New Views
OF THE
Constitution
OF THE
United States |
|
|
JOHN TAYLOR
of Caroline |
DISTRICT OF COLUMBIA, to wit:
BE IT REMEMBERED, That on the nineteenth day of November, in the
year of our Lord one thousand eight hundred and twenty-three, and of
the Independence of the United States of America, the forty-eighth,
JOHN TAYLOR, of the said District, hath deposited in the office of
the Clerk of the District Court for the District of Columbia, the
tide of a book, the right whereof he claims as proprietor in the
words following, to wit:
"New Views of the Constitution of the United States. By John Taylor,
of Caroline, Virginia."
In conformity to the act of the Congress of the United States,
entitled "An Act for the encouragement of learning, by securing the
copies of maps, charts and books, to the authors and proprietors of
such copies during the times therein mentioned," and also to the
act, entitled "An Act supplementary to an act, entitled "An Act for
the encouragement of learning, by securing the copies of maps,
charts, and books, to the authors and proprietors of such copies
during the times therein mentioned," and extending the benefits
thereof to the arts of designing, engraving, and etching historical
and other prints."
IN TESTIMONY WHEREOF, I have hereunto set my hand, and affixed the
public seal of my office, the day and year aforesaid.
EDMUND I. LEE,
Clerk of the District Court for the District of Columbia.
CONTENTS
Preface
[Introduction, by Jon Roland]
1 The Meaning of Certain Primary Words
2 The Journal of the Convention
3 The Subject Continued
4 The Subject Continued
5 The Subject Concluded
6 Yates's Notes
7 The Subject Concluded
8 The Federalist
9 The Subject Continued
10 The Subject Continued
11 The Subject Continued
12 The Subject Concluded
13 Sovereignty
14 One of the People
15 Other Consolidating Doctrines
16 A Federal and National Form of Government Compared
17 Construction
PREFACE
THAT many eminent and respectable men have ever preferred, and ever
will prefer, a consolidated national government to our federal
system; that the constitution, under the influence of this
predilection, has been erroneously construed; that these
constructions are rapidly advancing towards their end, whether it
shall be consolidation or disunion; that they will become a source
of excessive geographical discord; and that the happiness and
prosperity of the United States will be greater under a federal than
under a national government, in any form, are the opinions which
have suggested the following treatise. If the survey taken of these
subjects is not proportioned to their importance, it yet may not be
devoid of novelty, nor wholly ineffectual towards attracting more
publick attention towards a question involving a mass of
consequences either very good or very bad.
SECTION I
The Meaning of Certain Primary Words
I shall attempt to ascertain the nature of our form of government,
and the existence of a project to alter it. Principles and words are
the disciplinarians of construction, but the latter require
definitions to come at truth.
The word union is inexplicit. It may imply either a perfect
consolidation; or an association for special purposes, reaching only
stated objects, and limited by positive restrictions. Of civil
unions, the matrimonial is the most intimate; and yet the parties to
it are invested with separate and independent rights. The ancient
union of the independent kingdoms of Spain, effected by marriage or
conquest, left to each many local privileges. The union of England
and Scotland, effected by compact, contains stipulations beyond the
power of the united government to alter, especially that in relation
to the religion of the latter kingdom. That between England and
Ireland is a political consolidation. The latter kingdom did not
obtain an establishment of the Roman Catholick religion. Had the
majority of the people possessed free will, they would have reserved
this local right; and the Roman Catholick religion, like the
Presbyterian, would have been placed beyond the reach of the united
representation in parliament; just as the reserved rights of the
states are placed beyond the reach of our united representation in
Congress; because political unions for special purposes, cannot be
defeated by inferences from the form adopted for their execution. In
order to determine whether the United States meant by the term
union, to establish a supreme power or a limited association, we
must commence our inquiry at their political birth, and accommodate
our arguments with the principles they avowed in proclaiming their
political existence. These are stated in the declaration of
independence: "We the representatives of the United States of
America, in general Congress assembled, appealing to the Supreme
Judge of the world, for the rectitude of our intentions, do, in the
name and by the authority of the good people of these colonies,
solemnly publish and declare, that these United Colonies are, and of
right ought to be, free and independent states; and that as free and
independent states, they have full power to levy war, conclude
peace, contract alliances, establish commerce, and do all other acts
and things, which independent states may of right do." Such is the
origin of our liberty, and the foundation of our form of government.
The consolidating project ingeniously leaves unexamined the
arguments suggested by this declaration, and commences its lectures
at the end of the subject to be considered. If the declaration of
independence is not obligatory, our intire political fabrick has
lost its magna charta, and is without any solid foundation. But if
it is the basis of our form of government, it is the true expositor
of the principles and terms we have adopted.The word "united" is
used in conjunction with the phrase "free and independent states,"
and this association recognises a compatibility between the
sovereignty and the union of the several states. The regulation of
commerce is enumerated among the rights of sovereignty, and this
right having been exercised by each state under their first
confederation, because it was not surrendered, is an evidence of
what was meant by the sovereignty of the states, and a proof that
the separate sovereignty of each, and not a consolidated sovereignty
of all, was established by the declaration of independence. The same
observation applies to the sovereign rights of the states, not
surrendered by the existing federal constitution.Take from the
states the political character they assumed by the declaration of
independence, and they could not have united. To contract, to
stipulate, to unite, are among the "acts and things which
independent states may of right do." The first confederation or
union recognises the compatibility between the union and the
sovereignty of the states. The existing union adheres to the same
idea, professes to establish a more perfect union of states created
by the Declaration of Independence, and contains many provisions
incapable of being executed except by state sovereignty. It uses the
words "United States," taken by the first confederation from the
declaration of independence, and transplanted from both these
instruments, in which they are associated with positive assertions
of the independence and sovereignty of each state; and therefore the
last instrument, like the others, recognises the compatibility
between the union and the sovereignty of the several states.
The notion that the "freedom and independence of the states" refers
to a consolidation of states, admits of a perfect refutation. It
would render the language of the declaration of independence
ungrammatical, because had this been intended, it ought to have
recognised the rights of sovereignty as residing in one consolidated
state, and not in several states. It would have rendered the
confederation unnecessary; because, had the declaration of
independence invested a consolidation of states with a power to do
"all acts and things which a free and independent state may of right
do," there would not have existed the least reason for delegating
powers to a federal Congress. It would have divested each province
or state of the right to make and alter its own constitution and its
own laws; and it would have converted the exercise of any sovereign
power by a state, subsequently to the declaration of independence,
into usurpation. The contemporary construction of the declaration of
independence was completely adverse to the idea that it had
conferred any sovereign power, whatever, upon a consolidation of
states. Hence a confederation became necessary; and hence the
several states exercised, among others, the sovereign powers of
raising armies, imposing taxes, and regulating commerce. The
language used in the declaration of independence was adopted and
explained by the confederation framed in 1777. It is entitled a
"perpetual union," its style was "The United States of America," and
it declares that "each state retains its sovereignty." So far state
sovereignty is explicitly recognised, and no idea existed that it
had been lost by a union of states. Upon trial, it being discovered
that the powers bestowed upon Congress by the first confederation,
were insufficient "for their common defence and general welfare,"
the ends it expresses; another union was framed by the constitution
of 1787, rendered more perfect by enlarging federal powers, and
repeating the same words of "common defence and general welfare" as
its chief ends. If this phrase was understood, as neither creating a
supreme national government, nor extending the powers delegated by
the confederation of 1777, it must have been also understood in the
same sense when used in the constitution of 1787. Its meaning is
ascertained by the tenth section of the latter instrument. The
individual states are prohibited from exercising certain attributes
of sovereignty, particularly those of making war, treaties, and
regulating commerce, because, except for the prohibition, they would
have retained them, as adjuncts of sovereignty. The prohibition is
therefore a construction of this phrase, corresponding with the
construction it received when used in the confederation of 1777, and
uniting both instruments with the public opinion, that neither the
word union, nor this specification of its objects, extended
delegated powers, created a general government or supremacy, or
deprived the states of any attributes of sovereignty except those
prohibited.
The word consolidation, colloquially adopted, expresses an idea
opposite to that universally supposed to be conveyed by a political
union of sovereign and independent states, and inconsistent with
limited powers, or positive restrictions. It implies a fusion of the
state sovereignties into one mass, so that each would lose its
individuality. Had this event taken place, the aggregate sovereignty
would certainly have imbibed all the powers annexed to the materials
of which it was compounded, and the several states would not have
retained a single power. We must therefore either conclude that a
consolidated sovereignty was established, or that every attribute of
sovereignty remained with the states, except the attributes
prohibited, because these prohibitions are the only rule by which
those they surrendered can be distinguished from those they
retained. Had a concentrated sovereignty or supremacy been
contemplated by either of our three political instruments, it would
have been expressed by consolidation or an equivalent word. As this
was not the case at either era, the declaration of independence, the
confederation of 1777, and the constitution of 1787, have used the
same words and phrases to express the publick opinion; and if the
Jesuit, construction, can extract a consolidated supremacy or
sovereignty out of the last of these instruments, it must have been
created by the two former.
The word Congress requires attention. It was adopted by the
provinces, and the declaration of independence was framed "by the
representatives of the United States in Congress assembled." The
representative character, was common to the Congress of the
provinces, of the states under the confederation of 1777, and of the
states under the constitution of 1787; but neither this character,
nor the intrinsick meaning of the word, were supposed to convey any
powers until very lately. If the phrase "Congress of the United
States," or the representative character of one branch of that body,
had conveyed implied powers, it would have been useless to grant
specified legislative powers to this "Congress of the United States"
by the first article of the constitution. The numerous sovereign
powers not granted by this article, must either pass by implication,
or not pass at all. If they did not pass by this mode of conveyance,
they remained with the states. The implication or inference is
obviated by selecting the word "Congress" in preference to the words
parliament or assembly, to the comprehensiveness of which the states
had been accustomed. It was the precise word used to express a
congregation of deputies from independent states or governments. In
that sense it was adopted by the provinces, used in the
confederation of 1777, and repeated in the constitution. No word
could have been selected with equal felicity, to convey the idea
contemplated by a federal system. It avoided the implications which
the usual words parliament or assembly might have furnished, and
demonstrated that a body of men invested with powers equivalent to
those exercised by such denominations, was not intended to be
established. And it intimated the independence of the several states
as being similar to the independence of the several provinces of
each other, as well as to that of distinct kingdoms. The assemblage
of men which framed the constitution, was called "A convention of
deputies from the states of New-Hampshire, Massachusetts,
Connecticut, New-York, New-Jersey, Pennsylvania, Delaware, Maryland,
Virginia, North-Carolina, South-Carolina, and Georgia." By what
authority did the states appoint these deputies, if not in virtue of
their respective sovereignties, existing in common with a "Congress
of the United States?" If a Congress did not destroy the
sovereignties of the states at that time, is it reasonable to
suppose that the present "Congress of the United States" was
constituted to destroy them? The deputies of the states in the
convention, though representatives, could not have enacted a
constitution, because it would have violated the limited powers
which they received from state sovereignties; and in like manner,
the deputies of the states now composing a Congress, though
representatives, cannot exceed their powers. It is upon this
principle, that Congress cannot alter the terms of the union.
The word "federal," also adopted into our political phraseology, is
a national construction of the terms used in forming our system of
government, comprising a definite expression of pub-lick opinion,
that state sovereignties really exist. It implies a league between
sovereign nations, has been so used by all classes of people from
the commencement of our political existence down to this day, and is
inapplicable to a nation consolidated under one sovereignty.
The meaning of the word "state" accords with that of the words
associated with it. Used in reference to individuals, it comprises a
great variety of circumstances, but in reference to the publick, it
means a political community. Johnson thus expounds it, and adds,
that it implies a republick, or a government not monarchical. What
other word was more proper to describe the communities recognised by
the declaration of independence, the union of 1777, and the union of
1787? Can the same word have been intended to convey an idea in the
last, inconsistent with the idea it conveys in the two first
instruments? Neither monarchy nor aristocracy would have fitted the
case, and the word republick itself would have been exposed to
uncertainties, with which the word state is not chargeable; because
it has been applied to governments discordant with those which were
established by our revolution. As no word more explicitly comprises
the idea of a sovereign independent community; as it is used in
conjunction with a declared sovereignty and independence; as it is
retained by the union of 1787, and in all the operations of our
governments; and as sovereign powers only could be reserved by
states; there seems to be no sound argument by which it can be
deprived of its intrinsick meaning, contrary to these positive
constructions.
Against this concomitancy of interpretation, the consolidating
school takes refuge under the word "people," and contends that it is
susceptible of a meaning which inflicts upon many of its associates
the character of nonsense, and deprives them of their right to
assist in the construction of the constitution. Let us therefore
endeavour to defend it against the aspersion of hostility to its
best friends, and to save it from the crime of self-murder. In all
ages metaphysicians have been so skilful in splitting principles, as
to puzzle mankind in their search after truth; and morality itself
would be lost by the minuteness of their dissections, except for the
resistance of common sense, and the dictates of unsophisticated
conscience. But the achievement of losing twenty-four sovereign
states by the acuteness of construction, and getting rid of a people
in each, by means of the word necessary to describe them, was
reserved for the refined politicians of the present day; and is
equivalent to the ingenuity of a fisherman, who should lose a whale
by a definition of his name, which would destroy his qualities.
At the commencement of the revolutionary war, emergency dictated
temporary expedients, and delayed the formal adoption of measures
for constituting a people in each province. A Congress was therefore
appointed by provincial legislatures, by one branch of these
legislatures, or by districts in a province; but when disorder was
exchanged for independence, it was appointed, and its powers were
derived from the state governments, who were deemed sufficient to
ratify the declaration of independence, because they represented a
people circumscribed within each state territory. The same species
of sanction was resorted to, for the ratification of both the union
of 1777 and the union of 1787.The ratification of the first was to
be made by "the legislatures of all the United States," and of the
latter by "the conventions of nine states." The reference to their
representatives in both cases, far from acknowledging that each
state was without a people, acknowledged the contrary. The
differences between the two modes of ratification, consisted in the
distinction between the words "legislatures and conventions," and
between the necessity for unanimity in one case, and the sufficiency
of nine states in the other, to establish the proposed unions. In
neither, could the object be effected by a majority of the people of
the United States. Whatever may be the difference between the words
legislatures and convention, in other cases, there is none in this,
because both were representatives of the same people. Why did the
first union require a unanimity of states? Because a people of each
state had been created by the declaration of independence, invested
with sovereignty, and therefore entitled to unite or not. Why were
the ratifying nine states only to be united by the second? For the
same reason; demonstrating, that as to the ratification of both, no
distinction was made between legislatures and conventions; and that
a concurrence or rejection of either, was considered as a sovereign
act of a state people by their representatives. This principle is
confirmed beyond all doubt, by the different modes in which men act
when framing a constitution for a consolidated people, or creating a
federal union between distinct states. In the first case, neither
the consent of every individual, nor of every county, is necessary,
because no individual possesses sovereign power, and because no
county comprises a people politically independent. If there are
thirteen counties in a state, and the deputies of four dissent from
a constitution, it is yet obligatory upon all, because all are
subject to the sovereign power of one people. The constitution of
the United States was only obligatory upon the ratifying states,
because each state comprised a sovereign people, and no people
existed, invested with a sovereignty over the thirteen states. This
consent, whether expressed by state legislatures or state
conventions, was the consent of distinct sovereignties, and
therefore the consent of nine states could not bind four dissenting
states, or even one. A majority of a state legislature or convention
dictates to a minority, because it exercises the sovereignty of an
associated people over individuals. If state nations had not
existed, they could not have exercised this authority over
minorities, and therefore it is necessary to admit their existence
in order to bestow validity upon the federal constitution.
The establishment of state governments, demonstrates the existence
of state nations. No act can ascertain the existence of a sovereign
and independent community more completely, than the creation of a
government; nor any fact more completely prove that these
communities were each constituted of a distinct people, than that of
their having established different forms of government. If the art
of construction shall acquire the power both of dispensing with the
meaning of words, and also with the most conclusive current of facts
by which these words have been interpreted, it will be able, like
the dispensing power of kings, to subvert any principles, however
necessary to secure human happiness, and to break every ligament for
tying down power to its good behaviour.
SECTION II
The Journal of the Convention
Had the journal of the convention which framed the constitution of
the United States, though obscure and incomplete, been published
immediately after its ratification, it would have furnished lights
towards a true construction, sufficiently clear to have prevented
several trespasses upon its principles, and tendencies towards its
subversion. Perhaps it may not be yet too late to lay before the
publick the important evidence it furnishes.
A short history of the convention itself will enable us to
understand its proceedings. A meeting of deputies from several
states, in 1786, at Annapolis, recommended the appointment of
commissioners to devise such further provisions, as shall appear to
them necessary to render the constitution of the federal government,
adequate to the exigencies of the union; and Congress, in 1787,
recommended a convention of delegates to be appointed by the several
states, as the most probable mean of establishing in these states a
firm national government; and resolved that a convention of
delegates, who shall have been appointed by the several states, be
held at Philadelphia for the sole and express purpose of revising
the articles of the confederation, and reporting to Congress and the
several legislatures, such alterations and provisions therein, as
shall, when agreed to in Congress and confirmed by the states,
render the federal constitution adequate to the exigencies of
government and the preservation of the union. In these proceedings
the word convention is used to describe the deputies of a state, and
the word constitution as equivalent to the word confederation.
The confederation of 1777 had declared that "no alteration should be
made in its articles, unless such alteration should be agreed to in
a Congress of the United States, and be afterwards confirmed by the
legislatures of every state." Accordingly the constitution framed by
the convention, was referred to Congress, by Congress to the state
legislatures, and by a law of each state legislature to a state
convention. Each ratification was returned to Congress, and it
passed a resolution for putting the new constitution into operation.
This process was pursued in conformity with the existing compact
between the states, proving that the states were at this time
considered as the only parties to their federal union. If the
ratification of the new compact was made according to the
injunctions of the old compact, it was the act of separate states
required by that old compact, and not the act of a consolidated
American nation; and it recognised the states as the parties to the
constitution. Both unions were ratified in a federal mode; and no
state suspected, that by exercising its independent right of
assenting or rejecting, it was exercising an usurped authority, and
moreover acknowledging its subordination to an aggregate American
nation.
The ratification of amendments by the confederation and the
constitution, was to be made by states. In both the word "states"
must have been used in the same sense, because no American nation
had appeared in the interval. Had these instruments, or either of
them, been ratified by an American nation, they would not have been
thereby made obligatory on the states; and should an American nation
now attempt to amend the constitution, it would be a usurpation,
because no such nation exists invested with a supremacy over the
states; and it would violate the mode of amending the constitution,
agreed upon by the parties to the union. Any species of per capita
supremacy over all the states, would establish an oligarchy of a
minority of states, and if such a supremacy does not exist as a
consequence of national sovereignty, with a power of altering the
constitution, a supremacy in construing it cannot find any basis
upon which it may be erected. A per capita supremacy of construction
would be equivalent to a per capita supremacy of amendment, and the
same oligarchical power in a minority of states containing a
majority of people, would be the consequence.
To avoid this identical misfortune, the convention required the same
sanction for both unions, and for the amendments of both, namely,
state ratifications. If a constructive supremacy can alter the
intention of the constitution, then it would have been necessary to
subject the constructions of Congress, as well as more direct
alterations of the constitution, to the prescribed mode of
ratification, or that mode would be soon rendered of little use by
resorting to the constructive mode of amendment. By wholly
neglecting to guard against a constructive supremacy, so evidently
destructive of the federal supremacy by which the constitution was
framed, ratified, and is to be amended, it seems certain that the
convention did not entertain the least suspicion, that a
constructive supremacy would be pretended to.
In the mode of amending the constitution of 1787, as well as in the
necessity for the ratification of a state, to make it binding upon
that state, we discern distinctly the opinion of the convention,
that no American nation existed. Had it been made by an American
nation, it would be a rare anomaly, that state nations should have
the power to reject and alter it.
As a difference of meaning between "a confederation and a
constitution" has been contended for, it ought not to be overlooked,
that the deputies at Annapolis, applied the term constitution to the
confederation of 1777.
It is very remarkable, that the Congress of 1787 introduced the word
national into the resolve recommending a convention. It expressed an
opinion "that a convention was the most probable mean of
establishing in these states a firm national government." So far it
unequivocally advocated the exchange of a federal for a national
form of government; but an intimation so plain and positive, that
the state governments ought to be destroyed, might not have been
received with applause, and might have obstructed the removal of the
defects of the existing federal union. The expedient of complexity
was therefore practised to flatter the opinion of the states, and
yet to supply a text for the advocates of a national government.
After suggesting this form as one proposition, towards which the
convention might direct its attention, Congress subjoined another,
namely, "that the convention shall render the federal constitution
adequate to the exigencies of government." Except for the
restriction comprised in the word federal, this part of the resolve
would have been as capacious as the expression "national
government," because a limitation of power to the exigencies of
government, of which the government itself must judge, is no
limitation at all. But it adds, "and the preservation of the union."
The recommendation of Congress comprises "a national government, a
federal constitution, the preservation of the union, and a
convention for the sole purpose of revising the articles of the
confederation." These recommendations are at discord with each
other, as a national and a federal form of government are not the
same form. By planting the word national among them, as a scion to
be watered up to a tree, a concert between individuals, unfriendly
to the political existence of the states, appears at this period to
have existed.
Let us see how these recommendations were received by a concert of
states, and by the concert of individuals. Twelve states appointed
deputies to assemble at Philadelphia, and each gave its deputies
credentials specifying their powers. The idea that the
recommendation of Congress was addressed to an American nation or
people, no where appeared, and that of a national government was
rejected by every state. The powers to these deputies were the
following:
By New-Hampshire, "to discuss and decide upon the most effectual
means to remedy the defects of the federal union."
Massachusetts, "in conformity with the resolution of Congress
recommending a convention for the sole purpose of revising the
articles of confederation, to render the federal constitution
adequate to the preservation of the union."
Connecticut, "for the sole and express purpose of revising the
articles of confederation, to render the federal constitution
adequate to the exigencies of government and the preservation of the
union."
New-York, in the same words.
New-Jersey, "for the purpose of taking into consideration the state
of the union, as to trade and other important subjects, and of
devising such other provisions, as shall appear to be necessary, to
render the constitution of the federal government adequate to the
exigencies thereof."
Pennsylvania, "to devise such alterations and further provisions, as
may be necessary to render the federal constitution fully adequate
to the exigencies of the union."
Delaware, in the same words, with a proviso, that each state shall
have one vote in Congress.
Maryland, in the same words, without the proviso.
Virginia, in the same words. This state passed the first law for
appointing delegates to the convention.
North-Carolina, "for the purpose of revising the federal
constitution."
South-Carolina, "to devise such alterations as may be thought
necessary, to render the federal constitution entirely adequate to
the actual situation and future good government of the confederated
states."
Georgia, "to devise such alterations as may render the federal
constitution adequate to the exigencies of the union."
Thus the states unanimously rejected the recommendation of a
national government, and by excluding the word national from all
their credentials, demonstrated that they well understood the wide
difference between a federal and a national union. The distinction
was enforced in Massachusetts and Connecticut by the words "sole
purpose." The reference of sole, is to the word national, used by
Congress, and in all the credentials the word federal is used also
in opposition to the word national. There existed no other object
but the suggestion of a national government, for the restrictions in
the credentials of the states to operate upon; and their unanimity,
without consulting each other, is a complete proof that they all
comprehended the difference between a federal and a national form of
government. The word constitution is also uniformly considered by
the states as equivalent to the word confederation. Having seen what
was the unanimous opinion of the states, let us next inquire how far
it was regarded by a concert between individuals.
SECTION III
The Subject Continued
On the 29th of May, 1787, the convention was organized, and Mr.
Randolph, of Virginia, offered sundry resolutions resuming the word
national, though it had been rejected by all the states, and
proposing "that a national legislature shall have the right to
legislate in all cases in which the harmony of the United States may
be interrupted by the exercise of individual legislation, and to
negative all laws passed by the several states, contravening, in the
opinion of the national legislature, the articles of the union, or
any treaty under the union." The resolutions also proposed "a
national executive and a national judiciary; that the executive and
a convenient number of the national judiciary ought to compose a
council of revision, with authority to examine every act of the
national legislature, before it shall operate, and every act of a
particular legislature, before a negative thereon shall be final;
and that the dissent of the said council shall amount to a
rejection, unless the act of the national legislature be again
passed, or that of a particular legislature be again negatived by
____ of the members of each branch."
It is worthy of particular observation, that in this project, the
constructive supremacy now claimed for the federal government "over
the articles of the union," was proposed to be given to a national
government; because the actual consideration of this identical
power, and its absence from the constitution as it was finally
adopted, seems to be irresistible evidence that it does not exist.
Throughout Mr. Randolph's resolutions, fifteen in number, the word
national is adopted, and the word Congress rejected, except in
reference to the Congress under the confederation of 1777, proving
that the word was applicable to a federal union, but not to a
national government.
The proposed national form of government was ultimately renounced or
rejected, but the negative power over state laws with which it was
invested, was much less objectionable than that now constructively
contended for on behalf of the federal government. The president was
to be one of a council of revision, and the influence of the states
in his election might have afforded to them some feeble security, a
little better than could be expected from a council of revision
composed of a few federal judges. Both the legislative branches
which were to pronounce the first veto upon state laws, were also to
be exposed to popular influence, and might feel all the
responsibility of which a body of men are susceptible in extending
its own power by its own vote. A judicial veto, as now contended
for, is exposed to no responsibility whatever. The council of
revision, with the president at its head, were only to be controlled
by more than a majority of the national legislature. This was
evidently a better security for the small states, than a power in a
majority of Congress to abrogate state laws. But all these
alleviations of the power in a national form of government to
negative state laws, were unsuccessful, because the principle
itself, however modified, was inconsistent with the federal form
adopted. It can never be conceived that the principle of a negative
over state laws, audibly proposed and rejected, had silently crept
into the constitution. This was quite consistent with the national
form of government proposed, but quite inconsistent with the federal
form adopted.
The project for a national form of government was deduced from the
doctrine, as we shall hereafter see, that the declaration of
independence had committed the gross blunder of making the states
dependent corporations; that it was in fact a declaration of
dependence. When this doctrine failed in the convention, the
national negative over state laws died with it. Revived by
construction, it assumes a far more formidable and consolidating
aspect than as it was originally offered, because the usurped
negative over state laws, by a majority of a court or of Congress,
would not have its malignity to the states alleviated by the checks
to which the project itself resorted. Without these checks, even the
advocates for a national form of government thought such a negative
intolerable. The project contemplated a mixed legislative,
executive, and judicial supremacy over state laws, so that one
department of this sovereignty, like that of the English, might
check the other, in construing "the articles of the union," and did
not venture even to propose, that a government should be
established, in which a single court was to be invested with a
supreme power over these articles, or the constitution. The idea
seems to be a political monster never seen in fable or in fact.
On the same day, Mr. C. Pinckney offered a draft for a federal
"constitution." It recognised the people of the several states;
proposed "that the style of the government should be the United
States of America; that the legislative power should be vested in a
Congress, to be chosen by the people of the several states;
enumerated limited powers to be exercised by this Congress; proposed
a president of the United States; and that the legislature of the
United States should have power to revise the laws of the several
states that may be supposed to infringe the powers exclusively
delegated to Congress, and to negative and annul such as do."
This project for a form of government being somewhat at enmity with
the resolutions, hostilities between them forthwith commenced, and
the resolutions obtained successive victories over a nominal rival,
during the greater portion of the time expended by the convention.
The journal, however, is too obscure to supply us with a history of
a controversy which related only to the form of a national
government mutually advocated. We do not find in the constitution
the negative over state laws proposed both in the resolutions and
the draft. As it was distinctly proposed by both, it must have been
maturely considered and doubly rejected. The reasons of these
rejections were, that though a supreme power of construction, was
consistent with, and might have been intrusted to a government
throughout responsible to one people or nation, it was inconsistent
with and could not therefore be intrusted to a federal form of
government, or any of its departments. And hence when the federal
form of government prevailed over the national form, the alteration
of the federal articles was exclusively limited to the modes
prescribed, and not extended to a supreme power of construction in
the federal government or any of its departments. The constitution
was not intended to be an alembick, fraught with heterogeneous
principles, to condense the tortuosities of construction, and distil
from taciturnity a supreme power of construction, and consequently a
negative upon state legislation.
May 30, Mr. Randolph, seconded by Mr. G. Morris, moved "that an
union of states merely federal, will not accomplish the objects
proposed by the articles of confederation, namely, common defence,
security of liberty, and general welfare;" and by Mr. Butler,
seconded by Mr. Randolph, "that a national government ought to be
established, consisting of a supreme legislative, judiciary, and
executive." In opposition to this resolution it was moved, "that in
order to carry into execution the design of the states informing
this convention, and to accomplish the objects proposed by the
confederation, a more effective government, consisting of a
legislative, judiciary, and executive, ought to be established,"
excluding the words national and supreme. But it was resolved "that
a national government ought to be established, consisting of a
supreme legislative, judiciary, and executive." The collision
between these resolutions, and consequently the debate, was produced
by the words national and supreme. Massachusetts, Pennsylvania,
Delaware. Virginia, North-Carolina, and South-Carolina, voted for
this resolution, Connecticut against it, and New-York was divided;
so that a convention of only eight states decided by a majority of
six, that the states should be annihilated. It was late in the
session before twelve states assembled; but whether an accession of
votes, or the repentance usually attached to precipitancy, produced
the ultimate discomfiture of the resolution to establish a supreme
national government, can only be conjectured by computing the
consequences likely to result from an excessive zeal for this
consolidating policy, and from a refrigeration inculcated by an
accession of votes or a firm opposition. However this may be, it is
plain that some members of the convention came with preparatory
impressions that the distinction of states ought to be destroyed,
and availed themselves of a thin convention to obtain a footing for
the opinion. On the first day of the session, two projects are
offered, both founded upon the principle of a supreme national
government, and on the second, the deputies of six states resolve to
annihilate thirteen. The hastiness of this movement indicates a
design to obtain a victory by surprise, ascertains the existence of
a concert unfaithful to credentials, and displays a rooted hostility
to the state governments. A blow so unexpected and violent was
endeavoured to be suspended by succinctly urging in the adverse
resolution, that it was the duty of the convention "to carry into
execution the design of the states," but not a single day is allowed
for consideration, and the treachery of sacrificing duty to
prepossession is instantly perpetrated. The states and the duty are
entombed together, by a resolution to establish a supreme national
government.
At the threshold of the business, we clearly discern that the
convention was apprized of the meaning of words. One resolution
asserts that a government merely federal would not answer, and that
a supreme national government ought to be established. The rival
resolution rejects the words national and supreme, as incompatible
with a federal union. One avails itself of the intimation from
Congress in favour of a national government, and rejects the
intimations of the same Congress in favour of a federal government;
the other prefers the latter intimations, because they were
legitimated by the states, and rejects the former, because it was
rejected by the states.These adverse opinions were evidently
dictated, one by the political opinion already invented, of a
consolidated nation; the other, by the actual existence of United
States. The contrast between the two preliminary resolutions in a
very important view, depends on a single word. One proposed "a
supreme legislative, judiciary, and executive," the other "a
legislative, executive, and judiciary," excluding the word supreme.
