediate causes of them, were ignorant of
the defects of their constitution. But when the dangers of war were
removed, they saw clearly what they had suffered, and what they had
yet to suffer, from a feeble form of government. There was no need
of discerning men to convince the people of their unhappy situation;
the complaint was coextensive with the evil, and both were common to
all classes of the community. We have been told that the spirit of
patriotism and love of liberty are almost extinguished among the
people, and that it has become a prevailing doctrine that republican
principles ought to be hooted out of the world. Sir, I am confident
that such remarks as these are rather occasioned by the heat of
argument than by a cool conviction of their truth and justice. As
far as my experience has extended, I have heard no such doctrine;
nor have I discovered any diminution of regard for those rights and
liberties, in defence of which the people have fought and suffered.
There have been, undoubtedly, some men who have had speculative
doubts on the subject of government; but the principles of
republicanism are founded on too firm a basis to be shaken by a few
speculative and skeptical reasoners. Our error has been of a very
different kind. We have erred through excess of caution, and a zeal
false and impracticable. Our counsels have been destitute of
consistency and stability. I am flattered with the hope, sir, that
we have now found a cure for the evils under which we have so long
labored. I trust that the proposed Constitution affords a genuine
specimen of representative and republican government, and that it
will answer, in an eminent degree, all the beneficial purposes of
society.
The Hon. MELANCTON SMITH rose, and observed, that the gentleman
might have spared many of his remarks in answer to the ideas he had
advanced. The only way to remedy and correct the faults in the
proposed Constitution was, he imagined, to increase the
representation and limit the powers. He admitted that no precise
number could be fixed upon. His object only was to augment the
number in such a degree as to render the government more favorable
to liberty. The gentleman had charged his argument, that it would be
the interest of Congress to diminish the number of representatives,
as being puerile. It was only made in answer to another of the
gentleman's, which he thought equally weak — that it would be their
interest to increase it. It appeared to him, he said, evident that
the relative interests of the states would not he in the least
degree increased by augmenting the numbers. The honorable member had
assured the committee that the states would be checks upon the
general government, and had pledged himself to point out and
demonstrate the operation of these checks. For his own part, he
could see no possibility of checking a government of independent
powers, which extended to all objects and resources without
limitation. What he lamented was, that no constitutional checks were
provided — such checks as would not leave the exercise of government
to the operation of causes which, in their nature, are variable and
uncertain.
The honorable member had observed, that the confidence of the
people was not necessarily connected with the number of their
rulers, and had cited the ephori of Sparta, and the tribunes in
Rome, as examples. But it ought to be considered, that, in those
places, the people were to contend with a body of hereditary nobles;
they would, therefore, naturally have confidence in a few men who
were their leaders in the constant struggle for liberty. The
comparison between the representations of several states did not
better apply. New York had but sixty-five representatives in
Assembly. But because sixty-five was a proper representation of two
hundred and forty thousand, did it follow that it was also
sufficient for three millions? The state legislatures had not the
powers of the general government, and were not competent to those
important regulations which might endanger liberty.
The gentleman, continued Mr. Smith, had ridiculed his idea of an
aristocracy, and had entered into a definition of the word. He
himself agreed to this definition, but the dispute was not of words,
but things. He was convinced that in every society there were
certain men exalted above the rest. These men he did not consider as
destitute of morality or virtue. He only insisted that they could
not feel sympathetically the wants of the people.
The Hon. Mr. LANSING said that, in the course of the observations
made on the paragraph under consideration, it had been shown that
the democratic branch ought to possess the feelings of the people,
and be above corruption. It was, therefore, with propriety contended
that the House of Representatives ought to be large. This had been
objected to, he said, because it was difficult to ascertain the
precise number proper for this end. But though we could not always
hit the exact medium, yet we could generally avoid the extremes.
Allowing that it was the interest of the larger states to increase
the representation, yet it would be imprudent to trust a matter of
such infinite importance to possibilities, or the uncertain
operations of interest. He said, we had it now in our power to fix
and provide for the operations of this government; and we ought to
embrace the opportunity. An honorable gentleman had said, that the
state of New York had trusted her liberties to a few men. But was
this a reason why the rights of the United States should be
submitted to an equal number? The representatives of New York, in
Assembly, were chosen from all parts of the state; they were
intimately connected with and dependent on the people. In the
general government, they were to be selected from the superior class
of citizens, and subject to little or no control. Would it be
prudent, said he, to trust the affairs of this extensive continent
to a body of men, forty-six of whom would be competent to pass laws,
and twenty-four of these a majority? The House of Commons of Great
Britain consisted of more than eight times the number, and yet that
house had been frequently corrupted. How much more easily might so
small a body as the Congress be infected!
His Excellency, Gov. CLINTON. I rise, Mr. Chairman, to make a few
observations, with a view to obtain information, and to discover on
which side of this important question the truth rests. I have
attended, with pleasure, to the gentlemen who have spoken before me.
They appear, however, to have omitted some considerations, which
have tended to convince my mind, that the representation in Congress
ought to be more comprehensive and full than is proposed by this
Constitution. It is said, that the representation of this state in
the legislature is smaller than the representation of the United
States will be in the general government. Hence it is inferred that
the federal government, which, it is said, does not embrace more
interesting powers than that of the states, will be more favorable
to the liberties of the people, on the principle that safety
consists in numbers. This appears plausible at first view; but if we
examine it, we shall discover it to be only plausible. The cases,
indeed, are so different, as to admit of little comparison; and this
dissimilarity depends on the difference of extent of territory. Each
state is but a narrow district, compared with the United States. The
situation of its commerce, its agriculture, and the system of its
resources, will be proportionably more uniform and simple. To a
knowledge of these circumstances, therefore, every member of the
state legislature will be in some degree competent. He will have a
considerable share of information necessary for enacting laws which
are to operate in every part of the state. The easy communication
with a large number of representatives, from the minute districts of
the state, will increase his acquaintance with the public wants. All
the representatives, having the same advantages, will furnish a mass
of information, which will be the securest defence from error How
different will be the situation of the general government! The body
of the legislature will be totally unacquainted with all those local
circumstances of any particular state, which mark the proper objects
of laws, and especially of taxation. A few men, possessed of but a
very general knowledge of these objects, must alone furnish Congress
with that information on which they are to act; and on these few
men, in the most interesting transactions, must they rely. Do not
these considerations afford reasons for an enlargement of the
representation?
Another argument may be suggested to show, that there will be
more safety in the state than in the federal government. In the
state, the legislators, being generally known, and under the
perpetual observation of their fellow-citizens, feel strongly the
check resulting from the facility of communication and discovery. In
a small territory, maladministration is easily corrected, and
designs unfavorable to liberty frustrated and punished. But in large
confederacies, the alarm excited by small and gradual encroachments
rarely extends to the distant members, or inspires a general spirit
of resistance. When we take a view of the United States, we find
them embracing interests as various as their territory is extensive.
Their habits, their productions, their resources, and their
political and commercial regulations, are as different as those of
any nation upon earth. A general law, therefore, which might be well
calculated for Georgia. might operate most disadvantageously and
cruelly upon New York. However, I only suggest these observations,
for the purpose of hearing them satisfactorily answered. I am open
to conviction, and if my objections can be removed, I shall be ready
frankly to acknowledge their weakness.
The Hon. Mr. HAMILTON. Mr. Chairman, I rise to take notice of the
observation of the honorable member from Ulster. I imagine the
objections he has stated are susceptible of a complete and
satisfactory refutation. But, before I proceed to this, I shall
attend to the arguments advanced by the gentleman from Albany and
Duchess. These arguments have been frequently urged, and much
confidence has been placed in their strength. The danger of
corruption has been dwelt upon with peculiar emphasis, and presented
to our view in the most heightened and unnatural coloring. Events
merely possible have been magnified, by distempered imagination,
into inevitable realities; and the most distant and doubtful
conjectures have been formed into a serious and infallible
prediction. In the same spirit, the most fallacious calculations
have been made. The lowest possible quorum has been contemplated, as
the number to transact important business; and a majority of these
to decide in all cases on questions of infinite moment. Allowing,
for the present, the propriety and truth of these apprehensions, it
would be easy, in comparing the two Constitutions, to prove that the
chances of corruption under the new are much fewer than those to
which the old is exposed. Under the old Confederation, the important
powers of declaring war, making peace, &c., can be exercised by nine
states. On the presumption that the smallest constitutional number
will deliberate and decide, those interesting powers will be
committed to fewer men under the ancient than under the new
government. In the former, eighteen members, in the latter, not less
than twenty-four, may determine all great questions. Thus, on the
principles of the gentlemen, the fairer prospect of safety is
clearly visible in the new government. That we may have the fullest
conviction of the truth of this position, it ought to be suggested,
as a decisive argument, that it will ever be the interest of the
several states to maintain, under the new government, an ample
representation; for, as every member has a vote, the relative
influence and authority of each state will be in proportion to the
number of representatives she has in Congress. There is not,
therefore, a shadow of probability that the number of acting
members, in the general legislature, will be ever reduced to a bare
quorum; especially as the expense of their support is to be defrayed
from a federal treasury. But, under the existing Confederation, each
state has but one vote. It will be a matter of indifference, on the
score of influence, whether she delegates two or six
representatives; and the maintenance of them, forming a striking
article in the state expenditures, will forever prove a capital
inducement to retain or withdraw from the federal legislatures those
delegates which her selfishness may too often consider as
superfluous.
There is another source of corruption, in the old government,
which the proposed plan is happily calculated to remedy. The
concurrence of nine states, as has been observed, is necessary to
pass resolves the most important, and on which the safety of the
public may depend. If these nine states are at any time assembled, a
foreign enemy, by dividing a state, and gaming over and silencing a
single member, may frustrate the most indispensable plan of national
policy, and totally prevent a measure essential to the welfare or
existence of the empire. Here, then, we find a radical, dangerous
defect, which will forever embarrass and obstruct the machine of
government, and suspend our fate on the uncertain virtue of an
individual. What a difference between the old and new Constitution
strikes our view! In the one, corruption must embrace a majority; in
the other, her poison, administered to a single man, may render the
efforts of a majority totally vain. This mode of corruption is still
more dangerous, as its operations are more secret and imperceptible.
The exertions of active villainy are commonly accompanied with
circumstances which tend to its own exposure; but this negative kind
of guilt has so many plausible apologies as almost to elude
suspicion.
In all reasonings on the subject of corruption, much use has been
made of the examples furnished by the British House of Commons. Many
mistakes have arisen from fallacious comparisons between our
government and theirs. It is time that the real state of this matter
should be explained. By far the greatest part of the House of
Commons is composed of representatives of towns or boroughs. These
towns had anciently no voice in Parliament; but on the extension of
commercial wealth and influence, they were admitted to a seat. Many
of them are in the possession and gift of the king; and, from their
dependence on him, and the destruction of the right of free
election, they are stigmatized with the appellation of rotten
boroughs.[2] This is the
true source of the corruption which has so long excited the severe
animadversion of zealous politicians and patriots. But the knights
of the shire, who form another branch of the House of Commons, and
who are chosen from the body of the counties they represent, have
been generally esteemed a virtuous and incorruptible set of men. I
appeal, sir, to the history of that house: this will show us that
the rights of the people have ever been safely trusted to their
protection; that they have been the ablest bulwarks of the British
commons; and that, in the conflict of parties, by throwing their
weight into one scale or the other, they have uniformly supported
and strengthened the constitutional claims of the people.
Notwithstanding the cry of corruption that has been perpetually
raised against the House of Commons, it has been found that that
house, sitting at first without any constitutional authority,
became, at length, an essential member of the legislature, and have
since, by regular gradations, acquired new and important accessions
of privilege; that they have, on numerous occasions, impaired the
prerogative, and limited the monarchy.
An honorable member from Duchess (Mr. Smith) has observed, that
the delegates from New York (for example) can have very little
information of the local circumstances of Georgia or South Carolina,
except from the representatives of those states; and on this ground
insists upon the expediency of an enlargement of the representation;
since, otherwise, the majority must rely too much on the information
of a few. In order to determine whether there is any weight in this
reasoning, let us consider the powers of the national government,
and compare them with the objects of state legislation. The powers
of the new government are general, and calculated to embrace the
aggregate interests of the Union, and the general interest of each
state, so far as it stands in relation to the whole. The object of
the state governments is to provide for their internal interests, as
unconnected with the United States, and as composed of minute parts
or districts. A particular knowledge, therefore, of the local
circumstances of any state, as they may vary in different districts,
is unnecessary for the federal representative. As he is not to
represent the interests or local wants of the county of Duchess or
Montgomery, neither is it necessary that he should be acquainted
with their particular resources. But in the state governments) as
the laws regard the interest of the people, in all their various
minute divisions, it is necessary that the smallest interests should
be represented. Taking these distinctions into view, I think it must
appear evident, that one discerning and intelligent man will be as
capable of understanding and representing the general interests of a
state as twenty; because one man can be as fully acquainted with the
general state of the commerce, manufactures, population, production,
and common resources of a state, which are the proper objects of
federal legislation. It is presumed that few men originally possess
a complete knowledge of the circumstances of other states. They must
rely, therefore, on the information to be collected from the
representatives of those states. And if the above reasoning be just,
it appears evident, I imagine, that this reliance will be as secure
as can be desired.
Sir, in my experience of public affairs, I have constantly
remarked, in the conduct of members of Congress, a strong and
uniform attachment to the interests of their own state. These
interests have, on many occasions, been adhered to with an undue and
illiberal pertinacity, and have too often been preferred to the
welfare of the Union. This attachment has given birth to an
unaccommodating spirit of party, which has frequently embarrassed
the best measures. It is by no means, however, an object of
surprise. The early connections we have formed, the habits and
prejudices in which we have been bred, fix our affections so
strongly, that no future objects of association can easily eradicate
them. This, together with the entire and immediate dependence the
representative feels on his constituent, will generally in dine him
to prefer the particular before the public good.
The subject on which this argument of a small representation has
been most plausibly used, is taxation. As to internal taxation, in
which the difficulty principally rests, it is not probable that any
general regulation will originate in the national legislature. If
Congress, in times of great danger and distress, should be driven to
this resource, they will undoubtedly adopt such measures as are most
conformable to the laws and customs of each state. They will take up
your own codes, and consult your own systems. This is a source of
information which cannot mislead, and which will be equally
accessible to every member. It will teach them the most certain,
safe, and expeditious mode of laying and collecting taxes in each
state. They will appoint the officers of revenue agreeably to the
spirit of your particular establishments, or they will make use of
your own.
Sir, the most powerful obstacle to the members of Congress
betraying the interest of their constituents, is the state
legislatures themselves, who will be standing bodies of observation,
possessing the confidence of the people, jealous of federal
encroachments, and armed with every power to check the first essays
of treachery. They will institute regular modes of inquiry. The
complicated domestic attachments, which subsist between the state
legislators and their electors, will ever make them vigilant
guardians of the people's rights. Possessed of the means and the
disposition of resistance, the spirit of opposition will be easily
communicated to the people, and, under the conduct of an organized
body of leaders, will act with weight and system. Thus it appears
that the very structure of the confederacy affords the surest
preventives from error, and the most powerful checks to misconduct.
Sir, there is something in an argument that has been urged,
which, if it proves any thing, concludes against all union and all
governments; it goes to prove that no powers should be intrusted to
any body of men, because they may be abused. This is an argument of
possibility and chance — one that would render useless all
reasonings upon the probable operation of things, and defeat the
established principles of natural and moral causes. It is a species
of reasoning sometimes used to excite popular jealousies, but is
generally discarded by wise and discerning men. I do not suppose
that the honorable member who advanced the idea had any such design.
He undoubtedly would not wish to extend his arguments to the
destruction of union or government; but this, sir, is its real
tendency.
It has been asserted that the interests, habits, and manners of
the thirteen states are different; and hence it is inferred that no
general free government can suit them. This diversity of habits,
&c., has been a favorite theme with those who are disposed for a
division of our empire, and, like many other popular objections,
seems to be founded on fallacy. I acknowledge that the local
interests of the states are in some degree various, and that there
is some difference in the manners and habits. But this I will
presume to affirm, that, from New Hampshire to Georgia, the people
of America are as uniform in their interests and manners as those of
any established in Europe. This diversity, to the eye of a
speculatist, may afford some marks of characteristic discrimination,
but cannot form an impediment to the regular operation of those
general powers which the Constitution gives to the united
government. Were the laws of the Union to new-model the internal
police of any state; were they to alter, or abrogate at a blow, the
whole of its civil and criminal institutions; were they to penetrate
the recesses of domestic life, and control, in all respects, the
private conduct of individuals, — there might be more force in the
objection; and the same Constitution, which was happily calculated
for one state, might sacrifice the welfare of another. Though the
difference of interests may create some difficulty, and apparent
partiality, in the first operations of government, yet the same
spirit of accommodation, which produced the plan under discussion,
would be exercised in lessening the weight of unequal burdens. Add
to this, that, under the regular and gentle influence of general
laws, these varying interests will be constantly assimilating, till
they embrace each other, and assume the same complexion.
Gov. CLINTON. The gentleman has attempted to give an unjust and
unnatural coloring to my observations. I am really at a loss to
determine whence he draws his inference. I declare that the
dissolution of the Union is, of all events, the remotest from my
wishes. That gentleman may wish for a consolidated, I wish for a
federal republic. The object of both of us is a firm, energetic
government; and we may both have the good of our country in view,
though we disagree as to the means of procuring it. It is not fair
reasoning to infer that a man wants no government at all, because he
attempts to qualify it so as to make it safe and easy.
Mr. HAMILTON. I only rise to observe that the gentleman has
misunderstood me. What I meant to express was this — that if we
argued from possibilities only, — if we reasoned from chances, or an
ungovernable propensity to evil, instead of taking into view the
control which the nature of things, or the form of the Constitution,
provided, — the argument would lead us to withdraw all confidence
from our fellow-citizens, and discard the chimerical idea of
government. This is a true deduction from such reasoning.
Mr. SMITH then made a few observations; after which the committee
rose, and the Convention adjourned to Monday morning at ten o'clock.
MONDAY, June 23, 1788. — Mr. HARRISON. The subject under
consideration, Mr. Chairman, is of the highest importance. It is a
subject with which the liberties, the prosperity, and the glory of
our country are most intimately connected. It has very properly
employed the time and attention of the greatest and wisest men.
Impressed with the most earnest desire to discover truth, and to
acquit myself well in defence of its cause, I have listened with
attention to the gentlemen who have spoken before me. It may, at
first view, appear unnecessary to enlarge on a point which has
undergone so thorough a discussion; but I trust the committee will
consider no time lost which is spent on this interesting subject.
The gentlemen who have preceded me in the debate, however they
may have differed with respect to certain points, they have agreed
in others of capital importance, and which I shall beg leave in a
concise manner to review. It is conceded that the old Confederation
is inadequate to the purposes of good government; that, for its
support, it has no other resources but feeble requisitions, which
may be complied with or rejected by the states, as whim, caprice, or
local interest, may influence them: in this point, gentlemen have
agreed that remedy is necessary. The second point agreed on, and
which is of equal consequence, is, that a close union is essential
to the prosperity of the states; that, therefore, some measures
should be pursued to strengthen that union, and prevent a
dissolution. But, sir, interesting as these points are, there is
another, which, on all sides, has been conceded, and which shall
ever govern my conduct. It is, that, although the union ought to be
secured, we are by no means to sacrifice to it the liberties of the
people. It is our duty, sir, to abandon prejudices, and examine the
Constitution closely and candidly; and if we find that it leads to
the sacrifice I have mentioned, we shall undoubtedly reject it. But
if, on the contrary, we discover that its principles tend to unite
the perfect security of liberty with the stability of union, we
shall adopt it with a unanimity which will recommend it to the
confidence of the people.
I come now, sir, to offer a few ideas on the article under
debate. Among the objections, that which has been made to the mode
of apportionment of representatives has been relinquished. I think
this concession does honor to the gentleman who had stated the
objection. He has candidly acknowledged that this apportionment was
the result of accommodation, without which no union could have been
formed. But, sir, there are other objections, which are certainly
plausible, and which, were they made to the paragraph in its genuine
sense, I would acknowledge to be forcible. The gentlemen first
consider the House of Representatives as too small, and not capable
of representing the interests of their constituents. I cannot, by
any means, agree with them, that there probably will be a time when
six men cannot, in this state, be found sufficiently honest and well
informed to represent the feelings, as well as interests, of the
body of the people. The gentlemen should, in the debate, have
adverted to this circumstance, that the number, as well as the
apportionment, of representatives was a matter of conciliation; that
some states, impressed with a sense of the public burdens, were
willing to oppress the people as little as possible: they were
disinclined to have that body more numerous than was requisite to
insure and protect their liberties and their true interests. We
might suppose the number proposed in the Constitution to be
inadequate: they were of a different opinion. But, sir, though the
number specified in this article were barely sufficient, or even too
small, yet I contend that it is a thing merely temporary, and that
the article itself clearly provides a remedy. An honorable
gentleman, who preceded me, has proved that the article contemplates
and secures a regular increase of the representation. I confess that
my mind is entirely satisfied with his reasoning.
I beg leave, however, sir, to state the subject to the committee
in one more point of light. It appears to me that the gentlemen who
have supposed that Congress have it in their power to reduce the
number, have not attended, with sufficient care, to the language of
the paragraph. It is declared that the representation shall be in
proportion to the number of inhabitants, and that every state shall
have at least one. The state of Delaware may contain about
thirty-three thousand inhabitants. Every gentleman acquainted with
that state knows that it has been long settled, and probably has
been for some time stationary in point of population. While the
large tracts of vacant territory in the states. which surround it
hold out so many allurements to emigration, I am convinced there is
no prospect of its increasing, at least for a very long period of
years. When I make this observation, I think I argue from
established principles. From this I infer that there is the utmost
probability that the number of Delaware will be taken as the
standard If this be done, the number composing the House of
Representatives, after the first census, will be more than
sixty-five, which is the present number; because this specified
number is calculated on the ratio of about one for forty thousand.
Upon the same principles, while Delaware is stationary, and the
population of the other states advances rapidly, the number of
Delaware will continue to be the standard. Thus, if Delaware, at the
first census, contains thirty-five thousand inhabitants, New York
may then contain about two hundred and sixty-five thousand, and will
be entitled to eight representatives. To pursue the argument a
little further: It will ever be the interest of the larger states to
keep the ratio uniform, by assuming the number of the smallest state
as the standard; because, by this, as the smallest state will be
confined to one, the relative influence of the larger states will be
augmented. For example: if Delaware possesses thirty thousand, and
Maryland a hundred thousand, it will be the interest of Maryland to
fix the ratio at one for thirty, and not one for forty thousand,
because, in the first case, she will have three representatives, or
two more than Delaware; in the latter, she will have only two
representatives, or one more than Delaware. This reasoning appears
to me to lead to mathematical certainty.
According to the ratio established in the Constitution, as
the number of the inhabitants in the United States increases, the
number of representatives would also increase to a great degree, and
in a century would become an unwieldy mob. It is therefore expedient
and necessary that the Constitution should be so framed as to leave
to the general legislature a discretionary power to limit the
representation by forming a new ratio. These considerations have
left no doubt in my mind of the propriety of the article under
debate. I am clear that it contemplates an increase, till the
extensive population of the country shall render a limitation
indispensable. What, then, is the object of our fears? I am
convinced that a legislature composed of ninety-one members is amply
sufficient for the present state of our country. I have too high an
opinion of the integrity of my fellow-citizens to believe they will
or can be corrupted in three years, and at the expiration of this
term, the increase I mention will most assuredly take place. Let us,
therefore, dispel all visionary apprehensions on this subject, and,
disregarding possible dangers, let us reason from the probable
operation of things, and rely on this for our safety.
The Hon. Mr. LANSING. I do not rise, Mr. Chairman, to answer any
of the arguments of the gentlemen, but to mention a few facts. In
this debate, much reliance has been placed on an accommodation which
took place in the general Convention. I will state the
progress of that business. When the subject of the apportionment of
representatives came forward, the large states insisted that the
equality of suffrage should be abolished. This the small states
opposed, contending that it would reduce them to a state of
subordination. There was such a division that a dissolution of the
Convention appeared unavoidable, unless some conciliatory measure
was adopted. A committee of the states was then appointed, to agree
upon some plan for removing the embarrassment. They recommended, in
their report, the inequality of representation, which is the
groundwork of the section under debate. With respect to the ratio of
representation, it was at first determined that it should be one for
forty thousand. In this situation the subject stood when I left the
Convention. The objection to a numerous representation, on account
of the expense, was not considered as a matter of importance: other
objections to it, however, were fully discussed; but no question was
taken.
Sir, I rose only to state this subject in the point of view in
which it appeared to me: I shall, however, since I am up, pay some
attention to the arguments which have been advanced. It is
acknowledged that this clause may be so construed, as that, if the
people of the smallest state shall amount to fifty thousand, this
number may be taken as the ratio. What, then, is to control the
general government? If I understand the gentlemen right, they grant
that, by the plain construction of the clause, Congress may fix the
ratio as high as they please: if so, they will have no other control
than the precarious operation of interest. Now, the very argument of
the gentlemen on the point of interest seems to imply that it will
be the interest of the small states to limit the representation; for
these states, like Delaware, not increasing, will be interested in
allowing the growing states as small a number of representatives as
possible, in proportion to their own. If, then, it be the interest
of the larger states to augment the representation, it will be
equally the interest of the smaller states to diminish it; and their
equal suffrage in the Senate will enable them to oppose the
policy of the large states with success.
In the discussion of this subject, it has been found necessary to
bring several objections into view, which will not be very strongly
insisted on. The gentleman who suggested them declared that he did
not intend they should embarrass or prolong the debates. He only
mentioned them to show that it would be our disposition to
conciliate in certain points of inferior magnitude, provided we
could secure such essential rights of the people as we supposed this
Constitution would have a tendency to infringe. The question has
been fully discussed; and I believe few new lights can he thrown on
it. Much time will be spent, if we pursue the investigation in so
slow and minute a manner. However, if the subject can receive any
further elucidation, I shall not think the time lost.
Hon. Mr. HAMILTON. It is not my design, Mr. Chairman, to extend
this debate by any new arguments on the genera] subject. I have
delivered my sentiments so fully on what has been advanced by the
gentlemen this morning, that any further reasoning from me will be
easily dispensed with. I only rise to state a fact with respect to
the motives which operated in the general Convention. I had the
honor to state to the committee the diversity of interests which
prevailed between the navigating and non-navigating, the large and
the small states, and the influence which those states had upon the
conduct of each. It is true, a difference did take place between the
large and the small states, the latter insisting on equal advantages
in the House of Representatives. Some private business calling me to
New York, I left the Convention for a few days: on my return, I
found a plan, reported by the committee of details; and soon after,
a motion was made to increase the number of representatives. On this
occasion, the members rose from one side and the other, and declared
that the plan reported was entirely a work of accommodation, and
that to make any alterations in it would destroy the Constitution. I
discovered that several of the states, particularly New Hampshire,
Connecticut, and New Jersey, thought it would be difficult to send a
great number of delegates from the extremes of the continent to the
national government: they apprehended their constituents would be
displeased with a very expensive government; and they considered it
as a formidable objection. After some debate on this motion, it was
withdrawn. Many of the facts stated by the gentleman and myself are
not substantially different. The truth is, the plan, in all its
parts, was a plan of accommodation.
Mr. LANSING. I will enter no further into a discussion of the
motives of the Convention; but there is one point in which the
gentleman and myself do not agree. The committee of details
recommend an equality in the Senate. In addition to this, it was
proposed that every forty thousand should send one representative to
the general legislature. Sir, if it was a system of accommodation,
and to remain untouched, how came that number afterwards to be
reduced to thirty thousand?
Mr. HAMILTON. I recollect well the alteration which the gentleman
alludes to; but it by no means militates against my idea of the
principles on which the Convention acted, at the time the report of
the committee was under deliberation. This alteration did not take
place till the Convention was near rising, and the business
completed; when his excellency, the president, expressing a wish
that the number should be reduced to thirty thousand, it was agreed
to without opposition.
Mr. Chancellor LIVINGSTON. The gentleman from Duchess appears to
have misapprehended some of the ideas which dropped from me. My
argument was, that a republic might very properly be formed by a
league of states, but that the laws of the general legislature must
act, and be enforced upon individuals. I am contending for this
species of government. The gentlemen who have spoken in opposition
to me have either misunderstood or perverted my meaning; but, sir, I
natter myself it has not been misunderstood by the Convention at
large.
If we examine the history of federal republics, whose legislative
powers were exercised only in states, in their collective capacity,
we shall find in their fundamental principles the seeds of domestic
violence and consequent annihilation. This was the principal reason
why I thought the old Confederation would be forever impracticable.
Much has been said, sir, about the number which ought to compose
the House of Representatives; and the question has been debated with
great address by the gentlemen on both sides of the house. It is
agreed that the representative body should be so small as to prevent
the disorder inseparable from the deliberations of a mob, and yet
sufficiently numerous to represent the interests of the people, and
to be a safe depository of power. There is, unfortunately, no
standard by which we can determine this matter. Gentlemen who think
that a hundred may be the medium, in which the advantages of regular
deliberation and the safety of the people are united, will probably
be disposed to support the plan as it stands; others, who imagine
that no number less than three or four hundred can insure the
preservation of liberty, will contend for an alteration. Indeed,
these effects depend so much upon contingency, and upon
circumstances totally unconnected with the idea of numbers, that we
ought not to be surprised at the want of a standing criterion. On so
vague a subject, it is very possible that the opinions of no two
gentlemen in this Assembly, if they were governed by their own
original reflections, would entirely coincide. I acknowledge myself
one of those who suppose the number expressed in the Constitution,
to be about the proper medium; and yet future experience may induce
me to think it too small or too large. When I consider the objects
and powers of the general government, I am of opinion that one
hundred men may at all times be collected of sufficient information
and integrity to manage well the affairs of the Union. Some
gentlemen suppose that, to understand and provide for the general
interests of commerce and manufactures, our legislators ought to
know how all commodities are produced, from the first principle of
vegetation to the last polish of mechanical labor; that they ought
to be minutely acquainted with all the process of all the arts. If
this were true, it would be necessary that a great part of the
British House of Commons should be woollen-drapers; yet we seldom
find such characters in that celebrated assembly.
As to the idea of representing the feelings of the people, I do
not entirely understand it, unless by their feelings are meant their
interests. They appear to me to be the same thing. But if they have
feelings which do not rise out of their interests, I think they
ought not to be represented. What! shall the unjust, the selfish,
the unsocial feelings, be represented? Shall the vices, the
infirmities, the passions, of the people, be represented?
Government, sir, would be a monster; laws made to encourage virtue
and maintain peace would have a preposterous tendency to subvert the
authority and outrage the principles on which they were founded;
besides, the feelings of the people are so variable and inconstant,
that our rulers should be chosen every day: people have one sort of
feeling to-day, another to-morrow, and the voice of the
representative must be incessantly changing in correspondence with
these feelings. This would be making him a political weathercock.
The honorable gentleman from Duchess, [Mr. Smith,] who has so
copiously declaimed against all declamation, has pointed his
artillery against the rich and the great. I am not interested in
defending rich men: but what does he mean by telling us that the
rich are vicious and intemperate? Will he presume to point out to us
the class of men in which intemperance is not to be found? Is there
less intemperance in feeding on beef than on turtle? or in drink ing
rum than wine? I think the gentleman does not reason from facts. If
he will look round among the rich men of his acquaintance, I fancy
he will find them as honest and virtuous as any class in the
community. He says the rich are unfeeling; I believe they are less
so than the poor; for it seems to me probable that those who are
most occupied by their own cares and distresses have the least
sympathy with the distresses of others. The sympathy of the poor is
generally selfish, that of the rich a more disinterested emotion.
The gentleman further observes, that ambition is peculiarly the
vice of the wealthy. But have not all classes of men their objects
of ambition? Will not a poor man contend for a constable's staff
with as much assiduity and eagerness as a man of rank will aspire to
the chief magistracy? The great offices in the state are beyond the
view of the poor and ignorant man: he will therefore contemplate an
humbler office as the highest alluring object of ambition; he will
look with equal envy on a successful competitor, and will equally
sacrifice to the attainment of his wishes the duty he owes to his
friends or to the public. But, says the gentleman, the rich will be
always brought forward; they will exclusively enjoy the suffrages of
the people. For my own part, I believe that, if two men of equal
abilities set out together in life, one rich, the other of small
fortune, the latter will generally take the lead in your government.
The rich are ever objects of envy; and this, more or less, operates
as a bar to their advancement. What is the fact? Let us look around
us: I might mention gentlemen in office who have not been advanced
for their wealth; I might instance, in particular, the honorable
gentleman who presides over this state, who was not promoted to the
chief magistracy for his riches, but his virtue.
The gentleman, sensible of the weakness of this reasoning, is
obliged to fortify it by having recourse to the phantom aristocracy.
I have heard much of this. I always considered it as the bugbear of
the party. We are told that, in every country, there is a natural
aristocracy, and that this aristocracy consists of the rich and the
great: nay, the gentleman goes further, and ranks in this class of
men the wise, the learned, and those eminent for their talents or
great virtues. Does a man possess the confidence of his
fellow-citizens for having done them important services? He is an
aristocrat. Has he great integrity? Such a man will be greatly
trusted: he is an aristocrat. Indeed, to determine that one is an
aristocrat, we need only be assured he is a man of merit. But I hope
we have many such. I hope, sir, we are all aristocrats. So sensible
am I of that gentleman's talents, integrity, and virtue, that we
might at once hail him the first of the nobles, the very prince of
the Senate. But whom, in the name of common sense, will we have to
represent us? Not the rich, for they are sheer aristocrats. Not the
learned, the wise, the virtuous, for they are all aristocrats. Whom
then? Why, those who are not virtuous; those who are not wise; those
who are not learned: these are the men to whom alone we can trust
our liberties. He says further, we ought not to choose these
aristocrats, because the people will not have confidence in them;
that is, the people will not have confidence in those who best
deserve and most possess their confidence. He would have his
government composed of other classes of men: where will we find
them? Why, he must go out into the highways, and pick up the rogue
and the robber; he must go to the hedges and ditches, and bring in
the poor, the blind, and the lame. As the gentleman has thus settled
the definition of aristocracy, I trust that no man will think it a
term of reproach; for who among us would not be wise? Who would not
be virtuous? Who would not be above want? How, again, would he have
us to guard against aristocracy? Clearly by doubling the
representation, and sending twelve aristocrats instead of six. The
truth is, in these republican governments, we know no such ideal
distinctions. We are all equally aristocrats. Offices, emoluments,
honors, are open to all.
Much has been said by the gentleman about corruption: he
calculates that twenty-four may give the voice of Congress; that is,
they will compose a bare majority of a bare quorum of both houses.
He supposes here the most singular, and I might add, the most
improbable combination of events. First, there is to be a power in
the government who has the means, and whose interest it is to be
corrupt. Next, twenty-four men are to compose the legislature; and
these twenty-four, selected by their fellow-citizens as the most
virtuous, are all, in violation of their oath and their real
interests, to be corrupted. Then he supposes the virtuous minority
inattentive, regardless of their own honor, and the good of their
country; making no alarm, no struggle; a whole people suffering the
injury of a ruinous law, yet ignorant, inactive, and taking no
measures to redress the grievance.
Let us take a view of the present Congress. The gentleman is
satisfied with our present federal government, on the score of
corruption. Here he has confidence. Though each state may delegate
seven, they generally send no more than three; consequently
thirty-nine men may transact any business under the old government;
while the new legislature, which will be, in all probability,
constantly full, will consist of ninety-one. But, say the gentlemen,
our present Congress have not the same powers. I answer, They have
the very same. Congress have the power of making war and peace, of
levying money and raising men; they may involve us in a war at their
pleasure; they may negotiate loans to any extent, and make unlimited
demands upon the states. Here the gentleman comes forward, and says
that the states are to carry these powers into execution; and they
have the power of non-compliance. But is not every state bound to
comply? What power have they to control Congress in the exercise of
those rights which they have pledged themselves to support? It is
true they have broken, in numerous instances, the compact by which
they were obligated; and they may do it again; but will the
gentleman draw an argument of security from the facility of
violating their faith? Suppose there should be a majority of
creditor states, under the present government; might they not
combine, and compel us to observe the covenant by which we had bound
ourselves?
We are told that this Constitution gives Congress the power over
the purse and the sword. Sir, have not all good governments this
power? Nay, does any one doubt that, under the old Confederation,
Congress holds the purse and the sword? How many loans did they
procure, which we are bound to pay! How many men did they raise,
whom we are bound to maintain! How will gentlemen say, that that
body, which is indeed extremely small, can be more safely trusted
than a much larger body, possessed of the same authority? What is
the ground of such entire confidence in the one — what the cause of
so much jealousy of the other?
An honorable member from New York has viewed the subject of
representation in a point of light which had escaped me, and which I
think clear and conclusive. He says, that the state of Delaware must
have one; and, as that state will not probably increase for a long
time, it will be the interest of the larger states to determine the
ratio by what Delaware contains. The gentlemen in opposition say,
suppose Delaware contains fifty thousand, why not fix one ratio at
sixty thousand? Clearly, because by this the other states will give
up a sixth part of their interests. The members of Congress, also,
from a more private motive, will be induced to augment the
representation. The chance of their own reëlection will increase
with the number of their colleagues.
It has been further observed that the sense of the people is for
a larger representation, and that this ought to govern us — that the
people generally are of opinion, that even our House of Assembly is
too small. I very much doubt this fact. As far as my observation has
extended, I have found a very different sentiment prevail. It seems
to be the predominant opinion of our state government; and I presume
that the people have as much confidence in their Senate of
twenty-four as in their Assembly of sixty-five. All these
considerations have united to give my mind the most perfect
conviction, that the number specified in the Constitution is fully
adequate to the present wants of the country, and that this number
will be increased to the satisfaction of the most timid and jealous.
Hon. Mr. SMITH. I did not intend to make any more observations on
this article. Indeed, I have heard nothing to-day which has not been
suggested before, except the polite reprimand I have received for my
declamation. I should not have risen again, but to examine who has
proved himself the greatest declaimer. The gentleman wishes me to
describe what I meant by representing the feelings of the people. If
I recollect right, I said the representative ought to understand and
govern his conduct by the true interest of the people. I believe I
stated this idea precisely. When he attempts to explain my ideas, he
explains them away to nothing; and, instead of answering, he
distorts, and then sports with them. But he may rest assured that,
in the present spirit of the Convention, to irritate is not the way
to conciliate. The gentleman, by the false gloss he has given to my
argument, makes me an enemy to the rich: this is not true. All I
said was, that mankind were influenced, in a great degree, by
interests and prejudices; that men, in different ranks of life, were
exposed to different temptations, and that ambition was more
peculiarly the passion of the rich and great. The gentleman supposes
the poor have less sympathy with the sufferings of their
fellow-creatures, for that those who feel most distress themselves,
have the least regard to the misfortunes of others. Whether this be
reasoning or declamation, let all who hear us determine. I observed,
that the rich were more exposed to those temptations which rank and
power hold out to view; that they were more luxurious and
intemperate, because they had more fully the means of enjoyment;
that they were more ambitious, because more in the hope of success.
The gentleman says my principle is not true, for that a poor man
will be as ambitious to be a constable as a rich man to be a
governor; but he will not injure his country so much by the party he
creates to support his ambition.
The next object of the gentleman's ridicule is my idea of an
aristocracy; and, indeed, he has done me the honor to rank me in the
order. If, then, I am an aristocrat, and yet publicly caution my
countrymen against the encroachments of the aristocrats, they will
surely consider me as one of the most disinterested friends. My idea
of aristocracy is not new; it is embraced by many writers on
government. I would refer the gentleman for a definition of it to
the Hon. JOHN ADAMS, one of our natural aristocrats. This writer
will give him a description the most ample and satisfactory. But I
by no means intended to carry my idea of it to such a ridiculous
length as the gentleman would have me; nor will any of my
expressions warrant the construction he imposes on them. My argument
was, that, in order to have a true and genuine representation, you
must receive the middling class of people into your government, such
as compose the body of this assembly. I observed that a
representation from the United States could not be so constituted as
to represent completely the feelings and interests of the people;
but that we ought to come as near this object as possible. The
gentlemen say, that the exactly proper number of representatives is
so indeterminate and vague, that it is impossible for them to
ascertain it with any precision. But surely they are able to see the
distinction between twenty and thirty. I acknowledge that a complete
representation would make the legislature too numerous; and
therefore it is our duty to limit the powers, and form the checks on
the government, in proportion to the smallness of the number.
The honorable gentleman next animadverts on my apprehensions of
corruption, and instances the present Congress, to prove an
absurdity in my argument. But is this fair reasoning? There are many
material checks to the operations of that body, which the future
Congress will not have. In the first place, they are chosen
annually. What more powerful check? They are subject to recall.
Nine states must agree to any important resolution, which will not
be carried into execution till it meets the approbation of the
people in the state legislatures. Admitting what he says, that they
have pledged their faith to support the acts of Congress, yet, if
these be contrary to the essential interests of the people, they
ought not to be acceded to; for they are not bound to obey any law
which tends to destroy them.
It appears to me that, had economy been a motive for making the
representation small, it might have operated more properly in
leaving out some of the offices which this Constitution requires. I
am sensible that a great many of the common people, who do not
reflect, imagine that a numerous representation involves a great
expense; but they are not aware of the real security it gives to an
economical management in all the departments of government.
The gentleman further declared that, as far as his acquaintance
extended, the people thought sixty-five a number fully large enough
for our state Assembly; and hence inferred that sixty-five is to two
hundred and forty thousand as sixty-five is to three millions. This
is curious reasoning.
I feel that I have troubled the committee too long. I should not
have risen again upon this subject, had not my ideas been grossly
misrepresented.
The Hon. Mr. JAY. I will make a few observations or. this
article, Mr. Chairman, though I am sensible it may not appear very
useful to travel over the field which has been already so fully
explored.
Sir, it seems to be, on all sides, agreed that a strong,
energetic federal government is necessary for the United States.
It has given me pleasure to hear such declarations come from all
parts of the house. If gentlemen are of this opinion, they give us
to understand that such a government is the favorite of their
desire; and also that it can be instituted; that, indeed, it is both
necessary and practicable; or why do they advocate it?
The gentleman last on the floor has informed us that, according
to his idea of a complete representation, the extent of our country
is too great for it. [Here he called on Mr. Smith, to know if he had
mistaken him; who replied, My idea is not that a proper
representation for a strong federal government is unattainable; but
that such a representation, under the proposed Constitution, is
impracticable.] Sir, continued Mr. Jay, I now understand the
gentleman in a different sense: however, what I shall say will reach
equally his explanation. I take it that no federal government is
worth having, unless it can provide for the general interests of the
United States. If this Constitution be so formed as to answer these
purposes, our object is obtained. The providing for the general
interests of the Union requires certain powers in government, which
the gentleman seems to bf willing it should possess; that is, the
important powers of war and peace. These powers are peculiarly
interesting; their operation reaches objects the most dear to the
people; and every man is concerned in them; yet, for the exercise of
these powers the gentleman does not think a very large
representation necessary. But, sir, if the proposed Constitution
provides for a representation adequate to the purposes I have
described, why not adequate to all other purposes of a federal
government? The adversaries of the plan seem to consider the general
government as possessing all the minute and local powers of the
state governments. The direct inference from this, according to
their principle, would be, that the federal representation should be
propor-tionably large. In this state, as the gentleman says, we have
sixty-five. If the national representation is to be extended in
proportion, what an unwieldy body shall we have! If the United
States contain three millions of inhabitants, in this ratio, the
Congress must consist of more than eight hundred. But, sir, let us
examine whether such a number is necessary or reasonable. What are
the objects of our state legislatures? Innumerable things of small
moment occupy their attention; matters of a private nature, which
require much minute and local information. The objects of the
general government are not of this nature. They comprehend the
interests of the states in relation to each other, and in relation
to foreign powers. Surely there are men in this state fully informed
of the general interests of its trade, its agriculture, its
manufactures. Is any thing more than this necessary? Is it requisite
that our representatives in Congress should possess any particular
knowledge of the local interests of the county of Suffolk,
distinguished from those of Orange and Ulster? The Senate is to be
composed of men appointed by the state legislatures: they will
certainly choose those who are most distinguished for their general
knowledge. I presume they will also instruct them, that there will
be a constant correspondence supported between the senators and the
state executives, who will be able, from time to time, to afford
them all that particular information which particular circumstances
may require. I am in favor of large representations: yet, as the
minds of the people are so various on this subject, I think it best
to let things stand as they are. The people in Massachusetts are
satisfied with two hundred: many others suppose either number
unnecessarily large. There is no point on which men's opinions vary
more materially. If the matter be doubtful, — and much may be
rationally said on both sides, — gentlemen ought not to be very
strenuous on such points. The Convention who decided this question
took all these different opinions into consideration, and were
directed by a kind of necessity of mutual accommodation, and by
reasons of expediency; it would therefore be unfair to censure them.
Were I asked if the number corresponds exactly with my own private
judgment, I should answer, No. But I think it is best, under our
present circumstances, to acquiesce. Yet, sir, if I could be
convinced that danger would probably result from so small a number,
I should certainly withhold my acquiescence. But whence will this
danger arise? Sir, I am not fearful of my countrymen: we have yet
known very little of corruption: we have already experienced great
distresses and difficulties; we have seen perilous times, when it
was the interest of Great Britain to hold out the most seducing
temptations to every man worth gaining. I mention this as a
circumstance to show that, in case of a war with any foreign power,
there can be little fear of corruption; and I mention it to the
honor of the American character. At the time I allude to, how many
men had you in Congress? Generally fewer than sixty-five.
Sir, all the arguments offered on the other side serve to show
that it will be easier to corrupt under the old than under the new
government: such arguments, therefore, do not seem to answer the
gentleman's purpose. In the federal government, as it now stands,
there are but thirteen votes, though there may be sixty or seventy
voices. Now, what is the object of corruption? To gain votes. In the
new government there are to be ninety-one votes. Is it easier to buy
many than a few? In the present Congress, you cannot declare war,
make peace, or do any other important act, without the concurrence
of nine states. There are rarely more than nine present. A full
Congress is an extraordinary thing. Is it necessary to declare war,
or pass a requisition of money to support it? A foreign prince says,
this will be against my interest; I must prevent it. How? By having
recourse to corruption. If there are eleven states on the floor, it
will be necessary to corrupt three. What measure shall I take? Why,
it is common for each state to have no more than two members in
Congress. I will take off one, and the vote of that state is lost. I
will take off three, and their most important plan is defeated.
Thus, in the old government, it is only necessary to bribe the few;
in the new government, it is necessary to corrupt the many. Where
lies the greater security? The gentleman says, the election is
annual, and you may recall your delegate when you please. But how
are you to form your opinion of his conduct? He may excuse himself
from acting without giving any reason. Nay, on a particular
emergency, he has only to go home, for which he may have a thousand
plausible reasons to offer, and you have no mode of compelling his
attendance. To detect corruption is at all times difficult, but,
under these circumstances, it appears almost impossible I give out
these hints to show that, on the score of corruption, we have much
the best chance under the new Constitution; and that, if we do not
reach perfection, we certainly change for the better. But, sir,
suppose corruption should infect one branch of the government, — for
instance, the House of Representatives; what a powerful check you
have in the Senate! You have a double security; you have two chances
in your favor to one against you. The two houses will naturally be
in a state of rivalship: this will make them always vigilant, quick
to discern a bad measure, and ready to oppose it. Thus the chance of
corruption is not only lessened by an increase of the number, but
vastly diminished by the necessity of concurrence. This is the
peculiar excellence of a division of the legislature.
Sir, I argue from plain facts. Here is no sophistry, no
construction, no false glosses, but simple inferences from the
obvious operation of things. We did not come here to carry points.
If the gentleman will convince me I am wrong, I will submit. I mean
to give my ideas frankly upon the subject. If my reasoning is not
good, let them show me the folly of it. It is from this reciprocal
interchange of ideas that the truth must come out. My earnest wish
is, that we may go home attended with the pleasing consciousness
that we have industriously and candidly sought the truth, and have
done our duty. I cannot conclude without repeating that, though I
prefer a large representation, yet, considering our present
situation, I see abundant reason to acquiesce in the wisdom of the
general Convention, and to rest satisfied that the representation
will increase in a sufficient degree to answer the wishes of the
most zealous advocate for liberty.
The Hon. Mr. SMITH rose, and said, it appeared to him probable
that it would be the interest of the stale having the least number
of inhabitants to make its whole number the measure of the
representation; that it would be the interest of Delaware, supposing
she has forty thousand, and consequently only one vote, to make this
whole number the ratio; so if she had fifty thousand, or any number
under sixty thousand. The interest also of some other of the small
states would correspond with hers; and thus the representation would
be reduced in proportion to the increase of Delaware. He still
insisted that the number of representatives might be diminished.
He would make one observation more upon the gentleman's idea of
corruption. His reasoning, he said, went only to prove that the
present Congress might be restrained from doing good by the wilful
absence of two or three members. It was rare, he said, that the
people were oppressed by a government's not doing; and little danger
to liberty could flow from that source.
After some further desultory conversation on this point, the
committee rose, and the Convention adjourned.
TUESDAY, June 24th, 1788. — Convention assembled; and
being resolved into a committee, the 1st paragraph of the 3d section
of the 1st article was read; when Mr. G. LIVINGSTON rose, and
addressed the chair.
He, in the first place, considered the importance of the
Senate as a branch of the legislature, in three points of view:
—
First, they would possess legislative powers coextensive with
those of the House of Representatives except with respect to
originating revenue laws; which, however, they would have power to
reject or amend, as in the case of other bills. Secondly, they would
have an importance, even exceeding that of the representative house,
as they would be composed of a smaller number, and possess more
firmness and system. Thirdly, their consequence and dignity would
still further transcend those of the other branch, from their longer
continuance in office. These powers, Mr. Livingston contended,
rendered the Senate a dangerous body.
He went on, in the second place, to enumerate and animadvert on
the powers with which they were clothed in their judicial capacity,
and in their capacity of council to the President, and in the
forming of treaties. In the last place, as if too much power could
not be given to this body, they were made, he said, a council of
appointment, by whom ambassadors and other officers of state were to
be appointed. These are the powers, continued he, which are vested
in this small body of twenty-six men; in some cases, to be exercised
by a bare quorum, which is fourteen; a majority of which number,
again, is eight. What are the checks provided to balance this great
mass of power? Our present Congress cannot serve longer than three
years in six: they are at any time subject to recall. These and
other checks were considered as necessary at a period which I choose
to honor with the name of virtuous. Sir, I venerate the
spirit with which every thing was done at the trying time in which
the Confederation was formed. America had then a sufficiency of this
virtue to resolve to resist perhaps the first nation in the
universe, even unto bloodshed. What was her aim? Equal liberty and
safety. What ideas had she of this equal liberty? Read them in her
Articles of Confederation. True it is, sir, there are some powers
wanted to make this glorious compact complete. But, sir, let us be
cautious that we do not err more on the other hand, by giving power
too profusely, when, perhaps, it will be too late to recall it.
Consider, sir, the great influence which this body, armed at all
points, will have. What will be the effect of this? Probably a
security of their reëlection, as long as they please. Indeed, in my
view, it will amount nearly to an appointment for life. What will be
their situation in a federal town? Hallowed ground! Nothing so
unclean as state laws to enter there, surrounded, as they will be,
by an impenetrable wall of adamant and gold, the wealth of the whole
country flowing into it. [Here a member, who did not fully
understand, called out to know what WALL the gentleman meant; on
which he turned, and replied, "A wall of gold — of adamant, which
will flow in from all parts of the continent." At which flowing
metaphor, a great laugh in the house.] The gentleman continued:
Their attention to their various business will probably require
their constant attendance. In this Eden will they reside with their
families, distant from the observation of the people. In such a
situation, men are apt to forget their dependence, lose their
sympathy, and contract selfish habits. Factions are apt to be
formed, if the body becomes permanent. The senators will associate
only with men of their own class, and thus become strangers to the
condition of the common people. They should not only return, and be
obliged to live with the people, but return to their former rank of
citizenship, both to revive their sense of dependence, and to gain a
knowledge of the country. This will afford opportunity to bring
forward the genius and information of the states, and will be a
stimulus to acquire political abilities. It will be the means of
diffusing a more general knowledge of the measures and spirit of the
administration. These things will confirm the people's confidence in
government. When they see those who have been high in office
residing among them as private citizens, they will feel more
forcibly that the government is of their own choice. The members of
this branch having the idea impressed on their minds, that they are
soon to return to the level whence the suffrages of the people
raised them, — this good effect will follow: they will consider
their interests as the same with those of their constituents, and
that they legislate for themselves as well as others. They will not
conceive themselves made to receive, enjoy, and rule, nor the people
solely to earn, pay, and submit.
Mr. Chairman, I have endeavored, with as much perspicuity and
candor as I am master of, shortly to state my objections to this
clause. I would wish the committee to believe that they are not
raised for the sake of opposition, but that I am very sincere in my
sentiments in this important investigation. The Senate, as they are
now constituted, have little or no check on them. Indeed, sir, too
much is put into their hands. When we come to that part of the
system which points out their powers, it will be the proper time to
consider this subject more particularly.
I think, sir, we must relinquish the idea of safety under this
government, if the time for services is not further limited, and the
power of recall given to the state legislatures. I am strengthened
in my opinion by an observation made yesterday, by an honorable
member from New York, to this effect — "that there should be no fear
of corruption of the members in the House of Representatives;
especially as they are, in two years, to return to the body of the
people." I therefore move that the committee adopt the following
resolution, as an amendment to this clause: —
"Resolved, That no person shall be eligible as a senator
for more than six years in any term of twelve years, and that it
shall be in the power of the legislatures of the several states to
recall their senators, or either of them, and to elect others in
their stead, to serve for the remainder of the time for which such
senator or senators, so recalled, were appointed."
Hon. Mr. LANSING. I beg the indulgence of the committee, while I
offer some reasons in support of the motion just made; in doing
which, I shall confine myself to the point, and shall hear with
attention, and examine with candor, the objections which may be
opposed to it.
The representation of the United States, by the proposed system,
is vested in two bodies. On the subject of one of these, we have
debated several days, and now come to the organization and powers of
the other. I believe it was undoubtedly the intention of the framers
of this Constitution to make the lower house the proper, peculiar
representative of the interests of the people; the Senate, of the
sovereignty of the states.
Some very important powers are given to the latter, to be
executed without the concurrence of the representative house. Now,
if it was the design of the plan to make the Senate a kind of
bulwark to the independence of the states, and a check to the
encroachments of the general government, certainly the members of
this body ought to be peculiarly under the control, and in strict
subordination to the state who delegated them. In proportion to
their want of dependence, they will lose their respect for the power
from whom they receive their existence, and, consequently, will
disregard the great object for which they are instituted. The idea
of rotation has been taken from the articles of the old
Confederation. It has thus far, in my opinion, operated with great
advantage. The power of recall, too, his been an excellent check,
though it has, in fact, never been exercised. The thing is of so
delicate a nature, that few men will step forward to move a recall,
unless there is some strong ground for it.
Sir, I am informed by gentlemen who have been conversant in
public affairs, and who have had seats in Congress, that there have
been, at different times, violent parties in that body — an evil
that a change of members has contributed, more than any other thing,
to remedy. If, therefore, the power of recall should be never
exercised, if it should have no other force than that of a check to
the designs of the bad, and to destroy party spirit, certainly no
harm, but much good, may result from adopting the amendment. If my
information be true, there have been parties in Congress which would
have continued to this day, if the members had not been removed. No
inconvenience can follow from placing the powers of the Senate on
such a foundation as to make them feel their dependence. It is only
a check calculated to make them more attentive to the objects for
which they were appointed. Sir, I would ask, Is there no danger that
the members of the Senate will sacrifice the interest of their state
to their own private views? Every man in the United States ought to
look with anxious concern to that body. Their number is so
exceedingly small, that they may easily feel their interests
distinct from those of the community. This smallness of number also
renders them subject to a variety of accidents, that may be of the
highest disadvantage. If one of the members is sick, or if one or
both are prevented occasionally from attending, who are to take care
of the interests of their state?