This word was adopted as suitable for the proposed national
government, and rejected, as inconsistent with the federal form of
government, to which the states had confined their deputies. The
adoption and rejection conspire to furnish us with a definition of
this formidable word, both by the national and federal parties in
the convention. The sense in which both of these parties understood
it, caused its exclusion from the constitution, as inapplicable to a
federal government. The advocates for a national government proposed
to invest that form of government with a supreme power to "construe
the articles of the union." The advocates for a federal government
originally proposed to withhold supremacy from the legislative,
judiciary, and executive, and though they at first failed, finally
succeeded. As applied by the successful federal party to the supreme
court, it evidently refers to inferior federal courts. Instead of a
judiciary, invested with a supreme power to construe the articles of
the union and to negative state laws, a limited judiciary is found
in the constitution. To reject a supreme legislature and executive,
and yet to retain a supreme judiciary, was never even suggested by
either the national or federal party in the convention. As the
project for a national form of government, bestowed the supremacy of
construing the articles of the union and negativing state laws, upon
all its departments, by plain words; and the project in favour of a
federal form intirely rejected this supremacy, it is doing the
utmost violence to probability to imagine, that the constitution by
inference without plain words, and without its having been proposed
in the convention, should have both deprived the federal legislature
and executive of a power to settle the construction of our federal
articles and to negative state laws, and also have bestowed this
enormous power exclusively on one federal court.
The word supreme is used twice in the constitution, once in
reference to the superiority of the highest federal court over the
inferior federal courts, and again in declaring "that the
constitution, and laws made in pursuance thereof, shall be the
supreme law of the land, and the judges in every state shall be
bound thereby." Did it mean to create two supremacies, one in the
court, and another in the constitution? Are they colateral, or is
one superior to the other? Is the court supreme over the
constitution, or the constitution supreme over the court? Are "the
judges in every state" to obey the articles of the union, or the
construction of these articles by the supreme federal court?
The project for a national government, gave a supremacy over the
articles of the constitution it advocated, to the legislative,
judiciary, and executive, and did not propose that the constitution
should be supreme over these departments, because it would have
involved a contradiction. As they were to have had a supreme power
of construing its articles, these articles could not possess a
supreme power over their constructions. But a federal system
required that the articles of union should be invested with
supremacy, over the instruments created to obey and execute them.
Hence they are declared to be so in reference to all these
instruments, without excepting the federal court. And hence the
right of altering these articles is retained by these parties. In
all treaties, the right of construction must be attached to the
right of alteration, or the latter right would be destroyed. No
right of alteration was proposed to be reserved to the states by the
project for a national government, nor any supremacy of the
constitution recognised; and in lieu of such articles it was
proposed to invest the government itself with a supremacy of
construction; because, if a national government resulted from a
consolidated people, collateral state and federal departments would
not have existed mutually to enforce the supremacy of the
constitution; and a national government must necessarily have
possessed an absolute power of construing, under the sole control of
the consolidated people, by election, in whom the right of
alteration resided. But the right of alteration being placed in the
states, because they made it, and not in a consolidated people,
because such a people did not make it; the right of construction is
attached to the altering power, and not given to its own agents
under the fictions assumed to sustain a national government, namely,
that a consolidated people existed; that this people possessed a
right to make and alter a constitution for the union of states; and
that a national government established by their authority, ought not
therefore to be controlled by states in the construction of its
articles.
The supremacy of the constitution is an admonition to all
departments, both state and federal, that they were bound to obey
the restrictions it imposes. In relation to the federal government,
it literally declares that its laws must conform to its exclusive
and concurrent powers; and in relation to the state governments, it
implies, that theirs must also conform to their exclusive and
concurrent powers. It neither enlarges nor abridges the powers
delegated or reserved. And it is enforced, not by an oath to be
faithful to the supreme constructions of the federal departments,
but by an oath to be faithful to the supremacy of the constitution.
SECTION IV
The Subject Continued
I shall select a few other extracts from the journal of the
convention, proving that the words "national and supreme,"
constituted the great subject of debate; that they were well
considered by the respective advocates for a national or a federal
form of government; that both were annexed to the departments of a
national form, and neither to the departments of the federal form;
and that their insertion in the constitution can only be effected by
reviving the fictions upon the strength of which they were proposed.
The battle between a national and federal form of government began
now to wax warm. June 6th, Mr. Pinckney gave notice "that to-morrow
he should move for the reconsideration "of that clause in the
resolution adopted by the committee, which vests a negative in the
national legislature on the laws of the several states. Friday
assigned to reconsider."
"June 8th, Mr. Pinckney, seconded by Mr. Madison, moved to strike
out the following words in the sixth resolution: negative all laws
passed by the several states contravening, in the opinion of the
national legislature, the articles of the union, or any treaties
subsisting under the authority of the union," and to insert the
following words in their place, namely, "to negative all laws which
to them shall appear improper." This motion was rejected, only
Massachusetts, Pennsylvania, and Virginia, voting in the
affirmative. It comprised the precise negative over state laws now
claimed by the supreme court. This trivial advantage seems to have
been the first gained by the party adverse to a national government;
but they speedily lost it.
June 13. It was moved by Mr. Randolph, seconded by Mr. Madison, to
adopt the following resolution respecting the national judiciary,
namely, "that the jurisdiction of the national judiciary shall
extend to cases which respect the collection of "the national
revenue, impeachments of any national officers and questions which
involve the national peace and harmony." It passed in the
affirmative. These resolutions ought to be kept in mind, until we
come to the consideration of the Federalist, as the origin of a
construction of the constitution by Mr. Madison, upon which the
pretension of the federal court to a supremacy over the laws of
states and the articles of the union is founded. The jurisdiction of
the federal judiciary is extended by the constitution to cases of
revenue, but not to cases of impeachment, or to questions which
involve the national peace and harmony. It is very remarkable that
the very jurisdiction now claimed was actually proposed, considered,
and rejected, together with the jurisdiction proposed in cases of
impeachment as appears from the absence of both in the specifick
statement of federal jurisdiction.
June 15, Mr. Patterson offered sundry federal resolutions among them
"that a federal judiciary be established," which with all the
resolutions previously agreed to, were referred to a committee of
the whole house.
June 18, it was moved by Mr. Dickinson, and resolved "that the
articles of confederation ought to be revised and amended "so as to
render the government of the United States, adequate to the
exigencies, the preservation and the prosperity of the union." This
was the first resolution in favour of a federal government in
opposition to a national government, but it was speedily revoked.
On the same day, Colonel Hamilton read a plan of government,
containing, among others, the following proposals: "The supreme
legislative power of the United States of America to be vested in
two distinct bodies of men, the one to be called the assembly, and
the other the senate," excluding the word Congress, "with power to
pass all laws whatsoever, subject to the negative hereafter
mentioned. The senate to consist of persons elected to serve during
good behaviour. The supreme executive authority of the United States
to be vested in a governor, to be elected to serve during good
behaviour. To have a negative upon all laws about to be passed, and
the execution of all laws passed. To have the intire direction of
war when authorized or begun. To have the power of pardoning all
offences, except treason, which he shall not pardon without the
approbation of the senate. The senate to have the sole power of
declaring war. All laws of the particular states, contrary to the
constitution or laws of the United States, to be utterly void. And
the better to prevent such laws being passed, the governor or
president of each state shall be appointed by the general
government, and shall have a negative upon the laws about to be
passed in the state of which he is governor or president."
It is needless to waste time in proving, that this project comprised
a national government, nearly conforming to that of England; but it
furnishes other remarks particularly applicable to our subject. Had
it succeeded, would the proposed general governor of the United
States, have been invested by "the intire direction of war," with
powers to raise supplies, impress men, send militia out of the
states, and make roads and canals. If any of the doctrines "that a
power includes whatever may be necessary or convenient in its
execution; that great power implies small power; or that power has a
right to use all auxiliaries it may judge
proper for advancing its designs, and to destroy all obstructions in
its way," are true, then a power of intirely directing war, would
have comprised many more powers than those hitherto supposed to have
been tacitly annexed to the limited powers delegated by the
constitution. But had this project been adopted, its prototype would
have furnished many proofs that none of these doctrines are true,
and might have defeated the usurpations of this great and powerful
governor-general, upon the pretence that they were so. The political
department, called king, in England, is invested with many very
great powers, and among them, those both of declaring and directing
war; and although many English kings have attempted, under cover of
the appurtenances added by these doctrines to power, to extend their
legitimate powers, such attempts, after producing resistance and
sanguinary conflicts, have failed. One king may have lost his head
for raising money unconstitutionally to build ships of war, and no
king pretended he could appropriate the publick treasure to roads
and canals, as deeming them appurtenant powers to his rights of
declaring and directing war. These would have been formidable
precedents towards preventing Colonel Hamilton's great
governor-general from absorbing the powers of less powerful
departments, and it seems to me that they are equally, and even more
forcibly, applicable to our federal form of government. The
integrity of our political departments is undoubtedly as necessary
to preserve that form, as the integrity of the English departments
can be to preserve a limited monarchy. Our specifications and
restrictions of powers are more literal and intelligible than the
English; and liberty at least, as essentially depends here, as it
does in England, upon a resistance by one department against the
encroachments of another.
By Colonel Hamilton's project, the states were fairly and openly to
be restored to the rank of provinces, and to be made as dependent
upon a supreme national government, as they had been upon a supreme
British government.Their governors were to be appointed by the
national government, and invested with a negative upon all state
laws; and all their laws, contrary to the laws of the supreme
government, were to be void. The frankness of this undisguised
proposition was honourable, and illustrates the character of an
attempt to obtain a power for the federal government, substantially
the same, not by plain and candid language, like Colonel Hamilton's,
but by equivocal and abstruse inferences from language as plain,
used with the intention of excluding his plan of government
entirely. A power in the supreme federal court to declare all state
laws and judgments void, which that court may deem contrary to the
articles of the union, or to the laws of Congress; and also to
establish every power, which Congress may infer from those
delegated; comes fully up to the essential principle of Colonel
Hamilton's plan; except that the court will both virtually, and
directly, control the legislative, executive, and judicial state
departments, by a supremacy exactly the same with that exercised by
the British king and his council over the same provincial
departments.
June 19. The day after Colonel Hamilton's plan was promulgated, Mr.
Dickinson's resolution for a federal form of government was taken up
and rejected."For it, Connecticut, New-York, New-Jersey, Delaware.
Against it, Massachusetts, Pennsylvania, Virginia, North-Carolina,
South-Carolina, Georgia. Maryland divided." Even yet, only eleven
states had appeared, and five refused their concurrence to a
national government, which now began to totter.
June 23. The deputies of New-Hampshire first appeared, and New-York
never afterwards seems to have given a vote in the convention.
June 25. "It was proposed and seconded to erase the word national,
and to substitute the words United States in the fourth resolution,
which passed in the affirmative." Thus we see an opinion expressed
by the convention, that the phrase "United States" did not mean "a
consolidated American people or nation," and all the inferences in
favour of a national government from the style "We, the people of
the United States," are overthrown, as that style was adopted, not
to establish the idea of an American people, but to defeat it.
July 23. "The proceedings of the convention for the establishment of
a national government, except what respects the supreme executive,
were referred to a committee, and the next day the propositions of
Mr. C. Pinckney, and of Mr. Patterson, were referred to the same
committee."
August 18. It was proposed to empower the legislature of the United
States, (the word national is now dropt,) "to grant charters of
incorporation in cases where the publick good may require them, and
the authority of a single state may be incompetent; to establish a
university; to encourage, by proper premiums and provisions, the
advancement of useful knowledge and discoveries; to establish
seminaries for the promotion of literature and the arts and
sciences; to grant charters of incorporation; to establish
institutions, rewards, and immunities, for the promotion of
agriculture, commerce, and manufactures; and to regulate stages on
the post-roads," which, with other propositions, were referred to
the committee of July 23d.
August 27. It was moved and negatived, that "in all other cases
before mentioned, the judicial power shall be exercised in such
manner as the legislature may direct."
September 14. "Question. To grant letters of incorporation for
canals, et cetera; negatived. To establish a university; negatived."
The propositions of August the 18th, seem to have been the last
considerable struggle for a national government; but the residue of
the journal is so concise and imperfect, that their rejection is
only discoverable by a reference to the constitution, in which not a
single one of them is to be found.
Their rejection was a necessary consequence of substituting a
federal for the national government zealously contended for, from
the 29th of May to the 14th of September. It was obvious that powers
to establish corporations, prescribe the mode of education,
patronise local improvements, and bestow rewards and immunities for
the promotion of agriculture, commerce, and manufactures, would
certainly swallow up a federal, and introduce a national government.
When, therefore, a federal system obtained the preference, it would
have been inconsistent with the high degree of intelligence
possessed by the members of the convention, to have permitted their
determination to be defeated by these indirect attempts. This
intelligence was assailed by the soothing but insidious restriction,
that the powers to incorporate, grant exclusive privileges, and
exercise every species of patronage, were only to be exercised "in
cases where the publick good may require it." The same soothing but
insidious argument is now addressed to the intelligence of the
publick, to justify an exercise of the very powers which the
intelligence of the convention withheld from a federal government;
and whether the promise of publick good, has been fallacious or
fulfilled by the monopolies of currency, of manufactures, and the
extension of federal patronage, the publick can decide.Yet, whatever
may have been their temporary effect, it is obvious that the
enlightened framers of the constitution considered the condition of
publick good, as an enlargement and not a restriction of power; and
that it would defeat all the limitations of the constitution, by
which a federal government could be formed or sustained. It was a
pretext which would fit every encroachment or usurpation; and no
powers could be more indefinite and sovereign than those of granting
exclusive privileges, bestowing rewards and immunities upon the
three comprehensive interests of society, agriculture, commerce, and
manufactures, and patronising capitalists, paupers, knowledge, and
ignorance. Such a nest of powers, though exhibited as sleeping in
the bed of publick good, bore so strong a resemblance to the old bed
of justice in France, which was the repository of evil as well as
good, that they were all rejected. It was evident that they would be
sufficient to re-hatch the strangled national form of government;
and the convention having finally preferred the federal form,
thought that no good to the publick could result from such powers,
which would recompense it for the evils it would sustain from the
subversion of that form. The convention saw, that if Congress could
exercise such powers, for the publick good, it might, upon the same
ground, usurp any powers whatsoever, and in rejecting the
propositions, decided between investing that body with a general or
a limited federal authority. Hence the power to regulate commerce
was not intended to revive the rejected proposition to empower
Congress to bestow rewards upon agriculture, commerce, and
manufactures. Hence the rejected proposition, to empower Congress to
direct the exercise of the judicial power, cannot enable it to
extend the jurisdiction of the supreme court. And for the same
reason, a power to make war, cannot revive the rejected power to
make canals, or to perform any of those et ceteras, whatever they
were, referred to by the journal. If these sweeping and indefinite
sovereign powers, or all powers thought by those who exercise them
to be necessary for the publick good, with an et cetera besides,
though proposed and rejected, do yet pass to Congress under the
constitution; then the battle between the national and federal
parties in the convention, terminated quite contrary to the usual
course of things; the vanquished were victorious, and the victorious
were vanquished; and if they were now alive, one party would be as
much surprised to discover, that it had carried the consolidating
propositions which it had lost, as the other, that it had lost the
federal principles which it carried. The spectacle of the slain
rising up alive, and the living falling down dead, could not have
been expected by either.
No powers can be more sovereign and arbitrary, than those of
deciding and doing whatever may administer to the public good, and
of pilfering private property by privileges, partialities, premiums,
monopolies, rewards, and immunities; nor more capable of reaching
any end. Had the rejection of such powers been unnecessary for the
security of a federal form of government, the convention might have
still been justifiable for the act, as deeming them tyrannical,
fraudulent, and oppressive. Did the convention reject them in fact,
and re-plant them in masquerade? I discern no evidence in the
journal to excite such a suspicion. Colonel Hamilton, far from
discerning the supposed ingenuity of sinking a national form of
government in a lake of obscurity, to be fished up by a long line of
constructions, when it might be safer to avow the intention, seems
to have quitted the convention in despair, soon after the failure of
his project. Mr. Randolph, undoubtedly influenced by having lost his
plan also, refused to sign the constitution. And though Mr. Madison
and Colonel Hamilton both signed it, and Mr. Randolph supported it
in the Virginia convention, they must have been influenced by the
patriotick motive of effecting some good, though they could not
accomplish all which they attempted. These are strong reasons to
prove, that the gentlemen who had contended for a supreme national
government, and of whose propositions for that purpose, not one was
adopted by the constitution, did not imagine they had succeeded.
The journal of the convention states "that the constitution was
transmitted to Congress, and by it to the state legislatures; that
these legislatures, by separate laws, appointed state conventions
for the consideration of the constitution; and that it was ratified
by the delegates of the people of each state." Every step in its
progress, from beginning to end, defines it to be a federal and not
a national act. The deputies who framed it were federal and not
national deputies. They transmitted it to Congress, because the
assent of that body was required by the federal union of 1777. It
was transmitted by Congress to the state legislatures, because the
federal principle required it. And it was ratified by each state,
because each state was sovereign and independent.
"The conventions of each state, reported to Congress their
ratifications. That of South-Carolina subjoined to theirs a
declaration, that no section or paragraph of the constitution
warrants a construction, that the states do not retain every power,
not expressly relinquished by them, and vested in the general
government of the union"; and the conventions of other states
subjoined declarations of the same import, or still more explicit,
to their ratifications. The various efforts in the convention to
invest a federal government, or some department thereof, with a
negative upon state laws, though generally unknown, were known to
its members. It was natural that the obstinacy with which they had
been persevered in, and the vehement desire to establish a national
government, unequivocally disclosed, should inspire a jealousy, lest
the same design should be attempted by constructions. The great
talents and weight of character by which it was advocated, probably
increased this apprehension, and suggested the necessity for these
declarations to those members who knew the fact, and could estimate
the danger. They were a contemporaneous federal construction of the
constitution, intended to counteract and defeat any future
construction, by which the rejected national government might be
reinstated. A negative in the government of the union, or in some of
its departments, upon state legislation, had been strenuously urged
and resisted in the convention, on the same ground; by one party,
because it would establish a national government; by the other,
because it would destroy a federal government.
The convention of New-York prophetically declared "that the
jurisdiction of the supreme court of the United States, or of any
other court to be instituted by Congress, is not in any case to be
increased, enlarged, or extended, by any fiction, collusion, or mere
suggestion."
These contemporary constructions of the states, produced the
amendment, made by the parties to the union, reserving to the states
or to the people, the powers not delegated to the United States. No
negative upon state laws was delegated to the federal government, or
any department thereof, and the absence of such a power had been
enforced by its rejection.The right of state legislation without
being subject to this negative, not being prohibited to the states,
is among the rights reserved. It is in vain to say, that the
constructive negative contended for, only extends to such state laws
as are contrary to the articles of the constitution, because that
very modification of a negative power in the federal government was
proposed and rejected. It would have as effectually defeated a
federal and established a national government, as a negative in any
other form over state laws. The mutual checks established for the
security of a federal government, between the state and federal
departments, are positively established, by the exclusion of a
supreme negative power in either over the other, for the purpose of
inspiring that mutual moderation, which is an end of a division of
power, and one of the securities for a free government. And the
guardianship of this desirable moderation, is deposited in
three-fourths of the states. Co-ordinate and independent powers
alone, can beget mutual moderation; an unchecked supremacy uniformly
inspires arrogance, and causes oppression. To defeat or weaken
federal checks by a substitution of constructive national checks, is
therefore not less hostile to the freedom of the states, than to the
sufficiency of facts and words for establishing a federal form of
government.
SECTION V
The Subject Concluded
Let us suspend the consideration of contemporaneous testimony, and
concisely review the ground we have passed over. Suppose the
proceedings of the convention had been publick, and that all the
panoply for the establishment of a national government, had been
displayed in the newspapers. Suppose the states to have been alarmed
by the exhibition, and to have remonstrated against the project.
That this would have been the case, is demonstrated by the
credentials to their deputies, and the opinions annexed to their
ratifications. Suppose the states, after the publication of the
constitution, to have retained fears inspired by the attempts to
establish a national government, and that a great number of eminent
men had assured them that these fears were groundless. And suppose
that the states, still unsatisfied, had, for conclusive security,
insisted upon the amendments which they added to the constitution;
particularly that reserving all their rights not delegated. Had the
proposals for a national government, and for negatives over state
laws and judgments, been published when they were made, there is no
doubt but that they would have provoked the irresistible
remonstrances of every state. Now imagine, that in consequence of
state oppositions, these projects had been abandoned exactly as they
were, in consequence of the opposition by state deputies; that the
federal constitution had been substituted for them; and that the
states had, under the impression which the projects had made,
subjoined to it the amendments. Could the states have been honestly
told, after all this process, that the apparent rejection of a
national government and its supreme negatives, was only a delusion
to appease their fears, and a bait to allure them within the trap,
hypocritically abandoned?
Now this very case is that under consideration. The proposals for a
national government and its negative over the state acts, were
really made. They were opposed by the state deputies, who had a
knowledge of them. They were rejected. A different form of
government was promulgated. It contained no such negative. The
states expounded its meaning to be federal, by a positive
reservation of rights not delegated. And now they are told that the
devil, thus repeatedly exorcised, still remains in the church.
The notoriety of this deception is fully illustrated by
recollecting, that the states, by their deputies (and they could
only do it by deputies), had made themselves sovereign and
independent; that they had already united in virtue of that
character; that in virtue of that character, they had appointed
deputies to frame a more perfect union; that by these deputies they
voted as states; that they ratified the constitution as states; that
they immediately amended it as states; that they reserved the
supreme power of altering it as states; that they vote in the senate
as states; and that they are represented as states in the other
federal legislative branch. Further, the declaration of independence
was never repealed. Its annual commemorations demonstrated, and
continue to demonstrate, a publick opinion, that it still lives; and
the constitution did not confer sovereignty and independence upon
the federal government, as the declaration of independence had done
upon the states. On the contrary, by the constitution, the states
may take away all the powers of the federal government, whilst that
government is prohibited from taking away a single power reserved to
the states. Under all these circumstances, is it possible that any
one state of the union, in ratifying the constitution, which
literally conformed to previous solemn acts, to previous words and
phrases, and to the settled rights of the states, entertained the
most distant idea, that it was destroying itself; betraying its
people; establishing a national government; and creating a supreme
negative over all its acts, political and civil, or political only,
with which the federal government, or one of its departments, was
invested by implication.
Sovereignty is the highest degree of political power, and the
establishment of a form of government, the highest proof which can
be given of its existence. The states could not have reserved any
rights by the articles of their union, if they had not been
sovereign, because they could have no rights, unless they flowed
from that source. In the creation of the federal government, the
states exercised the highest act of sovereignty, and they may, if
they please, repeat the proof of their sovereignty, by its
annihilation. But the union possesses no innate sovereignty, like
the states; it was not self-constituted; it is conventional, and of
course subordinate to the sovereignties by which it was formed.
Could the states have imagined, when they entered into a union, and
retained the power of diminishing, extending, or destroying the
powers of the federal government, that they who "created and could
destroy," might have this maxim turned upon themselves, by their own
creature; and that this misapplication of words was able both to
deprive them of sovereignty, and bestow it upon a union subordinate
to their will, even for existence. I have no idea of a sovereignty
constituted upon better ground than that of each state, nor of one
which can be pretended to on worse, than that claimed for the
federal government, or some portion of it. Conquest or force would
give a much better title to sovereignty, than a limited deputation
or delegation of authority. The deputations by sovereignties, far
from being considered as killing the sovereignties from which they
have derived limited powers, are evidences of their existence; and
leagues between states demonstrate their vitality. The sovereignties
which imposed the limitations upon the federal government, far from
supposing that they perished by the exercise of a part of their
faculties, were vindicated, by reserving powers in which their
deputy, the federal government, could not participate; and the usual
right of sovereigns to alter or revoke its commissions.
If, under all these circumstances, the states could never have
conceived that they had, by their union, relinquished their
sovereignties; created a supreme negative power over their laws; or
established a national government; their opinion ought to be the
rule for the construction of the constitution. And if the
constitution has, by implication, effected all these ends without
their knowledge or consent, it is certainly the most recondite
speculation that was ever formed, and the states of all cullies, the
most excusable.
SECTION VI
Yates's Notes
It is obvious to the reader, that my chief object is to exhibit
facts, generally unknown, for the purpose of enabling the state
republicks, the federal republick, and the people, to compare the
federal division of power, with its concentration in one supreme
national government; and that though I subjoin to the history,
observations in relation to the preference of one system, it is with
a deep conviction of my inability to do justice to this part of the
subject, and a sincere reference to the tribunal of publick opinion.
In pursuance of this historical design, I shall now advert to Judge
Yates's notes of the secret debates, preceded by Mr. Luther Martin's
statement of explanatory facts; one, chief justice of the state of
New-York; the other, an eminent lawyer of the state of Maryland.
Both these gentlemen appear to have been as thoroughly convinced of
the superiority of a federal, as other gentlemen were of the
superiority of a monarchical or national, form of government; and
both left the convention under a conviction that the latter would be
established. They unfortunately abandoned their opposition to the
national form, at the juncture when the New-Hampshire delegates
arrived, and before the federal system prevailed; carrying with them
a belief, that the former would maintain its ground, and that
whatever gloss it might receive to conciliate or deceive publick
opinion, it would yet contain hidden seeds of consolidation.
Subsequently to their departure, the plan of government was changed
from a national to a federal form. Whether this was effected by the
accession of New-Hampshire, or by the refusal of the states,
hitherto in the minority, to accede to a national form of
government; or whether the change was radical and sincere, or only
superficial and delusive; these gentlemen were prevented from
discerning, by their absence. They therefore viewed the constitution
under the prepossession inspired by the eagerness for a national
government, displayed in the convention before they left it; and
were influenced in their construction by the suspicion, that the
majority, whose success they had deplored, would endeavour to
conceal in a labyrinth, the design which could not succeed if
distinctly disclosed. Under this prepossession, they construed the
constitution, and their constructions must of course be erroneous.
But the same candour which estimates the prepossessions of these two
gentlemen, will also estimate those of Mr. Madison and Mr. Hamilton.
If the constructions of the two first were liable to be influenced
by their fears, those of the two last were as liable to be
influenced by their wishes; and a prepossession in favour of a
national government was an authority, at least as suspicious for
ascertaining the meaning of the constitution, as a prepossession
against it. On this ground, I shall reject all the opinions of Mr.
Martin and Mr.Yates, asserting that the constitution would be
construed with a view to make it the matrix of a national
government; and on the same ground, those of Mr. Madison and Mr.
Hamilton, asserting that it was really intended for this matrix,
ought also to be rejected.
But there is a great difference between the facts asserted by all
these honourable men, and their speculative opinions. Prejudice is
less able to conceal plain truth, than to invent incorrect
constructions. Facts may be sustained or contested by other facts;
but speculative opinions can avail themselves of all the defects of
language. I shall therefore only select the facts asserted by Mr.
Martin and Mr.Yates, which are sustained by the journal of the
convention, or by other evidence.
Secret proceedings of the convention, page 12. Mr. Martin. "So
extremely solicitous were they, that their proceedings should not
transpire, that the members were prohibited even from taking copies
of resolutions, on which the convention were deliberating, or
extracts of any kind from the journals, without formally moving for,
and obtaining permission, by a vote of the convention, for that
purpose."
The fact of this jealous secrecy is ascertained by the journal, and
the perseverance in it for years. Even now, the veil is imperfectly
removed; the journal has not come to the general knowledge of the
publick, and it appears in a mutilated state. It stops or is
impenetrably obscure, precisely at the period when the projected
plan for a national form of government was supplanted by the federal
system; and a suppression of the important steps by which this
radical change was effected, must have taken place in the
convention, or subsequently. Thus the vindicators of a federal
construction of the constitution are deprived of a great mass of
light, and the consolidating school have gotten rid of a great mass
of detection. Secrecy is intended for delusion, and delusion is
fraud. If it was dictated by an apprehension, that a knowledge of
the propositions and debates, would have alarmed the settled
preference of the states and of the publick, for a federal form of
government, it amounts to an acknowledgement that these propositions
and debates were hostile to that form and to the publick opinion.
If, by an apprehension that a publication of the journal and
debates, would produce a construction hostile to the rejected
national form of government, it is an acknowledgment that
constructions in favour of that form, are hostile to the
constitution adopted.To avoid these consequences, and no others that
I can discern, it was necessary to keep the people in the dark, and
this stratagem to obtain a victory over their most sacred right in
the ambuscade mode, can only be accounted for upon a supposition,
that a real hostility of opinion existed between the publick and a
party of politicians behind the curtain, which rendered it necessary
that the people should be worked as puppets, first by the wire of
concealment, and secondly by the wire of construction, into the
catastrophe of a consolidated government, either national or
monarchical.
Page 13. L. Martin. "The resolutions of the members from Virginia
were discussed with great coolness in a committee of the whole
house, and hopes were formed that the farther we proceeded in their
examination, the better the house might be satisfied of the
impropriety of adopting them, and that they would be finally
rejected. Whilst they were under discussion, a number of the members
who disapproved them, were preparing another system, such as they
thought more conducive to the happiness and welfare of the states.
The committee, by a small majority, agreed to a report, declaring,
among other things, that a national government ought to be
established, consisting of a supreme legislative, judiciary, and
executive. That the national legislature ought to be empowered to
legislate in all cases to which the separate states are incompetent,
or in which the harmony of the United States may be interrupted by
the exercise of individual legislation, and to negative all laws
passed by the several states, contravening, in the opinion of the
legislature of the United States, the articles of the union. And
that the jurisdiction of the national judiciary, shall extend to
questions which involve the national peace and harmony. There were
three parties in the convention. One, whose object it was to abolish
and annihilate all state governments, and to bring forward one
general government over this extensive continent, of a monarchical
nature, under certain restrictions and limitations. The second party
was not for the abolition of the state governments, nor for the
introduction of a monarchical government under any form; but they
wished to establish such a system, as would give their own states
undue power. A third party was what I considered truly federal and
republican, which were unwilling to act contrary to the purpose for
which they were elected. The first party, conscious that the people
of America would reject their system, if proposed, joined the
second, well knowing that by departing from a federal system, they
paved the way for their favourite object, the destruction of the
state governments, and the introduction of monarchy. Parts of the
proposed system were warmly and zealously opposed."
I premise, that in using the words monarchist, suprematist,
consolidator, republican, federalist, or any equivalent expressions,
neither praise nor imputation is designed to be insinuated in
relation to any person or party; and that they are only employed to
explain political opinions, and to display the force of extracts. My
wish is to exhibit a fair history of political tenets, to assist the
publick in deciding upon their respective merits; for with great
satisfaction I declare that I have met with many persons, belonging
to all these political sects, of unsullied integrity and great
talents, with whom I wished to reciprocate the most cordial
friendship; nor do I claim any right of private judgment for myself,
which I am not perfectly willing should be enjoyed by them.
The facts stated by Mr. Martin are completely sustained by the
journal of the convention, and far from being aggravated, are
related in a softer tone than it would have justified; probably from
a fear of exceeding the truth; as the vouchers necessary to refresh
his memory, were locked up in the strong box of secrecy. It is
evident from the journal, that the difference between a national and
a federal government was earnestly debated, thoroughly considered,
and well understood, in the convention. Both from the journal and
Mr. Martin's assertion, it appears, that the identical two points of
difference between these two forms of government, which comprise the
question now in debate, were considered and determined. It was
proposed to invest a national Congress with an unlimited negative
over all laws of the states, contravening, in its opinion, the
articles of the union. It was determined to confine the negative of
a federal Congress to specified cases. It was proposed to extend the
jurisdiction of a national judiciary, to questions which involve the
national peace and harmony. It was determined to confine the
jurisdiction of a federal judiciary, to specified cases also.