Sir, we have frequently observed that deputies have been
appointed for certain purposes, who have not punctually attended to
them, when it was necessary. Their private concerns may often
require their presence at home. In what manner is this evil to be
corrected? The amendment provides a remedy. It is the only thing
which can give the states a control over the Senate. It will be
said, there is a power in Congress to compel the attendance of
absent members; but will the members from the other states be
solicitous to compel such attendance, except to answer some
particular view, or promote some interest of their own? It. it be
the object of the senators to protect the sovereignty of their
several states, and if, at any time, it be the design of the other
states to make encroachments on the sovereignty of any one state,
will it be for their interest to compel the members from this state
to attend, in order to oppose and check them? This would be strange
policy indeed.
A number of other reasons might be adduced on this point; but
those which have been advanced are sufficient, I imagine, to
convince the committee that such a provision is necessary and
proper. If it be not adopted, the interests of any one state may be
easily sacrificed to the ambition of the others, or to the private
advantage of individuals.
Mr. R. R. LIVINGSTON. The amendment appears to have in view two
objects — that a rotation shall be established in the Senate, and
that its members shall be subject to recall by the state
legislatures. It is not contended that six years are too long a time
for the senators to remain in office. Indeed, this cannot be
objected to, when the purposes for which this body is instituted are
considered. They are to form treaties with foreign nations. This
requires a comprehensive knowledge of foreign politics, and an
extensive acquaintance with characters, whom, in this capacity, they
have to negotiate with, together with such an intimate conception of
our best interests, relative to foreign powers, as can only be
derived from much experience in this business. What singular policy,
to cut off the hand which has just qualified itself for action! But,
says the gentleman, as they are the representatives of the states,
those states have a control. Will this principle hold good? The
members of the lower house are the representatives of the people.
Have the people any power to recall them? What would be the tendency
of the power contended for? Clearly this: The state legislatures,
being frequently subject to factious and irregular passions, may be
unjustly disaffected and discontented with their delegates; and a
senator may be appointed one day and recalled the next. This would
be a source of endless confusion. The Senate are indeed designed to
represent the state governments; but they are also the
representatives of the United States, and are not to consult the
interest of any one state alone, but that of the Union. This could
never be done, if there was a power of recall; for sometimes it
happens that small sacrifices are absolutely indispensable for the
good and safety of the confederacy; but, if a senator should presume
to consent to these sacrifices, he would be immediately recalled.
This reasoning turns on the idea that a state, not being able to
comprehend the interest of the whole, would, in all instances,
adhere to her own, even to the hazard of the Union.
I should disapprove of this amendment, because it would open so
wide a door for faction and intrigue, and afford such scope for the
arts of an evil ambition. A man might go to the Senate with an
incorruptible integrity, and the strongest attachment to the
interest of his state. But if he deviated, in the least degree, from
the line which a prevailing party in a popular assembly had
marked for him, he would be immediately recalled. Under these
circumstances, how easy would it be for an ambitious, factious
demagogue to misrepresent him, to distort the features of his
character, and give a false color to his conduct! How easy for such
a man to impose upon the public, and influence them to recall and
disgrace their faithful delegate! The general government may find it
necessary to do many things which some states might never be willing
to consent to. Suppose Congress should enter into a war to protect
the fisheries, or any of the northern interests; the Southern
States, loaded with their share of the burden which it would be
necessary to impose, would condemn their representatives in the
Senate for acquiescing in such a measure. There are a thousand
things which an honest man might be obliged to do, from a conviction
that it would be for the general good, which would give great
dissatisfaction to his constituents.
Sir, all the arguments drawn from an imaginary prospect of
corruption have little weight with me. From what source is this
corruption to be derived p One gentleman tells you that this
dreadful Senate is to be surrounded by a wall of adamant — of gold,
and that this wall is to be a liquid one, and to flow in from all
quarters. Such arguments as these seem rather the dreamings of a
distempered fancy, than the cool, rational deductions of a
deliberate mind. Whence is this corruption to be derived? Are the
people to corrupt the senators with their own gold? Is bribery
to enter the federal city, with the amazing influx of adamant
the gentleman so pathetically contemplates? Are not Congress to
publish, from time to time, an account of their receipts and
expenditures? Can there be any appropriation of money by the Senate,
without the concurrence of the Assembly? And can we suppose that a
majority of both houses can be corrupted? At this rate we must
suppose a miracle indeed.
But to return: The people are the best judges who ought to
represent them. To dictate and control them, to tell them whom they
shall not elect, is to abridge their natural rights. This rotation
is an absurd species of ostracism — a mode of proscribing eminent
merit, and banishing from stations of trust those who have filled
them with the greatest faithfulness. Besides, it takes away the
strongest stimulus to public virtue — the hope of honors and
rewards. The acquisition of abilities is hardly worth the trouble,
unless one is to enjoy the satisfaction of employing them for the
good of one's country. We all know that experience is indispensably
necessary to good government. Shall we, then, drive experience into
obscurity? I repeat that this is an absolute abridgment of the
people's rights.
As to the Senate's rendering themselves perpetual, or
establishing such a power as to prevent their being removed, it
appears to me. chimerical. Can they make interest with their
legislatures, who are themselves varying every year, sufficient for
such a purpose? Can we suppose two senators will be able to corrupt
the whole legislature of this state? The idea, I say, is chimerical.
The thing is impossible.
Hon. Mr. LANSING. The objects of this amendment are, first, to
place the senators in such a situation of dependence on their
several state legislatures, as will induce them to pay a constant
regard to the good of their constituents; secondly, to oblige them
to return, at certain periods, to their fellow-citizens, that, by
mingling with the people, they may recover that knowledge of their
interests, and revive that sympathy with their feelings, which power
and an exalted station are too apt to efface from the minds of
rulers.
It has been urged that the senators should be acquainted with the
interests of the states in relation to each other, and to foreign
powers, and that they should remain in office, in order to acquire
extensive political information. If these were the only objects, the
argument would extend to the rendering their dignity perpetual — an
idea which probably none of the gentlemen will consent to; but, if
one third of the senators go out every two years, cannot those who
succeed them acquire information from the remaining members, with
respect to the relative interests of the states? It is to be
presumed that the Senate will be composed of the best informed men,
and that no such men will be incapable of comprehending the
interests of the states either singly or collectively. If it be the
design of representation that the sense and spirit of the people's
interests and feelings should be carried into the government, it is
obvious that this design can be accomplished in no way so perfectly
as by obliging our rulers, at certain periods, to relinquish their
offices and rank. The people cannot be represented by men who are
perpetually separated from them.
It is asked, Why not place the senators in the same situation as
the representatives? or, Why not give the people a power of recall?
Because, sir, this is impracticable, and contrary to the first
principles of representative government. There is no regular way of
collecting the people's sentiments But a power in the state
legislatures to recall their senators, is simple and easy, and will
be attended with the highest advantages.
An honorable gentleman, who has spoken largely on the preceding
question, has acknowledged that a variety of views, and great
diversity of sentiment, prevailed in the federal Convention; that
particularly there was a difference of interest between the
navigating and non-navigating states. The same opposition of
interests will probably ever remain; and the members of Congress
will retain the same disposition to regard as their principal object
the genuine good of their respective states. If they do not, if they
presume to sacrifice the fundamental advantages of their state, they
betray the confidence reposed in them, and violate their duty. I
wish gentlemen would uniformly adhere to the distinction between the
grand design of the House of Representatives and that of the Senate.
Does not one represent the individuals, the people of a state, and
the other its collective sovereignty? This distinction is properly
noticed, when it is convenient and useful to the gentlemen's
argument; but when it stands in their way, it is easily passed by
and disregarded.
Sir, it is true there have been no instances of the success of
corruption under the old Confederation; and may not this be
attributed to the power of recall, which has existed from its first
formation? It has operated effectually, though silently. It has
never been exercised, because no great occasion has offered. The
power has by no means proved a discouragement to individuals, in
serving their country. A seat in Congress has always been considered
a distinguished honor, and a favorite object of ambition: I believe
no public station has been sought with more avidity. If this power
has existed for so many years, and through so many scenes of
difficulty and danger, without being exerted, may it not be
rationally presumed that it never will be put in execution, unless
the indispensable interest of a state shall require it? I am
perfectly convinced that, in many emergencies, mutual concessions
are necessary and proper; and that, in some instances, the smaller
interests of the states should be sacrificed to great national
objects. But when a delegate makes such sacrifices as tend to
political destruction, or to reduce sovereignty to subordination,
his state ought to have the power of defeating his design, and
reverting to the people. It is observed, that the appropriation of
money is not in the power of the Senate alone; but, sir, the
exercise of certain powers, which constitutionally and necessarily
involve the disposal of money, belongs to the Senate: they have,
therefore, a right of disposing of the property of the United
States. If the Senate declare war, the lower house must furnish the
supplies.
It is further objected to this amendment, that it will restrain
the people from choosing those who are most deserving of their
suffrages, and will thus be an abridgment of their rights. I cannot
suppose this last inference naturally follows. The rights of the
people will be best supported by checking, at a certain point, the
current of popular favor, and preventing the establishment of an
influence which may leave to elections little more than the form of
freedom. The Constitution of this state says, that no man shall hold
the office of sheriff or coroner beyond a certain period. Does any
one imagine that the rights of the people are infringed by this
provision? The gentlemen, in their reasoning on the subject of
corruption, seem to set aside experience, and to consider the
Americans as exempt from the common vices and frailties of human
nature. It is unnecessary to particularize the numerous ways in
which public bodies are accessible to corruption. The poison always
finds a channel, and never wants an object. Scruples would be
impertinent arguments would be in vain, checks would be useless, if
we were certain our rulers would be good men; but for the virtuous
government is not instituted: its object is to restrain and punish
vice; and all free constitutions are formed with two views — to
deter the governed from crime, and the governors from tyranny.
The CHANCELLOR rose only to correct an error which had appeared
in the course of the debate. It had been intimated that the Senate
had a right to declare war. This was a mistake. The power could not
be exercised except by the whole legislature; nor, indeed, had the
Senate a right alone to appoint a single federal officer. The
President, with the advice and consent of the Senate, made these
appointments. He believed that the power of recall would have a
tendency to bind the senators too strongly to the interests of their
respective states; and for that reason he objected to it. It will
destroy, said he, that spirit of independence and free deliberation
which ought to influence the senator. Whenever the interests of a
state clash with those of the Union, it will oblige him to sacrifice
the great objects of his appointment to local attachments. He will
be subjected to all the caprices, the parties, the narrow views, and
illiberal politics, of the state governments, and become a slave to
the ambitions and factions at home.
These observations, continued the chancellor, are obvious
inferences from a principle which has been already explained — that
the state legislatures will be ever more or less incapable of
comprehending the interests of the Union. They cannot perceive the
propriety, or feel the necessity, of certain great expedients in
politics, which may seem, in their immediate operation, to injure
the private interests of the members.
Hon. R. MORRIS. I am happy, Mr. Chairman, to perceive that it is
a principle on all sides conceded, and adopted by this committee,
that an energetic federal government is essential to the
preservation of our Union; and that a constitution for these states
ought to unite firmness and vigor in the national operations, with
the full security of our rights and liberties. It is our business,
then, to examine whether the proposed Constitution be agreeable to
this description. I am pretty well convinced that, on this
examination, the system will be found capable of accomplishing these
purposes; hut if the event of our deliberations should be different,
I hope we shall not adopt any amendments which will defeat their own
design. Let us be cautious, that, in our eager pursuit of the great
object, we do not run into those errors which disfigure the old
Confederation. We may render useless all our provisions for
security, by urging and straining them too far: we may apply checks
which may have a direct tendency to impede the most salutary
operations of the government, and ultimately deprive it of the
strength and vigor necessary to preserve our national freedom. I
fear the proposed amendment, were it adopted, would have such an
effect. My reason has been anticipated by my honorable colleague. It
is, that it would create a slavish subjection to the contracted
views and prevailing factions of the state governments, or, in its
exercise, would deprive the national council of its members in many
difficult emergencies, and thus throw the Union into disorder, take
away the means of defence, and expose it an easy prey to its
enemies.
The gentlemen, in all their zeal for liberty, do not seem to see
the danger to be apprehended from foreign power; they consider that
all the danger is derived from a fancied tyrannical propensity in
their rulers; and against this they are content to provide. I am
sorry their views are so confined and partial. An extensive and
liberal survey of the subject should teach us that vigor in the
government is as necessary to the protection of freedom, as the
warmest attachment to liberty in the governors. Sir, if the proposed
amendment had been originally incorporated in the Constitution, I
should consider it as a capital objection: I believe it would have
ultimately defeated the very design of our Union.
Mr. G. LIVINGSTON asked if any reasonable man could suppose that
the United States of America would suffer a sister state to be
invaded, and refuse to assist in repelling the enemy? If so, we
might conclude that they would be so dishonorable as to recall their
senators in such a conjuncture. The gentleman's reasoning would
apply, when such a flagrant violation of the principles of the Union
became probable, and not till then.
Mr. HARRISON. I have but a few observations to make, in addition
to those which have been already offered. it seems, sir, to be
granted by all parties, not only that a vigorous government is
necessary, but that the national legislature ought to be divided
into two branches, and that these branches should be organized in a
different mode, and possess different powers. The object of this
difference of formation is a very important one. The design of the
House of Representatives is to represent the people of the United
States, and to protect their liberties. The design of the Senate is
to give stability and energy to the government. A single democratic
assembly would be subject to changes and inconstancy incompatible
with a regular administration. But the gentlemen carry their
amendment further than the power of recall; they say that a rotation
in office ought to be established; that the senators may return to
the private walks of life, in order to recover their sense of
dependence. I cannot agree with them in this. If the senator is
conscious that his reëlection depends only on the will of the
people, and is not fettered by any law, he will feel an ambition to
deserve well of the public. On the contrary, if he knows that no
meritorious exertions of his own can procure a reappointment, he
will become more unambitious, and regardless of the public opinion.
The love of power, in a republican government, is ever attended by a
proportionable sense of dependence. As the Constitution now stands,
I see no possible danger of the senators' losing their attachment to
the states; but the amendment proposed would tend to weaken this
attachment, by taking away the principal incentives to public
virtue. We may suppose two of the most enlightened and eminent men
in the state, in whom the confidence of the legislature and the love
of the people are united, engaged, at the expiration of their
office, in the most important negotiations, in which their presence
and agency may be indispensable. In this emergency, shall, we
incapacitate them? Shall we prohibit the legislature from
reappointing them? It might endanger our country, and involve us in
inextricable difficulties. Under these apprehensions, and with a
full conviction of the imprudence of depriving the community of the
services of its most valuable citizens, I feel very strongly the
impropriety of this amendment, and hope it may not be adopted.
Mr. Chancellor LIVINGSTON rose to suggest an idea which had not
been before expressed. It is necessary, said he, that every
government should have the power of continuing itself. It ought
never to be destroyed, or fundamentally changed, but by the people
who gave it birth; and yet the gentleman's amendment would enable
the state legislatures to annihilate the government by recalling the
senators.
Hon. Mr. M. SMITH, in answer to the chancellor, observed that, if
the gentleman's position was true, that every government should have
the power of continuing itself, it followed that the Senate should
be capable of perpetuating itself, and assuming a complete
independent authority. But, according to his argument, the state
legislatures had already a power to destroy the government; for, at
the expiration of six years, they had only to neglect to reappoint,
and the government would fall of course.
Hon. Mr. LANSING. I trust the committee will indulge me with a
few additional observations. It has been an argument urged with
considerable zeal, that, if the state legislatures possessed the
power of recall, its exercise would be governed by faction or
caprice, and be subject to the impulses of the moment. Sir, it has
been sufficiently proved to the committee, that, although there have
been factions in the state governments — though they have been
subject, in some instances, to inconstant humors and a disaffected
spirit, — they have never yet exercised the power of recall which
was vested in them. As far, therefore, as experience is
satisfactory, we may safely conclude that none of these factious
humors will operate to produce the evils which the gentlemen
apprehend. If, however, the legislature should be so deluded as to
recall an honest and faithful senator, certainly every opportunity
would be allowed him of defending himself, of explaining his motives
which influenced him, and of convincing them of the injustice of the
imputation. If the state has been imposed upon by ambitious and
designing men, the intrigue, on full examination, will be detected
and exposed. If misinformation or false views have produced the
measure, the error may easily be corrected.
It has been observed, that the power of recall might be exercised
to the destruction of the Union. Gentlemen have expressed their
apprehensions that, if one part of the continent was invaded, the
states most distant from the danger might refuse their aid, and
consequently the whole fall a sacrifice. Is this reasoning upon
probability? Is not every state fully convinced that her interest
and safety are involved in those of the Union? It is impossible,
sir, for such an event to happen, till, in the decline of the human
species, the social principles, on which our union is founded, are
utterly lost and forgotten. It is by no means necessary that the
state which exercises the power contended for, should continue
unrepresented. I have no objection that a clause should be added to
the amendment, obliging the state, in case of a recall, to choose
immediately other senators, to fill the vacancy. Such a provision
would probably, in some measure, remove the apprehensions which are
entertained.
In the gentlemen's reasoning on the subject, there appears an
inconsistency which I cannot but notice. It is observed, that one
design of the Senate, as it is now organized, is to form a
counterpoise to the local prejudices which are incompatible with a
liberal view of national objects, and which commonly accompany the
representatives of a state. On the other hand, it is said, the
amendment will have a tendency to lessen the attachment of the
senators to their constituents, and make them regardless of the
public sentiments, by removing the motive to virtue; that is, a
continuation of honors and employments. This reasoning seems to be
calculated upon the idea of dependence on the state governments, and
a close connection between the interest of the several states and
that of their representatives. But this dependence, say the
gentlemen, is the very source of all those local prejudices which
are so unfavorable to good government, and which the design of the
Senate was to correct and remove. I am, however, sir, by no means in
sentiment with the honorable gentleman, that the rotation proposed
would diminish the senator's ambition to merit the good-will of the
people. Though, at the expiration of his office, he would be
incapacitated for a term of six years, yet to the end of this term
he would look forward with as earnest ambition as if he were
constantly the object of the public suffrages. Nay, while in office,
he would have an additional motive to act well; for, conscious of
the people's inconstant disposition, he would be obliged, in order
to secure a future election, to fix in their minds the most lasting
impression of his services. It is entirely probable that local
interests, opinions, and prejudices, will ever prevail in the
general government, in a greater or less degree. It was upon this
presumption that the small states were induced to join themselves to
the Union.
Hon. Mr. HAMILTON. I am persuaded, Mr. Chairman, that I, in my
turn, shall be indulged in addressing the committee. We all, in
equal sincerity, profess to be anxious for the establishment of a
republican government on a safe and solid basis. It is the object of
the wishes of every honest man in the United States; and I presume I
shall not be disbelieved, when I declare that it is an object, of
all others, the nearest and most dear to my own heart. The means of
accomplishing this great purpose become the most important study
which can interest mankind. It is our duty to examine all those
means with peculiar attention, and to choose the best and most
effectual. It is our duty to draw from nature, from reason, from
examples, the best principles of policy, and to pursue and to apply
them in the formation of our government. We should contemplate and
compare the systems which, in this examination, come under our view;
distinguish, with a careful eye, the defects and excellences of
each, and, discarding the former, incorporate the latter, as far as
circumstances will admit, into our Constitution. If we pursue a
different course, and neglect this duty, we shall probably
disappoint the expectation of our country and of the world.
In the commencement of a revolution which received its birth from
the usurpations of tyranny, nothing was more natural than that the
public mind should be influenced by an extreme spirit of jealousy.
To resist these encroachments, and to nourish this spirit, was the
great object of all our public and private institutions. The zeal
for liberty became predominant and excessive. In forming our
Confederation, this passion alone seemed to actuate us, and we
appear to have had no other view than to secure ourselves from
despotism. The object certainly was a valuable one, and deserved our
utmost attention; but, sir, there is another object, equally
important, and which our enthusiasm rendered us little capable of
regarding: I mean a principle of strength and stability
in the organization of our government, and vigor in its
operations. This purpose could never be accomplished but by the
establishment of some select body, formed particularly upon this
principle. There are few positions more demonstrable than that there
should be, in every republic, some permanent body to correct the
prejudices, check the intemperate passions, and regulate the
fluctuations, of a popular assembly. It is evident that a body
instituted for these purposes must be so formed as to exclude, as
much as possible, from its own character, those infirmities, and
that mutability, which it is designed to remedy. It is, therefore,
necessary that it should be small, that it should hold its authority
during a considerable period, and that it should have such an
independence in the exercise of its powers, as will divest it, as
much as possible, of local prejudices. It should be so formed as to
be the centre of political knowledge, to pursue always a steady line
of conduct, and to reduce every irregular propensity to system.
Without this establishment, we may make experiments without end, but
shall never have an efficient government.
It is an unquestionable truth, that the body of the people, in
every country, desire sincerely its prosperity; but it is equally
unquestionable, that they do not possess the discernment and
stability necessary for systematic government. To deny that they are
frequently led into the grossest errors by misinformation and
passion, would be a flattery which their own good sense must
despise. That branch of administration, especially, which involves
our political relation with foreign states, a community will ever be
incompetent to. These truths are not often held up in public
assemblies; but they cannot be unknown to any who hear me.
From these principles it follows that there ought to be two
distinct bodies in our government — one which shall be immediately
constituted by and peculiarly represent the people, and possess all
the popular features; another formed upon the principle and for the
purposes before explained. Such considerations as these induced the
Convention who formed your state Constitution to institute a Senate
upon the present plan. The history of ancient and modern republics
had taught them that many of the evils which these republics
suffered arose from the want of a certain balance and mutual control
indispensable to a wise administration; they were convinced that
popular assemblies were frequently misguided by ignorance, by sudden
impulses, and the intrigues of am bilious men, and that some firm
barrier against these operations was necessary: they, therefore,
instituted your Senate, and the benefits we have experienced have
fully justified their conceptions.
Now, sir, what is the tendency of the proposed amendment? To take
away the stability of government by depriving the Senate of its
permanency; to make this body subject to the same weakness and
prejudices which are incident to popular assemblies, and which it
was instituted to correct; and, by thus assimilating the complexion
of the two branches, destroy the balance between them. The amendment
will render the senator a slave to all the capricious humors among
the people. It will probably be here suggested, that the
legislatures, not the people, are to have the power to recall.
Without attempting to prove that the legislatures must be, in a
great degree, the image of the multitude, in respect to federal
affairs, and that the same prejudices and factions will prevail, I
insist that, in whatever body the power of recall is vested, the
senator will perpetually feel himself in such a state of vassalage
and dependence, that he never can possess that firmness which is
necessary to the discharge of his great duty to the Union.
Gentlemen, in their reasoning, have placed the interests of the
several states, and those of the United States, in contrast; this is
not a fair view of the subject; they must necessarily be involved in
each other. What we apprehend is, that some sinister prejudice, or
some prevailing passion, may assume the form of a genuine interest.
The influence of these is as powerful as the most permanent
conviction of the public good; and against this influence we ought
to provide. The local interests of a state ought, in every case, to
give way to the interests of the Union; for when a sacrifice of one
or the other is necessary, the former becomes only an apparent
partial interest, and should yield, on the principle that the small
good ought never to oppose the great one. When you assemble from
your several counties in the legislature, were every member to be
guided only by the apparent interest of his county, government would
be impracticable. There must be a perpetual accommodation and
sacrifice of local advantage to general expediency; but the spirit
of a mere popular assembly would rarely be actuated by this
important principle. It is therefore absolutely necessary that the
Senate should be so formed as to be unbiased by false conceptions of
the real interests or undue attachment to the apparent good of their
several states.
Gentlemen indulge too many unreasonable apprehensions of danger
to the state governments; they seem to suppose that, the moment you
put men into a national council, they become corrupt and tyrannical,
and lose all affection for their fellow-citizens. But can we imagine
that the senators will ever be so insensible of their own advantage
as to sacrifice the genuine interest of their constituents? The
state governments are essentially necessary to the form and spirit
of the general system. As long, therefore, as Congress have a full
conviction of this necessity, they must, even upon principles purely
national, have as firm an attachment to the one as to the other.
This conviction can never leave them, unless they become madmen.
While the Constitution continues to be read, and its principles
known, the states must, by every rational man, be considered as
essential, component parts of the Union; and therefore the idea of
sacrificing the former to the latter is wholly inadmissible.
The objectors do not advert to the natural strength and resources
of state governments, which will ever give them an important
superiority over the general government. If we compare the nature of
their different powers, or the means of popular influence which each
possesses, we shall find the advantage entirely on the side of the
states. This consideration, important as it is, seems to have been
little attended to. The aggregate number of representatives
throughout the states may be two thousand. The personal influence
will, therefore, be proportionably more extensive than that of one
or two hundred men in Congress. The state establishments of civil
and military officers of every description, infinitely surpassing in
number any possible correspondent establishments in the general
government, will create such an extent and complication of
attachments, as will ever secure the predilection and support of the
people. Whenever, therefore, Congress shall meditate any
infringement of the state constitutions, the great body of the
people will naturally take part with their domestic representatives.
Can the general government withstand such a united opposition? Will
the people suffer themselves to be stripped of their privileges?
Will they suffer their legislatures to be reduced to a shadow and
name? The idea is shocking to common sense.
From the circumstances already explained, and many others which
might be mentioned, results a complicated, irresistible check, which
must ever support the existence and importance of the state
governments. The danger, if any exists, flows from an opposite
source. The probable evil is, that the general government will be
too dependent on the state legislatures, too much governed by their
prejudices, and too obsequious to their humors; that the states,
with every power in their hands, will make encroachments on the
national authority, till the Union is weakened and dissolved.
Every member must have been struck with an observation of a
gentleman from Albany. Do what you will, says he, local prejudices
and opinions will go into the government. What! shall we then form a
constitution to cherish and strengthen these prejudices? Shall we
confirm the distemper, instead of remedying it? It is undeniable
that there must be a control somewhere. Either the general interest
is to control the particular interests, or the contrary. If the
former, then certainly the government ought to be so framed, as to
render the power of control efficient to all intents and purposes;
if the latter, a striking absurdity follows: the controlling powers
must be as numerous as the varying interests, and the operations of
government must therefore cease; for the moment you accommodate
these different interests, which is the only way to set the
government in motion, you establish a general controlling power.
Thus, whatever constitutional provisions are made to the contrary,
every government will be at last driven to the necessity of
subjecting the partial to the universal interest. The gentlemen
ought always, in their reasoning, to distinguish between the real,
genuine good of a state, and the opinions and prejudices which may
prevail respecting it. The latter may be opposed to the general
good, and consequently ought to be sacrificed; the former is so
involved in it, that it never can be sacrificed. Sir, the main
design of the Convention, in forming the Senate, was to prevent
fluctuations and cabals. With this view, they made that body small,
and to exist for a considerable period. Have they executed this
design too far? The senators are to serve six years. This is only
two years longer than the senators of this state hold their places.
One third of the members are to go out every two years; and in six,
the whole body will be changed. Prior to the revolution, the
representatives in the several colonies were elected for different
periods — for three years, for seven years, &c Were those bodies
ever considered as incapable of representing the people, or as too
independent of them? There is one circumstance which will have a
tendency to increase the dependence of the senators on the states,
in proportion to the duration of their appointments. As the state
legislatures are in continual fluctuation, the senator will have
more attachments to form, and consequently a greater difficulty of
maintaining his place, than one of shorter duration. He will,
therefore, be more cautious and industrious to suit his conduct to
the wishes of his constituents.
Sir, when you take a view of all the circumstances which have
been recited, you will certainly see that the senators will
constantly look up to the state governments with an eye of
dependence and affection. If they are ambitious to continue in
office, they will make every prudent arrangement. for this purpose,
and, whatever may be their private sentiments or politics, they will
be convinced that the surest means of obtaining a reëlection will be
a uniform attachment to the interests of their several states.
The gentlemen, to support their amendment, have observed that the
power to recall, under the old government, has never been exercised.
There is no reasoning in this. The experience of a few years, under
peculiar circumstances, can afford no probable security that it
never will be carried into execution with unhappy effects. A seat in
Congress has been less an object of ambition; and the arts of
intrigue, consequently, have been less practised. Indeed, it has
been difficult to find men who were willing to suffer the
mortifications to which so feeble a government, and so dependent a
station, exposed them.
Sir, if you consider but a moment the purposes for which the
Senate was instituted, and the nature of the business which they
are to transact, you will see the necessity of giving them duration.
They, together with the President, are to manage all our concerns
with foreign nations; they must understand all their interests, and
their political systems. This knowledge is not soon acquired; but a
very small part is gained in the closet. Is it desirable, then, that
new and unqualified members should be continually thrown into that
body? When public bodies are engaged in the exercise of general
powers, you cannot judge of the propriety of their conduct, but from
the result of their systems. They may be forming plans which
required time and diligence to bring to maturity. It is necessary,
therefore, that they should have a considerable and fixed duration,
that they may make their calculations accordingly. If they are to be
perpetually fluctuating, they can never have that responsibility
which is so important in republican governments. In bodies subject
to frequent changes, great political plans must be conducted by
members in succession. A single assembly can have but a partial
agency in them, and, consequently, cannot properly be answerable for
the final event. Considering the Senate, therefore, with a view to
responsibility, duration is a very interesting and essential
quality. There is another view in which duration in the Senate
appears necessary. A government changeable in its policy must soon
lose its sense of national character, and forfeit the respect of
foreigners. Senators will not be solicitous for the reputation of
public measures, in which they had but a temporary concern, and will
feel lightly the burden of public disapprobation, in proportion to
the number of those who partake of the censure. Our political rivals
will ever consider our mutable counsels as evidence of deficient
wisdom, and will be little apprehensive of our arriving at any
exalted station in the scale of power.
Such are the internal and external disadvantages which would
result from the principle contended for. Were it admitted, I am
fully persuaded, sir, that prejudices would govern the public
deliberations, and passions rage in the counsels of the Union. If it
were necessary, I could illustrate my subject by historical facts. I
could travel through an extensive field of detail, and demonstrate
that wherever the fatal principle, of the head suffering the control
of the members, has operated, it has proved a fruitful source of
commotions and disorder.
This, sir, is the first fair opportunity that has been offered of
deliberately correcting the errors in government. Instability has
been a prominent and very defective feature in most republican
systems. It is the first to be seen, and the last to be lamented, by
a philosophical inquirer. It has operated most banefully in our
infant republics. It is necessary that we apply an immediate remedy,
and eradicate the poisonous principle from our government. If this
be not done, sir, we shall feel, and posterity will be convulsed by,
a painful malady.
The Hon. Mr. LANSING said, he had very closely attended to the
arguments which had been advanced on the subject; but, however
strongly and ingenuously they had been urged, he confessed they had
not had a tendency to change his sentiments. The principles which
the gentleman had laid down, with respect to a division of the
legislature, and the necessity of a balance, he admitted. If he had
been inclined to dispute the expediency of two distinct branches in
the government, he should not now be taking up the time of the
committee in a contest respecting the form and powers of these two
branches. He granted, therefore, that there ought to be two houses,
to afford a mutual check. The gentleman seemed disposed to render
the federal government entirely independent, and to prevent the
possibility of its ever being influenced by the interests of the
several states; and yet he had acknowledged them to be necessary,
fundamental parts of the system. Where, then, was the check? The
states, having no constitutional control, would soon be found
unnecessary and useless, and would be gradually extinguished. When
this took place, the people would lose their liberties, and be
reduced from the condition of citizens to that of subjects. It had
been remarked, that there were more than two thousand state
representatives throughout the Union, and that the number of civil
and military officers on the state establishments would far exceed
those of the United States; and these circumstances, it has been
said, would create such an attachment and dependence on the state
governments, as would give them a superiority over the general
government. But, said he, were the states arrayed in all the powers
of sovereignty? Could they maintain armies? Had they the unlimited
power of taxation? There was no comparison, he said, between the
powers of the two governments. The circumstances the gentleman had
enumerated, which seemed to be in favor of the states, only proved
that the/people would be under some advantages to discern the
encroachments of Congress, and to take the alarm; but what
would this signify? The gentleman did not mean that his principles
should encourage rebellion; what other resource had they? None, but
to wait patiently till the long terms of their senators were
expired, and then elect other men. All the boasted advantages
enjoyed by the states were finally reduced to this. The gentleman
had spoken of an enmity which would subsist between the general and
state governments: what, then, would be the situation of both? His
wish, he said, was to prevent any enmity, by giving the states a
constitutional and peaceable mode of checking maladministration, by
recalling their senators, and not driving them into hostilities, in
order to obtain redress.
The Hon. Mr. SMITH observed, that, when he had the honor to
address the committee on the preceding question of the
representation, he stated to them his idea, that it would be
impossible, under the new Constitution as it stands, to have such a
genuine representation of the people as would itself form a check in
the government; that therefore it became our duty to provide checks
of another nature. The honorable gentleman from New York had made
many pertinent observations on the propriety of giving stability to
the Senate. The general principles laid down, he thought, were just.
He only disputed the inferences drawn from them, and their
application to the proposed amendments. The only question was,
whether the checks attempted in the amendment were incompatible with
that stability which, he acknowledged, was essential to good
government. Mr. Smith said he did not rise to enter at present into
the debate at large. Indisposition compelled him to beg leave of the
committee to defer what he had to offer to them till the succeeding
day.
WEDNESDAY, June 25. — Section the third was again read,
when
Mr. SMITH resumed his argument, as follows: The amendment
embraces two objects — first, that the senators shall be eligible
for only six years in any term of twelve years; second, that they
shall be subject to the recall of the legislatures of their several
states. It is proper that we take up these points separately. I
concur with the honorable gentleman that there is a necessity for
giving this branch a greater stability than the House of
Representatives. I think his reasons are conclusive on this point.
But, sir, it does not follow, from this position, that the
senators ought to hold their places during life. Declaring them
ineligible during a certain term after six years, is far from
rendering them less stable than necessary. We think the amendments
will place the Senate in a proper medium between a fluctuating and a
perpetual body. As the clause now stands, there is no doubt that
senators will hold their office perpetually; and in this situation
they must of necessity lose their dependence, and attachments to the
people. It is certainly inconsistent with the established principles
of republicanism that the Senate should be a fixed and unchangeable
body of men. There should be, then, some constitutional provision
against this evil. A rotation I consider as the best possible mode
of effecting a remedy. The amendment will not only have a tendency
to defeat any plots which may be formed against the liberty and
authority of the state governments, but will be the best means to
extinguish the factions which often prevail, and which are sometimes
so fatal to legislative bodies. This appears to me an important
consideration. We have generally found that perpetual bodies have
either combined in some scheme of usurpation, or have been torn and
distracted with cabals. Both have been the source of misfortunes to
the state. Most people acquainted with history will acknowledge
these facts. Our Congress would have been a fine field for party
spirit to act in. That body would undoubtedly have suffered all the
evils of faction, had it not been secured by the rotation
established by the Articles of Confederation. I think a rotation
in the government is a very important and truly republican
institution. All good republicans, I presume to say, will treat it
with respect.
It is a circumstance strongly in favor of rotation, that it will
have a tendency to diffuse a more general spirit of emulation, and
to bring forward into office the genius and abilities of the
continent: the ambition of gaining the qualifications necessary to
govern will be in some proportion to the chance of success. If the
office is to be perpetually confined to a few, other men, of equal
talents and virtue, but not possessed of so extensive an influence,
may be discouraged from aspiring to it. The more perfectly we are
versed in the political science, the more firmly will the happy
principles of republicanism be supported. The true policy of
constitutions will be to increase the information of the country,
and disseminate the knowledge of government as universally as
possible. If this be done, we shall have, in any dangerous
emergency, a numerous body of enlightened citizens, ready for the
call of their country. As the Constitution now is, you only give an
opportunity to two men to be acquainted with the public affairs. It
is a maxim with me that every man employed in a high office by the
people, should, from time to time, return to them, that he
may be in a situation to satisfy them with respect to his conduct
and the measures of administration. If I recollect right, it was
observed by an honorable member from New York, that this amendment
would be an infringement on the natural rights of the people. I
humbly conceive, if the gentleman reflects maturely on the nature of
his argument, he will acknowledge its weakness. What is government
itself but a restraint upon the natural rights of the people? What
constitution was ever devised that did not operate as a restraint on
their original liberties? What is the whole system of
qualifications, which take place in all free governments, but a
restraint? Why is a certain age made necessary? why a certain term
of citizenship? This Constitution itself, sir, has restraints
innumerable. The amendment, it is true, may exclude two of the best
men; but it can rarely happen that the state will sustain any
material loss by this. I hope and believe that we shall always have
more than two men who are capable of discharging the duty of a
senator. But, if it should so happen that the state possessed only
two capable men, it would be necessary they should return home, from
time to time, to inspect and regulate our domestic affairs. I do not
conceive the state can suffer any inconvenience. The argument,
indeed, might have some weight, were the representation very large;
but, as the power is to be exercised upon only two men, the
apprehensions of the gentleman are entirely without foundation.
With respect to the second part of the amendment, I would
observe, that, as the senators are the representatives of the
state legislatures, it is reasonable and proper that they should
be under their control. When a state sends an agent commissioned to
transact any business, or perform any service, it certainly ought to
have a power to recall. These are plain principles, and so far as
they apply to the case under examination, they ought to be adopted
by us. Form this government as you please, you must, at all events,
lodge in it very important powers. These powers must be in the hands
of a few men, so situated as to procure a small degree of
responsibility. These circumstances ought to put us upon our guard,
and the inconvenience of this necessary delegation of power should
be corrected, by providing some suitable checks.
Against this part of the amendment a great deal of argument has
been used, and with considerable plausibility. It is said, if the
amendment takes place, the senators will hold their office only
during the pleasure of the state legislatures, and consequently will
not possess the necessary firmness and stability. I conceive, sir,
there is a fallacy in this argument, founded upon the suspicion that
the legislature of a state will possess the qualities of a mob, and
be incapable of any regular conduct. I know that the impulses of the
multitude are inconsistent with systematic government. The people
are frequently incompetent to deliberate discussion, and subject to
errors and imprudences. Is this the complexion of the state
legislatures? I presume it is not. I presume that they are never
actuated by blind impulses; that they rarely do things hastily and
without consideration. My apprehension is, that the power of recall
would not be exercised as often as it ought. It is highly improbable
that a man in whom the state has confided, and who has an
established influence, will be recalled, unless his conduct has been
notoriously wicked. The arguments of the gentleman, therefore, do
not apply in this case. It is further observed, that it would be
improper to give the legislatures this power, because the local
interests and prejudices ought not to be admitted into the general
government; and that, if the senator is rendered too dependent on
his constituents, he will sacrifice the interests of the Union to
the policy of his state. Sir, the Senate has been generally held up,
by all parties, as a safeguard to the rights of the several states.
In this view, the closest connection between them has been
considered as necessary. But now, it seems, we speak in a different
language; we now look upon the least attachment to their states as
dangerous; we are now for separating them, and rendering them
entirely independent, that we may root out the last vestige of state
sovereignty.
An honorable gentleman from New York observed yesterday, that the
states would always maintain their importance and authority,
on account of their superior influence over the people. To prove
this influence, he mentioned the aggregate number of the state
representatives throughout the continent. But I ask him how long the
people will retain their confidence for two thousand representatives
who shall meet once in a year to make laws for regulating the height
of your fences and the repairing of your roads. Will they not, by
and by, be saying, Here, we are paying a great number of men for
doing nothing: we had better give up all the civil business of our
state, with its powers, to Congress, who are sitting all the year
round: we had better get rid of the useless burden. That matters
will come to this at last, I have no more doubt than I have of my
existence. The state governments, without object or authority, will
soon dwindle into insignificance, and be despised by the people
themselves. I am, sir, at a loss to know how the state
legislatures will spend their time. Will they make laws to
regulate agriculture? I imagine this will be best regulated by the
sagacity and industry of those who practise it. Another reason
offered by the gentleman is, that the states will have a greater
number of officers than the general government. I doubt this. Let us
make a comparison. In the first place, the federal government must
have a complete set of judicial officers of different ranks
throughout the continent; then, a numerous train of executive
officers, in all the branches of the revenue, both internal and
external; and all the civil and military departments. Add to this,
their salaries will probably be larger and better secured
than those of any state officers. If these numerous offices are not
at once established, they are in the power of Congress, and will all
in time be created. Very few offices will be objects of ambition in
the states. They will have no establishment at all to correspond
with some of those I have mentioned; in other branches, they will
have the same as Congress. But I ask, What will be their comparative
influence and importance? I will leave it, sir, to any man of candor
to determine whether there will not probably be more lucrative and
honorable places in the gift of Congress than in the disposal of the
states altogether. But the whole reasoning of the gentlemen rests
upon the principle that the states will be able to check the general
government, by exciting the people to opposition: it only goes to
prove that the state officers will have such influence over the
people as to impel them to hostility and rebellion. This kind of
check, I contend, would be a pernicious one, and certainly ought to
be prevented. Checks in government ought to act silently, and
without public commotion. I think that the harmony of the two powers
should by all means be maintained: if it be not, the operation of
government will be baneful; one or the other of the parties must
finally be destroyed in the conflict. The constitutional line
between the authority of each should be so obvious, as to leave no
room for jealous apprehensions or violent contests.
It is further said, that the operation of local interests should
be counteracted; for which purpose the Senate should be rendered
permanent. I conceive that the true interest of every state is the
interest of the whole; and that, if we should have a well-regulated
government, this idea will prevail. We shall, indeed, have few local
interests to pursue, under the new Constitution, because it limits
the claims of the states by so close a line, that on their part
there can be but little dispute, and little worth disputing about.
But, sir, I conceive that partial interests will grow continually
weaker, because there are not those fundamental differences between
the real interests of the several states, which will long prevent
their coming together, and becoming uniform. Another argument
advanced by the gentlemen is, that our amendment would be the means
of producing factions among the electors; that aspiring men
would misrepresent the conduct of a faithful senator, and by
intrigue procure a recall upon false grounds, in order to
make room for themselves. But, sir, men who are ambitious for places
will rarely be disposed to render those places unstable. A truly
ambitious man will never do this, unless he is mad. It is not to be
supposed that a state will recall a man once in twenty years, to
make way for another. Dangers of this kind are very remote: I think
they ought not to be brought seriously into view.
More than one of the gentlemen have ridiculed my apprehensions of
corruption. How, say they, are the people to be corrupted? By their
own money? Sir, in many countries, the people pay money to corrupt
themselves: why should it not happen in this? Certainly, the
Congress will be as liable to corruption as other bodies of
men. Have they not the same frailties, and the same temptations?
With respect to the corruption arising from the disposal of offices,
the gentlemen have treated the argument as insignificant. But let
any one make a calculation, and see whether there will not be good
offices enough to dispose of to every man who goes there, who will
then freely resign his seat; for can any one suppose that a member
of Congress will not go out and relinquish his four dollars a day,
for two or three thousand pounds a year? It is here objected that no
man can hold an office created during the time he is in Congress.
But it will be easy for a man of influence, who has in his eye a
favorite office previously created, and already tilled, to say to
his friend who holds it, Here, I will procure you another place of
more emolument, provided you will relinquish yours in favor of me.
The Constitution appears to be a restraint, when, in fact, it is
none at all. I presume, sir, there is not a government in the world
in which there is a greater scope for influence and corruption in
the disposal of offices. Sir, I will not declaim, and say all men
are dishonest; but I think, in forming a constitution, if we presume
this, we shall be on the safest side. This extreme is certainly less
dangerous than the other. It is wise to multiply checks to a greater
degree than the present state of things requires. It is said that
corruption has never taken place under the old government: I believe
gentlemen hazard this assertion without proofs. That it has taken
place in some degree is very probable. Many millions of money have
been put into the hands of government, which have never yet been
accounted for: the accounts are not yet settled, and Heaven only
knows when they will be.
I have frequently observed a restraint upon the state
governments, which Congress never can be under, construct that body
as you please. It is a truth capable of demonstration, that the
nearer the representative is to his constituents, the more attached
and dependent he will be. In the states, the elections are frequent,
and the representatives numerous: they transact business in the
midst of their constituents, and every man must be called upon to
account for his conduct. In this state, the council of appointment
are elected for one year. The proposed Constitution establishes a
council of appointment who will be perpetual. Is there any
comparison between the two governments in point of security? It is
said that the governor of this state is always eligible; but this is
not in point. The governor of this state is limited in his powers;
indeed, his authority is small and insignificant, compared to that
of the Senate of the United States.
The Hon. Mr. HAMILTON. Mr. Chairman, in debates of this kind, it
is extremely easy, on either side, to say a great number of
plausible things. It is to be acknowledged that there is even a
certain degree of truth in the reasonings on both sides. In this
situation, it is the province of judgment and good sense to
determine their force and application, and how far the arguments
advanced on one side are balanced by those on the other. The
ingenious dress in which both may appear renders it a difficult task
to make this decision, and the mind is frequently unable to come to
a safe and solid conclusion. On the present question, some of the
principles on each side are admitted, and the conclusions from them
denied, while other principles, with their inferences, are rejected
altogether. It is the business of the committee to seek the truth in
this labyrinth of argument.
There are two objects in forming systems of government —
safety for the people, and energy in the administration.
When these objects are united, the certain tendency of the system
will be to the public welfare. If the latter object be neglected,
the people's security will be as certainly sacrificed as by
disregarding the former. Good constitutions are formed upon a
comparison of the liberty of the individual with the strength of
government: if the tone of either be too high, the other will be
weakened too much. It is the happiest possible mode of conciliating
these objects, to institute one branch peculiarly endowed with
sensibility, another with knowledge and firmness. Through the
opposition and mutual control of these bodies, the government will
reach, in its operations, the perfect balance between liberty and
power. The arguments of the gentlemen chiefly apply to the former
branch — the House of Representatives. If they will calmly consider
the different nature of the two branches, they will see that the
reasoning which justly applies to the representative house, will go
to destroy the essential qualities of the Senate. If the former is
calculated perfectly upon the principles of caution, why should you
impose the same principles upon the latter, which is designed for a
different operation? Gentlemen, while they discover a laudable
anxiety for the safety of the people, do not attend to the important
distinction I have drawn. We have it constantly held up to us, that,
as it is our chief duty to guard against tyranny, it is our policy
to form all the branches of government for this purpose.
Sir, it is a truth sufficiently illustrated by experience, that
when the people act by their representatives, they are
commonly irresistible. The gentleman admits the position,
that stability is essential to the government, and yet enforces
principles which, if true, ought to banish stability from the
system. The gentleman observes, that there is a fallacy in my
reasoning, and informs us that the legislatures of the states, not
the people, are to appoint the senators. Does he reflect that they
are the immediate agents of the people, that they are so constituted
as to feel all their prejudices and passions, and to be governed, in
a great degree, by their misapprehensions? Experience must have
taught him the truth of this. Look through their history: what
factions have arisen from the most trifling causes! What intrigues
have been practised for the most illiberal purposes! Is not the
state of Rhode Island, at this moment, struggling under difficulties
and distresses, for having been led blindly by the spirit of the
multitude? What is her legislature but the picture of a mob?
In this state, we have a senate, possessed of the proper qualities
of a permanent body. Virginia, Maryland, and a few other states, are
in the same situation. The rest are either governed by a single
democratic assembly, or have a senate constituted entirely upon
democratic principles. These have been more or less embroiled in
factions, and have generally been the image and echo of the
multitude. It is difficult to reason on this point, without touching
on certain delicate chords. I could refer you to periods and
conjunctures when the people have been governed by improper
passions, and led by factious and designing men. I could show that
the same passions have infected their representatives. Let us beware
that we do not make the state legislatures a vehicle in which the
evil humors may be conveyed into the national system. To prevent
this, it is necessary that the Senate should be so formed, as
in some measure to check the state governments, and preclude
the communication of the false impressions which they receive from
the people. It has been often repeated, that the legislatures of the
states can have only a partial and confined view of national
affairs; that they can form no proper estimate of great objects
which are not in the sphere of their interests. The observation of
the gentleman, therefore, cannot take off the force of argument.
Sir, the senators will constantly be attended with a reflection,
that their future existence is absolutely in the power of the
states. Will not this form a powerful check? It is a reflection
which applies closely to their feelings and interests; and no candid
man, who thinks deliberately, will deny that it would be alone a
sufficient check. The legislatures are to provide the mode of
electing the President, and must have a great influence over the
electors. Indeed, they convey their influence, through a thousand
channels, into the general government. Gentlemen have endeavored to
show that there will be no clashing of local and general interests:
they do not seem to have sufficiently considered the subject. We
have, in this state, a duty of sixpence per pound on salt, and it
operates lightly and with advantage; but such a duty would be very
burdensome to some of the states. If Congress should, at any time,
find it convenient to impose a salt tax, would it not be opposed by
the Eastern States? Being themselves incapable of feeling the
necessity of the measure, they could only feel its apparent
injustice. Would it be wise to give the New England States a power
to defeat this measure, by recalling their senators who may be
engaged for it? I beg the gentlemen once more to attend to the
distinction between the real and the apparent interests of the
states. I admit that the aggregate of individuals constitute the
government; yet every state is not the government; every petty
district is not the government. Sir, in our state legislatures, a
compromise is frequently necessary between the interests of
counties: the same must happen, in the general government, between
states. In this, the few must yield to the many; or, in other words,
the particular must be sacrificed to the general interest. If the
members of Congress are too dependent on the state legislatures,
they will be eternally forming secret combinations from local views.
This is reasoning from the plainest principles. Their interest is
interwoven with their dependence, and they will necessarily yield to
the impression of their situation. Those who have been in Congress
have seen these operations. The first question has been, How will
such a measure affect my constituents, and, consequently, how will
the part I take affect my reëlection? This consideration may be in
some degree proper; but to be dependent from day to day, and to have
the idea perpetually present, would be the source of numerous evils.
Six years, sir, is a period short enough for a proper degree
of dependence. Let us consider the peculiar state of this body, and
see under what impressions they will act. One third of them
are to go out at the end of two years, two thirds at four
years, and the whole at six years. When one year is elapsed,
there is a number who are to hold their places for one year, others
for three, and others for five years. Thus there will not only be a
constant and frequent change of members, but there will be some
whose office is near the point of expiration, and who, from this
circumstance, will have a lively sense of their dependence. The
biennial change of members is an excellent invention for
increasing the difficulty of combination. Any scheme of usurpation
will lose, every two years, a number of its oldest advocates, and
their places will be supplied by an equal number of new,
unaccommodating, and virtuous men. When two principles are equally
important, we ought, if possible, to reconcile them, and sacrifice
neither. We think that safety and permanency in this government are
completely reconcilable. The state governments will have, from the
causes I have described, a sufficient influence over the Senate,
without the check for which the gentlemen contend.
It has been remarked, that there is an inconsistency in our
admitting that the equal vote in the Senate was given to
secure the rights of the states, and at the same time holding up the
idea that their interests should be sacrificed to those of the
Union. But the committee certainly perceive the distinction between
the rights of a state and its interests. The rights of a state are
defined by the Constitution, and cannot be invaded without a
violation of it; but the interests of a state have no connection
with the Constitution, and may be, in a thousand instances,
constitutionally sacrificed. A uniform tax is perfectly
constitutional; and yet it may operate oppressively upon certain
members of the Union. The gentlemen are afraid that the state
governments will be abolished. But, sir, their existence does not
depend upon the laws of the United States. Congress can no more
abolish the state governments, than they can dissolve the Union. The
whole Constitution is repugnant to it, and yet the gentlemen would
introduce an additional useless provision against it. It is proper
that the influence of the states should prevail to a certain extent.
But shall the individual states be the judges how far? Shall an
unlimited power be left them to determine in their own favor? The
gentlemen go into the extreme: instead of a wise government, they
would form a fantastical Utopia. But, sir, while they give it a
plausible, popular shape, they would render it impracticable. Much
has been said about factions. As far as my observation has extended,
factions in Congress have arisen from attachment to state
prejudices. We are attempting, by this Constitution, to abolish
factions, and to unite all parties for the general welfare. That a
man should have the power, in private life, of recalling his agent,
is proper; because, in the business in which he is engaged, he has
no other object but to gain the approbation of his principal. Is
this the case with the senator? Is he simply the agent of the state?
No. He is an agent for the Union, and he is bound to perform
services necessary to the good of the whole, though his state should
condemn them.
Sir, in contending for a rotation, the gentlemen carry their zeal
beyond all reasonable bounds. I am convinced that no government,
founded on this feeble principle, can operate well: I believe also
that we shall be singular in this proposal. We have not felt the
embarrassments resulting from rotation that other states have; and
we hardly know the strength of their objection to it. There is no
probability that we shall ever persuade a majority of the states to
agree to this amendment. The gentlemen deceive themselves; the
amendment would defeat their own design. When a man knows he must
quit his station, let his merit be what it may, he will turn his
attention chiefly to his own emolument: nay, he will feel
temptations, which few other situations furnish, to perpetuate his
power by unconstitutional usurpations. Men will pursue their
interests. It is as easy to change human nature as to oppose the
strong current of the selfish passions. A wise legislator will
gently divert the channel, and direct it, if possible, to the public
good.
It has been observed, that it is not possible there should be in
a state only two men qualified for senators. But, sir, the question
is not, whether there may be no more than two men; but whether, in
certain emergencies, you could find two equal to those whom the
amendment would discard. Important negotiations, or other business
to which they shall be most competent, may employ them at the moment
of their removal. These things often happen. The difficulty of
obtaining men capable of conducting the affairs of a nation in
dangerous times, is much more serious than the gentlemen imagine
As to corruption, sir, admitting, in the President, a
disposition to corrupt, what are the instruments of bribery? It is
said he will have in his disposal a great number of
offices. But how many offices are there, for which a man would
relinquish the senatorial dignity? There may be some in the
judicial, and some in other principal departments. But there are few
whose respectability can, in any measure, balance that of the office
of senator. Men who have been in the Senate once, and who have a
reasonable hope of a reëlection, will not be easily bought by
offices. This reasoning shows that a rotation would be
productive of many disadvantages: under particular
circumstances, it might be extremely inconvenient, if not fatal to
the prosperity of our country.
The Hon. Mr. SMITH. Few observations have fallen from the
gentleman which appear to be new. He supposes factions cannot
exist in the Senate without the knowledge of the state legislatures,
who may, at the expiration of their office, elect other men. I
believe, sir, that factions may prevail to a considerable degree
without being known. Violent factions have sometimes taken place in
Congress, respecting foreign matters, of which the public are
ignorant. Some things have happened which are not proper to be
divulged. So it by no means appears probable that the clashing of
state interests will be the only cause of parties in the government.
It has also been observed that the Senate has the check of the House
of Representatives. The gentlemen are not accurate in stating this
matter. The Senate is vested with certain great exclusive powers;
and in the exercise of these powers, factions may as probably take
place as in any transactions whatever. The honorable member further
remarks that, from the intimate connection between the state
legislatures and the people, the former will be the image of the
latter, and subject to the same passions and prejudices. Now, I will
ask every candid man if this is a true position. Certainly, it
cannot be supposed that a small body of men, selected from the
people for the purpose of making laws, will be incapable of a calm
and deliberate view of political subjects. Experience has not proved
that our legislatures are commonly guilty of errors arising from
this source. There always has been, and ever will be, a considerable
proportion of moderate and well-informed men among them. Though
factions have prevailed, there are no instances of tumultuous
proceedings; no instances to prove that they are not capable of wise
deliberations. It is perhaps useless for me to continue this
discussion, in order to answer arguments which have been answered
before. I shall not, therefore, trouble the committee any more at
present.