Controversies between the federal and state departments would
certainly arise, and might contravene the articles of the union, so
as to involve the national peace and harmony. Propositions to invest
a national legislature and a national judiciary with powers to
settle such controversies, accorded with the plan of a national
government, and must have been adopted had that plan succeeded. But
when the federal plan was preferred, the attributes of the national
plan were necessarily abandoned; and a federal balance was of course
substituted for a national supremacy. The power proposed to be given
over state rights to a national legislature and judiciary, could not
be given to a federal legislature and judiciary, because it would
have made them national. Therefore this supreme power was approved
of in connexion with a national, and rejected in connexion with a
federal, form of government. The reason for the approbation was,
that a national government could not exist without a supreme
controlling power over the states; and the reason for its rejection
was, that a federal government could not exist with it. A mutual
controlling power between the federal and state departments, was as
necessary for a federal, as an abolition of this principle was for a
national, government.
Mr. Hamilton's selection of one half of these attributes of a
national form of government, and Mr. Madison's selection of the
other, to be constructively reinstated in the constitution, produces
a curious anomaly. The convention, so long as it contemplated a
national government, determined that a concurrent power of
preserving the articles of the union and its peace and harmony,
ought to be lodged in a national legislature and judiciary. Mr.
Hamilton gives this power to Congress exclusively. Mr. Madison gives
it exclusively to the federal judiciary. Thus neither of these
gentlemen adheres to the national system with which a supreme power
was associated in the convention, nor to the federal system from
which it was dissevered by the same body; but yet their two halves
make up a whole national government, of which both approved. The
plan for a national government, proposed to invest a national
legislature with a negative power over state laws contravening "the
articles of the union or treaties," and as a jurisdiction in the
case of treaties was given by the constitution to the federal
judiciary, but not in the case of contraventions to the articles of
the union, a violent presumption arises, that the latter power, only
contemplated for a national legislature, was never intended to be
given to a federal judiciary. We do not discern in the journal of
the convention, in the secret debates, or in the constitution, the
most distant idea of placing the articles of the union exclusively
under the guardianship of a judicial department, either when a
national or federal government was contemplated; and such a
proposition would not have obtained the least countenance, because
it would not have accorded with either of the three forms, national,
monarchical, or federal. Mr. Hamilton's construction is more
consistent with the national system proposed, and the federal system
adopted, and also more republican, than Mr. Madison's, because a
supremacy in Congress would be more national, as the house of
representatives is elected by the people; more federal, as the
senate is appointed by the state legislatures; and more republican,
if that word embraces popular influence; than a supremacy in the
judiciary, or a single court. A judiciary is associated with all
governments, monarchical, aristocratical, or republican, and
contains no innate principle for discriminating between those which
are despotick, and those which are free. The nature of a government
is defined by the structure of the legislative and executive
departments. These contain the essential distinctions between free
and despotick, and between federal and national governments. Whether
therefore it was the intention of the constitution to establish a
free or a despotick, a federal or a national, government, the
departments most essential for effecting either object, must have
been the means used, and not a department never contemplated as
possessing any such capacity.
The last paragraph extracted from Mr. Martin's statement, proposes a
subject for public consideration, yet more important, as being more
deeply connected with the preservation of a free, fair, and moderate
form of government. If the parties he describes did exist, yet
exist, and will for ever exist, it is evident that civil liberty can
only be preserved by a constant attention to their movements, and a
perpetual counteraction of their efforts. Monarchy, its hand-maid,
consolidation, and its other hand-maid, ambition, all dressed in
popular disguises, require the utmost watchfulness from those who do
not love them, and prefer a republican government.
History and human nature both demonstrate, that in all nations a
party invariably exists, disposed to elevate the powers of a
government to a pitch graduated by personal motives, and to tighten
a magical cordage about the people, until it must break or be made
of iron. Ambition and avarice are rope-makers constantly at work,
and they unfortunately inlist the most skilful workmen, by offering
the highest wages. Hence popular rights are forced to enter the list
under great disadvantages, as is evinced by the humble instrument
they have used in this instance. Superiorities of wealth and talents
meet their struggles, and have almost universally defeated their
efforts. Poor and rich men of great talents generally unite in
fostering principles, which will afford them the best markets; and
the best understandings are often the worst authorities, because
they are exposed to the highest temptations. History and human
nature are therefore credible witnesses, united with the journal,
for confirming the truth of Mr. Martin's formidable assertion.
Waiving foreign, it may be sufficient to adduce the most prominent
domestick events, by which this bias of human nature is established.
The respectable and well-informed party called tories, at the epoch
of our revolution, contended for the supremacy of the British
parliament. National splendour, national strength, and a national
government, were the arguments they used; but personal
considerations, suggested by the prominence of their stations, or
the hopes suggested by their talents, really forged their opinions.
If the war of words between the whigs and tories, preceding the war
with swords, could be correctly related, it would be seen that the
topicks and arguments now used by the parties in favour of a federal
or national government, had been anticipated; and that the
similitude between the cases had produced a similitude between the
reasonings. The tories loudly insisted upon the benefits of a
supreme power in the British parliament and judiciary over the
provincial legislatures and judiciaries, as sufficient compensations
for the ignorance and partiality of these British supremacies as to
the local interest of the provinces; and that local oppressions
would beget national prosperity. They considered a British power of
controlling provincial patriots and demagogues, as an instrument,
not of tyranny, but of liberty; and they insisted that the
precedents established by these supremacies, though usurpations,
were constitutional laws. The whigs, more loudly as it proved, urged
the oppressive consequences certainly resulting from a supremacy,
incapable, from the supremacy of nature, of ascertaining what was
good or bad for the provinces, locally. That the pretended national
prosperity, was only a pretext of ambition and monopoly. That by
unprincipled precedents, and the pretext of restraining provincial
demagogues, it was intended to feed avarice, gratify ambition, and
make one portion of the nation tributary to another. And that
precedents for subjecting liberty to tyranny did not become sacred,
because they were unheeded or could not be successfully resisted.
The whigs did not consider time as an ocean, in which, should the
principles of liberty be once overwhelmed, there would be no buoy
for finding them again.The same arguments are now revived. The
natural impossibility that the supremacies now contended for, should
understand the laws, manners, and local interests of each state,
will, it is said, be recompensed by the same benefits shed over the
provinces by the British supremacy. Demagogues are yet so terrible,
that their suppression, at the expense of losing state rights, will
still be a good bargain; and precedents so holy as to be more
valuable than principles or constitutions. Reformers are justly
objects of suspicion, because some secret design too often lurks
under their professions, and dictates their attempts. Sensible of
this, the whigs and tories charged each other with innovation; and
the justice of the allegation on either side, depended on the
question, whether British supremacy over the provinces internally,
could be legitimately exercised; or whether the provinces possessed
a birth-right title to local self-government. The same mutual charge
of innovation is revived in discussing the same question. The
declaration of independence is a more visible birth-right of the
states, than any the provinces could produce. But the states are
reduced to corporations by the suprematists, as the provinces were
by the tories, to evade the charge of innovation. It is very
remarkable, that the same doctrine which was used as a justification
of the British legislative and judicial supremacy over the
provinces, is now used to justify a federal legislative and judicial
supremacy over the states. It is said to be no innovation, and only
a vindication of the ancient political subordination of the
provinces. If the argument is sound, it proves that the claim of
British supremacy was well-founded; and that it is yet the best,
because it is the oldest, title, which could not be vacated vi et
armis, as the lawyers say. Whether the revived doctrine will be more
successful than its lineal ancestor, or less likely to terminate in
civil war or disunion, may be doubtful; but there is no doubt that
it is a further confirmation of Mr. Martin's account of the parties
in the convention.
If more was known of the intrigue suppressed by General Washington,
about the end of the revolutionary war, it might illustrate the
existence of such parties as Mr. Martin describes. Its object must
have been formidable, both from the weight of the characters by whom
it was conceived, and also from having called forth the powerful
opposition of a man, too modest to become prominent without an
urgent occasion, and too respectable to waste his energy upon slight
occurrences. It could have been nothing less than a political
revolution, either to a national or monarchical form of government;
and if it contemplated either, it establishes the previous existence
of the parties which appeared in the convention.
Historical truth requires a reference to Mr. Adam's volumes in
defence of the American constitutions, published during the
confederation of 1777. They appear to be the result of profound
literature in ancient political lore, and a deep conviction imbibed
from that source. They were a manly, candid, and independent
vindication of his own opinions, by a gentleman too honourable to
advance them by secret or indirect modes, and too strongly impressed
with their truth, to suspect that they were unable to encounter our
modern improvements in the science of government. These learned
volumes had their effect upon those whose object was power or
wealth. They opened a rich and tempting British perspective to
talents, ambition, and avarice, and they effected a combination of
these powerful agents; but they failed in a plain contest with
republican principles. Their impression however remained, and the
eternal party, though foiled, was not subdued. After waving its
crest in the convention, with all the candour inspired by secrecy,
and all the energy inspired by conviction; and after having
sustained a signal defeat; it is again recruited by aspirants from
the republican ranks, throws down the gauntlet in open day, and
challenges its antagonist to renew the combat.
But all these confirmations of Mr. Martin's assertions are
surperfluous. They are established by the journal of the convention.
In this we see the very parties described by Mr. Martin, and
foretold by experience. Did they die with the convention, and could
the lectures of the constitution repeal the laws of nature, and
obliterate passions destined to live for ever? The preceding events,
the journal, and the testimony of Mr. Martin, concur in proving the
existence of the parties which yet divide us, although their
creation has been ascribed to Mr. Jefferson. Can any assertion be
more groundless, than one which cannot be true, without denying the
well-known qualities of human nature, and without postponing
previous events to subsequent periods? Irrevocable laws have as
absolutely decided, that a perpetual struggle shall exist between
liberty and tyranny, as between virtue and vice; and it is equally
unjust to charge the advocates of a free form of government, or the
advocates of moral rectitude, with the introduction of party spirit.
Mr. Jefferson was in Europe, when our parties appeared in the
convention. Subterfuges from historical truth, and local facts,
indicate a consciousness of frailty, or a supremacy of prejudice.
The principles of limited monarchy were eulogized in the convention,
and an attempt to establish a national government, was persevered in
during the greater part of its session.These two parties are
therefore unequivocally defined. The third party, called federal and
truly republican, by Mr. Martin, could not be so clearly identified,
because the various interpretations of the words federal and
republican, enable political parties to decorate principles
essentially different, with these robes admired by the publick. Like
stars and garters, they may be used to adorn the most opposite
characters, and the beholder who is content with their imposing
surface, to ascertain patriotism or ambition, will act like one who
ascertains the principles of individuals by the richness of their
dress. But however indefinite may be the terms used by Mr. Martin to
describe it, the journal demonstrates that a third party did exist
in the convention, and that this third party successfully resisted
both a monarchical and national form of government.
So far the journal literally sustains Mr. Martin's statement of
facts, and to establish the last, namely, that the monarchical and
national parties united, the evidence is not less conclusive. It is
obvious from the journal, that the majority so long prevalent, was
produced by a coalition between these two parties; and that had each
of the three parties persisted separately to insist upon its own
principles, the federal republican party would have been the
strongest, although it received the aspect of a minority from the
union of the other two. Of this union, the events between the
formation and ratification of the constitution afford proofs. What
became of the monarchical and consolidating parties on the
dissolution of the convention? Were their principles also dissolved,
and did they become adverse to their own creeds? or did they, from
the same policy which dictated their junction in the convention, and
the same consciousness that the people of the states were not ripe
for either of their systems, melt up themselves with the strong
federal party, as a safer step towards their ultimate designs, than
an open avowal of their principles? It is not as evident that this
fusion of the monarchical and consolidating parties into one mass,
took place to procure the ratification of the constitution, as that
it was designed in the convention to introduce a national
government? There are some metals of properties so very similar,
that their mutual attraction is highly amicable, and their
amalgamation easy. Mr. Madison and Mr. Hamilton, the champions of
the national and monarchical systems, liberally yielded to the
example established in the convention, and renewed the same
conciliatory treaty. The publick indeed was not edified by the
arguments used by one of these accomplished men, for reducing the
states to corporations, and establishing a supreme national
government; nor by the eulogies of a limited monarchy, expressed by
the other; and with unexampled felicity both substituted for the
consolidating and monarchical dialect, used in the convention, a
federal one, ingeniously constructed to accommodate itself with
publick opinion, and also with the prepossessions of their
respective partisans. Monarchy and consolidation disappeared from
the question, conspicuous as they had been in the journal, and the
term federal was adopted, because it would embrace the parties
inclined to either, and also the party adverse to both, but friendly
to a federal system. If this new dialect, so different from that
used in the convention, was policy, the monarchical and
consolidating parties will of course adhere to the same policy; if
it was the consequence of an essential difference between a national
and a federal government, a national dialect cannot be proper for
construing the constitution, since a federal dialect was necessary
to procure its ratification. If these gentlemen were sincere in the
convention, the arguments they used in opposition to a federal
system, cannot be applicable in defence of it; if they were
ingenious in procuring the ratification of the constitution, the
ingenuity consisted in copious solicitations of publick opinion by
federal doctrines, mixed with tints transfused from the conclave,
too faint to alarm the federal party, and yet sufficiently
perceivable to obtain the concurrence of the consolidating and
monarchical parties. The intimations that supremacy or sovereignty
was lodged in Congress or the supreme federal court, enveloped in
clouds of sound federal reasoning, was a profound or lucky piece of
dexterity to effect both objects.
Truth has compelled me to admit, however it is to be deplored, that
a superiority of talents will for ever appear on the side of a
high-toned system of government.The adoption of the word federal as
a political badge is an illustration of this fact. I do not
recollect whether the Federalist was entitled to the applause
merited by this proof of genius; but whoever was its author, it was
most happily contrived for covering the monarchical, consolidating,
and federal parties. The last, at the time the constitution was
ratified, was, and yet is, the most numerous. But unfortunately,
both then and since, no test existed for expelling heterogeneous
mixtures. The genuine federal party in the convention, proceeded
upon two principles, one, that a republican equality between the
states ought to be established; the other, that each state ought to
enjoy the exclusive power of managing its local interests. Could not
some device be invented emblematical of such principles? We do not
discern, except in the convention, and avowed hostility to them. So
far as this hostility can insinuate itself into the councils of a
genuine federal party, it must corrupt or warp its principles, just
as monarchical principles may corrupt republican. Monarchical or
consolidating parties, whilst they pretend to fight under federal
colours, will fight for their own principles. They are seeds of
disease in a federal union, which will be for ever sprouting, and if
they are not eradicated as they appear by genuine federal
principles, they will over-shadow and kill them.
A party "federal and truly republican," being thus deprived of half
its motto, was forced to take the other half, and hoisted an ensign
called republican; a definition which expelled from its ranks both
the monarchical and consolidating parties. Ambitious and avaricious
people were all disgusted with it. Many of the genuine federal party
suspected it of a design to destroy the union, and therefore united
with it slowly. The consolidating and monarchical parties, with more
acuteness, perceived the devotion to a federal system, and therefore
labored to keep this suspicion alive. The monarchical party, without
much acuteness, could see that its object was infinitely more likely
to be effected by consolidating constructions of the constitution,
than by the federal constructions which obtained its ratification.
The political tactician who displayed a banner, with only the word
federal written upon it, ably copied the policy by which a conqueror
makes a nation subservient to its own destruction. Federalists and
republicans were engaged in hostilities by monarchists and
consolidators, who derived strength from their conflicts, and
expected victory from their divisions.
Between the monarchical party in the convention, which wished for a
suppression of the state governments; and the national party, which
proposed that they should be made dependent upon a supreme
legislature, judiciary, and executive, a chink is undoubtedly
discernible, and this chink is now said to be the place, not for
crushing, but for securing a federal system, because it is baited
with didactick federalism, just as certain traps, baited with honey,
are contrived to catch bears. But the chasm made by the ridiculous
quarrel between the words federal and republican, as if they were
not twins which must die or live together, seems to be well
contrived for entrapping, not bears, but sovereign states.
SECTION VII
The Subject Concluded
Whether Yates's notes of the secret debates in the convention, are
to be considered as explanatory of the secret journal, or the
journal as explanatory of the notes, the connexion between them is
so intimate, necessary, and uniform, as to stamp both histories with
unquestionable veracity. Every speech recorded by Yates, accords
with some proposition recorded in the journal. His notes coincide
with Mr. Martin's account of parties. When Mr. Martin wrote, he
could not have had any knowledge of the notes; and when Mr.Yates
made his notes, Mr. Martin's observations were not written. The
reader can compare the following extracts both with the journal, and
Martins statements.
Yates, page 97. "Governor Randolph candidly confessed, that his
resolutions were not intended for a federal government, he meant a
strong consolidated union, in which the idea of states should be
nearly annihilated."
"Mr. Pinckney read his system, and confessed that it was grounded on
nearly the same principle as Mr. Randolph's resolutions."
106. "Mr. Dickenson is for combining the state and national
legislatures in the same views and measures."
"Mr. Madison is of opinion, that when we agreed to the first resolve
of having a national government, consisting of a supreme executive,
judicial, and legislative power; it was then intended to operate the
exclusion of a federal government, and the more extensive we made
the basis, the greater probability of duration, happiness, and good
order."
107. "Mr.Wilson.The state governments ought to be preserved; the
freedom of the people and their internal good police, depends on
their existence in full vigour; but such a government can only
answer local purposes. That it is not possible a general government,
as despotick as even that of the Roman emperors, could be adequate
to the government of the whole without this distinction."
108. "Mr. Pinckney moved that the national legislature should have
the power of negativing all laws to be passed by the state
legislatures, which they may judge to be improper. Mr. Madison
wished that the line of jurisdiction could be drawn, he would be for
it, but upon reflection, he finds it impossible, and therefore he is
for the amendment."
110. "The question put on Mr. Pinckney's motion, 7 states against,
Delaware divided,Virginia, Pennsylvania, and Massachusetts for it."
112. "Mr. Patterson. Let us consider with what powers we are sent
here. By our credentials we see, that the basis of our present
authority is founded on a revision of the articles of the present
confederation, and to alter and amend them in such parts where they
appear defective. Can we on this ground form a national government?
We are met here as the deputies of thirteen independent and
sovereign states for federal purposes. Can we consolidate their
sovereignty and form one nation; and annihilate the sovereignties of
our states who sent us here for other purposes?"
117. "Governor Randolph. If the state judges are not sworn to the
observance of the new government, will they not judicially determine
in favour of their state laws? We are erecting a supreme national
government; ought it not to be supported, and can we give it too
many sinews?"
"Mr. Gerry rather thinks that the national legislators ought to be
sworn to preserve the state constitutions, as they will run the
greatest risque to be annihilated; and therefore moved it. For Mr.
Gerry's amendment, 7 ayes, 4 noes."
122. "Mr. Lansing. Had the legislature of the state of New York,
apprehended that their powers would have been construed to extend to
the formation of a national government, no delegates would have
appeared on the part of that state. New plans, annihilating the
rights of the states (unless upon evident necessity), can never
succeed."
124. "Mr. Patterson. When independent societies confederate for
mutual defence, they do so in their collective capacity; and then
each state for these purposes must be considered as one of the
contracting parties. Destroy this balance of equality, and you
endanger the rights of the lesser societies, by the danger of
usurpation in the greater."
Mr. Patterson's was a plan for a federal government, supported by
many other arguments.
128. "Governor Randolph. The question now is, which of the two plans
is to be preferred. The resolutions from Virginia must have been
adopted on a supposition that a federal government was
impracticable."
129. "Mr. Hamilton. I have well considered the subject, and am
convinced that no amendment of the confederation can answer the
purpose of a good government, so long as state sovereignties do in
any shape exist; and I have great doubts whether a national
government on the Virginia plan can be made effectual. From the
lessons of experience results the evident conclusion, that all
federal governments are weak and distracted. To avoid the evils
deducible from these observations, we must establish a general and
national government, and annihilate the state distinctions and state
operations. I believe the British government forms the best model
the world ever produced, and such has been its progress in the minds
of many, that this truth gradually gains ground. This government has
for its object publick strength and individual security. It is said
with us to be unattainable. If it was once formed it would maintain
itself. See the excellence of the British executive. He is placed
above temptation. He can have no distinct interests from the publick
welfare. Nothing short of such an executive can be efficient. I
would give the legislature unlimited power of passing all laws
without exception, and to appoint courts in each state, so as to
make the state governments unnecessary to it. I confess that this
plan, and that from Virginia, are very remote from the idea of the
people." Mr. Hamilton acknowledges that state sovereignties did
exist, and proposes to destroy them, as is now attempted.
184. "Judge Read. I would have no objection if the government was
more national. A state government is incompatible with a national
government. The plan of the gentleman from New-York (Mr. Hamilton's)
is certainly the best."
"Mr. Madison. Some gentlemen are afraid that the plan is not
sufficiently national, while others apprehend that it is too much
so. If this point of representation was once well fixed, we should
come nearer to one another in sentiment. The necessity would then be
discovered of circumscribing more effectually the state governments,
and enlarging more effectually the bounds of the general government.
Some contend that the states are sovereign, when in fact they are
only political societies. The states never possessed the essential
rights of sovereignty. They were always vested in Congress. Their
voting as states in Congress is no evidence of their sovereignty.
The state of Maryland voted by counties. Did this make the counties
sovereign? The states, at present, are only great corporations,
having the power of making by-laws, and these are effectual only if
they are not contradictory to the general confederation. The states
ought to be placed under the control of the general government, at
least as much as they formerly were under the king and the British
parliament. The arguments, I observe, have taken a different turn,
and I hope may convince all of the necessity for a strong energetic
government, which would equally tend to give energy to, and protect,
the state governments."
188. "Mr. Gerry. It appears to me that the states never were
independent."
190. "Mr. Madison. The great danger to our general government, is
the great southern and northern interests of the continent being
opposed to each other. Look at the votes in Congress, and most of
them stand directly divided by the geography of the country, not
according to the size of the states."
200. "Judge Ellsworth. I am asked by my honourable friend from
Massachusetts, whether by entering into a national government, I
will not equally participate in national security? I confess I
should; but I want domestick happiness, as well as general security.
A general government will never grant me this, as it cannot know my
wants or relieve my distress."
201. "Mr. Sherman. It seems we have gotten to a point, that we
cannot move one way or the other." This happened on the 2d of July,
and Messrs. Yates and Lansing left the convention on the 5th, which
was not dissolved until the 17th of September.
"Mr. Morris. It is confessed on all hands, that the second branch
ought to be a check on the first, for without its having this
effect, it is perfectly useless.The first branch, originating from
the people, will ever be subject to precipitancy, changeability, and
excess. This can only be checked by the ability and virtue in the
second branch. The second branch ought to be composed of men of
great and established property; an aristocracy; and to make them
completely independent, they must be chosen for life, or they will
be a useless body. Such an aristocratic body will keep down the
turbulency of a democracy. But if you elect them for a shorter
period, they will only be a name, and we had better be without. Thus
constituted I hope they will shew us the weight of an aristocracy."
"History proves, I admit, that the men of large property will
uniformly endeavour to establish tyranny. How then shall we ward off
the evil? Give them the second branch, and you secure their weight
for the publick good."
"The wealthy will ever exist; and you never can be safe unless you
gratify them as a body, in the pursuit of honour and profit. Prevent
them by positive institutions, and they will proceed in some
left-handed way. It is good policy that the men of property be
collected in one body. Let vacancies be filled up as they happen, by
the executive. If you choose for seven years, whether chosen by the
people or by the states; whether by equal suffrage or in any other
proportion, how will they be a check? They will have local and state
prejudices. A government by compact is no government at all. "This
extract discloses the influence of Mr. Adams's political system. All
these ideas are borrowed from it.
From the 5th of July to the 17th of September, nothing is to be
found, either in the journal of the convention or Yates's notes, by
which the change from a national to a federal government can be
traced; but in addition to the wide difference between the national
form proposed, and the federal form adopted, we have the highest
authority of which the case was susceptible, that this radical
alteration was effected.
In the appendix to Yates's notes, page 265, is the letter dated on
the 17th of September, written by the unanimous order of the
convention, signed by its president, and addressed to the president
of Congress; containing the following passages:
"It is obviously impracticable, in the federal government of these
states, to secure all the rights of independent sovereignty to each.
It is at all times difficult to draw with precision the line between
those rights which must be surrendered, and those which may be
reserved."
By this solemn document the constitution was offered to the states
as a federal form of government; the independent sovereignty of each
state was explicitly acknowledged; the impracticability of securing
to the states all the rights of their independent sovereignty in
conjunction with a federal government, and the practicability of
reserving some of these rights, is stated as comprising the
character of the constitution; and the difficulty of drawing a
precise line between such of these rights as were surrendered, and
such as were reserved, is urged as an apology for any imperfection
in the attempt. It expressly announced to the states, that the
constitution was federal and not national, and that it had drawn a
line between rights of sovereignty surrendered and reserved; and it
constituted the unanimous decision of the convention, of the two
great questions now disputed. The imperfection of this line might
apply to both classes of these rights, but it could not destroy
either, nor transfer one class of rights to the other, so as to
obliterate the line intirely. The line drawn by the constitution,
though imperfect, was the only criterion by which a federal, could
be distinguished from a national, government; nor could a federal
union be contrived, except by the concurrent means both of
surrendering and reserving sovereign rights.
Is it possible to imagine that a respectable convention and its
magnanimous president, should have combined to deceive the states,
by telling them, that the proposed government was federal, and that
the constitution divided by a line the delegated federal rights,
from the sovereign state rights reserved? The indignity of such a
suspicion, and the absurdity of supposing that every member who had
contended for a federal government, had renounced his opinion and
subscribed to a falsehood, are the foundations upon which the
doctrine, "that the government is national," must rest.
The journal and Yates's notes unequivocally discover, that the
difference between a federal and national government, was thoroughly
understood in the convention, and that the members unanimously
admitted, that the two forms were incompatible. The national form
was honestly allowed by its advocates, as nearly annihilating the
idea of states, and as not intended for a federal government. It was
admitted that a national government, consisting of a supreme
executive, judicial, and legislative power, would operate the
exclusion of a federal government. That the resolutions for the
national plan were adopted, upon a supposition that a federal
government was impracticable. That a general and national government
would annihilate the state distinctions and operations; and that
such a government once established, would maintain itself. To
prevail with the convention to propose a national government, the
several doctrines "that the states were never sovereign and
independent; that they were only corporations; that they were like
counties; that the rights of sovereignty were always vested in
Congress; that the rich ought to have aristocratical powers; and
that a government by compact, is no government at all," were urged.
These admissions and doctrines candidly stated the question, then
secretly debated, and now openly, but with less candour, renewed. If
a national and a federal government were then incompatible, as the
whole convention believed, they must be so still. If the former
would then annihilate the latter, it will yet do so. If a national
government was then very remote from the idea of the people, such
may still be the case. And if the people were not prepared to
surrender their principles then, an attempt to overturn them now, by
construction, may produce the convulsion than apprehended.
There was no substantial difference between the Virginia plan and
Mr. Hamilton's. One proposed that states should continue to exist as
corporations or counties, but as subjects of a government invested
with supreme legislative, executive, and judicial powers; the other,
that the state governments should be directly and not indirectly
abolished. One gave them rights upon paper, subject to supreme
negatives, without any means of defending those rights; the other
more candidly denied to them any rights at all. The two plans
resemble two plans for defending a country; one, by a mercenary army
combined with a militia, but refusing to intrust the militia with
arms, lest they should use them against the army; the other, by a
mercenary army alone. The Virginia plan opposed paper to power; Mr.
Hamilton's tore the frail sanction to pieces, to save power the
trouble of disorganizing conflicts, or of quelling abortive
oppositions whilst doing the same thing gradually. Those who
approved of but could not carry Mr. Hamilton's plan, saw in the
Virginia plan a kindred alternative; and deriding its federal
preachment, adopted its circuitous and strifeful mode of effecting
their object, because they could effect it in no other. Although
neither the Virginia plan nor Mr. Hamilton's succeeded in the
convention, they embraced a mass of talents, too proud and powerful
for humility and submission; and they resorted to the engine of
construction, to be directed by many an Archimedes. But at this
point the two parties began to split. Encroachments upon the paper
rights of the states soon appeared, and then Mr. Hamilton and Mr.
Madison divided. One acted and the other preached, each in
accordance with his own principles as displayed in the convention.
The gentlemen who first contended for a federal supremacy over state
rights, but yet sincerely wished that this supremacy should preserve
these rights, bethought themselves of lodging it exclusively in the
supreme federal court, insisted that this court should use it
impartially, and that Congress should have no share of it. Their
later associates laugh at these paper chains, as only the scruples
of good souls; and Congress soon believed, that which is
unquestionably true, that its right to supremacy was as good, and
indeed better, than that of the judiciary. In virtue of this
supremacy, contended for by Mr. Hamilton, in the Federalist,
Congress construed the constitution in one way, and Mr. Madison's
didactick federalism, construed it in another; as in the cases of
the bank law, the sedition law, and the decision of the supreme
court, that the supremacy of Congress has a right to remove every
obstruction in its way. And a union between federal legislative and
judicial supremacy, has composed an imperative high mightiness,
subject to no check, and equivalent to the monarchical and national
projects, advocated in the convention.
The origin of the coalition between the monarchists and
consolidators in the convention, is visible in the journal. It arose
from the question of representation. The deputies from the most
populous states naturally contended for an absolute preponderance of
numbers; those from the small states, for the moral equality of
sovereignties. The gentlemen in favour of monarchy or consolidation,
united with great address, to use this contest, as the means for
effecting their object; and acted with more skill and foresight,
than the didactick federalists. They aimed at a possibility; the
didactick federalists entertained the hopeless idea of reconciling
contradictions. A monarchy or a consolidated government might be
established; but a union of states in conjunction with either, was
an impossibility. If we believe that a substantial distinction
between different forms of government exists, we must conclude that
a national government, and a union of states, cannot subsist
together, however the appearance of such a fellowship may for a time
be kept up, by the courtesy or policy of the supreme associate; just
as Augustus retained republican words to confirm imperial power. The
verbal federalists however advocated this hopeless experiment, and
the advocates of a monarchical or national government, profiting by
the example of the Roman triumvir, gladly joined them, as knowing
that the experiment would accelerate one of these ends. Happily the
experiment was defeated by the establishment of a federal form of
government; but we are again told by the gentlemen who prefer
monarchy or a national government, that a national and federal
government may be made to subsist together, by giving to Congress
and its court an absolute supremacy over the state governments, and
securing the states by federal words, just as the Roman republick
was secured by republican words.
If we should even admit, with Mr. Madison, that the government is
semi-federal, and semi-national, the question arises, by what means
can it be kept so? These are ascertained by the means necessary to
maintain a government semi-republican and semi-monarchical. Each
moiety must counterpoise and check the other. If one principle
possesses a supremacy over the other principle, and can remove out
of its way all the obstacles which the balancing principle may place
in it, the consequences are inevitable; because power can only be
checked by power. Therefore an equal capacity in each moiety to
maintain a government half federal and half national, is as
indispensable, as in the case of a government half republican and
half monarchical. If the state governments individually, or a bare
majority of the states, were supreme, or had a negative over the
acts of the federal government, that moiety would soon perish; and
in like manner, if the federal government should acquire the same
powers over the state governments, they must perish; just as a
limited monarchy would perish if one of its principles obtains a
supremacy over the other.