Mr. Chancellor LIVINGSTON observed, that it would not, perhaps,
be altogether impertinent to remind the committee, that, since the
intelligence of yesterday,[3] it
had become evident that the circumstances of the country were
greatly altered, and the ground of the present debate changed. The
Confederation, he said, was now dissolved. The question
before the committee was now a question of policy and expediency. He
presumed the Convention would consider the situation of their
country. He supposed, however, that some might contemplate disunion
without pain They might natter themselves that some of the Southern
States would form a league with us; but he could not look without
horror at the dangers to which any such confederacy would expose the
state of New York. He said, it might be political cowardice in him,
but he had felt since yesterday an alteration of circumstances,
which had made a most solemn impression on his mind. The amendment
he considered as derogatory to the principles of the Constitution,
and contrary to the design of the institution of the Senate. It was
as clear as any position proved by experience, that the people, in
many instances, could not know their own good; that, as a body, they
were not capable of pursuing the true road to happiness; and that
they were rarely competent to judge of the politics of a great
nation, or the wisdom of public measures. This principle, he said,
seemed to be admitted. But the gentlemen had remarked that, though
the argument was a good one with respect to the people at large, it
did not apply to the state legislatures. The chancellor acknowledged
that the application in the last case was not so forcible; yet he
contended that the people at large were little less capable of
judging of the civil interests of their state, than the state
legislatures were of comprehending the great political interests of
the Union. He said that no single member of a body could judge
properly of the affairs of that body. The sphere in which the
states moved was of a different nature; the transactions in
which they were engaged were of a different complexion the objects
which came under their view wore an aspect totally dissimilar. The
legislatures of the states, he said, were not elected with a
political view, nor for the same purposes as the members of
Congress. Their business was to regulate the civil affairs of
their several states, and therefore they ought not to possess
powers, to a proper exercise of which they were not competent. The
Senate was to transact all foreign business: of this the states,
from the nature of things, must be entirely ignorant. The
Constitution of New York (continued the chancellor) had contemplated
a deficiency of wisdom in the legislature, even in their domestic
regulations: it had provided a council of revision, to correct their
errors. Would the gentlemen, then, acknowledge that the legislatures
are liable to frequent mistakes in civil affairs, and yet maintain
that they are infallible with respect to the general politics of the
Union?
One gentleman had enumerated the formidable powers of the
Senate, and closed the detail by a piteous description of the
flowing, adamantine wall. He had mentioned the power to try
impeachments. But the power of impeaching was in the House of
Representatives, and that was the important power. It could hardly
be supposed that the representatives would exercise this power for
the purposes of tyranny; but if they should, it certainly could be
of no disadvantage to enable the Senate to check them. In the next
place, he said, the power of appointing officers was
mentioned. This was unfairly stated; the Senate had but a negative
upon the President; they had only an advisory power. In making laws
they had only a partial agency; they were checked by the
representatives and President. To any unprejudiced examiner, he
said, it would appear that the Constitution had provided every
reasonable check, and that the authority of the Senate was
sufficiently circumscribed. But the gentlemen would multiply checks
till the new government was as relaxed and nerveless as the old one.
The Hon. Mr. SMITH took notice of the remark of one of the
gentlemen, that a majority of the states would not agree to the
amendment. He wondered whence the gentleman derived his knowledge.
It was true no state had yet proposed it; but it was equally true
that we had not yet fully obtained the sentiments of any Convention
respecting amendments. The Constitution had been carried in most of
the states, in such a manner that no opportunity was afforded of
bringing forward and discussing them.
With respect to the change of circumstances which had such a
solemn effect upon the honorable gentleman, he confessed it had not
altered his feelings or wishes on the subject. He had long been
convinced that nine states would receive the Constitution. The
gentleman had taken great pains to prove that the state legislatures
would be influenced by the same passions and erroneous views which
actuated the people at large. For his own part, he did not
understand such reasoning; he had always been taught that the state
legislatures were select bodies of men, chosen for their superior
wisdom, and so organized as to be capable of calm and regular
conduct. It had been observed, that the Senate was only a check;
if this was true, he begged to be informed where the positive power
was lodged. The House of Representatives had been held up as a
check; the Senate had been held up as a check. At this rate, it was
a government of negative powers. It had also been remarked that no
man could be qualified for the office of senator till he had had a
long experience, because there was a certain kind of knowledge
necessary, which could only be acquired in the Senate. But, if the
policy of the government was such, said he, as to keep in the
senators till they died, or were displaced, we should always have
but a few men who were acquainted with the duties of their office.
The best way was to limit them to six years; and then let them come
home. We should then always have a large number of men capable of
serving their country in any dangerous conjuncture.
Hon. Mr. LANSING. Mr. Chairman, I do not rise to speak to the
paragraph under consideration, but to make some remarks on the
sentiments of the honorable gentleman from New York, respecting the
change in our situation. That our particular circumstances are in
fact altered since yesterday, I cannot agree. It is true, we have
received information that the ninth state has ratified the
Constitution; but I contend that no such event ought to
influence our deliberations. I presume I shall not be charged with
rashness, if I continue to insist that it is still our duty to
maintain our rights. We acknowledge that our dissent cannot prevent
the operation of the government: since nine states have acceded to
it, let them make the experiment. It has been said that some might
contemplate disunion without terror. I have heard no sentiment from
any gentleman that can warrant such an insinuation. We ought not,
however, to suffer our fears to force us to adopt a system which is
dangerous to liberty. The idea of the importance of this state has
not been entertained by any in sentiment with me. The suggestion
first came from the other side of the house. It was nothing more
than a false construction of our argument, that if, unfortunately, a
disunion should take place, we were not in so bad a situation that
we could not provide for our safety independently of the other
states. Sir, I know not any gentleman who wishes for a dissolution
of the Union. I make this remark because an idea has been
circulated, that there are certain persons in this body who are
disposed to dissolve the Union, which I am persuaded is utterly
false.
Several paragraphs of section 3d being passed over without
debate, the 4th section of article I was read; when
Mr. JONES rose, and observed, that it was a fact universally
known, that the present Confederation had not proved adequate to the
purposes of good government. Whether this arose from the want of
powers in the federal head, or from other causes, he would not
pretend to determine. Some parts of the proposed plan appeared to
him imperfect, or at least not satisfactory. He did not think it
right that Congress should have the power of prescribing or altering
the time, place, and manner of holding elections. He apprehended
that the clause might be so construed as to deprive the states of an
essential right, which, in the true design of the Constitution, was
to be reserved to them. He therefore wished the clause might be
explained, and proposed, for the purpose, the following amendment: —
"Resolved, as the opinion of this committee, that nothing
in the Constitution, now under consideration, shall be construed to
authorize the Congress to make or alter any regulations, in
any state, respecting the times, places, or manner of holding
elections for senators or representatives, unless the legislature of
such state shall neglect or refuse to make laws or regulations for
the purpose, or, from any circumstance, be incapable of making the
same, and then only until the legislature of such state shall make
provision in the premises."
The Hon. Mr. JAY said that, as far as he understood the ideas of
the gentleman, he seemed to have doubts with respect to this
paragraph, and feared it might be misconstrued and abused. He said
that every government was imperfect, unless it had a power of
preserving itself. Suppose that, by design or accident, the states
should neglect to appoint representatives; certainly there
should be some constitutional remedy for this evil. The obvious
meaning of the paragraph was, that, if this neglect should take
place, Congress should have power, by law, to support the
government, and prevent the dissolution of the Union. He believed
this was the design of the federal Convention.
The Hon. R. MORRIS suggested, that, so far as the people,
distinct from their legislatures, were concerned in the operation of
the Constitution, it was absolutely necessary that the existence of
the general government should not depend, for a moment, on the will
of the state legislatures. The power of perpetuating the government
ought to belong to their federal representatives; otherwise, the
right of the people would be essentially abridged.
His excellency, Governor CLINTON, rose, just to notice the
attempts that had been made to influence the committee by fear, and
to introduce gloomy reflections upon the situation of the state.
This had been done in heightened colors, and, he thought, in an
indelicate manner. He said, he had observed also, in the course of
the debates, that a distinction had been kept up between the state
legislatures and the representatives of the people, and also between
the legislatures and the senators. He did not think these
distinctions warrantable. They were distinctions which would never
appear in operation, while the government was well administered. It
was true, he said, the representatives of the people, and the
senators, might deviate from their duty, and express a will distinct
from that of the people, or that of the legislatures; but any body
might see that this must arise from corruption. Congress, in all its
branches, was to speak the will of the people, and that will was
law, and must be uniform. The distinction, therefore, of the
honorable gentleman could have no proper weight in the discussion of
this question.
Mr. JAY did not think the gentleman had taken up the matter
right. The will of the people certainly ought to be the law,
but the only question was, How was this will to be expressed: —
whether the will of the people, with respect to the time, place, and
manner of holding elections, ought to be expressed by the general
government, or by the state legislatures.
Mr. M. SMITH proposed the following addition to Mr. Jones's
motion: —
"And that each state shall be divided into as many districts as
the representatives it is entitled to, and that each representative
shall be chosen by a majority of votes."
But on suggestion that this motion was ill timed, it was
withdrawn for the present.
THURSDAY, June 26. — Mr. SMITH again moved the additional
amendment proposed the preceding day; when the Hon. Mr. DUANE called
on him to explain the motives which induced his proposal.
Mr. SMITH expressed his surprise that the gentleman should want
such an explanation. He conceived that the amendment was founded on
the fundamental principles of representative government. As the
Constitution stood, the whole state might be a single district for
election. This would be improper. The state should be divided into
as many districts as it sends representatives. The whole number of
representatives might otherwise be taken from a small part of the
state, and the bulk of the people, therefore, might not be fully
represented. He would say no more at present on the propriety of the
amendment. The principle appeared to him so evident, that he hardly
knew how to reason upon it, until he heard the arguments of the
gentlemen in opposition.
Mr. DUANE. I will not examine the merits of the measure the
gentleman recommends. If the proposed mode of election be the best,
the legislature of this state will undoubtedly adopt it. But I wish
the gentleman to prove that his plan will be practicable, and will
succeed. By the Constitution of this state, the representatives are
apportioned among the counties, and it is wisely left to the people
to choose whom they will, in their several counties, without any
further division into districts. Sir, how do we know the proposal
will be agreeable to the other states? Is every state to be
compelled to adopt our ideas on all subjects? If the gentleman will
reflect, I believe he will be doubtful of the propriety of these
things. Will it not seem extraordinary that any one state should
presume to dictate to the Union? As the Constitution stands, it will
be in the power of each state to regulate this important point.
While the legislatures do their duty, the exercise of their
discretion is sufficiently secured. Sir, this measure would carry
with it a presumption which I should be sorry to see in the acts of
this state. It is laying down, as a principle, that whatever may
suit our interest or fancy should be imposed upon our sister states.
This does not seem to correspond with that moderation which I hope
to see in all the proceedings of this Convention.
Mr. SMITH. The gentleman misunderstands me. I did not mean the
amendment to operate on the other states: they may use their
discretion. The amendment is in the negative. The very design of it
is to enable the states to act their discretion, without the control
of Congress. So the gentleman's reasoning is directly against
himself.
If the argument had any force, it would go against proposing any
amendment at all; because, says the gentleman, it would be dictating
to the Union. What is the object of our consultations? For my part,
I do not know, unless we are to express our sentiments of the
Constitution before we adopt it. It is only exercising the privilege
of freemen; and shall we be debarred from this? It is said, it is
left to the discretion of the states. If this were true, it would be
all we contend for. But, sir, Congress can alter as they please any
mode adopted by the states. What discretion is there here? The
gentleman instances the Constitution of New York, as opposed to my
argument. I believe that there are now gentlemen in this house, who
were members of the Convention of this state, and who were inclined
for an amendment like this. It is to be regretted that it was not
adopted. The fact is, as your Constitution stands, a man may have a
seat in your legislature, who is not elected by a majority of his
constituents. For my part, I know of no principle that ought to be
more fully established than the right of election by a majority.
Mr. DUANE. I neglected to make one observation which I think
weighty. The mode of election recommended by the gentleman
must be attended with great embarrassments. His idea is, that a
majority of all the votes should be necessary to return a
member.
I will suppose a state divided into districts. How seldom
will it happen that a majority of a district will unite their votes
in favor of one man! In a neighboring state, where they have this
mode of election, I have been told that it rarely happens that more
than one half unite in a choice. The consequence is, they are
obliged to make provision, by a previous election, for nomination,
and another election for appointment; thus suffering the
inconvenience of a double election. If the proposition was adopted,
I believe we should be seldom represented — the election must be
lost. The gentleman will, therefore, I presume, either abandon his
project, or propose some remedy for the evil I have described.
Mr SMITH. I think the example the gentleman adduces is in my
favor. The states of Massachusetts and Connecticut have regulated
elections in the mode I propose; but it has never been considered
inconvenient, nor have the people ever been unrepresented. I mention
this to show that the thing has not proved impracticable in those
states. If not, why should it in New York?
After some further conversation, Mr. LANSING proposed the
following modification of Mr. Smith's motion —
"And that nothing in this Constitution shall be construed to
prevent the legislature of any state to pass laws, from time to
time, to divide such state into as many convenient districts as the
state shall be entitled to elect representatives for Congress, nor
to prevent such legislature from making provision, that the electors
in each district shall choose a citizen of the United States, who
shall have been an inhabitant of the district, for the term of one
year immediately preceding the time of his election, for one of the
representatives of such state."
Which being added to the motion of Mr. Jones, the committee
passed the succeeding paragraphs without debate, till they came to
the 2d clause of section 6. Mr. LANSING then proposed the following
amendment: —
"No senator or representative shall, during the time for which he
was elected, be appointed to any office under the authority of the
United States, and no person holding any office under the United
States shall be a member of either house during his continuance in
office."
On which no debate took place. The 7th section was also passed
over, and the first paragraph of section 8 was read; when
The Hon. Mr. WILLIAMS spoke as follows: In the preamble, the
intent of the Constitution, among other things, is declared to be,
"to provide for the common defence, and promote the general
welfare;" and in the clause under consideration, the power is in
express words given to Congress "to provide for the common defence
and general welfare." And in the last paragraph of the same section,
there is an express authority to make all laws which shall be
necessary and proper for the carrying into execution this power. It
is therefore evident that the legislature, under this Constitution,
may pass any law which they may think proper. It is true, the 9th
section restrains their power with respect to certain objects. But
these restrictions arc very limited, some of them improper, some
unimportant, and others not easily understood. Sir, Congress have
authority to lay and collect taxes, duties, imposts, and excises,
and to pass all laws which shall be necessary and proper for
carrying this power into execution; and what limitation, if any, is
set to the exercise of this power by the Constitution?
Sir, to detail the particulars comprehended in the general terms,
taxes, duties, imposts, and excises, would take up
more time than would be proper at present; indeed, it would be a
task far beyond my ability, and to which no one can be competent,
unless possessed of a mind capable of comprehending every possible
source of revenue; for they extend to every possible means of
raising money, whether by direct or indirect taxation. Under this
clause may be imposed a poll-tax, a tax on houses and buildings, on
windows and fireplaces, on cattle, and on all kinds of personal
property. It extends to duties on all kinds of goods, to tonnage and
poundage of vessels, to duties on written instruments, newspapers,
almanacs, &c. It comprehends an excise on all kinds of liquors,
spirits, wine, cider, beer, &c.; indeed, on every necessary or
convenience of life, whether of foreign or home growth or
manufacture. In short, we can have no conception of any way in which
a government can raise money from the people, but what is included
in one or the other of these general terms. Every source of revenue
is therefore committed to the hands of the general legislature. Not
only these terms are very comprehensive, and extend to a vast number
of objects, but the power to lay and collect has great latitude: it
will lead to the passing of a vast number of laws, which may affect
the personal rights of the citizens of the states, and put their
lives in jeopardy. It will open a door to the appointment of a swarm
of revenue and excise officers, to prey upon the honest and
industrious part of the community.
Let us inquire also what is implied in the authority to pass all
laws which shall be necessary and proper to carry this power into
execution. It is perhaps utterly impossible fully to define this
power. The authority granted in the first clause can only be
understood, in its full extent, by descending to all the particular
cases in which a revenue can be raised. The number and variety of
these cases are so endless, that no man hath yet been able to reckon
them up. The greatest geniuses of the world have been for ages
employed in the research, and when mankind had supposed the subject
was exhausted, they have been astonished with the refined
improvements that have been made in modern times, and especially in
the English nation, on the subject. If, then, the objects of this
power cannot be comprehended, how is it possible to understand the
extent of that power which can pass all laws that may be necessary
and proper for carrying it into execution? A case cannot be
conceived which is not included in this power. It is well known that
the subject of revenue is the most difficult and extensive in the
science of government: it requires the greatest talents of a
statesman, and the most numerous and exact provisions of a
legislature. The command of the revenues of a state gives the
command of every thing in it. He that hath the purse will have the
sword; and they that have both have every thing; so that Congress
will have every source from which money can be drawn.
I should enlarge on this subject, but as the usual time draws
near for an adjournment, I conclude with this remark, — that I
conceive the paragraph gives too great a power to Congress; and in
order that the state governments should have some resource of
revenue, and the means of support, I beg leave to offer the
following resolution: —
"Resolved, That no excise shall be imposed on any article
of the growth or manufacture of the United States, or any part of
them; and that Congress do not lay direct taxes, but when moneys
arising from the impost and excise are insufficient for the public
exigencies; nor then, until Congress shall first have made a
requisition upon the states, to assess, levy, and pay their
respective proportion of such requisition, agreeably to the census
fixed in the said Constitution, in such way and manner as the
legislatures of the respective states shall judge best; and in such
case, if any state shall neglect or refuse to pay its proportion,
pursuant to such requisition, then Congress may assess and levy such
state's proportion, together with interest thereon, at the rate of
six per cent. per annum, from the time of payment prescribed in such
requisition."
FRIDAY, June 27, Section 8 was again read, and
The Hon. Mr. SMITH rose. We are now come to a part of the system
which requires our utmost attention and most careful investigation.
It is necessary that the powers vested in government should be
precisely denned, that the people may be able to know whether it
moves in the circle of the Constitution. It is the more necessary in
governments like the one under examination, because Congress here is
to be considered as only a part of a complex system. The state
governments are necessary for certain local purposes; the
general government for national purposes. The latter ought to
rest on the former, not only in its form, but in its operations. It
is therefore of the highest importance that the line of jurisdiction
should be accurately drawn; it is necessary, sir, in order to
maintain harmony between the governments, and to prevent the
constant interference which must either be the cause of perpetual
differences, or oblige one to yield, perhaps unjustly, to the other.
I conceive the system cannot operate well, unless it is so contrived
as to preserve harmony. If this be not done, in every contest, the
weak must submit to the strong. The clause before us is of the
greatest importance: it respects the very vital principle of
government. The power is the most efficient and comprehensive that
can be delegated, and seems in some measure to answer for all
others. I believe it will appear evident that money must be raised
for the support of both governments. If, therefore, you give to one
or the other a power which may, in its operation, become exclusive,
it is obvious that one can exist only at the will of the other, and
must ultimately be sacrificed. The power of the general government
extends to the raising of money, in all possible ways, except by
duties on exports; to the laying taxes on imports, lands, buildings,
and even on persons. The individual states, in time, will be allowed
to raise no money at all: the United States will have a right to
raise money from every quarter. The general government has,
moreover, this advantage — all disputes relative to jurisdiction
must be decided in a federal court.
It is a general maxim, that all governments find a use for as
much money as they can raise. Indeed, they have commonly demands for
more. Hence it is that all, as far as we are acquainted, are in
debt. I take this to be a settled truth, that they will all spend as
much as their revenue; that is, will live at least up to their
income. Congress will ever exercise their powers to levy as much
money as the people can pay. They will not be restrained from direct
taxes by the consideration that necessity does not require them. If
they forbear, it will be because the people cannot answer their
demands. There will be no possibility of preventing the clashing of
jurisdictions, unless some system of accommodation is formed.
Suppose taxes are laid by both governments on the same article. It
seems to me impossible that they can operate with harmony. I have no
more conception, that, in taxation, two powers can act together,
than that two bodies can occupy the same place. They will therefore
not only interfere, but they will be hostile to each other. Here are
to be two lists of all kinds of officers — supervisors, assessors,
constables, &c., employed in this business. It is unnecessary that I
should enter into a minute detail, to prove that these complex
powers cannot operate peaceably together, and without one being
overpowered by the other. On one day, the continental collector
calls for the tax; he seizes a horse: the next, the state collector
comes, procures a replevin, and retakes the horse, to satisfy the
state tax. I just mention this to show that the people will not
submit to such a government, and that finally it must defeat itself.
It must appear evident that there will be a constant jarring of
claims and interests. Now, will the states, in this contest, stand
any chance of success? If they will, there is less necessity for our
amendment. But consider the superior advantages of the general
government. Consider their extensive, exclusive revenues, the vast
sums of money they can command, and the means they thereby possess
of supporting a powerful standing force. The states, on the
contrary, will not have the command of a shilling or a soldier. The
two governments will be like two men contending for a certain
property. The one has no interest but that which is the subject of
the controversy, while the other has money enough to carry on the
lawsuit for twenty years. By this clause unlimited powers in
taxation are given. Another clause declares that Congress shall have
power to make all laws necessary to carry the Constitution into
effect. Nothing, therefore, is left to construction; but the
powers are most express. How far the state legislatures will be able
to command a revenue, every man, on viewing the subject, can
determine. If he contemplates the ordinary operation of causes, he
will be convinced that the powers of the confederacy will swallow up
those of the members. I do not suppose that this effect will be
brought about suddenly. As long as the people feel universally and
strongly attached to the state governments, Congress will not be
able to accomplish it. If they act prudently, their powers will
operate and be increased by degrees. The tendency of taxation,
though it be moderate, is to lessen the attachment of the citizens.
If it becomes oppressive, it will certainly destroy their
confidence. While the general taxes are sufficiently heavy, every
attempt of the states to enhance them will be considered as a
tyrannical act, and the people will lose their respect and affection
for a government which cannot support itself without the most
grievous impositions upon them. If the Constitution is accepted as
it stands, I am convinced that in seven years as much will be said
against the state governments as is now said in favor of the
proposed system.
Sir, I contemplate the abolition of the state constitutions
as an event fatal to the liberties of America. These liberties will
not be violently wrested from the people; they will be undermined
and gradually consumed. On subjects of the kind we cannot be too
critical. The investigation is difficult, because we have no
examples to serve as guides. The world has never seen such a
government over such a country. If we consult authorities in this
matter, they will declare the impracticability of governing a free
people on such an extensive plan. In a country where a portion of
the people live more than twelve hundred miles from the centre, I
think that one body cannot possibly legislate for the whole. Can the
legislature frame a system of taxation that will operate with
uniform advantages? Can they carry any system into execution? Will
it not give occasion for an innumerable swarm of officers, to infest
our country and consume our substance? People will be subject to
impositions which they cannot support, and of which their complaints
can never reach the government.
Another idea is in my mind, which I think conclusive against a
simple government for the United States. It is not possible to
collect a set of representatives who are acquainted with all parts
of the continent. Can you find men in Georgia who are acquainted
with the situation of New Hampshire, who know what taxes will best
suit the inhabitants, and how much they are able to bear? Can the
test men make laws for the people of whom they are entirely
ignorant? Sir, we have no reason to hold our state governments in
contempt, or to suppose them incapable of acting wisely. I believe
they have operated more beneficially than most people expected, who
considered that those governments were erected in a time of war and
confusion, when they were very liable to errors in their structure.
It will be a matter of astonishment to all unprejudiced men
hereafter, who shall reflect upon our situation, to observe to what
a great degree good government has prevailed. It is true some bad
laws have been passed in most of the states; but they arose from the
difficulty of the times rather than from any want of honesty or
wisdom. Perhaps there never was a government which, in the course of
ten years, did not do something to be repented of. As for Rhode
Island, I do not mean to justify her; she deserves to he condemned.
If there were in the world but one example of political depravity,
it would be hers; and no nation ever merited, or suffered, a more
genuine infamy than a wicked administration has attached to her
character. Massachusetts also has been guilty of errors, and has
lately been distracted by an internal convulsion. Great Britain,
notwithstanding her boasted constitution, has been a perpetual scene
of revolutions and civil war. Her Parliaments have been abolished;
her kings have been banished and murdered. I assert that the
majority of the governments in the Union have operated better than
any body had reason to expect, and that nothing but experience and
habit is wanting to give the state laws all the stability and wisdom
necessary to make them respectable. If these things be true, I think
we ought not to exchange our condition, with a hazard of losing our
state constitutions. We all agree that a general government is
necessary; but it ought not to go so far as to destroy the authority
of the members. We shall be unwise to make a new experiment, in so
important a matter, without some known and sure grounds to go upon.
The state constitutions should be the guardians of our domestic
rights and interests, and should be both the support and the check
of the federal government.
The want of the means of raising a general revenue has been the
principal cause of our difficulties. I believe no man will doubt
that, if our present Congress had money enough, there would be but
few complaints of their weakness. Requisitions have perhaps been too
much condemned. What has been their actual operation? Let us attend
to experience, and see if they are such poor, unproductive things as
is commonly supposed. If I calculate right, the requisitions for the
ten years past have amounted to thirty-six millions of dollars; of
which twenty-four millions, or two thirds, have been actually paid.
Does not this fact warrant a conclusion that some reliance is to be
placed on this mode? Besides, will any gentleman say that the states
have generally been able to collect more than two thirds of their
taxes from the people? The delinquency of some states has arisen
from the fluctuations of paper money, &c. Indeed, it is my decided
opinion, that no government, in the difficult circumstances which we
have passed through, will be able to realize more than two thirds of
the taxes it imposes. I might suggest two other considerations which
have weight with me. there has probably been more money called for
than was actually wanted, on the expectation of delinquencies; and
it is equally probable that, in a short course of time, the
increasing ability of the country will render requisitions a much
more efficient mode of raising a revenue. The war left the people
under very great burdens, and oppressed with both public and private
debts. They are now fast emerging from their difficulties. Many
individuals, without doubt, still feel great inconveniences; but
they will find a gradual remedy.
Sir, has any country which has suffered distresses like ours
exhibited, within a few years, more striking marks of improvement
and prosperity? How its population has grown! How its agriculture,
commerce, and manufactures have been extended and improved! How many
forests have been cut down! How many wastes have been cleared and
cultivated! How many additions have been made to the extent and
beauty of our towns and cities! I think our advancement has been
rapid. In a few years, it is to be hoped that we shall be relieved
from our embarrassments, and, unless new calamities come upon us,
shall be flourishing and happy. Some difficulties will ever occur in
the collection of taxes by any mode whatever. Some states will pay
more, some less. If New York lays a tax, will not one county or
district furnish more, another less, than its proportion? The same
will happen to the United States as happens in New York, and in
every other country. Let them impose a duty equal and uniform, those
districts where there is plenty of money will pay punctually. Those
in which money is scarce will be in some measure delinquent. The
idea that Congress ought to have unlimited powers is entirely
novel. I never heard it till the meeting of this Convention. The
general government once called on the states to invest them with the
command of funds adequate to the exigencies of the Union; but they
did not ask to command all the resources of the states. They did not
wish to have a control over all the property of the people. If we
now give them this control, we may as well give up the state
governments with it. I have no notion of setting the two powers at
variance; nor would I give a farthing for a government which could
not command a farthing. On the whole, it appears to me probable,
that, unless some certain specific source of revenue is
reserved to the states, their governments, with their independency,
will be totally annihilated.
Mr. WILLIAMS. Yesterday I had the honor of laying before the
committee objections to the clause under consideration, which I
flatter myself were forcible. They were, however, treated by the
gentlemen on the other side as general observations, and
unimportant in their nature. It is not necessary, nor indeed would
it consist with delicacy, to give my opinion as to what cause their
silence is imputable. Let them now step forward, and refute the
objections which have been stated by an honorable gentleman from
Duchess, who spoke last, and those which I expect will be alleged by
gentlemen more capable than myself — by gentlemen who are able to
advance arguments which require the exertion of their own great
abilities to overcome. In the mean time, I request the indulgence of
the committee, while I make a few recapitulatory and supplementary
remarks.
Sir, I yesterday expressed my fears that this clause would tend
to annihilate the state governments. I also observed, that the
powers granted by it were indefinite, since the Congress are
authorized to provide for the common defence and general welfare,
and to pass all laws necessary for the attainment of those important
objects. The legislature is the highest power in a government.