SECTION VIII
The Federalist
I have arrived at the most difficult portion of the contemporaneous
construction of the constitution, urged for the purpose of obtaining
its ratification; difficult, as ingenious ambiguities and
contradictions are to be detected. A conscious inferiority to its
accomplished authors in a capacity for investigation, except that
which arises from equal integrity, renders the task truly alarming.
These gentlemen believed that a supreme national government was best
for the United States, and I believe that a genuine federal system
is more likely to secure their liberty, prosperity, and
happiness.Two of them had avowed their preference in the convention,
and although they were defeated, yet the opinions by which their
efforts had been excited, could not have been obliterated. How
unfortunate it was, that these two chief authors of the Federalist
were not divided between a federal and national system of
government! Had this been the case, the question would have been
discussed by the most eminent talents; and the publick might have
been assisted by all the arguments on both sides, couched in the
most elegant style.
The turbulence of a free government is perpetually contrasted with
the repose of tyranny, by those who plead for power, and dread the
untractableness of checks devised for its control. Men are apt to
see very clearly, whatever they wish or fear; and often surrender
the soundest principles to their imaginary apparitions. Tinctures of
such impressions are discernible in the Federalist, in suggestions
of the disorderly and discordant proceedings of the state
governments, and in captivating pictures of the safety and splendour
to be expected from a supreme national government. Its authors had a
difficult task to perform, and they performed it with an ability,
which must excite our admiration, though it may fail to reconcile
contradictions. They laboured to gratify both their own
prepossessions and those of the states; and if their success in
effecting the ratification of the constitution, shall be followed by
the reinstatement of a rejected national government, their ingenuity
in proving that a federal system is both right and wrong, good and
bad, must excite our amazement. The difficulty of proving that the
constitution had reserved a great portion of sovereign rights to the
states, and yet tacitly subjected them to some unexpressed
supremacy, is now vastly increased by the publication of the journal
of the convention, disclosing the proposal of a supreme national
government, the thorough consideration of it, and the complete
expurgation from the constitution, both of its principles and
phrases. An honest preference of this project, would be rather
whetted than extinguished by disappointment; and it was almost
impossible, whilst the subject was yet fresh, that all the ideas by
which it was impressed, and all the phrases by which it was
inculcated, should have been forgotten. It is even wonderful, that
the struggle between a prepossession for the rejected supreme
national government, and loyalty to that which was adopted, should
have terminated so honourably, and should have disclosed so few
traces of a preference recently riveted to the mind by its long and
animated exertions. The stray words and constructive supremacies,
interwoven with the constitution by the Federalist, look rather like
the casual over-flowings of an accumulated fund, than the effect of
a critical examination into their consistency with the form of
government adopted. A national and a federal form were the rivals
for preference; and if the same terms and the same construction were
applicable to both, the contest in the convention was frivolous, and
the preference of the latter form unsubstantial. Hence, although
many of the interpretations of the constitution comprised in the
Federalist, are profound and correct, it does not follow, that
interpolations of words used and of provisions proposed for
establishing a national government, ought to countermine the
constructions which are federal. I shall endeavour to demonstrate
the inconsistency between them by quotations, distinguishing the
writer by the initial letter of his name.
H. No. 9. "The proposed constitution, so far from implying an
abolition of the state governments, makes them constituent parts of
the national sovereignty, by allowing them a direct representation
in the senate, and leaves in their possession certain exclusive and
very important portions of sovereign power." The ambiguity of this
sentence arises from the interpolation of the words national
sovereignty, which are not in the constitution; from admitting that
the powers not delegated were sovereign powers belonging to the
governments of the states; and from making these governments
constituent parts of a national sovereignty, in virtue of their
representation in the senate; by which representation they become
the subjects of the assumed national sovereignty. State sovereignty
is lodged in the people of each state, but by supposing it to be
lodged in their governments, and considering these governments as
constituents of a national sovereignty in consequence of their
representation in the senate, state rights are made to derive their
security, not from the limitations and reservations of the federal
compact, but from this representation of their governments, just as
Englishmen derive theirs from their representation in parliament.
Whatever may be the rights of Englishmen, representation invests the
parliament with a supreme power over them; and whatever may be the
rights of the political individuals called state governments,
representation creates a national sovereignty over these also,
according to this ingenious sentence.
By taking it for granted that the constitution has established a
national sovereignty, the difficulty of proving it is avoided. The
phrase "national sovereignty," is assumed in correspondence with
that of the British parliament; and the state governments are turned
into its constituents by the structure of the senate. Mr. Hamilton
thus concedes to himself the essential principle of his plan for a
government; knowing that if the concession should succeed, its
consequences would certainly follow. A national sovereignty would
remove most obstacles to his system, and to use his own sound
language, "if it was once formed, it would maintain itself."
The most ingenious and conciliating ground upon which a national
sovereignty is erected, is this of representation in the senate. It
has an aspect of securing instead of abolishing the reserved rights
of the states. This representation was not intended to create a
sovereignty in Congress over the reserved rights of the states, but
only as one check to secure a correct exercise of the delegated
powers. The rights of the states were not reserved to the senate of
the United States, but to the states themselves; and are not
conveyed to an imaginary national government, upon the ground that
their governments are represented in the senate. The journal of the
convention shews that a national sovereignty, founded upon the
principle of representation, was contemplated so long as the project
for a national government prevailed; but it does not contain a
solitary intimation, after that project was abandoned, that the
representative character, either of the president, the senate, or
the house of representatives, conferred sovereign or supreme powers
on one or all of these departments, as had been contemplated before
a federal system was adopted. If representation is necessarily
attended by sovereignty or supremacy, the Congress under the
confederation was indeed a sovereign body, but a very dull one, in
not having made the discovery; and no limitations of power can be
created by constitutions which resort to representation, if it
inherently possesses the quality of turning agents into sovereigns.
Suppose it is admitted, as Mr. Hamilton seems to intimate, that the
constitution has created two sovereignties, one of the federal and
the other of the state governments. By dividing sovereignty into
portions, and calling the portion of state governments exclusive, he
states a very plain case. The owners of a loaf of bread divide it
between two persons. The donation of one half, does not imply a
right to eat up the other half. If the state governments possess
exclusive sovereign powers, they cannot be deprived of this
exclusiveness by their representation in the senate; and if that
representation does not deprive them of their exclusive powers, it
conveys nothing at all. It follows, that the powers of the federal
government are derived from the constitution, and in no degree from
representation. Under the constitution, it is a limited government;
by inferring sovereignty from representation, it would become
unlimited.
Those who deal most in paradox and superlatives, find the least
truth. The consolidating school contends that we have two
sovereignties; but that one is sovereign over the other; Mr.
Hamilton, that we have co-ordinate sovereignties, each invested with
exclusive powers, but that one is made superlative by the
representation in the senate. That a federal senate should beget a
national sovereignty, if we have one, is a political curiosity.
These superlative sovereignties, in all their forms, have been less
friendly to human happiness, than limited, divided, and balanced
powers. Lodged either in a monarch, an aristocracy, or a
representative body, they have an innate tendency towards tyranny.
Lodged in one government, they have disclosed combinations among its
members to extort from the people as much property as possible. They
are uniformly oppressive in a high degree, when the territory is
extensive. Such imperfections of a superlative sovereignty,
indicated our improvement of a system for checking it, otherwise
than by the agency of its own members, or of its own will. By
returning to a sovereignty consolidated in one government, we should
revive all the evils of which a superlative sovereignty has been
productive, and surrender all the benefits hitherto derived, from
having superadded to the English mode of restraining the excesses of
sovereignty condensed in one government, the new remedy of assigning
different powers to two. The hostility of consolidated sovereignties
to human happiness, is frequently demonstrated by their recourse to
paradoxical arguments, in order to defend their measures. They
contend, that the greater the revenue, the richer are the people;
that frugality in the government is an evil; in the people, a good;
that local partialities are blessings; that monopolies and exclusive
privileges are general welfare; that a division of sovereignty will
raise up a class of wicked, intriguing, self-interested politicians,
in the states; and that human nature will be cleansed of these
propensities by a sovereignty consolidated in one government. But in
proportion as power becomes superlative, its ambition and avarice
are inflamed; and our division of it between two governments, is one
more attempt, in addition to those which have been unsuccessful, to
assuage the inflammation, and diminish its malignity. The
consolidating school rejects the experiment, however hopeful, and
contends, that it degrades the federal government below the English
standard. Such is the argument of limited kings, and such the motive
by which they are stimulated to acquire the power enjoyed by
absolute monarchs. The morbid suggestions of envy cause them to look
with longing eyes upon a superiority of power; and it will not be
contrary to human nature, if our statesmen should also contemplate
the situation of English statesmen, as more desirable than their
own, and should languish for an equal degree of exaltation.
H. No. 23. "If the circumstances of our country are such, as to
demand a compound instead of a simple; a confederate instead of a
sole government; the essential point which remains to be adjusted,
will be to discriminate the objects, as far as it can be done, which
shall appertain to the different provinces or departments of power.
The government of the union must be empowered to pass all laws in
relation to its powers. The local governments must possess all the
authorities connected with the administration of justice between
citizens of the same state. Not to confer in each case a degree of
power commensurate to the end, would be to violate the most obvious
rules of prudence and propriety."
Mr. Hamilton admits the distinction between a federal and a sole
government, and allows that the constitution annexes to the
different provinces or departments of power, state and federal, an
authority to pass all laws commensurate to the exercise of the
rights assigned to each. From this distinction, the existence of
separate governments under the constitution, would apparently
result; but this conclusion is defeated by the previous doctrine,
that a national sovereignty is lodged in the federal government, by
the instrumentality of state representation in the senate. We have
two governments mutually invested with independent rights, and with
authority to exercise these separate rights; and yet but one
sovereignty. What are mutual rights, unattended by a mutual power to
preserve those rights? Satraps subservient to a superior power. Is
there not an obvious inconsistency between the admission of two
distinct governments, constituting different provinces or
departments of power, and the assertion, that one possesses a
sovereignty or supremacy over the other? Under its kings, France was
divided into provinces, each having separate rights, but the royal
sovereignty reduced France into one consolidated government. Turkey
contains many provinces, but all are subservient to one consolidated
or superlative sovereignty. By allowing the separate existence of
states, invested with distinct powers, but contending for a national
sovereignty in the federal government, the United States are placed
in the situation of the provinces of France and Turkey.
That this was not the intention of the constitution, is admitted by
the hypothetical manner in which Mr. Hamilton introduces the
subject. Under his prepossession in favour of a consolidated
government, expressed in the convention, he observes, "if the
circumstances of our country demand a confederate instead of a sole
government." Whence arose the doubt, or what foundation existed for
the contrariety, if the constitution had created a sole sovereignty?
The doubt is evidently suggested by his own opinion, that the
circumstances of our country did not forbid a sole government; the
contrariety had been impressed by the debates in the convention, and
was fixed by the principles of the constitution. The proposal and
rejection of a sole government was felt; but the predilection for it
was also felt; and the two sensations generated a profound attempt
to reconcile these contradictions. To advance it, the local
authorities are reduced to the judicial sphere of dispensing justice
between citizens of the same state. A judicial department is always
subservient and necessary to an absolute sovereignty, and by
reducing the state governments to that sphere, their insinuated
subordination to a national sovereignty, as being represented in a
federal senate, is cautiously maintained. The next quotation will
demonstrate the struggle between an inveterate opinion, candidly and
honourably avowed by Mr. Hamilton in the convention, and the plain
intention of the constitution.
H. No. 28. "In a confederacy, the people, without exaggeration, may
be said to be intirely the masters of their own fate. Power being
almost always the rival of power, the general government will at all
times stand ready to check the usurpations of the state governments;
and these will have the same dispositions towards the general
government. The people, by throwing themselves into either scale,
can make it preponderate. If their rights are invaded by either,
they can make use of the other, as the instrument of redress. How
wise it will be in them, by cherishing the union, to preserve to
themselves an advantage which can never be too highly prized!"
"It may safely be received as an axiom in our political system, that
the state governments will, in all possible contingencies, afford
complete security against invasions of the publick liberty by the
national authority. Projects of usurpation cannot be masked under
pretences so likely to escape the penetration of select bodies of
men, as of the people at large. The legislature will have better
means of information; they can discover the danger at a distance;
and possessing all the organs of civil power, and the confidence of
the people, they can at once adopt a regular plan of opposition, in
which they can combine all the resources of the community. They can
readily communicate with each other in the different states; and
unite their common forces for the protection of their common
liberty. If the federal army should be able to quell the resistance
in one state, the distant states would have it in their power to
make head with fresh forces. The people are in a situation, through
the medium of their state governments, to take measures for their
own defence, with all the celerity, regularity, and system, of
independent nations."
But of what use is this eulogised capacity in state legislatures to
discover usurpations, if they cannot constitutionally resist them;
and how can they resist usurpations, if they are subjected by the
constitution to a sovereignty or supremacy in the usurper? The
people of each state are recognised as independent nations; and the
state governments, not as judicial, but as political departments,
intended to watch over the constitutional rights of these nations,
and invested with a power to resist federal usurpations. They are
recognised as possessing all the organs of power necessary to
discharge the important duty of breaking the snares of tyranny, by
which the people are frequently caught, for want of the means of
discovering the danger, which these select bodies of men possess. It
is even admitted that the state governments may form regular plans
of opposition, and appeal to arms for the defence of their rights.
But what becomes of this whole fabrick intended by the constitution
to preserve the rights and liberty of the people, if the federal
government is sovereign, or the federal court supreme? What becomes
of the essential right in these independent nations to control their
governments for the preservation of the union, if these governments
cannot control a sovereignty or supremacy, usurped for the purpose
of destroying the union by a consolidated national government? Of
what value is the responsibility of state governments to the people,
when it is liable to be rendered inefficient by a supremacy in a
federal court? How can the people cherish or preserve the union, if
its preservation depends on this court, and not on their state
governments? What good can the people reap from the intelligence and
foresight of their state governments, if the supreme mandate of this
court can forbid them from seeing or resisting usurpations? Where
lies the mutual check between the two governments, if a supreme
power to expound the articles of the union, is thrown into the scale
of one by construction? By this contrivance, the influence of the
people over their state governments, urged as necessary for the
preservation of their rights, both state and federal, is transferred
from them to a federal court. The state governments may still "adopt
regular plans of opposition." Opposition must therefore be
constitutional. They may even oppose armies to armies. Why then may
they not array laws against laws, and judgments against judgments?
This is the very remedy contemplated by a system compounded of
co-ordinate and divided powers, against wars with guns and bayonets.
Whence arises the state right to resist usurpation, to form regular
plans of opposition, and to watch over the liberty of the people by
organised governments, except from the sovereignty and independence
attached to the powers reserved, and the inherent mutual right of
self-defence attached to each division of power, state and federal.
But the two formidable words "national and general," still tingle in
our ears, and protrude themselves against these concessions. I
protest against them, because they are not in the constitution,
although they have been drawn from the recess of the convention,
borrowed from a rejected plan of government, introduced by the high
authority of the Federalist, and accepted with avidity by the
consolidating school. In contending that we have neither a national
nor a general government, nor a national nor a federal sovereignty,
nor a judicial supremacy, it is necessary to point out the
inconsistency between allowing great political powers to the states,
and rescinding them by these illegitimate expressions.
SECTION IX
The Subject Continued
Let us proceed in our quotations, and the comparison between the
positions which they advance. H. No. 31. "The state governments, by
their original constitutions, are invested with complete
sovereignty. In what does our security consist against usurpations
from that quarter? Doubtless in the manner of their formation, and
in a due dependence of those who are to administer them upon the
people."
H. No. 32. "Although I am of opinion that there would be no real
danger of the consequences to the state governments, which seem to
be apprehended from a power in the union to control them in the
levies of money; because I am persuaded that the sense of the
people, the extreme hazard of provoking the resentments of the state
governments, and a conviction of the utility and justice of local
administrations, for local purposes, would be a complete barrier
against the oppressive use of such a power; yet I am willing to
allow the justness of the reasoning, which requires that the
individual states should possess an independent and uncontrollable
authority to raise their own revenues for the supply of their own
wants. And making this concession, I affirm that (with the exception
of duties upon imports and exports) they would, under the plan of
the convention, retain that authority in the most absolute and
unqualified sense; and that an attempt on the part of the national
government to abridge them in the exercise of it, would be a violent
assumption of power, unwarranted by any article or clause of the
constitution."
"An entire consolidation of the states into one complete national
sovereignty, would imply an entire subordination of the parts; and
whatever powers might remain to them, would be altogether dependent
on the general will. But as the plan of the convention aims only at
a partial union or consolidation, the state governments would
clearly retain all the rights of sovereignty which they before had,
and which were not by that, delegated exclusively to the United
States."
"The power of imposing taxes on all articles, other than exports, is
manifestly a concurrent and equal authority in the United States and
individual states. In any other view it would be dangerous."
"It is not a possibility of inconvenience in the exercise of powers,
but an immediate constitutional repugnancy, that can by implication
alienate and extinguish a pre-existing right of sovereignty."
"The necessity of a concurrent jurisdiction in certain cases,
results from the division of sovereign power, and the rule, that all
authorities, of which the states are not explicitly divested in
favour of the union, remain with them in full vigour, is not only a
theoretical consequence of that division, but is clearly admitted by
the whole tenour of the instrument which contains the articles of
the proposed constitution."
H. No. 33. "The declarations authorizing the national legislature to
make all laws which shall be necessary and proper for carrying into
execution the foregoing powers, and all other powers vested by this
constitution in the government of the United States, or in any
officer thereof, and that the constitution and laws of the United
States made in pursuance thereof, and the treaties made by their
authority, shall be the supreme law of the land, is predicated upon
the specifick powers, tantology, or redundancy, and perfectly
harmless."
"Who is to judge of the necessity and propriety of the laws to be
passed for executing the powers of the union? The national
government, under the control of the people."
"A law, by the very meaning of the term, includes supremacy. Laws
not pursuant of the constitutional powers, are not the supreme laws
of the land."
H. No. 34. "To argue upon abstract principles, that the coordinate
authority cannot exist, would be to set up theory and supposition
against fact and reality. However proper such reasonings might be to
shew, that a thing ought not to exist, they are wholly to be
rejected, when they are made use of to prove that it does not exist,
contrary to the evidence of the fact itself. In the Roman republick,
the legislative authority resided in two different legislative
bodies, commitia centuriata, and the commitia tributia, as
independent legislatures, each having power to annul or repeal the
acts of the other; in each of which an opposite interest prevailed,
the patrician, and plebeian. A man would have been regarded as
frantick, who should have attempted to disprove their existence.
These two legislatures co-existed for ages, and the Roman republick
attained to the highest pinnacle of human greatness." He might have
added, that when the two independent Roman legislatures ceased to
exist, the splendour of the republick was obscured, and liberty was
destroyed.
The principles I am advocating are forcibly sustained in these
quotations. The original sovereignty of the states; the legitimate
control over the state governments; the unconstitutionality of an
attempt by the federal government to usurp or abridge state rights;
their independent possession of all rights not delegated; the
insufficiency of inconveniences to extinguish pre-existing sovereign
rights; the necessity of concurrent powers, as arising from a
division of power; and the incapacity of the declaratory clauses of
the constitution, for extending the limited powers delegated; are
all positively stated and plainly enforced.
Lest these plain principles should be evaded by subterfuges, or
facts should be assaulted by suppositions, an example is happily
introduced, illustrating the intention of the constitution, and
placing its construction beyond the reach of uncertainty. However
proper reasonings might be, to shew that co-ordinate legislative
authorities ought not to exist, and though Mr. Hamilton was ardent
in his antipathy towards them; yet he candidly admits that such
reasonings ought wholly to be rejected, when made use of to prove
that these co-ordinate legislatures do not exist, contrary to the
evidence of the fact itself. He defines, by the example of the Roman
co-ordinate legislatures, his idea of the state and federal
legislatures under the constitution. They were coequal, as to
concurrent powers; and a man would have been considered as frantick,
who should have attempted to disprove it. This phrenzy is stated as
emblematical of that which should deny the existence of our co-equal
and independent legislatures. Any inconvenience which may result
from our constitutional co-equality of legislatures, is not
sufficient to convert phrenzy into sound understanding. Each of the
Roman legislatures often thought the other very inconvenient. Both
legislated over the same objects, and exercised concurrent powers.
Their collisions were therefore more frequent and inveterate than
those to be expected from our co-ordinate legislatures, chiefly
restricted to different spheres. The Roman legislatures were
exasperated against each other by a real hostility of interests;
ours, so long as each state is undisturbed in providing for its
internal happiness, are bound together by a common interest. If the
Roman republick was raised to the pinnacle of human greatness, by a
political check so defective, what may be expected by the United
States, from a purification of the principle, expelling its defects,
and retaining its friendship for liberty?
But the fact which it would be phrenzy to deny, is yet denied; and
the co-ordinateness of state and federal legislative authorities,
emphatically contended for, is destroyed in the very mode
unsuccessfully proposed in the convention, in the face of its
rejection, of this positive vindication of the principle, and of the
asserted constitutional construction.
"Who is to judge of the necessity and propriety of the laws to be
passed for executing the powers of the union? The national
government, under the control of the people."
It will appear in the sequel, that Mr. Hamilton and Mr. Madison have
answered this question differently. Mr. Hamilton's supremacy is
bestowed on a national government under the control of the people;
Mr. Madison's, upon a court, not under the control of the people.
Each of these profound politicians sought for a supremacy
conformable to his own opinion expressed in the convention. Mr.
Hamilton has found one similar to that of the British parliament,
and by endowing a national president, senate, and house of
representatives, with it, has gotten back to his plan of government
offered to the convention. Mr. Madison, adhering to his opinion,
that the state governments should be preceptively retained, gives
his supremacy to a court, upon the supposition that a court will
preserve them. Mr. Hamilton controls his supremacy by the people, in
imitation of the mode by which the British parliament is supposed to
be controlled. Mr. Madison only controls his by the will and power
of the supremacy itself. He rejects the suspicion which has
suggested checks and divisions of sovereignty or supremacy, and
bestows absolute power, unexposed to any control at all. The reader
will discern which would be the best security for the rights and
even the existence of the states; the opinion of the people, or the
opinion of a court. The court swear, but state and federal
legislative departments swear also; so do kings; yet this species of
control has been sufficiently exploded as a security for liberty.
When great men differ as to the residence of a national or federal
supremacy, is it not presumable that it resides no where?
Mr. Hamilton asserts, that the "state governments, by their original
constitutions, are invested with complete sovereignty. In what does
our security consist against usurpations from that quarter?
Doubtless in the manner of their formation, and in a due dependence
of those who are to administer them upon the people." May I not have
been mistaken in supposing that he intended to invest the federal
government with a supremacy over state laws? If he is consistent, he
denies any supremacy in one of our legislatures over the others, and
asserts their co-equality. By uniting the extracts, we may discern
whether they are repugnant or homogeneal. The federal government is
to judge of the necessity and propriety of the laws to be past for
executing the powers of the union; and the state governments are to
judge of the necessity and propriety of the laws to be past for
executing the powers reserved to the states, each under the control
of the people. Thus only the interpretations of the constitution by
Mr. Hamilton, can be made consistent, and thus a co-equal supremacy
is attached to each sphere of legislation, subject to no control but
that of the people.
Mr. Hamilton, in reference to the federal government, adds, "that a
law, by the very meaning of the term, implies supremacy. Laws not
pursuant of constitutional powers, are not the supreme law of the
land." I accept the definition, but I deny its exclusive application
to federal laws, and contend, that it co-extensively applies to
state laws. It is admitted that unconstitutional laws are not
supreme. From this admission it results, that the expression in the
constitution, "shall be the supreme law of the land," is restricted
by its limitations and reservation, and did not convey any species
of supremacy to the governments, going beyond the powers delegated
or those reserved. The supremacy allowed to legislation flows from,
and does not exceed it. Therefore the laws of the states within the
scope of their reserved powers, are equally supreme with those of
the federal government within the scope of its delegated powers. The
division of legislation cannot be sustained, unless the
constitutional laws of each allotment are invested with legal
supremacy. If the proposition, that unconstitutional laws are not
the supreme law of the land, is true, its converse, that
constitutional laws are the supreme law of the land, must be also
true; and of course the constitutional laws of the states are
equally supreme with those of the federal government.
Mr. Hamilton admits a concurrency of legislation in the state and
federal governments, as to taxation; and that a violation of this
concurrency by the federal government, would be manifestly
unconstitutional. How can this doctrine consist with his position,
"that the national government have a right to judge of the propriety
and necessity of the laws for executing the powers of the union,
under the control of the people only." Concurrency of power implies
an equality in its exercise. So Mr. Hamilton expounds it. But then
he creates a national government, and a consolidated nation, and
invests this imaginary government under the control of this
imaginary nation, with a supreme power over the co-equality he
admits, by bestowing upon it an exclusive right to decide whether
its own laws, and consequently whether the laws of the states, are
necessary and proper, according to the articles of the constitution.
Thus he destroys the admitted concurrency, and revives the identical
supremacy in construing these articles, proposed in the convention
for the establishment of a national government. By this assertion,
he invests Congress and the supreme court with a right to violate
the inviolable concurrent right of taxation, as was done in the bank
case.
Yet he declares that the right of taxation would be dangerous in any
other view, than as a concurrent and equal authority in the United
States and the individual states. Why would it be dangerous? Because
a supreme power in the federal government to construe the articles
of the union, so as to defeat this concurrency, would suffice to
destroy the state governments.
Mr. Hamilton invests the state governments with complete
sovereignty. Why does he abandon our principle, that complete
sovereignty resides only in the people of each state? The reasons
are obvious. His prepossession in favour of the English form of
government, induced him to deposit a complete sovereignty in
governments. Therefore he proposed a national government in the
convention, empowered, like the British parliament, to pass all laws
whatsover. And the same object would be effected, if a national
government assumed as established by the constitution, can pass all
laws which it may deem necessary and proper. The British parliament
do no more than pass laws which it deems necessary and proper,
according to the British political system. Yet he admits
unconstitutional laws to be void. How can their unconstitutionality
be ascertained, except by uniting a concurrent right of construction
with our concurrent right of legislation? In England, legislation is
lodged in the king, lords, and commons, and each department has an
independent concurrent power of deciding whether the law is
conformable with the English political system. Here, legislation is
a concurrent power, lodged in the state and federal departments, to
which a concurrent power of construing our political system must
also appertain, or this system must be destroyed, as that of England
would be by a supreme power in one of its legislative departments to
impose its own constructions upon the others. But this reasoning is
provided against, first by investing the state governments with
complete sovereignty, and then by transmitting all these
sovereignties to the federal senate by representation. These ideas
cannot be correct, if Mr. Hamilton is right in observing, that "our
security against usurpations by the state governments, consists in
their dependence upon the people." Upon what people? Certainly, the
people of each state. In this place, we find that the state
governments are to be controlled by the people; in another, that the
national government, as he is pleased to denominate the federal
government, is also controllable by the people; and in a third, that
one government is controllable by the other. These controls refute
the idea that either of these governments possess a complete
sovereignty, or a supremacy over the other. The concurrency in the
modes of control, sustain a concurrency of power to construe the
articles of the union, and constitute the mutual check for which Mr.
Hamilton contends, as the only means of inculcating that mutual
moderation in the exercise of power, so indispensable for promoting
the happiness of the people.
Mr. Hamilton affirms, that the individual states possess an
independent and uncontrollable power to raise their own revenue for
the supply of their own wants; and that an attempt on the part of
the national government to abridge them in the exercise of it, would
be a violent assumption of power, unwarranted by any article of the
constitution. How came the states to possess this independent and
uncontrollable power in the case of taxation? Undoubtedly as a
portion of the sovereign power previously held by them. The
illustration of state rights, by their right of taxation, includes
all their other undelegated rights, as being also derived from state
sovereignty. Neither the state right of taxation, nor any other
reserved state right, is bestowed by the constitution. They all
either flow from state sovereignty, or none of them are genuine.
Therefore if the state right to tax, is independent and
uncontrollable by the federal government or the supreme court, their
other undelegated and reserved rights are also independent and
uncontrollable. If an attempt on the part of the federal government
to abridge the states in their right to tax, would be a violent
assumption of power, an attempt to abridge them in the exercise of
any other reserved right, must also be a violent assumption of
power. And if an assumption of power over an undelegated and
reserved state right "is unwarranted by any article or clause in the
constitution," no construction can justify it. The mysterious
supremacy supposed to be tacitly conveyed to the federal government
(but in what way, the eminent men whose works we are considering,
have not agreed) or Mr. Hamilton's vindication of state rights, must
be given up, as utterly incompatible. The exemplification of the
independent and uncontrollable character of state rights under the
constitution, by the right to tax, embraces exclusive as well as
concurrent rights, as all are derived from the original sovereignty
of the states, and must live or die together.
H. No. 36. "As neither the federal nor state governments, in the
objects of taxation, can control the other, each will have an
obvious and sensible interest in reciprocal forbearance." Thus we
are conducted to the precise end intended to be accomplished by the
division of sovereignty, supremacy, or powers (all equivalent
words), displaying its contrariety to a concentration of
sovereignty, supremacy, or powers, in a national government.
Moderation was not equally to be expected from these hostile
principles; and moderation in the exercise of power was thought
necessary to foster social happiness. "Reciprocal forbearance" was
inculcated by the intire division of legislative powers; and not by
the item of taxation alone; to compel the federal and state
governments to travel kindly and sociably together. Their
friendship, like that of individuals, could only be supported by
their mutual independence in the exercise of their own rights, and
if the plain arguments of Mr. Hamilton ought to have more weight
than illicit words and dark allusions with which they are sparingly,
and perhaps carelessly, sprinkled, they supply us with a conclusive
construction of the constitution, namely, that federal and state
legislatures are co-ordinate, co-equal, and independent, neither
being controllable by the other; that only legal supremacy
appertains to both; that their mutual independence was intended to
inspire them with mutual moderation; and that if collisions occur
which they cannot amicably settle, the control of the people over
both, and not a dictatorial supremacy of one, or some portion of
one, is an umpire.
SECTION X
The Subject Continued
M. No. 39. "The constitution is to be founded on the assent and
ratification of the people of America, given by deputies elected for
the special purpose, not as individuals composing one intire nation,
but as composing the distinct and independent states, to which they
respectively belong. It is to be the assent and ratification of the
several states, derived from the supreme authority of each state,
the authority of the people themselves. The act therefore
establishing the constitution, will not be a national, but a federal
act.
"That it will be a federal, and not a national act, the act of the
people, as forming so many independent states, not as forming one
aggregate nation, is obvious, from the single consideration, that it
is to result, neither from the decision of a majority of the people
of the union, nor from that of a majority of states. It must result
from the unanimous assent of the several states that are parties to
it, differing no otherwise from their ordinary assent, than in its
being expressed, not by the legislative authority, but by that of
the people themselves. Were the people regarded in this transaction
as forming one nation, the will of a majority of the whole people of
the United States, would bind the minority, in the same manner as a
majority of each state would bind the minority; and the will of the
majority must be determined, either by a comparison of individual
votes, or by considering the will of the majority of states, as
evidence of the will of a majority of the people of the United
States. Neither of these rules has been adopted. Each state, in
ratifying the constitution, is considered as a sovereign body,
independent of all others, and only to be bound by its own voluntary
act. In this relation then, the new constitution will be a federal
and not a national constitution.