Whatever they judge necessary for the proper administration of the
powers lodged in them, they may execute without any check or
impediment. Now, if the Congress should judge it a proper provision,
for the common defence and general welfare, that the state
governments should be essentially destroyed, what, in the name of
common sense, will prevent them? Are they not constitutionally
authorized to pass such laws? Are not the terms, common defence
and general welfare, indefinite, undefinable terms? What checks
have the state governments against such encroachments? Why, they
appoint the senators once in six years. So do the electors of
Germany appoint their emperor. And what restraint have they against
tyranny in their head? Do they rely on any thing but arms, the
ultima ratio? And to this most undesirable point must the states
recur, in order to secure their rights. But have they the means
necessary for the purpose? Are they not deprived of the command of
the purse and the sword of their citizens? Is not the power, both
over taxation and the militia, wrested from their hands by this
Constitution, and bestowed upon the general government? Yes, sir, it
is. But it may be said (I expect to be answered) that the states
have concurrent jurisdiction with Congress, as to taxation I answer,
that the Constitution does not say so: it is a mere opinion, a mere
construction, a thing of too much uncertainty to risk the rights of
the states upon, which I have heard, with peculiar pleasure, an
honorable gentleman from New York acknowledge to he of great utility
to the people. The Constitution grants the power of taxation to
Congress, but is silent with regard to the power in the states. If
it is inferred from this that it is not taken away from the states,
we may, sir, with equal justice, deduce, from the positive
establishment of the trial by jury in criminal cases, that it is
annihilated in civil. Ingenious men may assign ingenious reasons for
opposite constructions of the same clause. They may heap refinement
upon refinement, and subtilty upon subtilty, until they construe
away every republican principle, every right sacred and dear to man.
I am, sir, for certainty in the establishment of a constitution
which is not only to operate upon us, but upon millions yet unborn.
I would wish that little or no latitude might be left to the
sophistical constructions of men who may be interested in betraying
the rights of the people, and elevating themselves upon the ruins of
liberty. Sir, it is an object of infinitely too much importance to
be committed to the sport of caprice, and the construction of
interested men. If we adopt this Constitution, it is impossible,
absolutely impossible, to know what we give up, and what we retain.
I wish that this may, as far forth as possible, be ascertained; and,
for this purpose. it is absolutely necessary that this clause should
be amended.
Suppose, however, that the states have concurrent jurisdiction
with Congress in taxation; it is evident, as the laws of
Congress are the supreme laws of the land, that their taxes,
whenever they interfere with the taxes laid by the states, must and
will claim a priority as to the collection; in fact, that they may,
in order to pass the laws necessary for the end, abolish the
state taxes; and that they may constitutionally monopolize every
source of revenue, and thus indirectly overturn the state
governments; for how can the latter exist without revenue? How can
they exist, I say, when they cannot raise one sixpence for their
support, without the sovereign will and pleasure of Congress? Let us
suppose, however, that both governments have and exercise the right
of taxation; will there not be a struggle between them continually?
Will there not be jealousies, contentions, and animosities? Every
man that knows human nature will answer in the affirmative. Is this,
then, a desirable thing? Will it promote the public good, the great
end of all government? Sir, the questions admit of easy answers.
This must evidently be the result of two taxing powers — either that
the people are doubly taxed, or that the state governments are
destroyed. Both will be pernicious. There must necessarily be a
double set of revenue officers if the first happens, which will be
an enormous expense. I know, sir, that these ideas will be
considered struggle by some as bugbears; but, sir, if we reason from
the practice of all governments, we must acknowledge at least the
probability of the thing. In England, for instance, the people are
not only oppressed with a variety of other heavy taxes, but, if my
information is right, absolutely pay taxes for births, marriages,
and deaths, for the light of heaven, and even for paying their
debts. What reason have we to suppose that our rulers will be more
sympathetic, and heap lighter burdens upon their constituents than
the rulers of other countries? If crossing the Atlantic can make men
virtuous and just, I acknowledge that they will be forever good and
excellent rulers; hut otherwise, I must consider them us I do the
magistrates of all other countries. Sir, a capitation is an
oppressive species of tax. This may be laid by the general
government. Where an equality in property exists, it is a just and
good tax; it is a tax easy to assess, and on this account eligible;
but, where a great disparity of fortune exists, as in this state, I
insist upon it, that it is a most unjust, unequal, and ruinous tax.
It is heaping all the support of the government upon the poor; it is
making them beasts of burden to the rich; and it is probable it will
be laid, if not stifled in the womb; because I think it almost
morally certain that this new government will be administered by the
wealthy. Will they not be interested in the establishment of a tax
that will cause them to pay no more, for the defraying the public
expenditures, than the poorest man in America?
The great Montesquieu says, that a poll tax upon the person is
indicative of despotism, and that a tax upon property is congenial
with the spirit of a free government. These, sir, are a few of the
many reasons that render the clause defective, in my mind. I might
here mention the dangers to freedom from an excise; but I forbear. I
ought not to engross the attention of the committee, when it can be
more usefully improved by gentlemen of more abilities than myself —
gentlemen who, I trust, will paint in the clearest colors the
impropriety and danger of this, as well as they have done of the
other paragraphs. Sir, as I remarked before, if this power is given
to the general government, without some such amendment as I
proposed, it will annihilate all the powers of the state
governments. There cannot be a greater solecism in politics than to
talk of power in government without the command of any revenue: it
is as absurd as to talk of an animal without blood, or of
subsistence without food.
Mr. Chancellor LIVINGSTON. Mr. Chairman, I shall readily agree
with the honorable member from Duchess, that no government can exist
without revenues; that we ought to avoid a consolidation of the
states; and that the extent of our country will not admit of a
representation upon principles in any great degree democratic. These
concessions are entirely indifferent to the point of dispute. But,
sir, we will examine the amendment particularly, and adduce only
such principles as immediately apply to it.
The first proposition in the amendment is, that no excise
shall be laid on the manufactures of the United States; the second,
that a requisition shall precede the imposition of a direct tax. The
object of the first is to prevent our infant manufactures from being
overburdened. Sir, if the manufactures of this country were always
to be in a state of infancy, if the amendment were only a temporary
expedient, the provision might consist with good policy; but, at a
future day, an enlarged population will render us a manufacturing
people. The imposts will then necessarily lessen, and the public
wants will call for new sources of revenue. These sources will be
multiplied with the increase of our wealth; and necessity, as well
as policy, will induce us to improve them. We may naturally suppose
that wines, brandy, spirits, malt liquors, &c., will be among the
first subjects of excise. These are proper objects of taxation, not
only as they will be very productive, but as charges on them will be
favorable to the morals of the citizens. It should be considered
that the burdens of government will be supported by the United
States. They are to pay the interest of loans; they are to maintain
the army and navy, and the most expensive civil establishment. If
the individual states had any concern in these capital expenses, it
would be proper that they should command the means of defraying
them. But if you impose upon the Union all the burdens, and take
from them a principal resource, what will they do when the imposts
diminish, and the expenses of government increase? Why, they must
have recourse to direct taxes; that is, taxes on land, and specific
duties. Will this he a mode of raising money the most agreeable and
satisfactory to the people? The gentlemen seem to calculate only
from present appearances: they would insert in the Constitution a
clause which in time may deprive the United States of a fruitful and
in dispensable branch of revenue. I presume, sir, that, on
deliberate reflection, they will see the impropriety of this part of
the amendment.
The second part is of the greatest importance; its object is to
prevent Congress from laying direct taxes in any of the
states till they have previously made requisitions. Let us examine
whether this measure will be compatible with sound policy: let us
reason from experience. We have seen something of requisitions —
enough, one would suppose, to make us exceedingly suspicious of
them. We all know how they have hitherto operated. There are no
arguments so forcible as those drawn from facts within our own
knowledge. We may form as many conjectures and hypotheses as we
please, but shall ever recur at last to experience as a sure guide.
The gentlemen will, without doubt, allow that the United States will
be subject to the same kind of expenses, and will have the same
demand for money, as other nations. There are no governments that
have not been obliged to levy direct taxes, and even procure loans,
to answer the public wants; there are no governments which have not,
in certain emergencies, been compelled to call for all the capital
resources of the country. This may be the situation of the United
States: we hope not in our day; but we must not presume it will
never happen. Indeed, the motion itself is made upon the
contemplation of this event. We conclude, therefore, that the
gentleman who brought it forward is convinced that the necessities
of government will call for more money than external and indirect
taxation can produce. Our business, then, is to consider the mode
recommended by the gentleman, and see whether it can possibly
furnish supplies adequate to the exigencies of government. He says,
Let requisitions precede coercion. Sir, what are these requisitions?
What are these pompous petitions for public charity, which have made
so much noise, and brought so little cash into the treasury? Have we
not sported with the bubble long enough to discover its emptiness?
What have requisitions done? Have they paid off our foreign and
domestic debts? Have they supported our civil and small military
establishments? The gentleman declares that a great sum has been
paid; he includes the bounties given to the soldiers. Were not these
obtained by coercion on individuals? Let him deduct these bounties,
and he will find the amount actually paid to be extremely small. We
know that the states which have paid most have not fully complied
with the requisitions: some have contributed little, and some
nothing. The gentleman also says, that delinquencies have been
occasioned by the distresses of the war. Facts prove the contrary.
New Hampshire has hardly felt the calamities of the war, and yet
that state has paid little or nothing to the treasury. These
circumstances show that the motives for compliance, which, during
the contest, were as strong as they could be in any possible
situation, have never been sufficient to produce any considerable
exertions. Necessity of circumstances, which operates with almost a
physical energy, alone procured any tolerable supplies. Thus the
state of New York, which was continually the seat of war, was more
punctual than the other states. The neighboring states afforded
something, apparently in proportion to their sense of danger. When
the enemy appeared in any state, we find them making efforts, and
wearing at once a very federal complexion. If we look at the
accounts of South Carolina, we shall find that they are credited for
supplies furnished in their own state, and furnished only while the
enemy were in the midst of them.
I imagine, sir, that indirect taxes will be generally
sufficient in time of peace. But a constitution should be calculated
for all circumstances — for the most critical and dangerous
conjunctures. Let us suppose a sudden emergency, in which the
ordinary resources are entirely inadequate to the public wants, and
see what difficulties present themselves on the gentleman's plan.
First, a requisition is to go out to all the states. It is by no
means probable that half their legislatures will be in session;
perhaps none of them. In the next place, they must be convened
solely to consider the requisition. When assembled, some may agree
to it; some may totally refuse; others may be dilatory, and contrive
plausible excuses for delay. This is an exact picture of the
proceedings on this subject which have taken place for a number of
years. While these complicated and lingering operations are going
on, the crisis may be passed, and the Union may be thrown into
embarrassments, or involved in ruin. But immediately on refusal, the
amendment proposes compulsion. This supposes that a complete
establishment of executive officers must be constantly maintained,
and that they will have firmness enough to oppose and set aside the
law of the state. Can it be imagined, by any rational man, that the
legislature of a state, which has solemnly declared that it will not
grant a requisition, will suffer a tax for the same to be
immediately levied on its citizens? We are then brought to this
dilemma — either the collectors could not be so hardy as to
disregard the laws of the states, or an internal war will take
place. But, on either of these events, what becomes of the
requisition and the tax? Sir, is there a people under heaven, who,
countenanced and imboldened by the voice of their state
legislatures, will ever pay a farthing of such a tax? They will
resist it as they would a foreign tribute, or the invasion of an
enemy. Under such circumstances, will Congress be able to borrow? We
all know what has been the difficulty of procuring loans: we
are sensible that foreign loans could not have been procured at all,
had not the lenders been greatly interested in the success of the
revolution. Besides, they undoubtedly expected such a change in our
government as would enable the United States to provide efficient
funds. Now, we are forming a constitution for ages, which will
forever preclude the establishment of any certain funds. What hopes
have we of borrowing, unless we have something to pledge for
payment? And the avails of direct taxes are the only positive fund
which can be pledged. I presume the impost and excise will not be
more than sufficient to fund the debts we now owe. If future wars
should lead us into extraordinary expenses, it will be necessary not
only to lay direct taxes, but to procure new loans, to support those
expenses.
Sir, if these reflections should have little weight with other
states, they ought certainly to influence us, as we are a navigating
state, and, from our local situation, shall be the first to suffer.
This state will probably be the theatre of war. Gentlemen should
remember that for a time we were compelled to bear almost the whole
weight of the last war. If we form this Constitution so as to take
away from the Union the means of protecting us, we must, in a future
war, either be ruined by the enemy, or ruined by our exertions to
protect ourselves. If the gentlemen acknowledge the necessities I
have described may exist, they should be willing to give Congress
the fullest power to provide for them
But the point on which gentlemen appear to dwell with most
attention and concern, is the jurisdiction of the united and
individual states, in taxation. They say a concurrent jurisdiction
cannot exist, and that the two powers will clash, and one or the
other must be overpowered. Their arguments are considerably
plausible; but if we investigate this matter properly, we shall see
that the dangers they apprehend are merely ideal. Their fears
originate in a supposed corruption of Congress; for, if the state
governments are valuable and necessary to the system, it cannot be
imagined that the representatives of the people, while they have a
single principle of honesty, will consent to abolish them. If I
proceeded here to prove the improbability of corruption, I should
only repeat arguments which the committee have already heard most
clearly and copiously detailed. The fact is, that, in our present
state of society, and under the operation of this Constitution,
interest and integrity will be connected by the closest ties.
Interest will form a check which nothing can overcome. On interest,
sir, we rest our principal hopes of safety. Your state government
has the unlimited power over the purse and the sword: why do you not
fear that your rulers will raise armies, to oppress and enslave the
citizens? Clearly, because you feel a confidence in the men you
elect; and that confidence is founded on the conviction you have
that tyranny is totally inconsistent with their interest. You will
give up to your state legislatures every thing dear and valuable;
but you will give no power to Congress, because it may be abused;
you will give them no revenue, because the public treasures may be
squandered. But do you not see here a capital check? Congress are to
publish, from time to time, an account of their receipts and
expenditures. These may be compared together; and if the former,
year after year, exceed the latter, the corruption will be detected,
and the people may use the constitutional mode of redress. The
gentleman admits that corruption will not take place immediately:
its operations can only be conducted by a long series and a steady
system of measures. These measures will be easily defeated, even if
the people are unapprized of them They will be defeated by that
continual change of members, which naturally takes place in free
governments, arising from the disaffection and inconstancy of the
people. A changeable assembly will be entirely incapable of
conducting a system of mischief; they will meet with obstacles and
embarrassments on every side.
It is observed that, if the general government are disposed, they
can levy taxes exclusively. But, sir, they have not an exclusive
right, except in a few specific cases. Their right is only
concurrent. Let us see if the taxes will be exclusive in their
operation. Whatever the gentleman may conjecture, I think it hardly
possible that, when a state has laid a large duty upon a particular
article, the Congress will be so unwise as to impose another upon
the same, unless in extraordinary emergencies. There are certain
capital subjects of taxation, which both the general and state
governments must improve. But it is remarked that two taxes cannot
operate together without confusion. Sir, experience has proved the
contrary. We have state taxes, county taxes, and corporation taxes.
How do these operate together? It is true that in some places they
are collected by the same man; and probably also the federal and
state taxes will be. But this is not material. It is the taxes, not
the collectors, that are to contend; and if the taxes are
incompatible with each other, a single collector, acting in
different capacities, must go through the same ceremony of seizure,
replevin, &c., which the gentleman has so humorously described. If
the state collector gets the horse first, I suppose he will have the
first satisfaction; and so the federal collector. Of what importance
is it, whether a man pays forty shillings to one, or twenty
shillings each, to two officers? I have never learned that there has
been any clashing or confusion in the collection of our taxes. It is
to be supposed that we have resources sufficient for the support of
both the general and state governments: if this be not true, we may
as well discard the system altogether, and either dissolve our
Union, or form a simple consolidated government. But we presume,
very justly, that the system will find ample resources for its
support, as it stands. If this be acknowledged, I see no difficulty
in the matter. The people have so much to pay; if they can afford
this, if it be ready for the proper officers, what should occasion a
quarrel between them? As for the gentleman's principle, that every
government can raise more money than it can use, I confess I do not
understand it.
It appears to me that the people cannot be very anxious about the
particular channel through which their money flows into the federal
treasury. They have such and such taxes to pay: can it be a matter
of concern to them whether they are levied by a law of their state,
or by a law of Congress? If they have any preference, one would
suppose it would be for the latter mode; for that will be the least
expensive.
In this argument, sir, I have endeavored to confine myself to the
true point of dispute, and have taken notice of those observations
only which appeared to me to be applicable. I beg the committee to
keep in mind, as an important idea, that the accounts of the general
government are, "from time to time," to be submitted to the public
inspection.
Hon. Mr. SMITH remarked, that "from time to time" might mean from
century to century, or any period of twenty or thirty years.
The CHANCELLOR asked if the public were more anxious about any
thing under heaven than the expenditure of money. Will not the
representatives, said he, consider it as essential to their
popularity, to gratify their constituents with full and frequent
statements of the public accounts? There can be no doubt of it.
The Hon. Mr. HAMILTON. This is one of those subjects, Mr.
Chairman, on which objections very naturally arise, and assume the
most plausible shape. Its address is to the passions, and its first
impressions create a prejudice, before cool examination has an
opportunity for exertion. It is more easy for the human mind to
calculate the evils than the advantages of a measure; and vastly
more natural to apprehend the danger than to see the necessity of
giving powers to our rulers. Hence I may justly expect that those
who hear me will place less confidence in those arguments which
oppose, than in those which favor, their prepossessions.
After all our doubts, our suspicions, and speculations, on the
subject of government, we must return at last to this important
truth — that, when we have formed a constitution upon free
principles, when we have given a proper balance to the different
branches of administration, and fixed representation upon pure and
equal principles, we may, with safety, furnish it with all the
powers necessary to answer, in the most ample manner, the purposes
of government. The great desiderata are, free
representation and mutual checks.
When these are obtained, all our apprehensions of the extent of
power are unjust and imaginary. What, then, is the structure of this
Constitution? One branch of the legislature is to be elected by
the people — by the same people who choose your state
representatives. Its members are to hold their offices two years,
and then return to their constituents. Here, sir, the people
govern; here they act by their immediate representatives. You have
also a Senate, constituted by your state legislatures, by men in
whom you place the highest confidence, and forming another
representative branch. Then, again, you have an executive
magistrate, created by a form of election which merits universal
admiration. In the form of this government, and in the mode of
legislation, you find all the checks which the greatest politicians
and the best writers have ever conceived. What more can reasonable
men desire? Is there any one branch in which the whole legislative
and executive powers are lodged? No. The legislative authority is
lodged in three distinct branches, properly balanced; the
executive is divided between two branches; and the judicial is still
reserved for an independent body, who hold their office during good
behavior. This organization is so complex, so skilfully contrived,
that it is next to impossible that an impolitic or wicked measure
should pass the scrutiny with success. Now, what do gentlemen mean
by coming forward and declaiming against this government? Why do
they say we ought to limit its power, to disable it, and to destroy
its capacity of blessing the people? Has philosophy suggested, has
experience taught, that such a government ought not to be trusted
with every thing necessary for the good of society? Sir, when you
have divided and nicely balanced the departments of government; when
you have strongly connected the virtue of your rulers with their
interest; when, in short, you have rendered your system as perfect
as human forms can be, — you must place confidence; you must give
power.
We have heard a great deal of the sword and the purse. It is said
our liberties are in danger, if both are possessed by Congress. Let
us see what is the true meaning of this maxim, which has been so
much used, and so little understood. It is, that you shall not place
these powers either in the legislative or executive, singly; neither
one nor the other shall have both, because this would destroy that
division of powers on which political liberty is founded, and would
furnish one body with all the means of tyranny. But where the purse
is lodged in one branch, and the sword in another, there can be no
danger. All governments have possessed these powers: they would be
monsters without them, and incapable of exertion. What is your state
government? Does not your legislature command what money it pleases?
Does not your executive execute the laws without restraint? These
distinctions between the purse and the sword have no application to
the system, but only to its separate branches. Sir, when we reason
about the great interests of a free people, it is high time that we
dismiss our prejudices, and banish declamation. In order to induce
us to consider the powers given by this Constitution as dangerous,
in order to render plausible an attempt to take away the life and
spirit of the most important power in government, the gentleman
complains that we shall not have a true and safe representation.
I asked him what a safe representation was; and he has given no
satisfactory answer. The Assembly of New York has been mentioned as
a proper standard; but if we apply this standard to the general
government, our Congress will become a mere mob, exposed to
every irregular impulse, and subject to every breeze of faction. Can
such a system afford security? Can you have confidence in such a
body? The idea of taking the ratio of representation, in a small
society, for the ratio of a great one, is a fallacy which ought to
be exposed. It is impossible to ascertain to what point our
representation will increase; it may vary from one, to two, three,
or four hundred: it depends upon the progress of population. Suppose
it to rest at two hundred; is not this number sufficient to secure
it against corruption? Human nature must be a much more weak and
despicable thing than I apprehend it to be, if two hundred of our
fellow-citizens can be corrupted in two years. But suppose they are
corrupted; can they, in two years, accomplish their designs? Can
they form a combination, and even lay a foundation for a system of
tyranny, in so short a period? It is far from my intention to wound
the feelings of any gentleman; but I must, in this most interesting
discussion, speak of things as they are, and hold up opinions in the
light in which they ought to appear; and I maintain that all that
has been said of corruption, of the purse and the sword, and of the
danger of giving powers, is not supported by principles or fact;
that it is mere verbiage and idle declamation. The true principle of
government is this — make the system complete in its structure, give
a perfect proportion and balance to its parts, and the powers you
give it will never affect your security. The question, then, of the
division of powers between the general and state governments,
is a question of convenience: it becomes a prudential inquiry, what
powers are proper to be reserved to the latter; and this immediately
involves another inquiry into the proper objects of the two
governments. This is the criterion by which we shall determine the
just distribution of powers.
The great leading objects of the federal government, in which
revenue is concerned, are to maintain domestic peace, and provide
for the common defence. In these are comprehended the regulation of
commerce, — that is, the whole system of foreign intercourse, — the
support of armies and navies, and of the civil administration. It is
useless to go into detail. Every one knows that the objects of the
general government are numerous, extensive, and important. Every one
must acknowledge the necessity of giving powers, in all respects,
and in every degree, equal to these objects. This principle assented
to, let us inquire what are the objects of the state governments.
Have they to provide against foreign invasion? Have they to maintain
fleets and armies? Have they any concern in the regulation of
commerce, the procuring alliances, or forming treaties of peace? No.
Their objects are merely civil and domestic — to support the
legislative establishment, and to provide for the administration of
the laws.
Let any one compare the expense of supporting the civil list in a
state with the expense of providing for the defence of the Union.
The difference is almost beyond calculation. The experience of Great
Britain will throw some light on this subject. In that kingdom, the
ordinary expenses of peace to those of war are as one to fourteen.
But there they have a monarch, with his splendid court, and an
enormous civil establishment, with which we have nothing in this
country to compare. If, in Great Britain, the expenses of war and
peace are so disproportioned, how wide will be their disparity in
the United States! How infinitely wider between the general
government and each individual state! Now, sir, where ought the
great resources to be lodged? Every rational man will give an
immediate answer. To what extent shall these resources be possessed?
Reason says, As far as possible exigencies can require; that is,
without limitation. A constitution cannot set bounds to a nation's
wants; it ought not, therefore, to set bounds to its resources.
Unexpected invasions, long and ruinous wars, may demand all the
possible abilities of the country. Shall not your government have
power to call these abilities into action? The contingencies of
society are not reducible to calculations. They cannot be fixed or
bounded, even in imagination. Will you limit the means of your
defence, when you cannot ascertain the force or extent of the
invasion? Even in ordinary wars, a government is frequently obliged
to call for supplies, to the temporary oppression of the
people.
Sir, if we adopt the idea of exclusive revenues, we shall
be obliged to fix some distinguished line, which neither government
shall overpass. The inconvenience of this measure must appear
evident on the slightest examination. The resources appropriated to
one may diminish or fail, while those of the other may increase
beyond the wants of government. One may be destitute of revenues,
while the other shall possess an unnecessary abundance; and the
Constitution will be an eternal barrier to a mutual intercourse and
relief. In this case, will the individual state stand on so good a
ground as if the objects of taxation were left free and open to the
embrace of both the governments? Possibly, in the advancement of
commerce, the imposts may increase to such a degree as to render
direct taxes unnecessary. These resources, then, as the Constitution
stands, may be occasionally relinquished to the states; but on the
gentleman's idea of prescribing exclusive limits, and precluding all
reciprocal communication, this would be entirely improper. The laws
of the states must not touch the appropriated resources of the
United States, whatever may be their wants. Would it not be of much
more advantage to the states to have a concurrent jurisdiction,
extending to all the sources of revenue, than to be confined to such
a small resource, as, on calculation of the objects of the two
governments, should appear to be their due proportion? Certainly you
cannot hesitate on this question. The gentleman's plan would have a
further ill effect; it would tend to dissolve the connection and
correspondence of the two governments, to estrange them from each
other, and to destroy that mutual dependence which forms the essence
of union.
Sir, a number of arguments have been advanced by an honorable
member from New York, which to every unclouded mind must carry
conviction. He has stated that, in certain emergencies, it may be
necessary to borrow; and that it is impossible to borrow,
unless you have funds to pledge for the payment of your debts.
Limiting the powers of government to certain resources, is rendering
the fund precarious; and obliging the government to ask, instead of
empowering them to command, is to destroy all confidence and credit.
If the power of taxing is restricted, the consequence is, that, on
the breaking out of a war, you must divert the funds, appropriated
to the payment of debts, to answer immediate exigencies. Thus you
violate your engagements, at the very time you increase the burden
of them. Besides, sound policy condemns the practice of accumulating
debts. A government, to act with energy, should have the possession
of all its revenues to answer present purposes. The principle for
which I contend is recognized in all its extent by our old
constitution. Congress is authorized to raise troops, to call for
supplies without limitation, and to borrow money to any amount. It
is true they must use the form of recommendations and requisitions;
but the states are bound by the solemn ties of honor, of justice, of
religion, to comply without reserve.
Mr. Chairman, it has been advanced as a principle, that no
government but a despotism can exist in a very extensive country.
This is a melancholy consideration indeed. If it were founded on
truth, we ought to dismiss the idea of a republican government, even
for the state of New York. This idea has been taken from a
celebrated writer, who, by being misunderstood, has been the
occasion of frequent fallacies in our reasoning on political
subjects. But the position has been misapprehended; and its
application is entirely false and unwarrantable: it relates only to
democracies, where the whole body of the people meet to transact
business, and where representation is unknown. Such were a number of
ancient and some modern independent cities. Men who read without
attention have taken these maxims respecting the extent of country,
and, contrary to their meaning, have applied them to republics in
general. This application is wrong in respect to all representative
governments. but especially in relation to a confederacy of states,
in which the supreme legislature has only general powers, and the
civil and domestic concerns of the people are regulated by the laws
of the several slates. This distinction being kept in view, all the
difficulty will vanish, and we may easily conceive that the people
of a large country may be represented as truly as those of a small
one. An assembly constituted for general purposes may be fully
competent to every federal regulation, without being too numerous
for deliberate conduct. If the state governments Were to be
abolished, the question would wear a different face; but this idea
is inadmissible. They are absolutely necessary to the system. Their
existence must form a leading principle in the most perfect
constitution we could form.
I insist that it never can be the interest or desire of the
national legislature to destroy the state governments. It can
derive no advantage from such an event; but, on the contrary, would
lose an indispensable support, a necessary aid in executing the
laws, and conveying the influence of government to the doors of the
people. The Union is dependent on the will of the state governments
for its chief magistrate, and for its Senate. The blow aimed at the
members must give a fatal wound to the head; and the destruction of
the states must be at once a political suicide. Can the national
government be guilty of this madness? What inducements, what
temptations, can they have? Will they attach new honors to their
station? Will they increase the national strength? Will they
multiply the national resources? Will they make themselves more
respectable in the view of foreign nations, or of their
fellow-citizens, by robbing the states of their constitutional
privileges? But imagine, for a moment, that a political frenzy
should seize the government; suppose they should make the attempt.