"The next relation is, to the sources from which the ordinary powers
of government are to be derived. The house of representatives will
derive its powers from the people of America, and the people will be
represented in the same proportion, and on the same principle, as
they are in the legislature of each particular state. So far the
government is national and not federal. The senate, on the other
hand, will derive its powers from the states, as political and
co-equal societies. So far the government is federal and not
national. From this aspect of the government it appears to be of a
mixed character, presenting at least as many federal as national
features. The local or municipal authorities, form distinct and
independent portions of the supremacy, no more subject, within their
respective spheres, to the general authority, than the general
authority is subject to them within its own sphere. In this relation
then, the proposed government cannot be deemed a national one, since
its jurisdiction extends to certain limited objects only, and leaves
to the several states a residuary and inviolable sovereignty over
all other objects. It is true, that in controversies relating to the
boundaries between the two jurisdictions, the tribunal which is
ultimately to decide is to be established under the general
government. The decision is to be impartially made, according to the
rules of the constitution, and all the usual and most effectual
precautions are to be taken to secure this impartiality."
M. No. 45. "The states will retain, under the proposed constitution,
a very considerable portion of active sovereignty. The powers
delegated by the proposed constitution to the federal government,
are few and defined. Those which are to remain to the state
governments, are numerous and indefinite. The former will be
exercised principally on external objects, as war, peace,
negotiation, and foreign commerce; with which last the power of
taxation will for the most part be connected. The powers reserved to
the several states will extend to all objects, which, in the
ordinary course of affairs, concern the lives, liberties, and
properties, of the people; and the internal order, improvement, and
prosperity, of the state."
It is necessary to look back at the journal of the convention,
before a critical examination of these extracts is attempted. The
great difficulty which protracted its debates, was the struggle
between the large and small states. On one hand, to obtain an intire
influence for population by a national government; on the other, to
preserve the moral equality of state sovereignties by a federal
government.Virginia, Massachusetts, and Pennsylvania, then the three
states containing the most people, though remote from each other,
united upon that consideration. New-York, then intermediate between
the large and small states, as to population, was divided. Other
states, looking at their small population, and at their large
unsettled territory, vacillated; and the gentlemen in favour of a
consolidated national republick, or a limited monarchy, availed
themselves of this unsettled disposition.
Alas! poor human nature; how short is its foresight, and how small
is its prudence! Neither the map of Massachusetts, nor its impending
division, was thought of. Virginia did not anticipate an exchange of
situations with New-York. The western and southern expansions of
territory rested in oblivion, and supplied reason with no
deductions. Time has removed the obscurity, and disclosed how
short-sighted were the motives which laboured to consolidate the
states into a national government. Why should this project be
revived, now that these motives are extinct? The film of a
fluctuating census, which prevented patriotism from discerning the
great difference between a federal and consolidated system of
government, being removed, it can contemplate more justly the
consequences of both.The time may come when a national government
would talk of its eastern provinces. On the north, population meets
with the white cliffs of snow and ice; on the west and south, its
waves flow on. A contiguity of interests has abolished the ephemeral
intrigues of states remote from each other, founded on population;
and this temporary cement of state ambition has mouldered into dust.
The apprehensions it once excited are effaced by the increase of
states; and it is now demonstrated, that geographical combinations,
founded in a similarity of interest, are the evils in future to be
apprehended. Whether these will be best prevented by the military
force of a national government, or by the milder means of faithfully
leaving to each state the exclusive management of its local
interests, is now the question. The southern aristocracy, inclined
by pride to a national form of government, is already melted by the
abolition of entails and primogeniture, into a democracy. These
circumstances constitute a happy juncture for fixing the principles
of the constitution by federal constructions, as the only security
against geographical combinations, and the consequences of enabling
ambition to wield the sceptre of a national government; and the time
has arrived for rejecting opinions, suggested by a short-sighted
computation of a temporary and fluctuating state population.
Yet consolidating projects are still vibrating in the souls of
ambition and avarice; they seize upon the motives, now extinct,
which induced the deputies of large states, and aristocratical
individuals, to contend for a supreme national government; and use
the terms and phrases which these motives suggested, in order to
overturn a federal system, because it is the strongest imaginable
barrier against usurpation and fraud. It is no longer an honest
estimate of population, nor the prejudices of a virtuous
aristocracy, by which a national form of government and an unchecked
supremacy are advocated, but the heroes of the project are now the
evil spirits, which are constantly at the elbow of power. As the
deputies of the three large states were evidently influenced in
advocating a national form of government, by the object of obtaining
a preponderance for populousness, and no such preponderance being
now attainable in consequence of the increase of states, it is
probable that the same men would not think now as they did then;
those excepted who preferred a consolidated government, resembling
the English system. This opinion is therefore at present the
solitary advocate for a national government, because no state can
expect to obtain any preponderance over the rest, in consequence of
its population.
But the delusion was not extinguished when the Federalist was
written, and therefore Mr. Madison's construction of the
constitution was as likely to be influenced by it, as Mr.
Hamilton's, in contending for a supremacy according to the British
model. It was no easy matter to discern a mode of re-instating half
a national government for a plain rejection of the whole; but the
same ingenuity which conceived a simultaneous sovereignty in the
states, and an absolute federal legislative, executive, and judicial
supremacy, suggested a nice constructive dissection of the
constitution, so as to make two nations with the same individuals.
Inexplicit as words may be, they are untoward instruments for
proving contradictions. Mr. Madison asserts, "that the assent and
ratification of the people of America, is the foundation of the
constitution," and "that the assent and ratification was not to be
the act of individuals, as composing one nation, but of the people
of each distinct and independent state." The contradiction is
explicit. The existence of an American people is conceded to the
project for a national government, and the existence of a distinct
sovereign people in each state is conceded to the constitution.Yet
if there was no American people, the abstract idea of such a people,
could not make a constitution or union for real state nations; and
if there was really such a people, the municipal authorities, as he
calls the states, could not make a constitution for them. It was
necessary to premise the existence of an American people, to sustain
the semi-national physiognomy ascribed to the federal government;
and it was necessary to admit the distinct and separate
sovereignties of the states, to find a sound ratification of the
constitution.
An American nation, able to make a national constitution, is not to
be found in the declaration of independence, in the confederation of
1777, in the constitution of 1787, or in its mode of ratification.
And if no such nation existed, having the right to make a whole
national government, can the idea of such a nation make half a
national government? To form a national government, the state
nations must first dissolve themselves, and these fragments must
constitute themselves into one nation; but instead of any such
dissolution, the contrary is established by the constitution, and
the mode of its ratification. To obtain a semi-national government,
Mr. Madison supposes "a people of America," as assenting to and
ratifying the constitution, though he proves that both acts were
done by a people of each state; and asserts that the house of
representatives of the federal legislature, derives its powers from
"a people of America." But if there never was, nor yet is, such a
people, able to make a national constitution, or to alter that made
by the states, how can there be such a people for this house to
represent? Had there been such a people, state conventions would
only have been a mode for collecting their ratifications of the
constitution, similar to that practised by states for collecting the
opinions of the counties into which state nations are divided, when
a majority decides for the nation, and a dissenting county cannot
establish a distinct government for itself. But "the constitution
was to result from the unanimous assent of the several states that
are parties to it, expressed, not by the legislative authority, but
by the people themselves." This language contains an insinuation to
sustain the ideas of an American people and a national government,
utterly groundless, although it has been often repeated. No
distinction between the legislatures and conventions of states, as
organs for expressing the assent of the states to their federal
compacts, was meditated. Conventions were recommended by the framers
of the constitution, to avoid the disinclination which the state
legislatures might feel to part with power, and not to recognise the
existence of an American nation. As a proof of this, the
constitution may be altered by the assent of state legislatures,
because they represent the state nations who assented to it. Had it
been ratified by an American nation, the legislatures of these state
nations could pot have altered it. The extract exhibits a
distinction by a mere tautology. The states, and the people of the
states (as Mr. Madison has ably proved in the extracts) are
expressions completely equivalent when applied to the ratification
of the constitution; and the antithesis between them is therefore
without foundation. If it was made by the people of a state, it was
still a state ratification, as Mr. Madison has proved. If the states
are parties to the constitution, the individuals of an American
nation are not so. If it was established by the assent of states,
however expressed, that assent cannot be turned into the assent of
individuals, for the sake of creating a national government, by
changing a federal, into a national act.
The fact was, that no assent to the constitution was expressed, or
to be expressed, by individuals; and Mr. Madison intimates this
erroneous idea by a figurative expression, so as ingeniously to
convert the state organ, called a convention, into individuals
composing an American nation. But state conventions are as
distinguishable from an American people, in expressing the assent of
the state to a federal union, as state legislatures are in
expressing the same assent to its amendment; nor is there any
difference between the character and effect of this assent, whether
it was expressed by state representatives, called a legislature or a
convention. The difference is contended for to give the constitution
a national hue, contrary to its own verdict that there is none,
pronounced in the mode of its amendment.
An argument of less weight, but not to be disregarded, is, that
these conventions were called by the authority of the state
legislatures. Being invested with the authority of the state, they
had a right to command or prohibit the election of conventions,
which they would not have possessed, had an American people existed.
The convention which framed the constitution, did not presume to
call conventions of an American people, nor did Congress usurp such
an authority. No authority existed for calling a convention of an
American people; none was even called by an usurped authority; and
yet the consolidating project claims the benefit of three
usurpations, neither of which was ever thought of. First, that a
combination of individuals, calling itself an American people, had
usurped an authority to make a constitution for sovereign and
independent states. Secondly, that some body had usurped an
authority to empower these individuals to elect conventions. And
thirdly, that these conventions had usurped the character of
representing an American people.
The constitution in a multitude of places refutes Mr. Madison's
distinction between the states, and the people of the states, by
considering them as the same bodies politick. Mr. Madison concurs
with it in this idea. He observes, "in this transaction" (the
establishment of the constitution), "each state is considered as a
sovereign body, independent of all others, and only to be bound by
its own voluntary act." This body was formed by the people of each
state; the people of each state are therefore the same body as the
state; the assent of the people of the states to the constitution,
is precisely the same as the assent of the states distinctly, and
equally disproves the existence of an American people. Mr. Madison
adds, "in this relation then, the constitution will be a federal,
and not a national act," intimating, that in some other relation, it
was a national and not a federal constitution; and he proceeds to
sustain this intimation by reviving the American people, both killed
and resuscitated in the preceding extracts.
"The next relation is, to the sources from which the ordinary powers
of government are to be derived. The house of representatives will
derive its powers from the people of America, and the people will be
represented in the same proportion, and on the same principle, as
they are in the legislature of each particular state. So far the
government is national and not federal The senate, on the other
hand, will derive its powers from the states, as political and
co-equal societies. So far the government is federal and not
national. From this aspect of the government, it appears to be of a
mixed character, presenting at least as many federal as national
features." So then the government is as much national as federal. To
come at these wished-for national features, Mr. Madison
distinguishes between a people and a state, and discards political
associations by which individuals are made a people; forms one state
or political society, calling it a people of America, of the same
individuals, who had formed themselves into separate societies;
founds the constitution upon the assent and ratification of this
newly conceived people of America; yet asserts that it was
exclusively ratified by distinct and independent sovereign states;
and declares that the house of representatives will derive its
powers from the people of America; but that the senate will derive
its powers from the states, as co-equal societies. Words and facts
unite in detecting these contradictions. States, and the people of
each state, are synonymous words. No American people existed. A
confederation of states was the only political association which
could be called American, when the constitution was framed. It
therefore could only be made and ratified by the existing political
societies, and was so made and ratified. If no American nation then
existed, or yet exists, to make or mend it, can the house of
representatives have derived any powers from a people merely
surreptitious? When the constitution is amended, does not this house
derive its powers from the states? Can an ideal American people,
from which it neither does or can derive any powers, infuse into it
any political character? Can a political character be acquired
without powers, or political powers without a source? Is it true,
that the states are only represented in the senate? According to Mr.
Hamilton, the state governments are represented in the senate.
According to Mr. Madison, the people of America are represented in
the house of representatives. These governments, in the opinion of
one writer, transfer their powers to the senate; and this American
nation, in the opinion of the other, infuses its powers into the
house of representatives; both by representation. Between the two,
the states are not represented in either house of a federal
legislature, created by them for executing a federal government, to
which Mr. Madison says they are the only parties; and according to
either, whether representation bestows the powers of the state
governments on the senate, or whether it conveys the powers of an
American nation, supposed to be supreme, to the house of
representatives, an indefinite national government is introduced.
Now I contend that no powers at all are conveyed to the federal
government by election or representation, and that these are only
means for selecting the persons by whom the powers vested in the
federal government are to be exercised. If I am correct in supposing
that the powers of the federal government are derived from the
constitution, how can Mr. Madison be correct in asserting, that the
powers of the house of representatives are derived from an American
people?
Mr. Madison's oversight, in not discriminating between the
instrumentality of election to convey powers in the different cases
of a national government, or a federal union, must have arisen from
his opinion in favour of the former; and nothing could be more
happily contrived to advance that opinion, than a construction by
which the unknown powers of an American people are conveyed to the
house of representatives.
The constitution declares, "that all legislative powers herein
granted, shall be vested in a Congress of the United States, which
shall consist of a senate and house of representatives." Congress,
according to the true political meaning of the term, is thus
expressly defined to be a convention of states. It is neither a
convention of state governments, nor of an American people. No
legislative powers are given by the constitution to a Congress of
state governments, nor to representatives of an American people; and
no such Congress would have any more power than the Hartford
convention. All legislative powers granted by the constitution are
vested in a Congress of states, to consist of two houses. These
houses or chambers are described by one title. How then can one be a
federal, and the other a national representation? Can one branch of
the legislature have only federal, and the other only national
powers? Would it not be a usurpation in the senate to exercise
national powers? Are not the legislative powers of both limited "to
the powers granted by the constitution?" What then was the design or
effect of Mr. Madison's distinction between the senate and the house
of representatives? Was it to extend the legislative powers of a
Congress of states, beyond those granted by the conventions of
states? He has not said so; but commentators have seized upon this
distinction between the two legislative branches of Congress,
although the constitution makes none, to effect that purpose; and
for any other, it is quite immaterial.
The constitution in fact refutes Mr. Madison's idea. "Each state
shall have at least one representative. Each state shall choose a
specified number of representatives. Each state shall elect
representatives in the manner prescribed by its legislature. The
representation of each state shall have one vote in choosing a
president." No language could be more explicit for expressing the
fact, that the house of representatives was a representation from
each state, and not of an American nation.
The distinction between a state and a people, upon which Mr.
Madison's idea seems to be founded, is contrary to the settled
political idiom; and too feeble to defeat the plain words of the
constitution. It has often been correctly said by the best writers,
that there is no people where there is a despot. Not that there are
no men, but no political society, defined by the term people. As a
despot annihilates a people, so would a consolidated government
annihilate the people of each state. Upon their rights, the
supremacy of a despot, or any other supremacy, would have the same
effect. To obtain an American nation, Mr. Madison confounds the
words men and people, as if they were of the same political import;
and as state representatives could only be elected by men, he makes
this unavoidable act an instrument for the destruction of the rights
of these men, obtained by their having constituted themselves into
nations, or a people of each state; and transforms these men into an
American people having no rights, upon no other grounds, than that
they are men, live in America, and vote for the formation of one
branch of a federal Congress.
The only justification of this transformation which he alleges, is,
that these men will be represented in the same proportion, and on
the same principle, as they are in the legislature of each
particular state. I can neither accede to the facts nor the
inference. As to the fact of proportion, it is defeated by the
circumstance of counting a portion of slaves to apportion
representation, and by the loss of any surplus of population beyond
the quota adopted for fixing the number of state representatives;
and as to the principle of state and federal representation, it is
intirely different. State legislatures are a national
representation, and as such invested with general powers. Upon this
principle, the men composing a people or a state, are represented in
state legislatures. But the men or people of each state are
represented in Congress, upon the principle that it is a federal
legislature, invested with limited, and not national or general
powers. The first principle of representation invests state
legislatures with a power to pass national laws for the government
of actual states or nations; but the second does not invest Congress
with a power to pass national laws for the government of an
imaginary state or nation. If however the facts were true, they
could not destroy the restrictions of the constitution.
The difference between a representation for special or for general
purposes, is well understood, and has been practically settled in
this country in many instances. The Congress under the confederation
of 1777, was a representation for special purposes. Many
representations of the people of each state have taken place, for
the special purposes of enacting or amending state constitutions.
And in conformity with the established difference between a
representation for special or general purposes, the intire
representation in Congress is only for the special purpose of
exercising the delegated powers. Suppose a convention, representing
a nation or people, for the special purpose of enacting or amending
a constitution, should undertake to make roads and canals, or to
exercise local and temporary powers, because it represented a people
or a nation. Would the exercise of such powers be justifiable upon
that ground? So, if it should be admitted that the house of
representatives is a representation of an American people, it would
not derive any national or general authority from that source, and
is equally restricted to the special purposes for which it is
convened, as any other representation for special purposes. If this
argument is sound, it demonstrates the error of thrusting the words
general and national into the constitution, and destroys all the
inferences drawn by judges and statesmen, from that source, because,
though very fertile, it is not constitutional.
The distinction between the senate and house of representatives, in
order to obtain a government partly federal and partly national,
seems to be untenable in another view. Mr. Madison asserts, as the
foundation for it, "that the house of representatives derives its
powers from the people of America, but that the senate derives its
powers from the states." Where is the difference between these
representations? The people include all the states, and the states
include all the people. If representation conveys powers to either
house, it conveys them to both. The representation of the states
would convey the same powers to one, as the representation of the
people of each state would to the other. Mr. Hamilton makes the
state governments, and Mr. Madison the states themselves, the
constituents of the senate. Either mode of conveying power would
suffice to establish a national government. If the principle is
true, that the house of representatives derives power from its
imaginary constituents; an American people; the principle, that the
senate derives power from its real constituents, must also be true,
upon the ground that representation comprises the power of
constituents. It is quite the same thing, whether one house can
exercise the powers of the people, or the other, the powers of the
states or of their governments, because either source of power would
expose the whole treasury of state rights to defalcation, and
effectually establish the national form of government advocated by
both gentlemen. If the powers of the senate were federal, and those
of the house of representatives national, by what authority could
the latter exercise federal, or the former national powers? It would
be a plain usurpation for either house to exercise powers, with
which its constituents themselves were not invested. But if both
houses derive the same powers from the same source, they may act
concurrently in exercising them. It follows that the powers of both,
must either be derived from the constitution, or from a
representation, comprising all the powers to be concurrently
exercised; that in either view, Mr. Madison's distinction is
groundless, and that the government is either wholly federal or
wholly national. But ought the powers of the federal government to
be defined by the mode of nominating its officers, or by the
articles of the constitution? Can the means by which its powers are
put into operation, change its character, or alter its principles?
If the government was made federal by the constitution, can either
of the modes for effecting a representation of the parties to this
federal compact, destroy the principle of the compact itself? Yes,
says Mr. Madison, it may be effected by "a relation to the sources
from which the ordinary powers of a government are derived." The
obscurity of this expression is admirably contrived for changing the
federal system adopted, into the national system rejected. What are
these ordinary powers of a government? Are they powers usually
resulting from the establishment of a general government by a
national representation? If so, then this relation would invest the
federal government with the ordinary powers of a national
government. If not, then this relation cannot invest it with any
power at all. The fact is, that the federal government derives all
its powers from the constitution, and none from its relation to the
sources of ordinary power, whether they are conquest, usurpation,
legitimacy, or representation. If this is true, then no relation can
exist between the federal government, and the ordinary sources of
power.
There are two plain relations established by the constitution; one,
between Congress and the sovereign states by which it was created;
the other, between Congress and the special powers with which it was
invested. To substitute for these relations, one between a
government and the ordinary powers conveyed by representation, is
only an attempt to make a limited government the carver of its own
powers, instead of deriving them from a federal compact; so as to
convert state elections, intended as one means to enforce the
compact, into an instrument for its destruction. If the words
"national, general, and ordinary powers," convey no powers not
delegated by the compact, they have no weight in the argument; if
they do, the limitations of the constitution are quite indefinite
and frivolous. Such is the new scheme of measuring the powers of the
federal government by the ordinary powers of a national or general
government, instead of measuring them by the intention and articles
of the union. It is only the old artifice in a new dress, of using
the people to destroy the rights of the people; for state rights are
the rights of the people.
Is it true that the rights of the federal government ought to be
measured by the rights of the people? Then indeed it would follow,
that as all state rights are rights of the people, the whole would
be transferred to the federal government, if it is a representation
of an American nation, and if representation conveys to a government
the rights of the people. But if the powers of the federal
government are only emanations from the constitution, and are not
derived from representation, these emanations really constitute the
government, and it is not constituted by emanations from
representation. The contrary hypothesis would destroy all the state
rights of the people. It is as easy to use words which will include
absolute power, as it is hard to discern the futility of having
limited the powers of the federal government. Mr. Madison avails
himself of the facility by reviving the rejected words, national and
general; and he surmounts the difficulty, by drawing powers from his
assumed American people, as a higher authority than that which
prescribed the limitations. These doctrines have generated the
difficulty of discerning a distinct line between state and federal
powers.
At this line Mr. Madison and his commentators split. He asserts the
existence of state sovereignties, invested with exclusive
independent powers; his commentators deny it. This event has proved
that the idea of a federal and also of a national government, acting
upon the same men, was too fine to be practical, and that a naked
precept could not withstand an absolute supremacy. Accordingly,
constructions are already advanced conformable to the proposed plan
for a national government; proving that the supreme negatives for
which it contended, were justly considered by its opponents as
sufficient to destroy any rights preceptively reserved to the
states, but deprived of the power of defence. To effect the same
end, the commentators who still wish for a consolidated national
government, have seized upon Mr. Madison's doctrines, endowing the
federal government with national powers, and also with a supreme
negative over the laws and judgments of the states, for the purpose
of destroying the state sovereignties which he admits. They see,
what every sound understanding must also see, that spheres of
exclusive state rights, and their subjection to a national
supremacy, are incompatible; and between unavoidable alternatives,
elect that which they prefer; adopting one half of Mr. Madison's
theory, and rejecting the other, as the two halves are incapable of
reconciliation.
There is no choice offered to either party, but one between a
federal and a national government; and the only question to be
decided is, which of these forms has been established by the
constitution. It must be admitted, that a national or general
government, unable to punish thieves and murderers, or to regulate
the descent and distribution of property, would be a political
anomaly, never attempted, nor hitherto conceived even by Utopian
historians. A government, unable to provide for social safety and
happiness, could hardly be called a government.The only modes of
surmounting this formidable objection, are either to absolve the
federal government from all the restrictions of the constitution, or
to admit that these great ends of society are provided for in the
structure of the state governments.
One argument to prove that no part or parcel of a national
government was contemplated by the constitution, seems to be
incapable of refutation. The federal government cannot alter a
county or incorporate a town. It cannot divide a state. And above
all, it cannot obtain a pittance of land, without the consent of a
state government. A national right of territory is positively
recognised as residing in state nations, and not in an American
nation. These recognitions affirm the existence of state nations,
and deny the existence of an American nation. A nation without a
territory, erratick tribes excepted, is a contradiction; and a
national government, without a nation invested with territorial
rights, is a castle in the air. A Congress composed of deputies from
sovereign states, is invested with ten miles square to meet upon,
just as towns or districts have been assigned in Europe, and
anciently in Greece, for holding federal diets; but this Congress,
like those diets, cannot exercise any power upon the lands composing
the territory of each state nation, either by regulating
inheritances, or cutting them into roads or canals, because it is
not a representation of an American nation, invested with an
American territory.
As territory, the necessary basis for a national government, belongs
exclusively to state nations, the fact is an index directing us to
the true intention of the constitution. It was intended to unite the
energies of these state nations; to defend, and not to consolidate
their territories, by creating an American nation, and a government
deriving its powers from this supposed nation; and to prevent
collisions with each other. For these federal ends, federal, and not
national powers were created. If so, the government was intended to
be wholly federal.
The formulary of electing one house of Congress, was either intended
as one means for effecting the federal ends expressed, or for
establishing a national or general government, not expressed. It
could not be intended for effecting both objects, because the
latter, if effected, would supersede the former. If this formulary
can establish a national or general government, there would be no
occasion at all for a federal government.
The mode of constituting the two houses of "a Congress of the United
States," is accounted for, without ascribing to it a tacit design of
exchanging an ostensible federal, for a recondite national
government. It was the result of a compromise between the large and
the small states. Suppose the small states had succeeded in
obtaining an equal vote in the house of representatives with the
large states, and the representatives had been elected by the people
of each state, would this house have derived any powers from the
supposition that it was chosen by the people of America? If not, the
same credential cannot convey national or general powers, in
consequence of a compromise, not intended to have this effect; but
to give weight, both to population and the moral equality of state
sovereignties, in the exercise of the federal powers created by the
constitution. The mode of representation in either house of
Congress, was not designed to enlarge or contract the powers given
to the body composed of both, and had it been the same in the house
of representatives as in the senate, the powers would not have
thereby been altered. Had the states been considered as the election
districts of an American people, Congress would have been empowered
to provide against the inequalities of representation arising from a
surplus population, and the absence of such a power is an exposition
of the motive of the compromise between the large and small states,
proving that it did not contemplate any annexation of national
features to the federal government; any creation of an American
people; or any restriction of state rights beyond the delegations of
powers expressed in the constitution.
With the argument, "that the house of representatives is appointed
by individuals," is combined the circumstance, "that the federal
government acts upon individuals," to infer from the united force of
both, that it is wholly or partly a national government. The old
Congress acted upon individuals to a great extent in many cases,
particularly in the government of an army, and in making peace or
war; yet it was never imagined that its powers were enlarged by this
circumstance so as to enable it to make roads and canals through the
lands of the officers and soldiers, or deprive them of any rights,
over which it was not invested with power; although these officers
and soldiers individually assented to their constitution by
inlisting or accepting commissions.
This auxiliary doctrine is the most plausible, inasmuch as the
intire federal government acts directly upon individuals; whereas
direct individual election extends only to one of its departments,
unable to legislate alone. And yet it cannot sustain the inference
of a national government, because it is impossible to imagine a form
of government neither flowing from nor acting upon individuals.
Every hereditary power originally flows from individuals, but
wherever it does not exist, both positions are unexceptionably true.
Neither fact therefore can furnish a perfect distinction between the
nature or principles of different governments. Both are mere truisms
applicable to all governments, amounting to the meagre logick, that
government is government. If the powers of a government can be
enlarged by such reasoning, all the inventions for restraining power
are ineffectual, and all the securities for civil liberty are
defeated. The right of self-government can no longer be vindicated
by constitutions; and though it should be nominally conceded, it
would be practically undermined by the doctrine, that as governments
are created by and act upon individuals, they may disregard
constitutional restrictions.
This new doctrine, by attempting to prove too much, proves nothing.
The state governments proceed from and act upon individuals more
extensively than the federal government. If these circumstances
extend the constitutional powers of the latter, they would extend
those of the former; and if they invest the federal government with
legislative or judicial powers beyond those delegated, they must
also invest the state governments with legislative and judicial
powers, beyond those reserved.
Governments must flow from individuals to be free, and they must act
upon individuals to have any effect. Both circumstances are
necessary to constitute a government, good or bad. The difference
between them does not lie in either, but in the restraints imposed
upon an abuse of power. If these restraints are necessary to secure
the rights of individuals, they are also necessary to secure the
rights of confederating states; and if the rights of individuals
would be endangered or lost, by the despotick doctrine, that the
power of a government is co-extensive with its actions; the rights
of states would be endangered or lost under the same doctrine.
By the confederation of 1777, powers operating upon individuals were
bestowed upon Congress; yet that instrument, far from creating a
national government by such powers, or investing the federal
government with any supremacy over the states, asserted their
sovereignty and independence. It is true that the people of the
states were the ultimate source of the powers conveyed to that
Congress by the instrumentality of their agents, but by the same
instrumentality, they are the ultimate source of the powers conveyed
by the constitution, as they will be of powers conveyed by
amendments through the agency of their state legislatures. The
powers both of the former and present Congress, being both derived
from the people, through the instrumentality of their agents, and
mutually operating upon individuals, comprised both the
circumstances from which a national government is now inferred; but
had the inference been correct, it would have supplied every
deficiency, and removed every defect of the old union, and rendered
a new one unnecessary.
If the ends of both the old and the present union were federal, the
degrees in which each flowed from and operated upon individuals,
could not alter the federal character of either. By the articles of
both, federal ends are explicitly avowed, and local ends explicitly
renounced. The insufficiency of the first to effect the contemplated
federal ends, and not its insufficiency to establish a national
government, suggested the substitution of the second union. To
remove this insufficiency, the imperfect mode of federal taxation
was amended. But a right to tax, and the appropriation of taxes to
federal objects, is nearly the same in both instruments. The first
declared that "all charges of war, and all other expenses which
shall be incurred for the common defence and general welfare, and
allowed by the United States in Congress assembled, shall be
defrayed out of a common treasury to be supplied by the several
states, in proportion to the value of all lands and buildings, to be
estimated in such mode as Congress shall from time to time direct
and appoint. And that the taxes for paying that proportion shall be
laid and levied by the state legislatures within the time agreed
upon by Congress." By the existing union, Congress may tax, not
indirectly but directly, "to pay the debts and provide for the
common defence and general welfare of the United States." In both,
federal and not national ends are expressed as objects of taxation,
and in both the taxes would operate upon individuals. But no
effectual security for a revenue existed in the first mode of
taxation; and it furnishes an example, foretelling the effect of a
naked precept for the security of state rights, coupled with a
supreme power able to prevent their exercise. A federal supremacy
can as easily defeat state rights preceptively reserved, as the
state supremacies defeated the preceptive power of taxation
delegated to the old Congress.
The power of taxation operates upon individuals more extensively
than any other, yet we see that under both unions, Congress was
invested with it for federal ends. The similitude of the powers
granted by both, continues, in the cases of war, peace, embassies,
treaties, commerce, piracies, coin, weights, and measures,
post-offices, postage, appointing officers, governing the army and
navy, and in others, comprising most of the powers granted to our
present Congress; yet it was never imagined that these powers
operating upon individuals constituted a national or supreme
government, or abolished the sovereignties of the states. All the
inferior powers over individuals, as plainly refer to federal ends,
as the great power of taxation; and if the ends are federal, it
cannot be inferred from the means necessary to effect them, that the
government is national.
It was impossible to form a confederation of popular republicks, of
which the people were not the source, and which could not act upon
individuals. Let us suppose that thirteen monarchs should unite in a
league for mutual defence, investing their delegates with limited
powers over individuals, for the purpose of effecting their object.
Would this confederation condense the thirteen monarchies into one?
But if we add to the supposition that by this confederation of
monarchs, their delegates were invested with a supreme negative over
all the acts of those monarchs, and an exclusive right to construe
their own powers, is it difficult to discover, that the monarchs
would be deposed, and their monarchies melted up into one
consolidated government? It will not be said that free and sovereign
states occupy a political rank inferior to that of absolute
monarchs.
The doctrines of Mr. Madison and his commentators, terminate in a
syllogism. A government, the ordinary powers of which flow from the
people of the several states, and operate upon individuals, is
national; but no federal government can be formed which does not
flow from this source, and will not operate upon individuals;
therefore a federal government cannot exist in the United States. Is
this hypothesis a sufficient security for the state rights of the
people?
SECTION XI
The Subject Continued
Mr. Madison proceeds."The local or municipal authorities form
distinct and independent portions of the supremacy, no more subject,
within their respective spheres, to the general authority, than the
general authority is subject to them within its own sphere. In this
relation, then, the proposed government cannot be deemed a national
one, since its jurisdiction extends to certain limited objects only,
and leaves to the several states a residuary and inviolable
sovereignty over all other objects. It is true, that in
controversies relating to the boundaries between the two
jurisdictions, the tribunal which is ultimately to decide, is to be
established under the general government. The decision is to be
impartially made, according to the rules of the constitution, and
all the usual and most effectual precautions are taken to secure
this impartiality." That the state governments are subject and not
subject to the federal government, is his result.
Mr. Hamilton also frequently and emphatically admits the sovereignty
of the states, and he illustrates it by the concurrent power of
taxation, supposing it to be perfectly unquestionable in the case of
exclusive powers. Even in the weaker case, he asserts "that an
attempt on the part of the national government to abridge the
concurrent state power of taxation, would be a violent assumption of
power, unwarranted by any article or clause of the constitution."
But he adds, "Who is to judge of the necessity and propriety of the
laws to be passed for exercising the powers of the union? The
national government, under the control of the people."
Even a humility, inspired by the deepest conviction of inferior
talents, cannot be taxed with presumption, for differing in opinion
from gentlemen at variance both with each other and with themselves;
as no authorities, however respectable, can expect an assent to
contradictions. Both have however extracted their respective
supremacies from the same source; Mr. Madison from the supposition
that the constitution established a general government; and Mr.
Hamilton from the supposition that it had established a national
government. From this equivalent supposition, they have drawn
different inferences; one, that this general government may
establish a tribunal to determine the extent of the rights reserved
to the states; the other, that the national government itself may
determine the extent of its own powers, under the control of the
people. Both, by the interpolation of the word general or national
into the constitution, violate the inviolable sovereignty bestowed
by both on the states. Mr. Madison defeats the spherical relation of
equality, from which he extracts the conclusions that "the
government cannot be called a national one, and that its
jurisdiction extends to certain limited objects only," by calling it
a general government, invested with a power to create a tribunal
armed with unlimited jurisdiction. Do we find this power given by
the constitution to the federal government?
I understand Mr. Madison to mean, that the federal judiciary is
imperatively to settle controversies between two spheres, "neither
of which is subject to the other, and both of which are independent
and supreme," that is, although the whole of each is independent of
the whole of the other, yet the whole of one is subjected to and
dependent upon a part of the other. -- And Mr. Hamilton to say, that
the whole of the national sphere, as he is pleased to entitle it, is
invested with a power imperatively to determine the necessity and
propriety of its own laws, under no control but that of the people.
Propriety includes constitutionality. I discern no substantial
difference between an exercise of ultimate supremacy by the federal
government over the state spheres, or its bestowing the same
supremacy upon a tribunal to be appointed by itself; but these
contradictory constructions are accounted for by the journal of the
convention. "It was moved by Mr. Randolph, seconded by Mr. Madison,
that the jurisdiction of the judiciary should extend to questions
which involve the national peace and harmony;" and Mr. Hamilton
proposed "that a supreme legislature should have power to pass all
laws whatsoever." Both these propositions were made, considered, and
rejected, and yet each commentator has discovered that his own is
tacitly inserted in the constitution, by the instrumentality of
first inserting in it the word "general or national."
But Mr. Madison's discovery is evidently more ingenious than Mr.
Hamilton's. He supported propositions for investing a judiciary with
a negative power over state laws, and with a jurisdiction in
questions which might involve the national peace and harmony, both
of which powers would be obtained by a power to settle the rights of
independent spheres, unsubjected to any control.
Mr. Hamilton's plan for a government was adverse to this exorbitant
judicial supremacy, because it was quite inconsistent with its
model. No such judicial power existed in the English system of
government. He therefore proposed a national legislature with a
power to pass all laws whatsoever, in accordance with that system;
and his construction "that the national government can judge of the
necessity and propriety of the laws to be passed under no control
but that of the people," gains this point contended for by him in
the convention. He assumes the existence of a national government,
and invests it with a power to pass all laws whatsoever, exactly as
the plan proposed; for that also subjected the national legislature,
as in England, to the control of election.
Mr. Hamilton prefers the control of the people over legislatures to
the control of a court; Mr. Madison prefers the control of the court
to the control of the people; but both reject the mutual check or
control between the independent state and federal spheres, for which
both had positively contended whilst construing the constitution.
Which ought to have most weight, their constructions, mingled, or
unmingled, with their prepossessions in the convention?
It was regretted that these eminent men were not opposed to each
other, as to the great question, whether a federal or a national
government was to be preferred; and their difference of opinion upon
the important point of judicial supremacy, discloses the loss the
publick has sustained from their having united in a preference for a
national form of government. Mr. Hamilton having previously asserted
that "a law, by the meaning of the term, includes supremacy, and
that the national government was to judge of the necessity and
propriety of laws," is called forth by Mr. Madison's construction
transferring supremacy from his national government, and his control
from the people, to the federal judiciary; and by a long and able
argument, he energetically discloses his disapprobation of the novel
idea.
In the numbers 47 and 48 of the Federalist, he examines the "meaning
of the maxim, which requires a separation of the departments of
government," and concludes his reasoning in the following words:
"The conclusion which I am warranted in drawing from these
observations, is, that a mere demarkation on parchment of the
constitutional limits of the several departments, is not a
sufficient guard against those encroachments, which lead to a
tyrannical concentration of all the powers of government in the same
hands."
In the numbers 49 and 50, Mr. Hamilton proves, that the supremacy of
the people, alone, is not a sufficient security, to prevent these
encroachments leading to tyranny; and that frequent appeals to them
for the maintenance "of mere parchment demarkations of
constitutional limits," would not only be exposed to many
objections, but utterly insufficient to prevent these fatal
encroachments.
In number 51, Mr. Hamilton explicitly states, and powerfully
enforces, the true remedy to prevent them. He evidently considers
Mr. Madison's remedy "of a parchment security for the state
departments under a supremacy of the federal court," as visionary
and unsubstantial. He examines the control of political departments
by the people only, and also a concentration of power in one
department, unsubjected to the control of another; and ably
vindicates the remedy for the insufficiency of both to prevent
tyranny. Having previously concluded "that mere demarkations in a
constitution, are not sufficient to restrain the several departments
within their legal limits, and that frequent appeals to the people
would be neither a proper nor an effectual provision for that
purpose," he proceeds to vindicate the only precaution commensurate
to the end.
H. No. 51. "To what expedient then, shall we finally resort for
maintaining in practice the necessary partition of power among the
several departments as laid down in the constitution? The only
answer that can be given is, that as all these exterior provisions
are found to be inadequate, the defect must be supplied, by so
contriving the interior structure of the government, as that its
several constituent parts may, by their mutual relations, be the
means of keeping each other in their proper places.
"In order to lay a due foundation for that separate and distinct
exercise of the different powers of government, which, to a certain
extent, is admitted on all hands, to be essential to the
preservation of liberty, it is evident that each department should
have a will of its own.
The permanent tenure by which appointments" are held in the judicial
department, must soon destroy all sense of dependence, though they
should have even been conferred by the people."
"The great security against a gradual concentration of the several
powers in the same department, consists in giving to those who
administer each department, the necessary constitutional means and
personal motives to resist encroachments of the others. The
provision for defence must in this, as in all other cases, be made
commensurate to the danger of attack. Ambition must be made to
counteract ambition."
"This policy of supplying, by opposite and rival interests, the
defect of better motives, might be traced through the whole system
of human affairs."
"There are two considerations particularly applicable to the federal
system of America, which place it in a very interesting point of
view. First: In a single republick, all the power surrendered by the
people, is submitted to the administration of a single government.
In the compound republick of America, the power surrendered by the
people, is first divided between two distinct governments, and the
portion allotted to each subdivided among distinct and separate
departments. Hence a double security arises to the rights of the
people. The different governments will control each other, at the
same time that each will be controlled by itself. Secondly: It is of
great importance in a republick, not only to guard the society
against the oppression of its rulers, but to guard one part of the
society against the oppression of the other part. If a majority be
united by a common interest, the rights of a minority will be
insecure. A method of providing against this evil, will be
exemplified in the federal republick of the United States. The
society will be broken into so many different parts, that the rights
of individuals or of the minority, will be in little danger from
interested combinations of the majority. In a society, under the
forms of which the stronger faction can readily unite and oppress
the weaker, anarchy may as truly be said to reign, as in a state of
nature, where the weaker individual is not secured against the
violence of the stronger."
H. No. 52. "The federal legislature will not only be restrained by
its dependence on the people, as other legislative bodies are, but
it will be moreover watched and controlled by the several collateral
legislatures, which other legislative bodies are not."
Mr. Hamilton's construction of the constitution may be thus
condensed: "Mere preceptive paper declarations are insufficient to
restrain political departments within constitutional limits. The
supremacy of the people, alone, is also insufficient. A
concentration of power is a tyranny. A judicial department retains
no sense of dependence, even upon the people. Ours is a federal
system. The partition of power between the state and federal
departments, is necessary, and can only be maintained by an
independent will of its own in each, admitted on all hands to be
essential for the preservation of liberty. The great security
against a gradual concentration of power, is, that each possesses
constitutional means to resist encroachments of the other. The
provision for this end places the system of America in an
interesting point of view. It does not constitute a single
government, but two distinct governments with separate powers. Each
can control the other, whilst each is controlled by its own internal
construction. This system exemplifies an important security against
the oppression of rulers, and secures a minority of states against
the oppression of a majority of states. The federal legislature will
be watched and controlled both by the people and the collateral
legislatures, which other legislative bodies are not. Hence a double
security arises to the rights of the people. If a faction of states
could unite and oppress a weaker faction of states, anarchy would
reign; just as in a state of nature, weak individuals are exposed to
the violence of the strong."
Such is Mr. Hamilton's construction of the constitution, when he
forgets his imaginary national government, and the supremacy with
which he invests it, under the control of the people only. Mr.
Madison's is extremely different. Instead of the collateral
governments controlling each other, and both being controlled by the
people, he concentrates an absolute power of control over both, in
the supreme federal court. The contrariety between the two
constructions, and of each commentator with himself, seems palpable.
Mr. Hamilton, having drawn a picture of our system of government, in
lines so beautiful and strong, expunges it by a single dash of his
pen, wherein he asserts, that the national government may
exclusively decide upon the necessity, propriety, or
constitutionality, of its laws, under the control of the people
only. Immediately before this assertion, he had forcibly urged a
construction of the constitution, in reference to the concurrent
right of taxation in the state and federal governments, inconsistent
with it. "An attempt on the part of the national government, to
abridge the former in the exercise of it, would be a violent
assumption of power, unwarranted by any article or clause of the
constitution." The selection of a concurrent power, to illustrate
his assertion, that the state and federal governments had a mutual
constitutional right to prevent the aggressions of either upon the
sphere of the other, was the strongest mode of enforcing it; because
if a concurrent power could not be abridged, the abridgement of an
exclusive power, such as making roads and canals, would be still
more violent and unconstitutional. His two propositions amount to
this. The national government cannot abridge a concurrent nor an
exclusive power, but it may abridge both, by a supreme power to
decide exclusively upon the constitutionality of its own laws. Mr.
Hamilton has ably proved, that the solitary control of the people
was insufficient for the preservation of liberty; and that the
additional mutual control of the two governments, was essential to
prevent a tyrannical concentration of power in one; yet his dictum
surrenders this essential control. It must either exist or not. If
it does not exist, no effectual or constitutional mode of resisting
federal encroachments remains in the states, separately, and a
majority may usurp any powers whatsoever, over a minority of states,
by the concurrence of a majority of the people; the assertions that
the people alone are insufficient to control political departments,
and that such departments must mutually control each other, are both
revoked; and the federal, is converted into the national form of
government proposed by Mr. Hamilton. If the mutual control exists,
Mr. Hamilton's dictum is destroyed; if it does not exist, his able
vindication of it, and his double security for the rights of the
people, are overthrown. Either way, a contradiction is manifest. Mr.
Hamilton perplexes the argument, by changing the epithet of the
government from federal to national. The federal government cannot,
he says, abridge a concurrent power constitutionally; but the
national government is the exclusive judge of its own laws, under
the control of the people only. From this variation of words, we
discern a struggle between his prepossessions, and a fidelity to the
constitution. The contrariety between the national government
proposed, and the federal government adopted, required the use of
the words and phrases employed in the convention to describe the
former for the purpose of supplanting the latter; but this recourse
to words not expressed in the constitution, far from reconciling,
illustrates the contradiction.
Mr. Hamilton might have stated an opinion, both true and consistent,
by saying, that the federal and state governments might mutually
decide upon the constitutionality or propriety of their own laws,
and check the encroachments of each other, under the control of the
people. Hence only a double security arises to the rights of the
people. But upon what ground is the control of the people resorted
to, to effect his deprecated concentration of power in the federal
government, and rejected, as a restraint upon state encroachments?
Applied to both, it becomes a mutual auxiliary of the mutual control
between these departments, and constitutes a security against a
pernicious concentration of power in either. Admitting that the
people are an effectual control upon political departments, which
however Mr. Hamilton denies, it would follow that they might at
least be as much depended on, to prevent the state governments from
violating the constitution, as to prevent a geographical majority in
Congress, from defrauding a geographical minority. By forgeting that
the principle of popular supremacy is the true justification of the
mutual and co-ordinate control between the federal and state
departments for which he contends; and by assuming the exclusive
sufficiency of this principle in reference to the federal
department, after having denied it, Mr. Hamilton destroys one half
of the principle itself, and the whole of the mutual control between
the two departments.
With great humility I conceive, that the disagreements of Mr.
Madison with himself, are at least equal to those of Mr. Hamilton.
Mr. Madison derives his national government from the form of
electing the house of representatives by the people of the states;
but having obtained it from the relation between the people and this
house, he severs the relationship; creates in its place a dubious
and distant relation between an American nation and a federal
judiciary; and transfers the national power supposed to have been
generated by election and representation, to a court having little
or no relationship with either. Mr. Hamilton having also assumed a
national government from the forms of election and the principle of
representation, adheres to the relationship between them, and does
not destroy it by transferring the supremacy he makes it produce, to
the federal court. By lodging his supremacy in an American nation,
popular control, however defective, retains some value, and might
possibly be exerted by the people to preserve their state rights.
Mr. Hamilton only destroys what he has stated as the strongest of
his two controls for preventing a tyrannical concentration of power;
namely, that between collateral political departments; but Mr.
Madison rejects both this mutual control, and also the supremacy of
the people.
Let us advert to Mr. Madison's construction of the constitution.
"The local or municipal authorities, form distinct or independent
portions of the supremacy, no more subject, within their respective
spheres, to the general authority, than the general authority is
subject to them, within its own sphere. In this relation then, the
proposed government cannot be deemed a national one, since its
jurisdiction extends to certain limited objects only, and leaves to
the several states a residuary and inviolable sovereignty over all
other objects." Though the phrases, local or municipal authorities
and general authority, are not in the constitution, and are
ingeniously equivocal, they must mean the state and federal
governments; and of course the construction assigns an inviolable
sovereignty to the rights of the states.The word sphere is happily
chosen for embracing all the parts of which each great department of
our political system is compounded. It therefore comprises the state
and federal judiciaries, as well as the state and federal
legislatures and executives. If the respective spheres are sovereign
and independent of each other, the parts of which these spheres are
compounded, must also be sovereign and independent of each other. No
species of sovereignty or independence could exist in the state
spheres, if each part of them was subject to the supreme negative of
a correspondent part of the federal sphere. These spheres are each
composed of legislative, executive, and judicial parts. If one part
of the federal sphere possessed a supreme negative over the acts of
all parts of the state spheres, the sovereignty and independence
allowed to the latter, would be as completely destroyed, as if the
intire state spheres were thus subjected to the intire federal
sphere. If the judicial part of the state sphere was thus subjected
to the judicial part of the federal sphere, it would destroy the
residuary and inviolable sovereignty, both judicial and legislative,
allowed to the state spheres. In either view, the states would cease
to possess the portion of independence, supremacy, or sovereignty,
conceded to them by Mr. Madison. It was attempted in the convention,
to subject all the parts of state spheres to the control of the
correspondent parts of a national government; to give a national
executive a supremacy over state executives, a national legislature
a supremacy over state legislatures, and a national judiciary a
supremacy over state judiciaries. Had these proposals succeeded, Mr.
Madison could not have allowed an inviolable sovereignty to the
state spheres, because a subjection of all their parts to the
relative parts of a national government, would have been a
subjection of one whole to the other whole. The tides national and
general, gratuitously bestowed on the federal government, must
either bestow on each of its parts a supreme power over the
correspondent parts of the state governments, or upon none. If a
supreme power over the state spheres is exclusively held by the
federal judiciary, it proves that these tides are inapplicable to
the other parts of the federal sphere. It would be infinitely more
dangerous and less republican to invest a few men not controllable
by the people, with a supreme power over the uncontrollable
sovereignties allowed to the states, than to have divided this
supremacy, as was proposed, among the departments of a national
government, exposed to the control of each other, and of the people;
as Congress cannot revive a state law annulled by the federal court.
If the words national and general are as applicable to Congress and
the president, as to the federal court, they cannot be used to
create a national or general judiciary, and not a national or
general legislature and executive. If they are applicable to all
three of these departments, they establish Mr. Hamilton's system of
government proposed in the convention; if to the judiciary only,
they establish a form of government, national, as it regards a power
in a court fixed for life, and not national, as it regards the
representatives of the people or the states.
I cannot discern the remotest consistency between Mr. Madison's
sovereignty of states, and the supremacy of a federal judiciary. The
federal government cannot be both a hemisphere and the whole of a
system. Mr. Madison says, "in this relation," meaning the mutual
independency and supremacy of the state and federal governments,
"the proposed government cannot be called a national one, because
its jurisdiction extends to certain limited objects only, and leaves
to the several states a residuary and inviolable sovereignty over
all other objects." Mr. Madison extracts his federal character of
the government, from the co-equal, coordinate, and independent
relation between the state and federal departments. Take away this
relation, and no vestige of a federal government would remain. The
relation is destroyed, if a portion of the federal department
possesses a supreme power over the state departments. The doctrine
amounts in this. The whole federal sphere possesses no supremacy or
sovereignty or power over the state spheres, but a part of the
federal sphere does possess power or supremacy or sovereignty over
the state spheres. As if to exclude the federal judiciary from being
the part to be thus endowed, Mr. Madison states that the independent
relation between the spheres by which a federal form of government
is constituted, arises from the circumstance "that federal
jurisdiction extends to certain limited objects only, leaving to the
several states a residuary and inviolable jurisdiction over all
other objects." How can any inviolable sovereign state jurisdiction
exist, if it is subject to a federal or national judicial supremacy?
Mr. Madison affirms the construction of independent state
sovereignties as explicitly as words would allow. "The states will
retain, under the proposed constitution, a very considerable portion
of active," not passive, "sovereignty. The powers delegated by the
proposed constitution to the federal government, are few and
defined. Those which are to remain to the states, are numerous and
indefinite. The former will be exercised principally on external
objects, as war, peace, negotiation, and foreign commerce; with
which last, the power of taxation will for the most part be
connected. The powers reserved to the several states will extend to
all objects, which in the ordinary course of affairs, concern the
lives, liberties, and properties of the people; and the internal
order, improvement, and prosperity of the state." The gentlemen who
approve of concentrating power in the federal department, which Mr.
Hamilton thought would be tyrannical, have resorted to the great
extent of its powers, as the ground for giving it national or
general supremacy. But how can powers few and defined, be better
entitled to the epithets general or national, than powers, numerous
and indefinite? There seems to be no sound reason, why a department
established for external objects, should have tacitly received a
supremacy over internal objects. Is the class of powers reserved to
secure the lives, liberties, and properties of the people, and the
internal order, improvement, and prosperity of the states, less
important than the class of delegated powers? How can the state
governments fulfil these great duties, if they are controllable by
the federal judiciary? Are these duties assigned to the federal
judiciary or to the state governments by the constitution? To the
state governments, according to the constructions both of Mr.
Hamilton and of Mr. Madison; who have repeatedly asserted the
sovereignty and independence of the states as to the great class of
reserved rights or duties; and that its violation would be violent,
arbitrary, tyrannical, and unconstitutional; and yet one has said
that this violation may be committed by the federal judiciary; and
the other, by his imaginary general government. But how can a
government be called general, which is not entrusted with the great
duties enumerated by Mr. Madison, as exclusively assigned to the
state governments? Under colour of these dicta, the delegated power
to regulate foreign commerce, and the undelegated power to create
corporations, have been exercised by the federal government to
affect very materially the properties of the people, and the
internal prosperity of the states, although these objects are
enumerated among those reserved to the sovereignty of the states.
Mr. Madison considered the powers of the federal government as
capable of being counted, as there was no other means of discovering
that they were few and defined; and he subjoins to a general
enumeration of reserved and delegated powers, the general
distinction of internal and external. Mr. Hamilton illustrates the
independence of the reserved and delegated powers upon each other,
by the concurrent power of taxation, as the weakest example he could
select. These commentators agree, that the reserved powers are
sovereign, supreme, independent, exclusive, controlling, applicable
to the lives, liberties, and properties of the people, and the
internal order, improvement, and prosperity of the states; that they
cannot be abridged without violence and usurpation; that liberty
cannot exist unless political departments are so contrived as to
control each other; and that a concentration of power in one is
tyranny. But having asserted the existence, the nature, and the
usefulness of the powers reserved to the states, each has settled
the great question, as to who shall count them, by a different
dictum without examination, according to his own wishes. They agree
that the division of powers into two classes, delegated and
reserved, and the independency of each class upon the other, is
unquestionable, and that the only difficulty is, who shall keep the
tally. Mr. Hamilton says, that a general government must count both
classes; Mr. Madison, that it can count neither, and that the
important office of measurer, devolves on some other tribunal. In
the common affairs of life, the fancy of securing distributive
justice by making a receiver the measurer to himself, or by allowing
him to appoint a measurer subject to his own control, never entered
into the head of a moralist. The politician who adopts the same
system of ethicks, ought to prove that men are more disposed to
measure powers to themselves with justice and moderation, than grain
or money. If few and numerous powers go into partnership, with a
right in the smaller stock to cut out notches from the larger tally
and add them to its own, it would not require much divination to
foretel how the trade would end.
SECTION XII
The Subject Concluded
A supreme, general, or national government, has been inferred from
three sources, and deposited in two places. It has been inferred
from the election of the house of representatives, from the
magnitude of the powers delegated to the federal government, and
from the supremacy of the federal court; but it is sometimes
deposited in this court, and at others in a federal government.
Those who contend for the latter doctrine, connive at the claim of
the judiciary, well knowing that it is a powerful instrument for
effecting their object of introducing a consolidated national
government. Being merely the executive instrument of legislation, it
is better calculated to extend than to control the powers of a
legislative department, on which it is dependent. The claim of the
judiciary, therefore, to settle the rights of the federal and state
departments, merits a section appropriated to the construction of
Mr. Madison, from which it has originated.
"The local or municipal authorities form distinct or independent
portions of the supremacy, no more subject in their jurisdiction to
the general authority, than the general authority is to them." What
does Mr. Madison mean by the word authority? Does it include both
the state and federal judicial authorities? If so, he asserts that
the jurisdiction of each is supreme and independent of the other.
Or, does the word general, include the federal judiciary? If so, he
asserts that the state judiciaries possess a jurisdiction no more
subject to the federal judiciary, than this is to them. In the face
of this dilemma, Mr. Madison proceeds. "It is true that in
controversies relating to the boundaries between the two
jurisdictions, the tribunal which is ultimately to decide, is to be
established under the general government." This construction simply
asserts, "that the state jurisdiction is no more subject to the
federal jurisdiction, than the federal jurisdiction is subject to
the state jurisdiction; and that the state jurisdiction is subject
to the federal jurisdiction." An equivalent inference from the
general position, that neither of these authorities was subject to
the other, would have made the doctrine complete; namely, that the
federal authority was subject to the state authorities; and it would
have contained more truth. The ambiguities of the words used by Mr.
Madison, will shed much light on his conclusion. What is meant by
the words general government? Is general equivalent to national?
Either term includes the house of representatives in Congress; and
as Mr. Madison deduces his national government from the mode in
which that house is elected, it would be evidently incorrect to
exclude it from his general authority. If it constitutes a portion
of this general authority, and if a general authority has the power
of appointing a tribunal to settle the boundaries of state and
federal jurisdiction, the house of representatives ought to
participate in its exercise. But that house does not participate in
the appointment of the federal judges, and therefore these judges do
not seem to constitute the tribunal contemplated by Mr. Madison. If
the word tribunal means the supreme court, then the president and
senate confer on a few men a power, supposed to be within the gift
of the general authority only. As the word tribunal does not
designate this court, the words used imply, that the tribunal for
deciding controversies between the federal and state governments, as
to the extent of their mutual powers, is to be established by the
federal government; and this would be less objectionable than the
selection of these supreme censors by the president and senate,
because the house of representatives would participate in its
establishment, under the influence of the people. The word under
means, by or subordinate to, the general government. If this
objection is answered by asserting, that Congress may extend or
contract the constitutional jurisdiction of the federal court; the
formidable doctrine, that it can alter the constitution by laws,
presents itself; furnishing the consolidating inference, that it can
also extend or contract the powers of the legislative and executive
federal departments. Whatever Congress can do by its agent, is a
power in itself. If it can confer a legal concentrated supremacy on
the judicial department, it can enable this department to extend its
own powers or contract those of the states, and create a
concentrated supremacy in itself. Congress might suppress a
refractory majority by additions of new men to the tribunal, as
kings of England have managed a more numerous body of aristocratical
noblemen, by making new peers; or it might by impeachment remove a
firm patriot, and terrify others, as has been often practised.
Suppose a constitutional article had been proposed in Mr. Madison's
words: "The general government shall establish a tribunal to decide
the limits between the delegated and reserved powers." Would it have
been acceded to? It was proposed in the convention to effect this
end, by investing a national government with a negative over state
acts; and the proposition was rejected. Could it have been intended
to empower such a government to effect by an agent, that which it
was not allowed to do itself? Or was not such a power either in
itself or its agent, superseded by the mode prescribed for altering
the constitution?
"It is true that in controversies relating to the boundaries between
the two jurisdictions, the tribunal which is ultimately to decide,
is to be established under the general government." These words
irresistibly imply, that the tribunal to decide was to be distinct
from the parties litigant for jurisdiction. There could be no
controversy of the kind, if one party could dictate to the other. In
that case, submission and not controversy must ensue. Could Mr.
Madison have intended to say, that in controversies between the
state and federal judiciaries for jurisdiction, the general
government might make either of the parties the judge of its own
cause? Or did he mean, that it might establish an impartial tribunal
to decide between them?
"The decision is to be impartially made, according to the rules of
the constitution, and all the usual and most effectual precautions
are taken to secure this impartiality." Parties litigant always
claim under the same law, as federal and state judiciaries
contending for jurisdiction, claim under the same constitution; but
it was never before inferred from thence, that a party deciding in
his own case would construe a law or a constitution impartially. To
secure this impartiality, however, Mr. Madison says, that all the
usual and most effectual precautions are taken, by the constitution,
and thus he recognises the federal judiciary as the tribunal
intended. Where are we to find these precautions, which have had the
rare effect of compelling a party to decide impartially in his own
case? Or is it usual to invest a judicial department with a supreme
power of regulating the boundaries between independent legislative
departments? It would be difficult to discover a single instance,
either in laws or constitutions, or in the theoretical reveries of
political writers, wherein the most distant idea was entertained of
effecting impartiality in either case. We must therefore search in
vain for "usual and most effectual precautions to secure
impartiality," in cases never before contemplated, namely, those of
a party empowered to try his own cause, and that of a judicial
department empowered to exercise the supremacy of regulating
political powers between independent legislative departments. To
assume the sufficiency of the usual precautions to secure judicial
impartiality, in the exercise of the usual judicial power, as a
proof that they will secure judicial impartiality, in the exercise
of these unusual judicial powers, is utterly inconclusive.The mutual
control of political departments, both in theory and practice, has
hitherto been considered as the usual and most effectual precaution,
for keeping them within the spheres prescribed by constitutions; and
as the most essential security for liberty; nor do I recollect that
this security has ever before been abandoned in pursuit of judicial
impartiality. Mr. Hamilton considers this control as an axiom, and
as the only effectual security for a good form of government;
vindicates the republican supremacy of the people over the
controlling departments; and rejects a political supremacy of
judges, as utterly inconsistent with it. So far his construction is
true to his creed, and he only cripples, though he does not quite
kill it, by changing the federal government from a department, into
a general government; yet he retains the supremacy of the people.
But Mr. Madison obliterates the whole axiom, and the supremacy of
the people; and confides intirely in judicial impartiality for a
free form of government. Yet it has been experimentally established,
in every instance of a supreme control of one political department
over the others, whether it is itself elected by the people or not,
that the nature of the government is overturned. A supremacy of the
British house of commons, though elected by the people, would not
tolerate any control by the other departments; and those who admire
that form of government, are careful to maintain a mutual power in
its departments to control each other, as the only means by which it
can be preserved. Those who admire our federal system, may therefore
read in the book of experience, that it cannot exist, unless a
mutual power of control between the state and federal departments is
effectually maintained and exercised, under the supremacy of the
people. To exchange this best security against ambitious
usurpations, for the untried novelty of exalting a single court into
a supreme political power, upon the ground that its integrity in
exercising it is secured by certain usual precautions, is a
hazardous experiment; because, if political integrity could be
obtained by these precautions, they have not been ever thought of as
imparting political wisdom to a court, which is quite
distinguishable from the legal knowledge considered as the
recommendation to office.
To ascertain the force of this reasoning, let us consider what are
"the usual and most effectual precautions to secure judicial
impartiality." The judicial system of this country has been modelled
in imitation of the British, and by borrowing their precautions, we
have demonstrated an intention of effecting the same end which
theirs contemplated. Tenure for life, fixed salaries, and
impeachment, are both their means and ours. The end of the British
precautions, was to obtain judicial impartiality in the distribution
of justice between individuals, and not in a distribution of powers
between political departments. Had the latter new and extraordinary
end been contemplated by the establishment of a British judiciary,
new and extraordinary precautions would have been invented, for
preventing political partialities or errors, infinitely more
dangerous than any frauds which could be committed in relation to
individuals. And had our constitution contemplated an extension of
judicial power to an object so superior, it would not have been
contented with precautions contrived for securing distributive
justice to individuals. For this end, judicial tenure for life,
fixed salaries, and impeachment, were deemed sufficient. These might
prevent any undue influence, and remove the temptations of bribery.