Certainly, sir, it would be forever impracticable. This has been
sufficiently demonstrated by reason and experience. It has been
proved that the members of republics have been, and ever will be,
stronger than the head. Let us attend to one general historical
example: in the ancient feudal governments of Europe, there
were, in the first place, a monarch; subordinate to him, a body of
nobles; and subject to these, the vassals, or the whole body of the
people. The authority of the kings was limited, and that of the
barons considerably independent. A great part of the early wars
in Europe were contests between the king and his nobility. In these
contests, the latter possessed many advantages derived from their
influence, and the immediate command they had over the people; and
they generally prevailed. The history of the feudal wars exhibits
little more than a series of successful encroachments on the
prerogatives of monarchy. Here, sir, is one great proof of the
superiority which the members in limited governments possess over
their head. As long as the barons enjoyed the confidence and
attachment of the people, they had the strength of the country on
their side, and were irresistible. I may be told that, in some
instances, the barons were overcome; but how did this happen? Sir,
they took advantage of the depression of the royal authority, and
the establishment of their own power, to oppress and tyrannize over
the vassals. As commerce enlarged, and as wealth and civilization
increased, the people began to feel their own weight and
consequence: they grew tired of their oppressions, united their
strength with that of the prince, and threw off the yoke of
aristocracy. These very instances prove what I contend for. They
prove that in whatever direction the popular weight leans, the
current of power will flow; wherever the popular attachments lie,
there will rest the political superiority. Sir, can it be supposed
that the state will become the oppressors of the people? Will they
forfeit their affections? Will they combine to destroy the liberties
and happiness of their fellow-citizens, for the sole purpose of
involving themselves in ruin? God forbid! The idea, sir, is
shocking. It outrages every feeling of humanity, and every dictate
of common sense.
There are certain social principles in human nature, from which
we may draw the most solid conclusion with respect to the conduct of
individuals and of, communities. We love our families more than our
neighbors; we love our neighbors more than our countrymen in
general. The human affections, like the solar heat, lose their
intensity as they depart from the centre, and become languid in
proportion to the expansion of the circle in which they act. On
these principles, the attachment of the individual will be first and
forever secured by the state governments: they will be a mutual
protection and support. Another source of influence, which has
already been pointed out, is the various official connections in the
states. Gentlemen endeavor to evade the force of this by saying that
these officers will be insignificant. This is by no means true. The
state officers will ever be important, because they are necessary
and useful. Their powers are such as are extremely interesting among
the people; such as affect their property, their liberty, and life.
What is more important than the administration of justice and the
execution of the civil and criminal laws? Can the state governments
become insignificant while they have the power of raising money
independently, and without control? If they are really useful, if
they are calculated to promote the essential interests of the
people, they must have their confidence and support. The states can
never lose their powers till the whole people of America are robbed
of their liberties. These must go together; they must support each
other, or meet one common fate. On the gentleman's principle we may
safely trust the state governments, though we have no means of
resisting them; but we cannot confide in the national government,
though we have an effectual constitutional guard against every
encroachment. This is the essence of their argument, and it is false
and fallacious beyond conception.
With regard to the jurisdiction of the two governments, I
shall certainly admit that the Constitution ought to be so formed as
not to prevent the states from providing for their own existence;
and I maintain that it is so formed, and that their power of
providing for themselves is sufficiently established. This is
conceded by one gentleman, and in the next breath the concession is
retracted. He says, Congress have but one exclusive right in
taxation — that of duties on imports; certainly, then, their other
powers are only concurrent. But, to take off the force of this
obvious conclusion, he immediately says that the laws of the United
States are supreme; and that where there is one supreme, there
cannot be concurrent authority; and further, that where the laws of
the Union are supreme, those of the states must be subordinate,
because there cannot be two supremes. This is curious sophistry.
That two supreme powers cannot act together, is false. They are
inconsistent only when they are aimed at each other, or at one
indivisible object. The laws of the United States are supreme, as to
all their proper, constitutional objects: the laws of the states are
supreme in the same way. These supreme laws may act on different
objects without clashing, or they may operate on different parts of
the same object, with perfect harmony. Suppose both governments
should lay a tax of a penny on a certain article: had not each an
independent and uncontrollable power to collect its own tax? The
meaning of the maxim, there cannot be two supremes, is simply this —
two powers cannot be supreme over each other. This meaning is
entirely perverted by the gentleman. But it is said, disputes
between collectors are to be referred to the federal courts. This is
again wandering in the field of conjecture. But suppose the fact
certain; is it not to be presumed that they will express the true
meaning of the Constitution and the laws? Will they not be bound to
consider the concurrent jurisdiction; to declare that both the taxes
shall have equal operation; that both the powers, in that respect,
are sovereign and coëxtensive? If they transgress their duty, we are
to hope that they will be punished. Sir, we can reason from
probabilities alone. When we leave common sense, and give ourselves
up to conjecture, there can be no certainty, no security in our
reasonings.
I imagine I have stated to the committee abundant reasons to
prove the entire safety of the state governments and of the
people. I would go into a more minute consideration of the nature of
the concurrent jurisdiction, and the operation of the laws, in
relation to revenue; but at present I feel too much indisposed to
proceed. I shall, with the leave of the committee, improve another
opportunity of expressing to them more fully my ideas on this point.
I wish the committee to remember that the Constitution under
examination is framed upon truly republican principles; and that, as
it is expressly designed to provide for the common protection and
the general welfare of the United States, it must be utterly
repugnant to this Constitution to subvert the state governments, or
oppress the people.
SATURDAY, June 28, 1788. — The Hon. Mr. HAMILTON. Mr.
Chairman, in the course of these debates, it has been suggested that
the state of New York has sustained peculiar misfortune from the
mode of raising revenues by requisitions. I believe we shall now be
able to prove that this state, in the course of the late revolution,
suffered the extremes of distress on account of this delusive
system. To establish these facts, I shall beg leave to introduce a
series of official papers, and resolutions of this state, as
evidence of the sentiments of the people during the most melancholy
periods of the war. I shall request the secretary to read these
papers, in the order in which I point them out.
His excellency, Gov. CLINTON. I presume the introduction of this
kind of evidence is occasioned by a conversation I had with one of
the gentlemen yesterday. It would have been fair to mention to me,
at that time, the intention of bringing these matters forward. Some
new lights might then have been thrown on the subject, relative to
the particular circumstances which produced the resolutions alluded
to. An opportunity would also have been given of showing what the
sense of Congress and of this state was, after those circumstances
were changed. I believe these resolutions were previous to the
accession of all the states to the Confederation. I could wish that
these matters might be set in a clear point of light.
The Hon. Mr. DUANE. I hope the honorable member will not suppose
that I have dealt unfairly. It is true I had some conversation with
him yesterday, which led me to a conclusion that it would be fair
and proper that these papers should be produced. But independently
of that conversation, sir, I should have thought it my duty to bring
them forward, because I believe that the melancholy experience of
our country ought to have more influence on our conduct, than all
the speculations and elaborate reasonings of the ablest men. I trust
that this evidence will come home; that it will be felt. I am
convinced that our greatest misfortunes originated in the want of
such a government as is now offered to us. I assure the gentleman
that the Conversation I had with him yesterday was not the cause of
bringing these papers into view. I declare that, if I know my own
heart, I have no intention of acting uncandidly.
Gov. CLINTON. I do not mean to create any dispute respecting the
subject of these resolutions. I did inform the gentleman that there
were several papers which would throw light on this question. All I
say is, it would have been fair to produce all of them together,
that the committee might not be deceived by a partial statement. I
observed that all these resolutions were at a period antecedent to
the completion of the Union, when Congress had no power at all. The
gentlemen are mistaken if they suppose I wish to prevent the reading
of them.
Mr. DUANE. I believe we shall find that there are resolutions
subsequent, as well as antecedent, to the completion of the
Confederation. This we shall endeavor to show. I am clear, sir, that
these exhibits will furnish more effectual arguments than all that
can be said. But I shall not enlarge. The papers will speak for
themselves.
Mr. M. SMITH. I shall not oppose the reading of any papers the
gentlemen may think proper to produce. But we shall reserve to
ourselves the privilege of giving what we think to be the true
explanation of them.
Mr. HAMILTON. We shall make the same reservation. By the
indisputable construction of these resolutions, we shall prove that
this state was once on the verge of destruction, for want of an
energetic government. To this point we shall confine ourselves.
Mr. TREDWELL. It appears to me useless to read these papers. If I
understand the matter, they are produced to prove a point which is
not contested. It is on all hands acknowledged that the federal
government is not adequate to the purpose of the Union.
The papers were then read by the secretary, in the following
order: —
1st. An extract from Governor Clinton's speech to the
legislature, September 7, 1780.
2d. Extract from the answer of the Senate, September 9, 1780.
3d. Resolve of the Assembly, October 10, 1780.
4th. Resolve of both houses, October 10, 1780, respecting the
Hartford Convention.
5th. A letter from the legislature of New York to Congress, dated
Albany, February 5, 1781, describing the distresses of the state.
6th. A message from the governor to the legislature, March 9,
1781, announcing the establishment of the Confederation.
7th. Resolve of the legislature, dated March 29, 1781, relative
to the Hartford Convention.
8th. Resolve of the legislature, November 21, 1781, recommending
a five per cent. impost.
9th. A resolution of 20th July, 1782, lamenting the want of
powers in Congress, and pointing out the defect of the
Confederation.
After these papers were read,
Gov. CLINTON rose, and observed, that there could be no doubt
that the representations made in them were true, and that they
clearly expressed the sentiments of the people at those periods. Our
severe distresses, he said. naturally led us into an opinion that
the Confederation was too weak. It appears to me, the design of
producing these papers is something more than to show the sentiments
of the state during the war; that it is to prove that there now
exists an opposition to an energetic government. I declare.
solemnly, that I am a friend to a strong and efficient government.
But, sir, we may err in this extreme: we may erect a system that
will destroy the liberties of the people. Sir, at the time some of
these resolves were passed, there was a dangerous attempt to subvert
our liberties, by creating a supreme dictator. There are many
gentlemen present who know how strongly I opposed it. My opposition
was at the very time we were surrounded with difficulties and
danger. The people, when wearied with their distresses, will, in the
moment of frenzy, be guilty of the most imprudent and desperate
measures. Because a strong government was wanted during the late
war, does it follow that we should now be obliged to accept of a
dangerous one? I ever lamented the feebleness of the Confederation,
for this reason, among others, that the experience of its weakness
would one day drive the people into an adoption of a constitution
dangerous to our liberties. I know the people are too apt to vibrate
from one extreme to another. The effects of this disposition are
what I wish to guard against. If the gentleman can show me that the
proposed Constitution is a safe one, I will drop all opposition. The
public resolves, which have been read to you, are only expressive of
the desire that once prevailed to remove present difficulties. A
general impost was clearly intended, but it was intended as a
temporary measure. I appeal to every gentleman present, if I have
not been uniformly in favor of granting an impost to Congress. I
confess, the manner in which that body proposed to exercise the
power, I could not agree to. I firmly believed, that, if it were
granted in the form recommended, it would prove unproductive, and
would also lead to the establishment of dangerous principles. I
believed that granting the revenue, without giving the power of
collection, or a control over our state officers, would be the most
wise and prudent measure. These are and ever have been my
sentiments. I declare that, with respect to the papers which have
been read, or any which I have in my possession, I shall be ready to
give the committee all the information in my power.
Mr. DUANE. As I am sensible the gentleman last on the floor was
in the confidence of the commander-in-chief, I would wish to ask if
he did not, at different times, receive communications from his
excellency, expressive of this idea — that, if this state did not
furnish supplies to the army, it must be disbanded.
Gov. CLINTON. It is true, sir, I have received such
communications more than once. I have been sent for to attend
councils of war, where the state of the army was laid before me; and
it was melancholy indeed. I believe that, at one period, the
exertions of this state, in impressing flour from the people, saved
the army from dissolution.
Mr. HAMILTON. The honorable gentleman from Ulster has given a
turn to the introduction of those papers which was never in our
contemplation. He seems to insinuate that they were brought forward
with a view of showing an inconsistency in the conduct of some
gentleman; perhaps of himself. Sir, the exhibition of them had a
very different object. It was to prove that this state once
experienced hardships and distresses to an astonishing degree, for
want of the assistance of the other states. It was to show the evils
we suffered since, as well as before, the establishment of the
Confederation, from being compelled to support the burden of the
war; that requisitions have been unable to call forth the resources
of the country; that requisitions have been the cause of a principal
part of our calamities; that the system is defective and rotten, and
ought forever to be banished from our government. It was necessary —
with deference to the honorable gentleman — to bring forward these
important proofs of our argument, without consulting the feelings of
any man.
That the human passions should flow from one extreme to another,
I allow, is natural. Hence the mad project of creating a dictator.
But it is equally true that this project was never ripened into a
deliberate and extensive design When I heard of it, it met my
instant disapprobation. The honorable gentleman's opposition, too,
is known and applauded. But why bring these things into remembrance?
Why affect to compare this temporary effusion with the serious
sentiments our fellow-citizens entertained of the national
weaknesses? The gentleman has made a declaration of his wishes for a
strong federal government. I hope this is the wish of all. But why
has he not given us his ideas of the nature of this government,
which is the object of his wishes? Why does he not describe it? We
have proposed a system which we supposed would answer the purposes
of strength and safety. The gentleman objects to it, without
pointing out the grounds on which his objections are founded, or
showing us a better form. These general surmises never lead to the
discovery of truth. It is to be desired that the gentleman would
explain particularly the errors in this system, and furnish us with
their proper remedies. The committee remember that a grant of an
impost to the United States, for twenty-five years, was requested by
Congress. Though it was a very small addition of power to the
federal government, it was opposed in this state, without any
reasons being offered. The dissent of New York and Rhode Island
frustrated a most important measure. The gentleman says he was for
granting the impost; yet he acknowledges he could not agree to the
mode recommended. But it is well known that Congress had declared
that they could not receive the accession of the states upon any
other plan than that proposed. In such cases, propositions for
altering the plan amounted to a positive rejection. At this time,
sir, we were told it was dangerous to grant powers to Congress; did
this general argument indicate a disposition to grant the impost in
any shape? I should myself have been averse to the granting of very
extensive powers; but the impost was justly considered as the only
means of supporting the Union. We did not then contemplate a
fundamental change in government. From my sense of the gentlemen's
integrity, I am bound to believe that they are attached to a strong,
united government; and yet I find it difficult to draw this
conclusion from their conduct or their reasonings.
Sir, with respect to the subject of revenue, which was debated
yesterday, it was asserted that, in all matters of taxation, except
in the article of imposts, the united and individual states had a
concurrent jurisdiction; that the state governments had an
independent authority to draw revenues from every source but one.
The truth of these positions will appear on a slight investigation.
I maintain that the word supreme imports no more than this —
that the Constitution, and laws made in pursuance thereof, cannot be
controlled or defeated by any other law. The acts of the United
States, therefore, will be absolutely obligatory as to all the
proper objects and powers of the general government. The states, as
well as individuals, are bound by these laws; but the laws of
Congress are restricted to a certain sphere, and when they depart
from this sphere, they are no longer supreme or binding. In the same
manner the states have certain independent powers, in which their
laws are supreme; for example, in making and executing laws
concerning the punishment of certain crimes, such as murder, theft,
&c., the states cannot be controlled. With respect to certain other
objects, the powers of the two governments are concurrent, and yet
supreme. I instanced yesterday a tax on a specific article. Both
might lay the tax; both might collect it without clashing or
interference. If the individual should be unable to pay both, the
first seizure would hold the property. Here the laws are not in the
way of each other; they are independent and supreme.
The case is like that of two creditors: each has a distinct
demand; the debtor is held equally for the payment of both. Their
suits are independent; and if the debtor cannot pay both, he who
takes the first step secures his debt. The individual is precisely
in the same situation, whether he pays such a sum to one, or to two.
No more will be required of him to supply the public wants, than he
has ability to afford. That the states have an undoubted right to
lay taxes in all cases in which they are not prohibited, is a
position founded on the obvious and important principle in
confederated governments, that whatever is not expressly given to
the federal head is reserved to the members. The truth of this
principle must strike every intelligent mind. In the first formation
of government, by the association of individuals, every power of the
community is delegated, because the government is to extend to every
possible object; nothing is reserved but the unalienable rights of
mankind: but, when a number of these societies unite for certain
purposes, the rule is different, and from the plainest reason — they
have already delegated their sovereignty and their powers to their
several governments; and these cannot be recalled, and given to
another, without an express act. I submit to the committee whether
this reasoning is not conclusive. Unless, therefore, we find that
the powers of taxation are exclusively granted, we must conclude
that there remains a concurrent authority. Let us, then, inquire if
the Constitution gives such exclusive powers to the general
government. Sir, there is not a syllable in it that favors this
idea; not a word importing an exclusive grant, except in the article
of imposts. I am supported in my general position by this very
exception. If the states are prohibited from laying duties on
imports, the implication is clear. Now, what proportion will the
duties on imports bear to the other ordinary resources of the
country? We may now say one third; but this will not be the case
long. As our manufactures increase, foreign importations must
lessen. Here are two thirds, at least, of the resources of our
country open to the state governments. Can it be imagined, then,
that the states will lose their existence or importance for want of
revenues? The propriety of Congress possessing an exclusive
power over the impost appears from the necessity of their having a
considerable portion of our resources, to pledge as a fund for the
reduction of the debts of the United States. When you have given a
power of taxation to the general government, none of the states
individually will be holden for the discharge of the federal
obligations: the burden will be on the Union.
The gentleman says that the operation of the taxes will exclude
the states on this ground — that the demands of the community are
always equal to its resources; that Congress will find a use for all
the money the people can pay. This observation, if designed as a
general rule, is, in every view, unjust. Does he suppose the general
government will want all the money the people can furnish, and also
that the state governments will want all the money the people can
furnish? What contradiction is this! But if this maxim be true, how
does the wealth of the country ever increase? How are the people
enabled to accumulate fortunes? Do the burdens regularly augment as
its inhabitants grow prosperous and happy? But if, indeed, all the
resources are required for the protection of the people, it follows
that the protecting power should have access to them. The only
difficulty lies in the want of resources. If they are adequate, the
operation will be easy; if they are not, taxation must be
restrained. Will this be the fate of the state taxes alone?
Certainly not. The people will say, No. What will be the conduct of
the national rulers? The consideration will not be, that our
imposing the tax will destroy the states, for this cannot be
effected; but that it will distress the people, whom we represent,
and whose protectors we are. It is unjust to suppose they will be
altogether destitute of virtue and prudence: it is unfair to presume
that the representatives of the people will be disposed to tyrannize
in one government more than in another. If we are convinced that the
national legislature will pursue a system of measures unfavorable to
the interests of the people, we ought to have no general government
at all. But if we unite, it will be for the accomplishment of great
purposes: these demand great resources and great powers. There are
certain extensive and uniform objects of revenue which the
United States will improve, and to which, if possible, they will
confine themselves. Those objects which are more limited, and in
respect to which the circumstances of the states differ, will be
reserved for their use: a great variety of articles will be in this
last class of objects, to which only the state laws will properly
apply. To ascertain this division of objects is the proper business
of legislation: it would be absurd to fix it in the Constitution,
both because it would be too extensive and intricate, and because
alteration of circumstances must render a change of the division
indispensable. Constitutions should consist only of general
provisions: the reason is, that they must necessarily be permanent,
and that they cannot calculate for the possible change of things. I
know that the states must have their resources; but I contend that
it would be improper to point them out particularly in the
Constitution.
Sir, it has been said that a poll tax is a tyrannical tax;
but the legislature of this state can lay it, whenever they please.
Does, then, our Constitution authorize tyranny? I am as much opposed
to capitation as any man. Yet who can deny that there may exist
certain circumstances which will render this tax necessary? In the
course of a war, it may be necessary to lay hold of every resource;
and for a certain period, the people may submit to it. But on
removal of the danger, or the return of peace, the general sense of
the community would abolish it. The United Netherlands were obliged,
on an emergency, to give up one twentieth of their property to the
government. It has been said that it will be impossible to exercise
this power of taxation: if it cannot be exercised, why be alarmed?
But the gentlemen say that the difficulty of executing it with
moderation will necessarily drive the government into despotic
measures. Here, again, they are in the old track of jealousy and
conjecture. Whenever the people feel the hand of despotism, they
will not regard forms and parchments. But the gentlemen's premises
are as false as their conclusion. No one reason can be offered why
the exercise of the power should be impracticable. No one difficulty
can be pointed out which will not apply to our state governments.
Congress will have every means of knowledge that any legislature can
have. From general observation, and from the revenue systems of the
several states, they will derive information as to the most eligible
modes of taxation. If a land tax is the object, cannot Congress
procure as perfect a valuation as any other assembly? Can they not
have all the necessary officers for assessment and collections?
Where is the difficulty? Where is the evil? They never can oppress a
particular state by an unequal imposition; because the Constitution
has provided a fixed ratio, a uniform rule, by which this must be
regulated. The system will be founded upon the most easy and equal
principles — to draw as much as possible from direct taxation; to
lay the principal burdens on the wealthy, &c. Even ambitious and
unprincipled men will form their system so as to draw forth the
resources of the country in the most favorable and gentle methods,
because such will be ever the most productive. They never can hope
for success by adopting those arbitrary modes which have been used
in some of the states.
A gentleman yesterday passed many encomiums on the character and
operations of the state governments. The question has not
been, whether their laws have produced happy or unhappy effects. The
character of our confederation is the subject of our controversy.
But the gentleman concludes too hastily. In many of the states,
government has not had a salutary operation. Not only Rhode Island,
but several others, have been guilty of indiscretions and misconduct
— of acts which have produced misfortunes and dishonor. I grant that
the government of New York has operated well, and I ascribe it to
the influence of those excellent principles in which the proposed
Constitution and our own are so congenial. We are sensible that
private credit is much lower in some states than it is in ours. What
is the cause of this? Why is it, at the present period, so low, even
in this state? Why is the value of our land depreciated? It is said
that there is a scarcity of money in the community. I do not believe
this scarcity to be so great as is represented. It may not appear;
it may be retained by its holders; but nothing more than stability
and confidence in the government is requisite to draw it into
circulation. It is acknowledged that the general government has not
answered its purposes. Why? We attribute it to the defects of the
revenue system. But the gentlemen say, the requisitions have not
been obeyed, because the states were impoverished. This is a kind of
reasoning that astonishes me. The records of this state — the
records of Congress — prove that, during the war, New York had the
best reason to complain of the non-compliance of the other states. I
appeal to the gentleman. Have the states who have suffered least
contributed most? No, sir; the fact is directly the reverse. This
consideration is sufficient entirely to refute the gentleman's
reasoning. Requisitions will ever be attended with the same effects.
This depends on principles of human nature that are as infallible as
any mathematical calculations. States will contribute or not,
according to their circumstances and interests. They will all be
inclined to throw off their burdens of government upon their
neighbors. These positions have been so fully illustrated and proved
in former stages of this debate, that nothing need be added.
Unanswerable experience — stubborn facts — have supported and fixed
them.
Sir, to what situation is our Congress now reduced! It is
notorious that with the utmost difficulty they maintain their
ordinary officers, and support the mere form of a federal
government. How do we stand with respect to foreign nations? It is a
fact that should strike us with shame, that we are obliged to borrow
money in order to pay the interest of our debts. It is a fact that
these debts are every day accumulating by compound interest. This,
sir, will one day endanger the peace of our country, and expose us
to vicissitudes the most alarming. Such is the character of
requisitions — such the melancholy, dangerous condition to which
they have reduced us! Now, sir, after this full and fair experiment,
with what countenance do gentlemen come forward to recommend the
ruinous principle, and make it the basis of a new government? Why do
they affect to cherish this political demon, and present it once
more to our embraces? The gentleman observed, that we cannot, even
in a single state, collect the whole of a tax; some counties will
necessarily be deficient. In the same manner, says he, some states
will he delinquent. If this reasoning were just, I should expect to
see the states pay, like the counties, in proportion to their
ability, which is not the fact.
I shall proceed now more particularly to the proposition before
the committee. This clearly admits that the unlimited power of
taxation, which I have been contending for, is proper. It
declares that, after the states have refused to comply with the
requisitions, the general government may enforce its demands. While
the gentlemen's proposition and principle admit this, in its fullest
latitude, the whole course of the states is against it. The mode
they point out would involve many inconveniences against which they
would wish to guard. Suppose the gentleman's scheme should be
adopted; would not all the resources of the country be equally in
the power of Congress? The states can have but one opportunity of
refusal. After having passed through the empty ceremony of a
requisition, the general government can enforce all its demands,
without limitation or resistance. The states will either comply, or
they will not. If they comply, they are bound to collect the whole
of the tax from the citizens. The people must pay it. What, then,
will be the disadvantage of its being levied and collected by
Congress, in the first instance? It has been proved, as far as
probabilities can go, that the federal government will, in general,
take the laws of the several states as its rule, and pursue those
measures to which the people are most accustomed. But if the states
do not comply, what is the consequence? If the power of a compulsion
be a misfortune to the state, they must now suffer it without
opposition or complaint. I shall show, too, that they must feel it
in an aggravated degree. It may frequently happen that, though the
states formally comply with the requisitions, the avails will not be
fully realized by Congress: the states may be dilatory in the
collection and payment, and may form excuses for not paying the
whole. There may also be partial compliances, which will subject the
Union to inconveniences. Congress, therefore, in laying the tax,
will calculate for these losses and inconveniences. They will make
allowances for the delays and delinquencies of the states, and
apportion their burdens accordingly. They will be induced to demand
more than their actual wants.
In these circumstances, the requisitions will be made upon
calculations in some measure arbitrary. Upon the constitutional
plan, the only inquiry will be, How much is actually wanted? and how
much can the object bear, or the people pay? On the gentleman's
scheme, it will be, What will be the probable deficiencies of the
states? for we must increase our demands in proportion, whatever the
public wants may be, or whatever may be the abilities of the people.
Now, suppose the requisition is totally rejected; it must be levied
upon the citizens without reserve. This will be like inflicting a
penalty upon the states. It will place them in the light of
criminals. Will they suffer this? Will Congress presume so far? If
the states solemnly declare they will not comply, does not this
imply a determination not to permit the exercise of the coercive
power? The gentlemen cannot escape the dilemma into which their own
reasoning leads them. If the states comply, the people must be
taxed; if they do not comply, the people must equally be taxed. The
burden, in either case, will be the same — the difficulty of
collecting the same. Sir, if these operations are merely harmless
and indifferent, why play the ridiculous farce? If they are
inconvenient, why subject us to their evils? It is infinitely more
eligible to lay a tax originally, which will have uniform effects
throughout the Union, which will operate equally and silently. The
United States will then be able to ascertain their resources, and to
act with vigor and decision. All hostility between the governments
will be prevented. The people will contribute regularly and
gradually for the support of government; and all odious,
retrospective inquiries will be precluded.
But the ill effects of the gentleman's plan do not terminate
here. Our own state will suffer peculiar disadvantages from the
measure. One provision in the amendment is, that no direct taxes
shall be laid till after the impost and excise shall be found
insufficient for the public exigencies; and that no excise shall be
laid on articles of the growth or manufacture of the United States.