But these precautions were not intended to change the federal
government into a judicial aristocracy. Impeachments were not to be
tried by a party to the controversy, but by a power which could not
be involved in the suits or questions to be decided; and which
might, by increasing salaries or exerting influence, regenerate a
national government, rejected by the constitution. Although these
usual precautions might be sufficient for the attainment of judicial
impartiality between individuals, yet a supreme power of
distributing rights to political departments, would have an effect
precisely the reverse, if one of these departments could exclusively
appoint, pay, influence, and try, the judges. Fear, hope, undue
influence, and money, would convert all these usual precautions into
instruments for soliciting partial political decisions, instead of
being means to prevent them. If the solicitations of ambition, the
invariable appurtenance of enormous power, could be resisted, yet
the government would be moulded by the opinions of a few men, and
not by the publick judgment. Were these usual precautions designed
to induce the supreme court to make a good government? To imagine
that the convention intended, by copying the British precautions for
securing justice to individuals, to invest a single court with a
power to regulate the rights of the federal and state departments,
would charge it with a degree of simplicity, which the character of
the members does not justify, as tenure for life is at least as well
calculated to produce political partialities, as to prevent
partialities between individuals. Suppose the court, or Congress, or
a popular and powerful individual, should prefer a national
government or a limited monarchy to our federal system, is it not
obvious that an exclusive power of appointing, paying, advancing,
and trying, the judges, united with a tenure for life, will be means
of advancing, rather than of preventing the design? May not a power
in the federal government be generated by a confederacy between
Congress and its court, equivalent to the power of the British
government, often exercised in altering its form and principles? The
constitution acquits the convention of a design to confer this
moulding power on the federal government, by containing provisions
both for securing an impartial dispensation of justice to
individuals, and also an impartial dispensation of constitutional
alterations to the United States. Instead of confounding the two
ends, it contemplates the attainment of one, by the usual
precautions for securing judicial impartiality; and the attainment
of the other, by so bestowing the moulding power, that even a
majority of states cannot transform our federal into a national
government. Is there no difference between these new and
extraordinary precautions, provided for the new and extraordinary
object of securing a federal form of government; and the usual
precautions for securing judicial impartiality in the usual
dispensation of justice between individuals? Could the latter have
been intended to secure judicial impartiality in the dispensation of
powers between the state and federal governments, when a very
different tribunal is positively invested exclusively with this
jurisdiction? Could a majority of one man, in a court consisting of
six or seven men, have been invested with a moulding power, only
intrusted to three-fourths of the states, under the control of the
people? It is impossible that the framers of the constitution had
the same confidence in a court not influenced by the people, as in
three-fourths of the states, for the purpose of moulding anew state
and federal powers; upon the ground, that the usual precautions were
taken to secure judicial impartiality in the distribution of justice
between individuals; because it cannot be imagined that they thought
a majority of one judge, was equivalent to a majority of
three-fourths of the states, to which the power of re-moulding the
rights of the federal and state departments, is jealously confined.
Has this enormous absurdity been committed undesignedly in defining
the jurisdiction of the federal judiciary, so as to invest
three-fourths of the states and the supreme court, with a concurrent
right of dispensing powers to the state and federal governments? Had
this intention existed, it would have appeared in the article
prescribing the modes of amending the constitution. It would have
declared, that the constitution might be amended by three-fourths of
the state legislatures, or of state conventions, or by a majority of
the supreme court. Whilst one alternative is expressed, the absence
of another amounts to its rejection. But it is said, that the judges
cannot alter or amend the constitution, and are to decide
impartially between the state and federal governments, in a contest
for power, which impartiality will be secured by the usual
precautions we have considered. If the state and federal governments
should differ in its construction, they may refer to the tribunal
able to remove the ambiguity, but the court has no power to appeal
to this referee. The opinion of the court cannot remove the
ambiguity, unless that opinion shall operate as an amendment, and
supersede the opinion of one or both of the parties. Suppose the
constructive opinion of the court shall be erroneous; it must either
have the effect of altering the constitution, or be void as not
proceeding from the authority empowered to alter it. Why is there no
provision in the constitution to provide for an event not only
possible but certain? Because an erroneous construction by the court
could not alter the constitution. Both Mr. Madison and Mr. Hamilton
have provided for the case of adverse constructions of the
constitution by the state and federal departments, in admitting
their mutual independence, and mutual right to control each other,
as the genuine principle applicable to co-ordinate political
departments; but the erroneous constructions of the court would be
liable to no such check, and the constitution, for want of it, would
be divested of the best security for its preservation.
Neither the declaration of independence, nor the confederation of
1777, referred to a judicial department for their preservation, and
the constitution refers to the states for this purpose. These three
constitutional acts unite in establishing the principle, that the
guardianship of each belonged to the people as organized into
states, and they have never surrendered a power, essential for the
preservation of their liberty, to a chamber of men inducted, like
bishops, for life, by executive selection. If the king of England
had a power to appoint a tribunal to settle the rights of the regal,
aristocratical, and republican departments, it would be equivalent
to a power in the federal department, to appoint a tribunal for
settling the rights of the federal and state departments. Any mode,
direct or indirect, by which the people of the states are deprived
of this power, will destroy the basis upon which the validity of
both departments rests; and this basis must be the master-key for
unlocking the meaning of its subordinate regulations, or these
subordinate regulations will become picklocks, for stealing the
treasure of liberty, the master-key was intended to secure. Unless
it can control constructive thefts, its efficacy is lost. In
searching for the intention of any article of the constitution, we
must either sustain or surrender the foundation of our liberty, and
remember that good principles are not as corruptible as great men.
With these preliminary observations unforgotten, I will endeavour to
discover the meaning of the constitution in relation to the federal
judiciary, and to prove that the appellate jurisdiction given by law
to the supreme court, was deduced by Congress from the Federalist,
and by its elegant authors, from their personal opinions, disclosed
by their propositions made in the convention. The three first
articles are devoted to its legislative, executive, and judicial
departments, defining and limiting the powers of each. It will not
be contended, that all or either of these departments were intended
to be exonerated, or that one or two could exonerate another from
the duty of confining themselves within the powers delegated to
each. Neither article empowers the department which it creates, to
confer an additional power upon an associate, nor to extend the
powers bestowed by its peculiar article. The special legislative
modifications provided for, do not create a new constituent
principle. In the legislative article, no power can be found,
enabling Congress to confer any species of supremacy upon the
federal judiciary over the state judiciaries, or to bestow upon the
former an appellate jurisdiction extending to the latter. Congress
is empowered "to constitute tribunals inferior to the supreme
court," demonstrating the true relation between the words "supreme
and inferior," repeated in the judicial article; and evidently
excluding the idea, that Congress could make state courts inferior
to the supreme federal court, any more than it could make state
legislatures inferior to the federal legislature. The states derived
their judicial, as well as their legislative and executive powers,
from state sovereignty. All the arguments extracted from the
supposed inconveniences likely to be produced by the clashing of
state and federal judicial powers, in order to justify an appellate
supremacy in the latter, apply with more force to the justification
of a supreme controlling power in the federal legislature and
executive, over the state legislatures and executives; and if
federal laws can confer a supreme power on one of its departments
over the correspondent state department, they may confer a similar
supremacy upon all. The construction deduced from supposed
inconveniences, would establish the national government proposed and
rejected in the convention. That project did not contemplate the
immediate destruction of the state governments, but only their
subordination to a complete national government. Let us consider
whether this proposed subordination was revived by the constitution,
or whether Congress can revive it by law, in favour of the supreme
federal court, and thereby make the reserved sovereign rights of the
states dependent upon the will of the federal government; since, if
they cannot be protected by the state judiciaries, they will
evidently be divested of all protection, except that which may arise
from the deprecated recourse to war.
This construction given to the third article, is to be suspected, as
abolishing in fact the state sovereign powers reserved, attempted to
be abrogated by the proposition for a national government; but
happily its words are too consistent with the principle of a
division of powers between the federal and state governments, and
too literally adverse to the rejected project for a consolidated
national government, to have contemplated the idea of destroying
this principle, with all the good effects it is capable of
producing. State rights can no more exist than federal, without free
and independent departments for exercising and preserving them.
The third article begins with a provision for the exercise of the
legislative power "to constitute tribunals inferior to the supreme
court," by declaring that "the judicial power of the United States
shall be vested in one supreme court, and in such inferior courts,
as the Congress may from time to time ordain and establish." The
whole legislative power given to Congress is to be executed by
ordaining and establishing supreme and inferior federal courts. Does
this empower Congress to ordain, that superior state courts shall be
inferior to federal courts? The supremacy and inferiority to be
derived from federal legislation, are both limited to the judicial
power of the United States. Were state courts contemplated as
constituting any portion of the judicial power of the United States?
If not, then as the third article throughout refers to "the judicial
power of the United States" only, it is not by a single word
extended to the state judiciaries, though the gentlemen in favour of
a national government may think that this ought to have been the
case. The article proceeds to demonstrate its meaning, by declaring
that these supreme and inferior judges, invested with the judicial
power of the United States, "both of the supreme and inferior
courts, shall hold their offices during good behaviour, and receive
salaries not to be diminished." All the judges in relation to whom
Congress could legislate, were to be reached by these provisions;
but they did not include state judges, whose tenures and salaries
Congress could not fix. Congress was not invested with any
legislative power over state courts, since their legislative power
is confined to judges embraced by these two federal provisions. The
supremacy expressed can therefore refer only to the inferior courts
or judges described in the same section, as reached by the two
provisions annexed to their offices, and not to state courts, or
judges, to whom these provisions did not extend. The projects for a
national form of government in the convention, confirm the
construction dictated by the words. One of these contemplated an
abolition of the state governments; the other, an adoption of state
legislatures, executives, and judiciaries, as subordinate parts of a
national government. The latter contemplated a supremacy of national
departments, legislative, executive, and judicial, over the
correspondent state departments. Instead of this proposed national
government, the constitution established a federal government,
invested, not with supreme, but with limited powers; and the
consolidating words used to describe both projects, were rejected in
the deed.There would have been a manifest absurdity in coupling a
supreme national judiciary with a legislature not national, as it
would not have corresponded, either with the national government
proposed, or the federal government adopted. Such a supreme judicial
power, might have extended or diminished state powers, against the
will of Congress and the president, and these powers would have lost
the protection, designed by the Virginia plan for a national
government, to be derived from its proposed general supremacy. By an
exclusive judicial supremacy, federal, as well as state powers,
would have been made subordinate to judicial power. Therefore, when
the projects for a national form of government were given up, the
supremacy contemplated by them, for national legislative, executive,
and judicial departments, was relinquished, and no supremacy over
the powers reserved to the states, was incongruously given to a
judicial department, exclusively of the other two.
The perseverance of the gentlemen in favour of a national
government, proves that the subject was thoroughly considered; and
the solemn preference of the federal form, demonstrates that no
construction, by which that preference will be frustrated, can be
just. Its basis was state sovereignty; compatible with a federal
limited government, but incompatible with a supreme national
government. Hence state sovereignty was denied by the gentlemen who
proposed a national government. This sovereignty is the foundation
of all the powers reserved to the states. Unless they are sustained
by it, they are baseless. State legislative, executive, and judicial
powers, must all or none flow from this source. All are necessary to
sustain the state republican governments. Subject either to a
master, and the others become subject to the same master. If the
state judicial power, as flowing from state sovereignty, is not
independent, state legislative and executive power, cannot be
independent, because all rest upon the same foundation; and because,
if a supreme federal judiciary can control state courts, it can also
control state legislatures and executives. Thus a federal form of
government would be rejected, though it was established, and a
national government would be established, though it was rejected.
The second section of the article we are considering, begins with
the following words: "The judicial power shall extend." The word
extend, far from meaning supremacy, implies the reverse.
The distinction is expressed in the first article. The legislation
of Congress is not extended to the ten miles square, but made
supreme over that district, in order to abolish a state concurrency
of power within it. The powers of Congress are extended to specified
objects, but as these extensions did not imply supremacy, the powers
bestowed are concurrent, except when attended by positive
prohibitions upon the states. As the word exclusive is used when
exclusiveness was intended, and as the extension of federal
legislative power to specified objects, was not considered as
conveying a supreme power, but as establishing concurrent powers in
the state and federal governments, flowing to the states from their
original sovereignties, and to Congress from delegations; so an
extension of judicial power by delegations also, only created a
concurrent state and federal jurisdiction in the cases, as to which
it is not prohibited, arising under the constitution. No
legislative, executive, or judicial power, is given to the states,
for enabling them to exercise their reserved rights, because they
were derived from their anterior sovereignty. From this source, and
the special delegations, arose many cases of a concurrency in state
and federal legislation, such as that of taxation, and this
concurrency would have extended to all the delegated powers, except
for the prohibitions of the tenth section of the first article.
Those in relation to war, troops, and imports and exports, would
have been useless, except that the states, in virtue of their
sovereignty, would have retained an absolute power as to these
objects, had no such prohibitions been inserted in the constitution.
They might have declared war, raised armies, and imposed duties,
though Congress might have done it also, upon the same ground that
both the state and federal governments may tax. Now if an extension
of some sovereign powers of the states to Congress, did not, without
a special prohibition, take from the states their right to exercise
the same powers, the constitution itself furnishes us with a
construction of the judicial article. As the extension of
legislative federal power to taxation, did not destroy the sovereign
power of the states to tax, nor invest Congress with a supreme power
to annul state laws for that purpose; so the extension of the
federal judicial power to cases in law and equity arising under the
federal constitution and laws, did not deprive the states of the
inherent attribute of sovereignty to dispense justice to their
people in these eases, nor expose their decisions in cases of law
and equity, to be annulled by the federal judiciary. A concurrency
of jurisdiction arose from the extension of judicial federal power,
upon the same principles which produced a concurrency of legislation
between the federal and state governments. Original sovereignties
were not in either case surrendered to a delegated participation. It
is owing to a concurrency of jurisdiction in the federal and state
governments, that the judges of both are required to take an oath to
support the constitution; and this concurrency is distinctly
admitted by the federal judges, in revising state judgments, and
affirming them, if right; whereas, if the state courts had no
jurisdiction in cases of law and equity arising under the federal
constitution and laws, all their judgments would have been coram non
judice, and void. Their jurisdiction is thus admitted, and the only
question is, whether Congress can empower the federal court to annul
it.
If the concurrent powers of the states were not destroyed by
delegations, and if the exclusive or supreme powers of the federal
government, did not flow from these extensions, but from positive
prohibitions; wherever no such prohibitions exist, the sovereign
powers of the states remain; and these comprise the right of trying
all suits in law and equity whatsoever. The prohibitions are
acknowledgments of this position, and even contain a construction of
themselves, by which it is vindicated. The prohibition upon the
states to engage in war, is void in cases of invasion or imminent
danger. In these cases, the sovereignty of the states is absolved
from the prohibition, and is not absorbed by the delegated power to
declare war. It was not therefore absorbed by a delegated power to
try law-suits.
The constitution creates federal legislative, executive, and
judicial departments; and such departments also are established by
state sovereignties. Are these departments concurrent or exclusive
rights, or does their extension to the federal government create a
supremacy in the departments delegated, over the departments
reserved? In either view, we discern the only imaginable distinction
between a federal and a consolidated national government, and behold
the identical question which long divided the convention. The
abolition of these state departments, or their subordination to a
national government, was contended for. Our alternative is yet the
same under the construction of the constitution subsequently
advanced, as it was in the convention. We must either vindicate the
concurrency of powers, except where the positive prohibitions
intervene, or accept of the proposed subordination.
The federal judicial power is extended to all "cases in law and
equity arising under this constitution, the laws of the United
States, and treaties." If the judicial power of the states, in
virtue of their sovereignty, extends also to these cases, we have
only to enquire, whether the constitution invests the federal
judicial power with a coercing supremacy over itself, or whether
this concurrency establishes a mutual independency, as in the case
of federal and state legislative powers. Towards the solution of the
question, we must determine, whether the enumeration of federal
judicial powers, is not a limitation and restriction, like the
enumeration of federal legislative powers. Congress is empowered to
"make all laws necessary and proper for carrying into execution the
powers vested by the constitution in the government of the United
States." The federal judicial power is extended only "to all cases
in law and equity arising under the constitution." The analogy
between these expressions is considerable. Neither conveys a power
to alter the terms of the compact between the states. Both must
therefore have been intended as respectively prohibiting the federal
legislative and judicial departments from effecting this end, either
by laws or judgments. Otherwise Congress, by laws, or the federal
courts, by judgments, might alter the constitution.The
constitutional mode of amendment subverts this construction. It
prohibits us from supposing that a concurrent power of amendment,
was lodged in Congress, the supreme court, and three-fourths of the
states. A power in any department of the federal government to
amend, would have defeated the precaution of requiring three-fourths
of the states to effect an alteration. If such a power is not given,
how can its exercise be prevented, or does our federal system
contain no principle of self-preservation? Suppose Congress should
alter the constitution by laws, and the federal courts should
execute them. Can the usurpation be prevented by any other
principle, than a concurrent power in the state and federal
governments to construe and preserve the constitution; or are
unconstitutional federal laws void, and unconstitutional federal
judgments binding? Can any other principle sustain the mode of
amending the constitution, and the mutual check between the federal
and state departments, so highly praised by the Federalist? If
Congress, or the supreme court, can annul state laws or judgments,
to what species of government are those of the states to be
assigned?
Thus we are conducted to the restriction contained in the words
"cases in law and equity." Their true meaning must be preserved, or
the plain intention of the constitution destroyed. A power to try
cases in law and equity, has never been understood to comprise a
power of common legislation, and much less the higher power of
altering constitutions or forms of government. The English judiciary
try cases in law and equity, but this does not comprise a power to
alter the rights of the English political departments. These are the
guardians of their own rights, not to be altered except by a
concurrence of all. The state governments are also the guardians of
their own rights, not to be altered except by a concurrence of
three-fourths. The senate of the United States is a precaution for
preventing evasions of this concurrence, which would be defeated, if
the supreme court could acquire a power of controlling the state
governments, because the senate cannot revise judgments or decrees
in cases of law and equity.
Controversies may arise under the constitution between political
departments, in relation to their powers; between the legislative
and treaty-making departments; between the senate and the house of
representatives; between the president and the senate; or between
the state and federal departments; but they would not be cases in
law and equity, nor is any power to decide them given to the federal
judiciary. One species of controversy relates to the form of
government; the other flows from its operation. The power by which a
government is formed or altered, is not the power by which the
law-suits of individuals are tried; and therefore a power to try
suits in law and equity, was never supposed to comprise the former
power.
Among the cases to which the federal jurisdiction is extended, not
one is to be found recognising a power to decide controversies
between any of these political departments. It is inconceivable that
a jurisdiction, transcending beyond comparison the jurisdiction
cautiously specified, should have been tacitly given without any
specification. In two cases only, the federal courts have received
an exclusive jurisdiction, arising from the circumstance that these
were cases created by the constitution, and not comprised by the
anterior state sovereignties; in all other cases the states have a
concurrent jurisdiction, because they were. Any other parties may
institute suits in the state courts, and upon the same principle, an
ambassador or consul fleeing from punishment for a criminal act,
would be surrendered to the justice of the state tribunals.
The second section of the third article, resorted to as an extension
of federal judicial power, into a supremacy over state judicial
power, is in these words: "In all cases affecting ambassadors, other
publick ministers, and consuls, and those in which a state shall be
a party, the supreme court shall have original jurisdiction. "In all
the other cases before mentioned, the supreme court shall have
appellate jurisdiction, both as to law and fact, with such
exceptions, and under such regulations, as the Congress shall make."
The words "original and appellate," both refer to the federal
courts, and are used for dividing the federal judicial power
previously defined, between these courts; and not for the purpose of
extending that power to a supremacy over state judicial power, and
thereby defeating its specified limitation. They are a consequence
of the legislative power "to constitute tribunals inferior to the
supreme court." This inferiority could only be effected by appeals
from the inferior federal courts, to the supreme federal court. As
Congress could not constitute state courts, these were not the
inferior courts to which its legislative power is extended, and
therefore the appellate jurisdiction is limited from the inferior
courts which Congress could constitute. And as the word original
created no new judicial power, so the word appellate gave none. Both
the words are expressly restricted to the judicial powers previously
bestowed, by repeating that portion of them to which the original
jurisdiction of the supreme court is extended, and including the
rest by the words "in all other cases before mentioned." No language
could more positively have excluded the idea, that this second
section created any additional judicial federal power. And
therefore, as the judicial power previously defined and expressly
referred to by this second section, does not give to the federal
courts any power to try cases in law and equity arising under state
constitutions and laws; nor controversies between political
departments; nor the least power, original or appellate, over the
state courts; the second section can give no such powers, because it
is restricted by its reference to the first. The appellate
jurisdiction from the inferior federal courts to the supreme federal
court, provided for, was to extend both to "law and fact, with such
exceptions and under such regulations, as the Congress shall make."
Could the words "law and fact," have been intended to refer to
political controversies between the state and federal governments?
What idea would be conveyed by a power to try the constitution,
according to law and fact? These appeals were to be tried by such
law and fact as Congress might establish, or regulate. Had therefore
an appellate jurisdiction from the state courts been given to the
supreme federal court, a power in Congress to regulate the law and
fact by which they were to be tried, would have comprised a federal
legislative power to regulate the proceedings in the state courts
themselves. In empowering Congress to regulate these appeals, a
power of regulating the modes of proceeding prescribed by state
governments to state courts, could not have been contemplated,
because these are various; and though it was proper that the federal
government should regulate the trials in federal courts, both as to
law and fact, such a power in relation to state courts, would have
produced infinite confusion, provoked litigation, and must have
terminated in a national government. But as supremacy means, and
appellate implies, dominion, the commentators have said, that this
clause invests the supreme federal court with dominion over the
state courts.
The constitution is susceptible of three distinct characters, which
will shed much light on its construction. It ought to be considered
as a compact, an organization of a government limited by the
compact, and as a law in relation to individuals. Its essential
stipulation as a compact, is the division of power between the state
and federal governments. This feature is impressed upon it in the
strongest lines, by the guarantee of a republican form of government
to every state, and the reservation of undelegated powers. Can a
government be called republican, or even be any government, if its
powers may be taken away by another government, or if it is
responsible, not to the people, but to a few judges, who are
themselves responsible to another government? The argument used in
the convention, now again advanced, that the states are subordinate
corporations, is refuted by the constitution itself in its guarantee
and reservation. Who are the guardians of the compact, the
guarantee, and the reservation; the people of each state, or the
supreme federal court? Is this court a state, a republican form of
government for every state, and the receptacle of the reservation?
Even a criminal is to be tried by his peers. Suppose the guarantee
to convey a power, instead of imposing a duty, the state forms of
government fall under the jurisdiction of the United States, and
cannot be regulated by a jurisdiction to try suits in law and
equity. If the guarantee is only a duty, the state governments, to
be republican, must be regulated by the people of each state. How
can they be republican, if they may be tried, their laws and
judgments annulled, and their powers abridged, by a court, which is
neither their peer, their master, nor their guarantee? To abridge
the powers of state governments, is equivalent to the suppression of
state legislatures. The constitution, in accordance with its
character as a compact, composes a jury consisting of three-fourths
of the contracting parties, for its own trial, because they were
compeers; and neither subjected itself as a compact, nor these
compeers and mutual guarantees, to the power of a few men only
enabled to try cases in law and equity.
By organizing a federal government to execute, the constitution did
not intend to alter the compact. Its organick, was intended to be
subservient to its contracting character, and not to be exalted
above it. The departments and officers of the federal government
were a skeleton, intended as the residence of one soul of the
compact, and the departments and officers of the state governments
were considered as the residence of the other soul. The federal soul
might have been infused into a different piece of mechanism. I have
therefore objected to Mr. Madison's idea, that the house of
representatives, one part of the mechanism or skeleton, contrived as
a receptacle for the principles of the compact, can alter those
principles on account of the mode in which this limb is moulded. The
president, senate, and house of representatives, all limbs of a
federal mechanism, are somewhat formed after monarchical,
aristocratical, and republican models, but this does not alter the
principles of the compact, nor change the soul of the skeleton from
federal to national, any more than the mode of making the
presidential limb, can make our government a monarchy.
The third article of the constitution is both organick and legal.
Organick, in establishing a federal judiciary; legal, in creating
several new individual legal rights; but its legal character, to be
discerned in this and other articles, is addressed to all
individuals, and of course to all tribunals. The mechanism of a
supreme and inferior courts, does no more create a supreme national
judicial power, than the mechanism of Congress can create a supreme
national legislative power. None of these wheels or pullies were
intended to destroy the state governments, or their republican
forms, or the reservation by which only life is infused into those
forms. Hence the mechanism of the federal courts into supreme and
inferior, was only intended as an auxiliary towards enforcing the
legal character of the constitution, and not as an instrument for
altering its organick, or its contracting characters. The
constitution, as a law, would produce cases in law and equity. To
such cases only, and not to the principles of the compact, nor to
the mechanism of our system, the judicial power of the United States
is extended. The state courts may also try cases in law and equity,
but this gives them no power to alter the mechanism or principles of
constitutions, or to determine the controversies of political
departments. Authorities might be cited in great number, to prove
that such powers have never been considered as annexed to a
jurisdiction in cases of law and equity, but only a federal and
state construction is adduced. Congress have given to the courts of
Columbia a power to try all cases in law and equity. Do these words
convey a power to regulate the political departments or principles
by which the district is governed? The states gave to the federal
courts the same power. Do the same words convey a power to regulate
the political departments or principles by which the states are
governed, and not those by which Columbia is governed? The state of
Ohio gave a jurisdiction to one supreme court and inferior courts,
in cases of law and equity. Did this create a jurisdiction able to
regulate the powers of political departments, created by its
constitution?
In order to elude the difference between the contracting and
organick characters of the constitution, and to make the latter
destroy the former, it has been said, that the federal is a perfect
government, and not a political department; and therefore that a
comparison between our political checks and those of England is not
correct, or at least can only be applied to the departments of the
federal government. These being, organically, legislative,
executive, and judicial, their concurrence is supposed to constitute
a supremacy like that of the British parliament, invested with a
right to remove every obstruction out of its way; and an army
sufficient to execute its pleasure, is then all that is necessary to
perfect a national system of government. If this doctrine is
insufficient to awaken the states, they will soon sleep forever. But
the assumption on which it is founded is not true. Neither the
federal nor state are perfect governments, both being only invested
as distinct and checking political departments, with limited
portions or dividends of civil and political power. If a political
mechanism, resembling that of the British perfect government, and
invested, not with any power, like that, to alter the constitution,
but only with limited legislative, executive, and judicial powers,
is sufficient to control both the principles of our compact and the
organical mode for giving them efficacy; as the organization of both
the state and federal governments equally resemble the British
mechanism; both would possess all the powers of a perfect
government. But our division of power operates upon this mechanism,
and converts it into a mode of establishing collateral and balancing
departments, similar to the division of rights and powers between
the king, lords, and commons, of England. The king to preserve his
prerogatives, the lords to preserve their privileges, and the
commons to preserve their rights, do not resort to triers of law and
fact. If the lords originate a money bill, the commons do not sue
them at law or in equity. Nor do I discern, how the state department
could, by such a suit, preserve its reserved rights. The federal
court may be the aggressor, or possibly take sides with the federal
legislative or executive power, if either of these should be the
aggressor. Of all defendants, a political department, in trying its
competitors, and deciding its own misdeeds, is the least likely to
do justice. If the federal judiciary is a political department for
the preservation of delegated powers, the state judiciaries are also
political departments for the preservation of the reserved powers.
But as no tribunal could ever be found able or willing to do justice
between contending political and balancing departments, without
subverting a division of power indispensable for the preservation of
civil liberty, such departments have necessarily and invariably been
considered as the guardians of their own rights, because the end
could only be effected by their clashing with and controlling each
other.
The legal feature of the constitution, in relation to judges, is
expressed in the sixth article. "The constitution is the supreme law
of the land, and the judges in every state are to be bound thereby."
Can the judgments of the federal court be a supreme law over this
supreme law? Is there no difference between the supremacy of a
federal court over inferior federal courts, and the supremacy of the
constitution over all courts? The supremacy of the constitution is a
guarantee of the independent powers within their respective spheres,
allowed by the Federalist to the state and federal governments. A
supremacy in the court might abridge or alter these spheres. The
state judges are bound by the constitution and by an oath to obey
the supremacy of the constitution, and not even required to obey the
supremacy of a federal court. Why are all the departments of the
state and federal governments equally bound to obey the supremacy of
the constitution? Because the state and federal governments were
considered as checking or balancing departments. Had either been
considered as subordinate to a supremacy in the other, it would have
been tyrannical to require it by an oath to support the supremacy of
the constitution, and also to break that oath by yielding to the
usurped supremacy of the other. The oath requires loyalty to state
and federal powers; judgments might require disloyalty to both. The
answer to this dilemma is, that as the federal, in its mechanism, is
a perfect government, because it somewhat resembles the British, the
states are bound to consider whatever it does as constitutional; and
that therefore the oath, though taken in fact to support the
constitution, virtually binds the swearer to support both the laws
of the federal government, and the judgments of its supreme court.
But since the state governments, by their organization, and by the
guarantee, are considered as perfect governments also in relation to
their reserved powers, I do not see why the federal government is
not, by the same virtual interpretation of the oath, bound to
support state laws and judgments. Is it not as obvious, by endowing
the federal government or either of its departments with this
virtual supremacy over the state governments, deduced, not from the
principles of the compact, but from the form of its organization,
that a consolidated national government and a destruction of the
state governments, would ensue; as that by endowing the state
governments upon the same grounds, with an unexpressed supremacy
over the federal government, a dissolution of the union would be the
consequence? The fact is, that both are perfect governments in
relation to their respective powers, subject in one case to
three-fourths of the states, and in the other, to the people of each
state; and that neither this species of perfection, nor the
mechanism of either, invests one with any species of supremacy over
the other.
The arguments in confirmation of this construction of the
constitution, are abundant. Criminal prosecutions are allowed not to
be comprised by the words "cases in law and equity," because these
words refer to civil suits between individuals, and not to the
reserved powers of the states. This meaning equally excludes a
jurisdiction over the reserved powers themselves, as over the state
jurisdiction in criminal cases. The criminal state jurisdiction is
held to be independent, as a consequence of state sovereignty; and
would it not be absurd to admit, that an effect of a reserved power
is independent of the delegated powers, but that the power itself
from which the effect flows, is subordinate to and dependent upon
them? If the supremacy of the constitution covers the effect, it
must cover the power. The supremacy of the court only lifts it above
the inferior federal courts, and not above the supremacy of the
constitution. If the latter does not lift state powers themselves
above the supremacy of the court, no effects of these powers can be
beyond its reach.
Judicial and constitutional powers are made distinct for a stronger
reason, than judicial and legislative. One species of monopoly would
only endanger private justice; the other would destroy publick
liberty. The limitation to cases arising under the federal
constitution and laws, excludes cases arising under state
constitutions and laws. An extension of the federal jurisdiction to
a few specified cases of the latter description, excludes all not
specified. The federal judges are not required to swear that they
would support state constitutions and laws, because they had no
jurisdiction over them. State and federal legislative powers cannot
be independent of each other, if state and federal judicial powers
are not. If Congress can extend judicial federal powers, and the
supreme federal court can extend legislative federal powers, the
constitution is not susceptible of the federal constructions given
to it by Mr. Madison and Mr. Hamilton.
If the preceding argument is sound, the law of Congress declaring
that the "supreme court shall have appellate jurisdiction from the
courts of the several states; and that it may issue writs of error
to revise, reverse, or affirm, judgments or decrees of the state
courts," is precisely as unconstitutional, as state laws for
bestowing an appellate jurisdiction from the decisions of the
federal courts, upon the supreme courts of the states. No power is
given to either legislature to pass such laws, nor an appeal from
either judiciary to the other allowed, any more than from a
legislative state or federal department to the other. The appellate
jurisdiction given by the federal law, is unsubjected to limitation,
and the writ of error is extended to every case which may call in
question the sovereign, independent, and reserved rights of the
states. Does the limited power of Congress "to constitute tribunals
inferior to the supreme court," enable it to endow the judicial
power of the United States with this mighty accession of
jurisdiction, or with any jurisdiction at all? Congress is to create
the courts, but the constitution created the jurisdiction; and its
extension by law was only an extract from the monarchical or
national tumour, which became so large in the convention.
The federal legislative and judicial powers are both plainly
intended to be limited by the constitution, and any mode by which
this limitation can be evaded, must destroy our federal system, or
be destroyed by it. If Congress can give a judicial supremacy to a
federal court, the federal legislative power must be itself supreme,
and may extend its bounty to the executive also. This construction
makes it the design of the constitution to introduce a limited
monarchy or a consolidated national government, as proposed in the
convention, disguised in the habiliments of a federal government,
falsified by the misnomer of a union, and restrained by ropes of
sand, or ineffectual precepts.