Sir, the favorable maritime situation of this state, and our large
and valuable tracts of unsettled land, will ever lead us to commerce
and agriculture as our proper objects. Unconfined, and tempted by
the prospect of easy subsistence and independence, our citizens, as
the country populates, will retreat back, and cultivate the western
parts of our state. Our population, though extensive, will never be
crowded; and consequently we shall remain an importing and
agricultural state. Now, what will be the operation of the proposed
plan? The general government, restrained by the Constitution from a
free application to other resources, will push imposts to an
extreme. Will excessive impositions on our commerce be favorable to
the policy of this state? Will they not directly oppose our
interests? Similar will be the operation of the other clause of the
amendment, relative to excise. Our neighbors, not possessed of our
advantages for commerce and agriculture, will become manufacturers:
their property will, in a great measure, be vested in the
commodities of their own productions; but a small proportion will be
in trade or in lands. Thus, on the gentleman's scheme, they will be
almost free from burdens, while we shall be loaded with them. Does
not the partiality of this strike every one? Can gentlemen, who are
laboring for the interest of their state, seriously bring forward
such propositions? It is the interest of New York that those
articles should be taxed, in the production of which the other
states exceed us. If we are not a manufacturing people, excises on
manufactures will ever be for our advantage. This position is
indisputable. Sir, I agree that it is not good policy to lay excises
to any considerable amount, while our manufactures are in their
infancy; but are they always to be so? In some of the states, they
already begin to make considerable progress. In Connecticut, such
encouragement is given as will soon distinguish that state. Even at
the present period, there is one article from which a revenue may
very properly be drawn: I speak of ardent spirits. New England
manufactures more than a hundred gallons to our one; consequently,
an excise on spirits at the still-head would nuke those states
contribute in a vastly greater proportion than ourselves. In every
view, excises on domestic manufactures would benefit New York. But
the gentlemen would defeat the advantages of our situation, by
drawing upon us all the burdens of government. The nature of our
union requires that we should give up our state impost. The
amendment would forfeit every other advantage. This part of the
Constitution should not be touched. The excises were designed as a
recompense to the importing states for relinquishing their imposts.
Why, then, should we reject the benefits conferred upon us? Why
should we run blindly against our own interest?
Sir, I shall no further enlarge on this argument: my exertions
have already exhausted me. I have persevered from an anxious desire
to give the committee the most complete conception of this subject.
I fear, however, that I have not been so successful as to bestow
upon it that full and clear light of which it is susceptible. I
shall conclude with a few remarks by way of apology. I am
apprehensive, sir, that, in the warmth of my feelings, I may have
uttered expressions which were too vehement. If such has been my
language, it was from the habit of using strong phrases to express
my ideas; and, above all, from the interesting nature of the
subject. I have ever condemned those cold, unfeeling hearts, which
no object can animate. I condemn those indifferent mortals, who
either never form opinions, or never make them known. I confess,
sir, that on no subject has my breast been filled with stronger
emotions, or more anxious concern. If any thing has escaped me,
which may be construed into a personal reflection, I beg the
gentlemen, once for all, to be assured that I have no design to
wound the feelings of any one who is opposed to me.
While I am making these observations, I cannot but take notice of
some expressions which have fallen in the course of the debate. It
has been said that ingenious men may say ingenious things, and that
those who are interested in raising the few upon the ruins of the
many, may give to every cause an appearance of justice. I know not
whether these insinuations allude to the characters of any who are
present, or to any of the reasonings in this house. I presume that
the gentlemen would not ungenerously impute such motives to those
who diner from themselves. I declare I know not any set of men who
are to derive peculiar advantages from this Constitution. Were any
permanent honors or emoluments to be secured to the families of
those who have been active in this cause, there might be some
grounds for suspicion. But what reasonable man, for the precarious
enjoyment of rank and power, would establish a system which would
reduce his nearest friends and his posterity to slavery and ruin? If
the gentlemen reckon me amongst the obnoxious few, if they imagine
that I contemplate with ambitious eye the immediate honors of the
government, yet let them consider that I have my friends, my family;
my children, to whom ties of nature and of habit have attached me.
If, to-day, I am among the favored few, my children, to-morrow, may
be among the oppressed; these dear pledges of my patriotism may, at
a future day, be suffering the severe distresses to which my
ambition has reduced them. The changes in the human condition are
uncertain and frequent: many, on whom Fortune has bestowed her
favors, may trace their family to a more unprosperous station; and
many, who are now in obscurity, may look back upon the affluence and
exalted rank of their ancestors. But I will no longer trespass on
your indulgence. I have troubled the committee with these
observations, to show that it cannot be the wish of any reasonable
man to establish a government unfriendly to the liberties of the
people. Gentlemen ought not, then, to presume that the advocates of
this Constitution are influenced by ambitious views. The suspicion,
sir, is unjust; the charge is uncharitable.
The Hon. Mr. LANSING. This clause, Mr. Chairman, is, by every
one, considered as one of the most important in the Constitution.
The subject has been treated in a very diffusive manner. Among all
the ingenious remarks that have been made, some are little more than
repetitions; others are not very applicable or interesting. I shall
beg leave to pass a few strictures on the paragraph; and, in my
reply, shall confine myself to the arguments which have been
advanced. The committee have been informed that it embraces a great
variety of objects, and that it gives the general government a power
to lay all kinds of taxes; that it confers a right of laying
excises on all articles of American manufacture, of exacting an
impost, in which the state governments cannot interfere, and of
laying direct taxes without restriction. These powers reach every
possible source of revenue. They will involve a variety of
litigations, which can come only under the cognizance of the
judiciary of the United States. Hence it must appear that these
powers will affect, in an unlimited manner, the property of the
citizens; that they will subject them, in a great degree, to the
laws of the Union, and give an extensive jurisdiction to the federal
courts. The objects of the amendment are, to prevent excises from
being laid on the manufactures of the United States, and to provide
that direct taxes shall not be imposed till requisitions have been
made and proved fruitless.
All the reasoning of the gentlemen goes to prove that government
ought to possess all the resources of a country. But so far as it
respects government in general, it does not apply to this question.
Giving the principle its full force, it does not prove that our
federal government ought to have all the resources; because this
government is but a part of a system, the whole of which should
possess the means of support. It has been advanced repeatedly by the
gentleman, that the powers of the United States should, like their
objects, be national and general. It appears to him proper,
therefore, that the nature of their resources should be
correspondent. Sir, it has been declared that we can no longer place
confidence in requisitions. A great deal of argument has been spent
on this point. The gentlemen constantly consider the old mode of
requisitions, and that proposed, in the same view. But not one of us
has ever contended for requisitions in the form prescribed in the
existing Confederation: hence the reasoning about the in-efficacy of
the ancient mode has no application to the one recommended; which
rests on different principles, and has a sanction of which the other
is totally destitute. In the one instance, it is necessary to
execute the requisitions of Congress on the states collectively.
There is no way of doing this but by coercing a whole community,
which cannot be effected. But the amendment proposes to carry the
laws of Congress to the doors of individuals. This circumstance will
produce an entire change in the operation of requisitions, and will
give them an efficiency which otherwise they could not have. In this
view, it will appear that the gentleman's principles respecting the
character and effects of requisitions can have no application in
this dispute. Much pains has been taken to show that requisitions
have not answered the public exigencies. All this has been fully
admitted in former stages of the debate. It was said by a gentleman
yesterday, that though considerable sums of money had been paid by
the people, it was by way of bounties to the soldiers which was a
coercion on individuals. If, then, this coercion had its effect,
certainly its operation, upon the proposed plan. will be much more
forcible. It has been said that, in sudden emergencies, all the
resources of the country might be required; and that the supreme
head ought to possess the power of providing for the public wants,
in every degree. It is an undoubted fact, that, in all government,
it is extremely difficult, on the spur of the occasion, to raise
money by taxes. Nor is it necessary. In a commercial country,
persons will always be found to advance money to the government, and
to wait the regular operation of the revenue laws. It depends on the
security of the taxes, and the certainty of being refunded. This
amendment does not diminish the security or render the fund
precarious. The certainty of repayment is as well established as if
the government could levy the taxes originally on individuals.
Sir, have the states ever shown a disposition not to comply with
the requisitions? We shall find that, in almost every instance, they
have, so far forth as the passing a law of compliance, been carried
into execution. To what, then, are the delinquencies to be
attributed? They must be to the impoverished state of the country.
If the state governments have been unable to compel the people to
obey their laws, will Congress be able to coerce them? Will the
federal taxes be better paid? But, sir, no reasonable man will be
apprehensive of the non-compliance of the states, under the
operation of the proposed plan. The right of enforcing the
requisitions will furnish the strongest motive for the performance
of the federal duty. With this powerful inducement, there is hardly
a possibility of failure. It has been asked, Why give the individual
states the preference? Why not suffer the general government to
apply to the people in the first instance, without the formality of
a requisition? This question has been repeatedly asked, and as often
answered. It is because the state legislatures are more nearly
connected with the people, and more acquainted with their situation
and wants. They better know when to enforce or relax their laws; to
embrace objects or relinquish them, according to change of
circumstances: they have but a few varying interests to comprehend
in general provisions. Congress do not possess these advantages;
they cannot have so complete an acquaintance with the people; their
laws, being necessarily uniform, cannot be calculated for the great
diversity of objects which present themselves to government. It is
possible that the men delegated may have interests different from
those of the people. It is observed that we have had experience of
different kinds of taxes, which have been executed by different
officers, — for instance, county and state taxes, — and that there
has been no clashing or interference. But, sir, in these cases, if
any dispute arises, the parties appeal to a common tribunal; but if
collectors are appointed by different governments, and authorized by
different laws, the federal officer will appeal to a federal court;
his adversary will appeal to the state court. Will not this create
contests respecting jurisdiction? But the Constitution declares that
the laws of the United States shall be supreme. There is no doubt,
therefore, that they must prevail in every controversy; and every
thing which has a tendency to obstruct the force of the general
government must give way.
An honorable gentleman from New York has remarked that the idea
of danger to state governments can only originate in a
distempered fancy: he stated that they were necessary component
parts of the system, and informed us how the President and senators
were to be elected; his conclusion is, that the liberties of the
people cannot be endangered. I shall only observe, that, however
fanciful these apprehensions may appear to him, they have made
serious impressions upon some of the greatest and best men. Our
fears arise from the experience of all ages and our knowledge of the
dispositions of mankind. I believe the gentleman cannot point out an
instance of the rights of a people remaining for a long period
inviolate. The history of Europe has afforded remarkable examples of
the loss of liberty by the usurpations of rulers. In the early
periods of the government of the United Netherlands, the magistrates
were elected by the people; but now they have become hereditary. The
Venetians are, at this day, governed by an aristocracy. The
senators, once the representatives of the people, were enabled, by
gradual encroachments, at last to declare themselves perpetual. The
office has since become hereditary, and the government entirely
despotic. The gentleman has adduced one historical example, to prove
that the members of a government, in the contests with the head,
generally prevail. He observed that, in the struggles between the
feudal sovereigns of Europe and their barons, the latter were
usually victorious. If this were true, I believe the operations of
such a system as the feudal will not warrant the general inference
he draws. The feudal barons were obliged to assist the monarch, in
his wars, with their persons and those of their vassals. This, in
the early periods, was the sovereign's sole dependence. Not
possessed of pecuniary revenues, or a standing military force, he
was, whenever the barons withdrew their aid, or revolted against his
authority, reduced to a very feeble situation. While he possessed
not the means of carrying on his wars, independently of his nobles,
his power was insignificant, and he was unsuccessful. But, sir, the
moment he gained the command of revenues and an army, as soon as he
obtained the sword and the purse, the current of success was
turned; and his superiority over his barons was regularly augmented,
and at last established. The barons, in their early wars, possessed
other peculiar advantages: their number was small, they were
actuated by one principle, and had one common object; it was to
reduce still lower the feeble powers of the monarch: they were
therefore easily brought to act in concert. Sir, wherever the
revenues and the military force are, there will rest the power: the
members or the head will prevail, as one or the other possesses
these advantages. The gentleman, in his reasoning, has taken the
wrong part of the example — that part which bears no resemblance to
our system. Had he come down to a later period, he would indeed have
seen the resemblance, and his historical facts would have directly
militated against his argument. Sir, if you do not give the state
governments a power to protect themselves, if you leave them no
other check upon Congress than the power of appointing senators,
they will certainly be overcome, like the barons of whom the
gentleman has spoken. Neither our civil nor militia officers will
afford many advantages of opposition against the national
government: if they have any powers, it will ever be difficult to
concentrate them, or give them a uniform direction. Their influence
will hardly he felt, while the greater number of lucrative and
honorable places, in the gift of the United States, will establish
an influence which will prevail in every part of the continent.
It has been admitted by an honorable gentleman from New York,
(Mr. Hamilton,) that the state governments are necessary to secure
the liberties of the people. He has urged several forcible reasons
why they ought to be preserved under the new system; and he has
treated the idea of the general and state governments being hostile
to each other as chimerical. I am, however, firmly persuaded that an
hostility between them will exist. This was a received opinion in
the late Convention at Philadelphia. That honorable gentleman was
then fully convinced that it would exist, and argued, with much
decision and great plausibility, that the state governments ought to
be subverted, at least so far as to leave them only corporate
rights, and that, even in that situation, they would endanger the
existence of the general government. But the honorable gentleman's
reflections have probably induced him to correct that sentiment.
[Mr. Hamilton here interrupted Mr. Lansing, and contradicted, in
the most positive terms, the charge of inconsistency included in the
preceding observations. This produced a warm personal altercation
between those gentlemen, which engrossed the remainder of the day.]
MONDAY, June 30, 1788. — The personal dispute between Mr.
Hamilton and Mr. Lansing was again brought forward, and occupied the
attention of the committee for a considerable part of this day; on
the termination of which, the debate upon Mr. Williams's motion was
resumed, and continued by Mr. Williams, Mr. Smith, Mr. Jay, Mr.
Jones, &c.
In the course of this debate, Mr. SMITH made the following
remarks, in answer to Mr. Hamilton; that, though the gentleman's
maxim was true, that the means should be adequate to the end, yet it
did not, by any means, apply to a complex system like ours, in which
all the objects of government were not to be answered by the
national head, and which, therefore, ought not to possess all the
means. In another view, he said, the rule would not apply. It was
not true that the power which was charged with the common defence
should have all the revenues. In the government of Great Britain,
the power to whom the common defence was committed did not possess
the means of providing for it. The king had the whole power of war:
but the Parliament only could furnish the money for conducting it.
Still the government, taken all together, possessed all the powers
and all the means. He thought it ought to be on such a footing here.
The general government was one part of the system, the state
governments another. Now, it was true, he said, that the system,
taking all its parts together, ought to have unlimited powers. It
was not the design of the amendment to prevent this: it was only to
divide the powers between the parts, in proportion to their several
objects.
TUESDAY, July 1, 1788. — Mr. SMITH observed, that he
supposed the states would have a right to lay taxes,
if there was no power in the general government to control them. He
acknowledged that the counties in this state had a right to collect
taxes; but it was only a legislative, not a constitutional right. It
was dependent and controllable. This example, he said, was a true
one; and the comparison the gentleman had made was just; but it
certainly operated against him. Whether, then, the general
government would have a right to control the states in taxation, was
a question which depended upon the construction of the Constitution.
Men eminent in law had given different opinions on this point. The
difference of opinion furnished, to his mind, a reason why the
matter should be constitutionally explained. No such important point
should be left to doubt and construction. The clause should be so
formed as to render the business of legislation as simple and plain
as possible. It was not to be expected that the members of the
federal legislature would generally be versed in those subtilties
which distinguish the profession of the law. They would not be
disposed to make nice distinctions with respect to jurisdiction. He
said that, from general reasoning, it must be inferred that, if the
objects of the general government were without limitation, there
could be no bounds set to their powers; that they had a right to
seek those objects by all necessary laws, and by controlling every
subordinate power. The means should be adequate to the end: the less
should give way to the greater. General principles, therefore.
clearly led to the conclusion, that the general government must have
the most complete control over every power which could create the
least obstacle to its operations.
Mr. Smith then went into an examination of the particular
provisions of the Constitution, and compared them together, to prove
that his remarks were not conclusions from general principles alone,
but warranted by the language of the Constitution. He conceived,
therefore, that the national government would have powers, on this
plan, not only to lay all species of taxes, but to control and set
aside every thing which should impede the collection of them. They
would have power to abrogate the laws of the states, and to prevent
the operation of their taxes; and all courts, before whom any
disputes on these points should come, whether federal or not, would
be bound by oath to give judgment according to the laws of the
Union. An honorable gentleman from New York, he said, had dwelt with
great attention on the idea that the state governments were
necessary and useful to the general system, and that this would
secure their existence. Granting that they would be very convenient
in the system, yet, if the gentleman's position were true, that the
two governments would be rivals, we had no need to go any further
than the common feelings and passions of human nature, to prove that
they must be hostile, and that one or the other must be finally
subverted. If they were mutually necessary to each other, how could
they be rivals? For, in this case, lessening the power of the states
would be only diminishing the advantages of the general government.
Another source, from which the gentleman would derive security to
the states, was the superior number of the state representatives.
Mr. Smith apprehended, however, that this very circumstance would be
an argument for abolishing them The people would be very apt to
compare their small importance and powers with the great expense of
their support He then went into an examination of another source of
security which the gentleman had pointed out, — that is, the great
number of officers dependent on the states, — and compared them with
those of the United States, and concluded with observing, that he
(Mr. Smith) was one who had opposed the impost: he was also opposed
to the Constitution in its present form. He said, he had opposed the
impost, because it gave too much power to a single body, organized
as the old Congress was; and he objected to this Constitution,
because it gave too much power to the general government, however it
might be organized. In both, he said, he stood on the same ground,
and his conduct had been uniform and consistent.
The Hon. Mr. DUANE addressed the committee in a long and
elaborate speech. He commenced with an explanation of the motives
which induced him to bring forward the public papers, which
have been lately read; declared that he had, in that matter, been
actuated by no personal designs, no possible disposition to censure
the conduct or wound the feelings of any man; that his sole object
was, to furnish the committee with the most convincing evidence as
to the merits of the Constitution. He then went into a particular
examination of the exhibits, painted the situation of the country at
the period in which they were written, and illustrated and enforced
their testimony. In the course of this investigation, he introduced
and commented upon General Washington's circular letter, and
concluded, that all this evidence afforded complete proof that
requisitions had ever had an unhappy and fatal operation, that they
would never answer the purposes of government, and that the
principle ought to be forever discarded from our system. He then
proceeded to enforce, by a variety of considerations, the argument
respecting the propriety of the general government's being
unrestricted in the exercise of those powers which were requisite
for the common defence; spoke of the necessity, that might in future
exist, of maintaining large armies and navies;
said that he, even in his old age, hoped yet to see the United
States able, as well by sea as by land, to resent any injuries that
might be offered them. It might very soon appear how necessary a
powerful military might be. Occasions the most pressing were not
even now wanting. The British, to this day, in defiance of the
treaty of peace, held possession of our northern posts. This was the
highest insult to our sovereignty. He hoped that these daring
invasions would rouse the indignation of the United States. He had
heard it surmised that the general government would probably never
oblige the British to quit these posts; but whenever, said he, I
find the Union guilty of such pusillanimity, I shall regret that I
ever drew my breath in this country.
Mr. Duane then animadverted upon the reasoning of his opponents
respecting the causes of the delinquencies of the states, and
compared the exertions of the states with their different situations
and circumstances, in order to prove that the deficiencies could not
have arisen from poverty or distress. He declared that all which had
been advanced by opposition in this head was totally unsupported by
facts. The gentleman next proceeded to discuss the question of
concurrent jurisdiction, and the particular advantages New York
would derive from excises on our manufactures; spoke of the
difficulties and embarrassments which would result from the proposed
amendment, and concluded with a comparison of the new to the old
system, and some general encomiums on the excellences of the former.
The Hon. Mr. JAY rose, and said he would confine himself to a few
remarks, as the question had been pretty fully debated. He began
with a description of the general characteristics of a government
proper for the United States. It had, he said, been justly laid
down, that a government which was to accomplish national purposes
should command the national resources. Here a question had been
raised. Would it be proper that the state governments should limit
the powers of the general government, relative to its supplies?
Would it be right or politic that the sovereign power of a nation
should depend for support on the mere will of the several members of
that nation? that the interest of a part should take place of that
of the whole, or that the partial views of one of the members should
interfere with and defeat the views of all? He said that, after the
most mature reflection, he could see no possible impropriety in the
general government having access to all the resources of the
country. With respect to direct taxes, it appeared to him
that the proposed amendment would involve great difficulties.
Suppose a state should refuse to comply; would not the same motives,
the same reasons, which produced the non-compliance, induce such
state to resist the imposing and collecting of the tax? Would not a
number of states, in similar circumstances, be. apt to unite to give
their resistance weight? They could not all be forced. These ideas
of the impracticability and the danger of the measure, he said, had
been already fully illustrated, and they had made a deep impression
on his mind. He apprehended that ambitious men might be found, in
such emergencies, ready to take advantage of turbulent times, and
put themselves at the head of such an association. After dwelling
some time on this point, he proceeded to take notice of the
objection relative to the want of that particular information in
members of Congress, which, it had been said, would alone render
them capable of imposing taxes with prudence and justice. The
objection had some weight; but it ought to be considered that direct
taxes were of two kinds, general and specific. With respect to the
latter, the objection could not apply. The national government
would, without doubt, usually embrace those objects which were
uniform throughout the states; such as all specific articles of
luxury. No particular minute knowledge could be necessary for this.
For example, what difficulty or partiality would there be in the
operation of a tax of twenty shillings on all coaches? The
objection, then, could only apply to the laying of general taxes
upon all property. But the difficulty on this score, he said, might
be easily remedied. The legislatures of the several states would
furnish their delegates with the systems of revenue, and give them
the most particular information with regard to the modes of taxation
most agreeable to the people. From the comparison of these, Congress
would be able to form a general system, as perfect as the nature of
things would admit. He appealed to the good sense and candor of the
gentlemen, if this would not, in all probability, take place. After
some considerations on the subject of concurrent jurisdiction, he
said, he was convinced that it was sufficiently secured and
established in the Constitution. But as gentlemen were of a
different opinion on this point, it would be very easy, he said, to
insert in the adoption of the system an explanation of this clause.
Mr. Jay concluded by suggesting a difficulty on the subject of
excise, which has not been attended to. He asked by what rule we
should know an article of American from one of foreign manufacture:
how could American nails, American porter, and hundreds of other
articles, be distinguished from those of foreign production? He
thought the proposed measure would create embarrassments, and the
various abuses that would follow might be easily conceived.
The Hon. Mr. SMITH, after some introductory, cursory remarks,
took notice of an honorable gentleman's wishes respecting a navy.
He thought it would be wild and ridiculous to attempt a project of
that kind for a considerable length of time, even if the treasury
were full of money. He thought it was our duty to calculate for the
present period, and not attempt to provide for the contingencies of
two or three centuries to come. In time, events might take place
which no human wisdom could foresee, and which might totally defeat
and render useless these provisions. He insisted that the present
state of the country alone ought to be. considered. In three or four
hundred years, its population might amount to a hundred millions: at
this period, two or three great empires might be established,
totally different from our own.
Mr. Smith then made some remarks upon the circular letter of the
late commander-in-chief, which Mr. Duane had produced. He asked
whence the American army came: how were they raised and maintained,
if the complaints in this letter were well founded? how had the
country been defended, and our cause supported, through so long a
war, if requisitions had been so totally fruitless? He observed that
one of the gentlemen had contemplated associations among the states
for the purpose of resisting Congress. This was an imaginary evil.
The opposers of the Constitution, he said, had been frequently
charged with being governed by chimerical apprehensions, and of
being too much in extremes. He asked if these suggestions were not
perfectly in the same style. We had had no evidence of a disposition
to combine for such purposes: we had no ground to fear they ever
would. But if they were, at any time, inclined to form a league
against the Union, in order to resist an oppressive tax, would they
not do it, when the tax was imposed without a requisition? Would not
the same danger exist, though requisitions were unknown? He thought
no power ought to be given which could not be exercised. The
gentleman had himself spoken of the difficulties attending general,
direct taxes, and had presumed that the general government would
take the state systems, and form from them the best general plan
they could. But this would but partially remedy the evil. How much
better would it be to give the systems of the different states their
full force, by leaving to them the execution of the tax, and the
power of levying it on the people!
The Hon. Chancellor LIVINGSTON. When this subject came under
discussion on Friday, Mr. Chairman, I did myself the honor to
express my sentiments to the committee. I considered the amendment
as it would affect the general government, and was favored with the
support of my honorable colleague, who went more largely and ably
into the argument, and added weight to the ideas I had suggested.
I shall now confine myself to a few cursory and general
observations on the reasonings of our opponents. I do not think it
my duty to attempt to reconcile the gentlemen with each other. They
advance opposite principles, and they argue differently. As they do
not appear to have any fixed maxims in their politics, it is not to
be wondered at that they talk at random, and run into
inconsistencies. The gentleman from Duchess went into a defence of
the state governments: he painted their good qualities in very warm
colors; described their stability, their wisdom, their justice,
their affection for the people. This was undoubtedly proper; for it
was necessary to his argument. On the contrary, another gentleman
took up the matter in a different point of view. He said the
government of New York, which had been acknowledged one of the best,
was quite imperfect. But this was all right, for it answered his
purpose. A gentleman from New York had remarked a great resemblance
between the government of this state and the new Constitution. To
condemn the former, therefore, was giving a death-blow at the
proposed system. But, sir, though we may pardon the gentlemen for
differing from each other, yet it is difficult to excuse their
differing from themselves. As these inconsistencies are too delicate
to dwell on, I shall mention but a few. Their amendment declares
that Congress shall lay direct taxes, and the whole drift of their
argument is against it. In their reasoning, direct taxes are odious
and useless things; in their amendment, they are necessary and
proper. Thus their arguments and their motion are at variance. But
this is not the only contradiction. The gentlemen say that Congress
will be avaricious, and will want every farthing of the people's
property. One from Washington tells you that taxation will shut out
the light of heaven, and will pick your pockets. With these
melancholy ideas no wonder he mourns for the fair damsel of American
liberty, harassed with oppressive laws, shut up in a dismal dungeon,
robbed of the light of heaven, and, by a beautiful anti-climax,
robbed of the money in her pocket. Yet, says the gentleman, though
Congress will do all this. they cannot do it. You are told that the
collection of the tax is impracticable. Is, then, this great
mischief to arise from an impracticable thing? It is the reasoning
among all reasoners, that from nothing nothing comes; and yet this
nothing is to destroy the state governments, and swallow up the
state revenue: the tax which cannot realize a farthing is to rob the
citizens of all their property. This is fine reasoning. To what
shall I compare it? Shall I liken it to children in the
market-place, or shall I liken it to children making bubbles with a
pipe? Shall I not rather compare it to two boys upon a balanced
board? One goes up, the other down; and so they go up and down, down
and up, till the sport is over, and the board is left exactly on the
balance in which they found it. But let us see if we cannot, from
all this rubbish, pick out something which may look like reasoning.
I confess I am embarrassed by their mode of arguing. They tell us
that the state governments will be destroyed, because they
will have no powers left them. This is new. Is the power over
property nothing? Is the power over life and death no power? Let me
ask what powers this Constitution would take from the states. Have
the state governments the power of war and peace, of raising troops,
and making treaties? The power of regulating commerce we possess;
but the gentlemen admit that we improperly possess it. What, then,
is taken away? Have not the states the right of raising money,
and regulating the militia? And yet these objects could never
have employed your legislatures four or five months in the year.
What, then, have they been about? — making laws to regulate the
height of fences and the repairing of roads? If this be true, take
the power out of their hands. They have been unworthy servants; they
have not deserved your confidence. Admit that the power of raising
money should be taken from them; does it follow that the people will
lose all confidence in their representatives? There are but two
objects for which money must be raised — the support of the general
government and those of the states; and they have an equal right to
levy and collect their taxes. But if, as the amendment proposes,
they should be obliged to grant all that Congress should call for, —
if they are to be compelled to comply with the requisitions without
limitation, — they would be, on the gentleman's principles, in a
pitiable situation indeed! The mode alone would be in their
discretion. Is this the mighty matter about which we differ? Contend
about modes! I am sorry to say, sir, that a rigid adherence to
modes, in this state, has been the cause of great injustice to
individuals, and has hurt the confidence of the people. It has led
this state, on one occasion, to raise the expectations of public
creditors, and to sink them again, by an unwarrantable breach of
faith. Sir, if the power of regulating the militia, of raising
money, of making and executing all the civil and criminal laws, —
laws which affect the life, liberty, and property of individuals, —
can insure or deserve the confidence and respect of the people, I
think the gentleman's argument falls to the ground.