Even the law for giving to the supreme federal court an appeallate
jurisdiction over the state courts, justifies this view of the
subject. Why was it passed? Because the third article of the
constitution gave no such jurisdiction to the supreme federal court.
Because it was an exercise of that plenitude of power, said to be
inherent to a perfect government, modelled with some resemblance to
the British form. And because it was a precedent in favour of the
capacity of construction, for turning war into roads, and commerce
into canals. As Congress could make courts, it could pass any laws
in relation to courts, state and federal, their jurisdiction,
supremacy, or subordination; and by one profound effort, enlarge its
own power, make a great progress towards the introduction of a
consolidated government, and establish a mode of construing the
constitution, by which that design might with ease and certainty be
effected. And thus the mutual control between the state and federal
departments, is in the road to ruin, although even Mr. Hamilton
allows it to be the most excellent feature of our system of
government, and that a concentration of power is on the other hand
the most infallible evidence of tyranny.
The judicial power of the United States is extended to all cases in
law and equity arising under the constitution, the laws of the
United States, and treaties, without discrimination, demonstrating
that these cases were of the same nature, whether they arose under
the constitution or under laws; and as the latter must either be
confined to private law-suits, or Congress must have a power of
regulating the political powers of the state and federal governments
by laws, it follows that the former were confined to the same cases.
Therefore, as political controversies between the two governments
were not considered as embraced by "cases in law and equity," and it
being deemed necessary for the purpose of preserving amity between
states, and effecting several federal objects, to extend the
jurisdiction of the federal court to a few political cases, not
reached by the jurisdiction to settle private rights comprised in
the phrase "cases in law and equity," a specification of these few
cases became necessary. As this jurisdiction did not extend to the
sovereign or reserved rights of the states, and as it was necessary
that some tribunal should exist, to preserve amity between the
separate states, the federal judiciary is invested with a power of
settling "controversies between states." This special jurisdiction,
extending only to a distinct sovereign right of the states, is both
an expression of the limited meaning annexed to the words "cases in
law and equity," and also a positive exclusion from the jurisdiction
of the federal court, of all other sovereign powers reserved to the
states. Among the controversies of a political nature, not reached
by the words "cases in law and equity," were such as might arise
between the federal and state departments, as well as such as might
arise between two states. By extending the jurisdiction of the
supreme court to the latter controversies only, the former are
excluded, because the federal court was considered as an impartial
tribunal for deciding controversies between two state governments,
but not for deciding controversies between the state and federal
governments.
The specification of controversies between two states, interprets
the word supreme, and the phrase "cases in law and equity," as
insufficient to include such controversies; and if controversies
between two states were not embraced by them, this word and phrase
could not embrace controversies between the federal and state
departments. Such would be the construction of the constitution,
even if we could not perceive the reasons for extending the
jurisdiction of a federal court to controversies between two states,
and excluding it from any jurisdiction over controversies between
the state and federal governments. But the reasons are obvious. A
jurisdiction of the federal court in controversies between two
states, could neither alter, extend, nor diminish, the political
powers of the litigant states. Whichever might gain the cause, would
not thereby transfer to itself the local rights of the other. But a
jurisdiction of the federal court to settle controversies between
the federal and state governments, in relation to their respective
constitutional rights, might transfer power claimed by one party to
the other; and would also supersede the essential principle, that
the jurisdiction for distributing and regulating the powers of these
departments, belongs exclusively to the people of the states, acting
by their representatives. And moreover, all the benefits resulting
from their mutual control, would by such a jurisdiction have been
sacrificed at the shrine of the usual precautions for securing
judicial impartiality.
Controversies between states, could not reach the sovereignty and
independence of a state, and would also be rare. Those of a
territorial nature, were few in number, and would soon cease.
Pecuniary controversies between states were unknown and unexpected.
The greater probability of controversies between the federal and
state departments, would not have been over-looked, whilst some few
between states were subjected to the jurisdiction of the federal
judiciary. The convention must therefore have considered them as
provided for by the division of powers between these departments,
their mutual right of self-defence, and the mode prescribed for
altering the constitution.
Neither of the enumerated cases of extraordinary jurisdiction
contain the slightest insinuation, that they comprised a power to
regulate or alter the division of powers made by the constitution.
Even the jurisdiction of the federal courts over individuals, is
limited; otherwise it would not have been necessary to extend it to
the two specified cases of individual controversies between citizens
of different states, or claiming lands under grants of different
states.The limitation of federal jurisdiction over individuals, can
only result from a supremacy of state jurisdiction over the same
individuals. A supremacy over state jurisdiction in the federal
court, would destroy the limitation acknowledged by specifying two
cases to which it should extend; and also the supremacy of state
jurisdiction, as to those individual rights specified or not
specified. This specification proves, that the words "arising under
the constitution," in the judicial section, and the declaratory
words of the sixth article, did not confer on the federal court any
supremacy of jurisdiction over any cases belonging exclusively or
concurrently to state jurisdiction. Every right, civil and
political, is delegated or reserved under the constitution; and if
the words "cases in law and equity," united with special extensions
of jurisdiction, not comprised by them, are not limitations of
federal jurisdiction, it would reach every right, civil and
political; and we should have the apparition of a judicial national
government, coupled with a federal legislative and executive
government.
I admit that the gentlemen who are for concentrating power in the
federal government, are not chargeable with the intention of
creating this political monster, but to acquit them of an intention
so manifestly inconsistent with the universal relation between
legislative and judicial power, we must believe that they consider
the federal, as the very national government proposed in the
convention.
In No. 80, of the Federalist, Mr. Hamilton observes, "If there are
any such things as political axioms, the propriety of the judicial
power of a government being co-extensive with its legislative, may
be ranked among the number." To sustain the axiom, the rights of
legislating and judging must be co-extensive. To whatever objects
the right of judging can be extended, to the same objects the right
of legislating can go; and if the federal judiciary may by judgments
regulate the powers of the state and federal governments, the
federal legislature may by laws regulate the same powers. If it is
true, that judicial power emanates from legislative, the converse of
the proposition would be false. Both axioms would be destroyed if
there was no judiciary to execute laws, or no laws to be executed.
As the judicial flows from the legislative power, it would be an
inversion of political order, to deduce legislative from judicial
power. To avoid an absurdity without example, and in hostility with
political axioms, if it can be established that the federal
judiciary can regulate the rights of the states by its judgments, it
must follow, that the federal legislature may regulate the same
rights by its laws. And accordingly the supreme court declares that
the federal government may remove all obstacles out of its way. Thus
an unlimited national government is ingrafted upon a federal stock,
by first cutting away the state branches with the pruning-knife of
judicial supremacy.
In this view of the subject, it is unnecessary to estimate the power
of the legislative department to influence the judicial, because no
such influence will be needed to introduce a supreme national
government; since, whenever the federal court shall determine that
its jurisdiction extends to the regulation of state powers, federal
legislation must extend as far; and a partnership between federal
departments for the acquisition of power at the expense of the
states, will be cemented by a common interest as strong, as that by
which partners for the acquisition of money are invariably caused to
act in concert.
Mr. Hamilton's axiom establishes a mutual right of control in the
state and federal judiciaries, because if the state and federal
legislatures can neither extend nor contract the powers delegated
and reserved, and if "the judicial power of a government is only
co-extensive with the legislative," it follows, that judicial power
can neither extend nor contract the powers delegated and reserved,
any more than legislative. If the state and federal legislatures may
check each other, so may the state and federal judiciaries. The
mutual control of the collateral legislatures, would be rendered
abortive, unattended by a mutual control of the collateral
judiciaries, which must execute the laws of their respective
legislatures, or these laws would not operate. It is admitted on all
hands, that judges, state and federal, ought not to execute an
unconstitutional law. This doctrine is founded upon the supremacy of
the constitution over laws, and is the source of the mutual control
between all political departments. The axiom declares that the
judicial power of a government is co-extensive with the legislative.
The legislature cannot enforce unconstitutional laws. If judicial
power can pronounce and enforce unconstitutional judgments, it would
exceed legislative beyond computation. The same supremacy of the
constitution, and the same reasoning which justifies judicial power
in its refusal to obey an unconstitutional law, justifies also a
state judiciary in refusing to obey an unconstitutional federal
judgment; and there is no mode by which unconstitutional laws and
judgments can be prevented, except the mutual control between the
state and federal departments contended for by Mr. Hamilton, which
cannot exist unless it extends to the spherical judiciaries as well
as to the spherical legislatures.
Mr. Hamilton, it will be remembered, admits the existence of
concurrent powers in the federal and state governments, illustrated
by the mutual right to tax; and asserts that an abridgment of the
state share of this concurrent power, would be a violent usurpation.
Wherefore? Because a concurrent right of construing the constitution
attends concurrent powers. The same concurrent power of construction
attends the delegated and reserved rights, and is precisely of the
same force in giving jurisdiction to the state courts over the
reserved rights, as in giving jurisdiction to the federal courts,
respecting the delegated rights. The reservation to the states
equally includes their legislative, executive, and judicial powers,
and if the last are subordinate to the will of federal power, so are
the former. The concurrency of construction is as strongly annexed
to one division as to the other, and it cannot be invaded either by
the federal legislature or the federal court, according to Mr.
Hamilton, without a violent usurpation, because powers under the
constitution could be neither concurrent nor exclusive between
political departments, without a concurrent right to construe the
constitution. If the state and federal departments have distinct and
independent legislative powers; and if it is an axiom, that the
judicial power of a government is only co-extensive with the
legislative; it follows, that the state and federal judiciaries,
must also have distinct and independent jurisdictions, whether we
admit the general rule by which both these judiciaries are
circumscribed by the respective legislatures to which they are
annexed, or estimate the restrictions imposed upon them by the
constitution.
Mr. Hamilton, in controverting Mr. Madison's idea, that the federal
judiciary had a power to decide controversies between the federal
and state departments, observes, No. 78, "I agree that there is no
liberty, if the power of judging be not separated from the
legislative and executive powers."Without estimating the
consequences of our legislatures, state and federal, having
exercised judicial powers to a great extent, it may suffice to
recollect, that this maxim was suggested by the oppressions which
the kings of England were enabled to inflict upon the people, and
the conquests they made within the territories of other political
departments, by the aid of their judicial power. It is true, that
since the English judges have been manumitted from the influence of
one political department, they have polished, by their precedents,
the Gothick roughness of the common law; but as this constructive
power was subordinate to legislative will, it was not that which Mr.
Hamilton considered as inconsistent with liberty. A power in one
department to exercise the powers of another, constituted the evil
reprobated by the maxim. It cannot be aggravated beyond a federal
judicial power to supervise the acts of state legislatures,
executives, and judiciaries. This would confound departments which
must be separated to preserve liberty, according to Mr. Hamilton. If
the control of election is insufficient to prevent legislatures from
wasting the money of the people, by an exercise of judicial powers,
a power of altering the constitution, by judges without control,
would certainly waste their liberties. Pecuniary taxation, intrusted
only to temporary representatives, is sometimes oppressive; but a
right to tax the powers of one department to increase those of
another; or a right to transfer powers from another department to
itself; has, I believe, invariably produced despotism. It is as
tyrannical, that a court, by precedents, should make laws and
constitutions, as that a legislature should render judgments.The
English judges corrupted the English laws by precedents, whilst they
were dependent on the monarchical department. Would not the federal
judges corrupt our constitution, if invested with a power to alter
it by precedents? They would thus acquire power for themselves, as
well as for the departments on which they are dependent; whereas,
the English judges only gained power for the king by their partial
decisions. Does the consequence of exposing a judicial power to the
influence of a political department, in England, invite us to revive
it here?
It seems to me that Mr. Madison has departed from the essential
principle of a division of power for enforcing the integrity of
political departments, by estimating erroneously the usual
precautions for securing judicial integrity. These were never
intended nor used as a sufficient substitute for a division of power
between political departments, or to enable a judiciary either to
extend the powers of a political department, or enlarge its own
jurisdiction. Derangements of powers between political departments,
can only be prevented by investing them with a mutual power of
controlling each other. This principle, in virtue of which the
federal courts disobey an unconstitutional federal law, also
empowers the state courts to disobey an unconstitutional federal
judgment. Impeachment, one of the usual precautions to enforce
judicial fidelity to a government which inflicts the punishment, is
not designed to produce judicial impartiality in regulating the
powers of another government, or of political departments; and under
our system, would be a precaution, not for securing fidelity to
state rights, but for extending federal powers at their expense. An
authority, superior to the authority of Congress, established the
supremacy of the constitution; and therefore, if a law of Congress
is unconstitutional, it is void, as being treason against this
authority. The same authority reserved the state rights, including
those of a judicial nature; and if under its protection, the
judicial federal department is bound to disobey an unconstitutional
law of the federal legislative department, the state departments
cannot obey an unconstitutional federal judgment, without also
betraying the constitution. If the mutual control is imperfect, and
sometimes inconvenient, so are all other precautions for the
preservation of liberty. As mankind can only select the best, its
imperfection is not a good reason for its abandonment. If the
application of the supreme authority of the constitution to the
judgments of the federal court, may sometimes be inconvenient, so
may the application of the same principle to the laws of Congress.
If the federal court may avail itself of inconveniences to crush the
principle, as it regards state rights, Congress may use the same
argument to crush it, as a justification of the judicial department
in disobeying unconstitutional laws. If a mutual controlling power
results from the supremacy of the constitution, between state and
federal legislatures, the same supremacy establishes a mutual
controlling power between state and federal judiciaries. Why should
the federal judiciary be absolved from constitutional loyalty, to be
enforced by the state judicial department, and the state and federal
legislatures be held to it by the mutual check? If it is safe to
transfer, by construction, the supremacy of the constitution, to an
inferior authority, representation had stronger claims to a
preference, than a tenure for life. The authority which created the
supremacy of the constitution, refused to invest the federal
legislative, judicial, or executive departments, with a negative
over state laws or judgments, and relied upon the mutual control of
political departments, eulogised by the Federalist, for its
preservation. The principle is allowed to be good, as applicable to
unconstitutional laws, and said to be bad, as applicable to
unconstitutional judgments.
The supreme court was not intrusted with the trial of impeachments,
as was proposed in the convention, because its judgments might
deprive individuals of a few political rights; but it is contended
that it possesses, constructively, a power to try impeachments of
whole states, and to deprive them of political rights, infinitely
more important. It was not allowed to disqualify an individual to
hold a federal office, one political right, but it is said to be
tacitly authorized to deprive all the individuals of the United
States, of reserved constitutional rights without any restriction.
It was not intrusted with a power to deprive the descendants of a
guilty individual of any political rights whatsoever; but, say the
consolidators, it may deprive all the descendants of the present
generation of political rights, by its precedents. Does this
latitudinarian power correspond with the reasons which caused the
power of trying impeachments to be withheld from the supreme court?
The usual precaution of impeachment was retained by the federal
government, to secure fidelity to itself, and not to secure fidelity
to state rights. Can we infer from a want of confidence sufficient
to intrust the supreme court with the trial of federal officers, a
confidence sufficient to intrust it with the enormous political
power of trying whole states? If a power in the court to
circumscribe the political rights of individuals, might have
nurtured ambitious designs, would not a power to circumscribe state
rights be a thousand-fold more dangerous? To confound legislative
and judicial power in the same body of men, creates a tyranny, which
both makes the law and applies the sword; and to enable a single
court to cut off state rights by a supreme power of construing the
constitution, would confound the power of creating a constitution,
with the power of construing laws, and render these rights as
precarious, as human heads are, under an absolute monarchy.
The process prescribed by the constitution, in the case of
impeachment, suggests several weighty arguments. As impeachment was
an engine, capable of being used for political purposes, great care
was taken lest it might be abused from ambitious motives.These
precautions forbid us to imagine, that the supreme court was
empowered to arraign and try states upon the accusation of an
individual, and to deprive them of political rights, so as to effect
political innovations not exposed to the control of the senate. How
can the cautions used in the case of impeachment, imply a subversion
of the constitutional security for the existence of a federal form
of government? The idea of extending the power of the supreme court,
because impeachment is a usual precaution to secure impartiality,
presents us with a political caricature. The political right of an
individual to hold an office, cannot be called in question except by
the representatives of the people of the states; but the political
rights of the states may be called in question by an individual. The
senate cannot deprive an individual, though condemned, of any state
right, but the federal court may deprive all the people of many
state rights. The federal check is preserved to secure one federal
right to an individual, and abandoned as a security for all the
federal rights of the people. A concurrence of two-thirds of the
senate is required to deprive an individual of one federal right,
but a majority of the court may deprive the states of all reserved
rights.Thus we are led to compare a power in the federal court to
decide controversies between the state and federal governments, with
the security for a federal form of government, contemplated in the
formation of the senate.
Mr. Madison admits that the senate was intended as a security to the
states, against a concentration of power in a representation of
numbers, contended for in the convention; and that the object of the
compromise was to prevent constructive innovations dictated by the
interest of large or small states. But if the supreme court can
abridge state rights, the object of this corn-promise is defeated.
Neither the house of representatives can maintain the rights of the
people of the states, nor the senate the rights of their
governments. Impeachment is no remedy against a judicial
predilection for a national form of government, because the right of
accusation is exclusively lodged in the department, considered by
Mr. Madison as bottomed upon that principle, and tending towards
that form. The senate was modelled with a design to control this
consolidating tendency; but if the house of representatives should
be influenced by the pride of populousness, like many members of the
convention, to prefer a national to a federal government, it would
not impeach the judges for fostering its design by constructions of
the laws and the constitution; and the rights of the states might be
gradually abridged by the supreme court, without being exposed to
the control of the senate, though that body was modelled for the
special purpose of controlling such abridgments. Had the laws for
establishing a bank and a lottery, contained clauses prohibiting the
states from taxing the stock or excluding the tickets, these
abridgments of state rights might have been expunged by the senate;
but the court, by constructively inflicting them, has evaded the
senatorial control over consolidating laws; and by virtue of this
supremacy assumed over state powers, the same species of evasion may
be extended to a multitude of cases, for the purpose of introducing
a national form of government. Even if the house of representatives
should magnanimously impeach the judges for extending its own
powers, the remedy would not reach the case of an honest opinion,
though unconstitutional. The constitution provides against the
contemplated case of an honest opinion in favour of a national
government, demonstrated in the convention, by the counterpoise of
an honest opinion in favour of a federal government, organized in
the senate; and never intended to refer this great question to the
honest opinion of the supreme court.
It will not be contended that the usual precaution of impeachment
against partiality, was designed to prevent the judges from giving
honest opinions, any more than the members of the senate and house
of representatives, who are liable to be impeached; but this
liability was not considered as affecting, in the slightest degree,
the contemplated propensities of the two houses for a national and
federal government. Impeachment, therefore, was not considered as a
precaution against a propensity in the supreme court towards a
national form of government; and if such a propensity should be
attended by a judicial supremacy over state powers, it would
effectually defeat the balance between national and federal
propensities established by the constitution. A majority of the
senate can reject consolidating laws, but two-thirds can only
convict in cases of impeachment. If this remedy had reached
consolidating judgments or precedents, it would not have been
equivalent to that provided against consolidation by the
constitution, because above one-third of the members of the senate
might come from large states, and entertain consolidating opinions
injurious to the small states. The difference between crime and
opinion dictated the remedies against judicial partiality and
political propensity. In the case of crime, the remedy might be
safely restricted to two-thirds of the senate, but the contemplated
inclination of a majority of the house of representatives towards a
national government, was only to be restrained by a majority of the
senate. Had this check been limited to two-thirds of the senate, it
would have been inefficacious, and therefore it cannot be imagined
that the supreme court were invested with a supreme power of
indulging a consolidating inclination, without being exposed to any
control, except that of two-thirds of the senate, even if its
movements in that direction could be reached by an impeachment. The
political error to be guarded against, was that of abridging the
rights of the states. Is a majority of the senate, or a majority of
the supreme court, the remedy provided against the anticipated
disposition of the house of representatives to fall into it?
The process of impeachment is not confined to judges, but extends to
the president, senators, and representatives. Does this usual
precaution invest them all with additional political powers? It
reaches bribery in every case; and there is no difference between
the usual precautions in the case of the judges, and of these other
officers, except that the latter are exposed to a periodical
accountableness, and the former are not. May the president, senate,
and house of representatives, constitutionally abridge the rights of
the states, because, as they are liable to be impeached and
convicted by two-thirds of the senate for criminal acts, it is to be
presumed that they will decide impartially the controversies between
the federal and state governments? Such an inference is equally
deducible from the process of impeachment, for extending the powers
of these departments, as for extending the jurisdiction of the
supreme court. The idea, that an exposure to punishment, confers an
enormous political power, amounts to the idea, that a man who is
liable to be hanged for treason, ought to be considered as a
monarch.
If this reasoning is correct, it proves that the words "cases in law
and equity," before noticed, does not include political attempts to
introduce a national form of government, because the senate is one
constitutional remedy provided to defeat them. Cases in law and
equity arise both under the powers reserved to the states, and under
those delegated to the federal government, but the mutual right to
try these cases, implies no right to try and modify the powers
themselves.
The delegations, reservations, and prohibitions of the constitution,
combined with the rejection of powers proposed in the convention,
constitute a mass of evidence, more coherent and irrefragable for
ascertaining the principles of our political system, than can be
exhibited by any other country; and if it cannot resist the arts of
construction, constitutions are feeble obstacles to ambition, and
ineffectual barriers against tyranny. Delegations are limitations;
reservations are repetitions of these limitations; prohibitions
expound the extent of reservations; and rejections of powers
proposed in the convention, are constructions forbiding their
assumption. This mass of evidence stands opposed to those
constructions which are labouring to invest the federal government
with powers to abridge the state right of taxation; to control
states by a power to legislate for ten miles square; to expend the
money belonging to the United States without control; to enrich a
local capitalist interest at the expense of the people; to create
corporations for abridging state rights; to make roads and canals;
and finally to empower the supreme court to exercise a complete
negative power over state laws and judgments, and an affirmative
power as to federal laws. Without going into the wide field of
argument, opened to our view by testimony so full and perfect, I
shall select only such parts of it as seem particularly applicable
to the question discussed in this section.
Powers neither delegated nor prohibited, are reserved to the states.
A general negative power over state laws and judgments, is not
delegated to the federal government. This was proposed in the
convention and rejected. The supremacy of the states, legislative
and judicial, in reference to their reserved powers, is not
delegated to the federal government. By prohibiting to the states
portions of their supremacy, the existence of those portions not
prohibited, is acknowledged; and these remained to be exercised,
according to their previous nature. The tenth section of the first
article of the constitution, prohibits to the states the exercise of
specified, supreme, or sovereign powers; but a long catalogue of
such powers remained unprohibited. The powers of engaging in war,
raising armies, and making treaties, are among those prohibited to
the states. These prohibitions of sovereign powers, are
acknowledgements of the inherent supremacy and sovereignty of the
states, except for which, the prohibitions would have been idle and
useless; and had they been omitted, the same concurrency of power to
engage in war, make treaties, and raise armies, would have existed
in the state and federal governments, as does exist in the case of
taxation; as flowing from the sovereignty of the states. The powers
of the states to punish crimes, regulate property, and impose taxes,
not being given to them by the constitution, must either be
usurpations, or be justified by their sovereignty and supremacy. If
they are legitimate offsprings, then the sovereignty, from which
they proceed, is reserved to the states, as necessary to give them
birth, is not delegated to the federal government, and may be
exercised in every case not prohibited.
For many years, previous, during, and subsequent, to the
revolutionary war, it was the general opinion, that the provinces
and the states ought to provide for their internal happiness in
their own way; and millions have expended blood or treasure in
defence of this opinion. The constitutions of all the states, the
declaration of independence, and the confederation of 1777, concur
in asserting the sovereignty of each state. According to the sound
rule which advises us to consider old laws in construing a new one,
the long standing publick opinion, and the solemn documents by which
it has been frequently expressed, ought to be considered, in
construing the existing confederation. By adverting to principles
previously established, we are enabled to understand its
limitations, prohibitions, and reservations, because all of them
flow from and were modelled in reference to subsisting institutions.
But instead of seeking for truth with these lights, we are advised
to find it in the mystical doctrines: that we have several
sovereignties, and but one sovereignty; that the states have
independent local powers, and that these powers are dependent on
some federal department; and that the residence of a supreme power,
is a problem too obscure to be solved by eminent politicians, some
contending that it is in a general government, and others in the
supreme federal court. A curious consequence of this mystical mode
of construction is, that the states, if willing to serve, cannot
discover their master. Must they obey two masters? It is the duty of
man to believe in mysteries revealed by inspiration, though beyond
his comprehension, but he is not bound to believe in mysteries
revealed by political prepossessions, and comprising contradictions.
The ninth and tenth sections of the first article of the
constitution, are prohibitory; one upon the federal government, the
other upon the states. These prohibitions are positive in several
cases. For example: the United States are forbidden to grant titles,
the states to coin money, and both to tax exports. In these and
other prohibitions, the judicial power is incompetent to compel a
compliance with the constitution, and no distinction is made between
the federal and state governments, as to the mode in which
prohibitions imposed upon both are to be enforced. It can therefore
only be done by the influence of state nations, by the correlative
check, and by the provision for supervising the constitution. The
equal ground upon which the two governments are placed, as to these
mutual prohibitions, proves that their mutual powers were intended
to be independent; and that the constitution, though mandatory to
both, did not endow either with a general supremacy over the other.
If their respective powers within their assigned spheres are
independent of each other, the parts of each political machine are
uncontrollable by either intire machine, or by a component part of
either; otherwise the spherical system, contended for even by the
Federalist, cannot exist.
The negative given to Congress by the tenth section, over specified
state acts, is an exception to the general principle of a mutual
independence, quite sufficient to remove the obscurity into which
mysteriarchs have endeavoured to plunge the constitution. "No state
shall, without the consent of Congress, lay any impost or duties on
imports or exports, except what may be absolutely necessary for
executing its inspection laws. No state shall, without the consent
of Congress, lay any duty on tonnage, keep troops or ships of war in
time of peace, enter into any agreement or compact with another
state, or with a foreign power, or engage in war, unless actually
invaded, or in such imminent danger as will not admit of delay."
These limited negatives, prove that no general negative was intended
to be given, either to Congress or the federal court, over state
sovereign powers not prohibited. A prohibition upon some,
demonstrates that the exercise of others was not prohibited. A
special supremacy to Congress, demonstrates that no general
supremacy was given to the federal court. The special supremacy was
exposed to the federal control of the senate; the general supremacy
assumed by the court, would elude that provision. The special
supremacy reserves to the states their sovereign powers to tax
exports for the execution of their inspection laws, to keep troops
or ships in time of war, when invaded, or in danger, without the
consent of Congress, and to enter into foreign compacts with
it.These reservations would be swallowed up, with all other powers
reserved to the states by the general supremacy assumed. Suppose
Congress should consent, and the court should dissent. Is a state or
the court to judge, whether peace or war, invasion or danger, may
exist? The court was considered as incompetent to prevent the
exercise of these sovereign state rights, because it was invested
with no supremacy over the state powers reserved. If it was not
contemplated as possessing a supreme power over state rights, to be
exercised with the consent of Congress, it could not have been
considered as empowered to control state rights, not prohibited, and
for the exercise of which no such consent was required. A
jurisdiction to try suits in law and equity, was evidently not
considered as reaching the sovereign state rights specified in the
tenth section, therefore it was not considered as reaching the
sovereign powers reserved to the states, without being subjected to
any prohibition. Reservations in grants are exceptions, and the
special reservations to the states, annexed to the prohibitions of
the tenth section, like the general reservation of the amendment,
are exclusions of federal power from a supremacy. They reserved
nothing to the federal court, because it had no previous supremacy
over state rights, and could only operate in favour of the state
sovereignties previously existing; and the limited negative given to
Congress, modifying some state sovereign powers, reserved, proves
that no negative was designed to be attached to others.
There are two classes of prohibited powers, referring to the two
governments. To enforce these mutual prohibitions, no censorial or
supreme authority is created. Was this an oversight, or a necessary
consequence of a division of power and a federal system? The mutual
prohibitions, the federal system, and a division of power, would all
have been defeated by a supremacy in either class over the other.
These ends were only attainable by a principle able to reach them
all. Whether that principle is the mutual check, or the power of the
people, or both, it excludes the idea of a supreme power in one
class of prohibitions, or in one class of limited rights over the
other. The word government would be inapplicable to a political
institution, which was subservient to the will of a supremacy in
another government.
If the consent of Congress to the exercise of a few specified state
powers, proves that no federal consent was necessary to the exercise
of unprohibited state powers; it follows that a judicial federal
consent to the exercise of the latter powers was not intended,
because a concurrence of both governments in the allowed
modifications, could not have been considered as subordinate to any
such judicial consent, constructively superadded. The limitation of
judicial power, state and federal, to their respective spheres, is
the source of the duty, common to both, by which they are justified
in disobeying unconstitutional laws brought before them in private
trials; but neither can, like a council of censors, proclaim an
unconstitutional law to be void, because neither is invested with a
power to control the rights of sovereignty, or settle the
controversies of political departments. Both state and federal
judiciaries wandering into each other's territories, are fugitives
from their own spheres, or hostile invaders, and ought to be
arrested by the sphere attached, as the only means for preventing
the conquest of the constitution by the assaults of ambition, or the
stratagems of avarice. If state or federal legislative departments
should attempt such eccentricities, resistance would be a duty
imposed by the authority of the constitution, and the most solemn of
obligations; yet the assumed supremacy of the federal court is
founded upon the whimsical idea, that the state judiciaries are
bound to disobey state laws, trespassing upon the federal sphere,
and to obey federal judgments trespassing upon the state sphere.
Upon this idea, a judicial supremacy is assumed, unexampled in the
history of nations, except in the Jewish experiment, from which,
though aided by Urim and Thummim, the people took refuge under a
monarchy. I cannot discern any reconciliation between Mr. Madison's
assertions, that the constitution established a government partly
federal, and partly national; and that it also invested a court with
supreme power. Mr. Hamilton, by giving supreme power to a federal
government, adheres to his preference of the English system. Mr.
Madison gives no supremacy to either portion of his government, nor
to both portions united. How are his federal and national features
to preserve themselves, if they are both subjected to a supremacy of
judges? Is the supreme court partly national and partly federal? He
finds these features in the house of representatives and the senate,
but the court represents neither the people nor the states. He uses
representation to define the nature of the government, and rejects
representation as the basis of power. Imagine a government
compounded of monarchical and republican principles, and that a few
judges should be invested with a supreme power to regulate both
these principles, so that they could neither control each other, nor
preserve themselves. Would the government be, in reality, partly
monarchical and partly republican? Supremacy is an attribute of
government, and subordination an attribute of a judicial department.
Mr. Madison exchanges these attributes. He asserts that we have a
government partly national and partly federal, in consequence of
popular and state representation. But he reasons forcibly to prove,
that this government possesses no inexplicit supreme power, that its
powers are not augmented by its national feature, and that these
powers are limited by the delegations expressed. If the national
feature gives no additional power to Congress, how can it extend the
jurisdiction of the court? If the constitution had established a
national government, its attribute, supremacy, must have been
attached to it; and accordingly, whilst that species of government
was in contemplation, it was proposed to invest it with a supremacy
or negative over the acts of the states, as essential to its
existence. Had this form of government succeeded, could the supreme
court, though vested with a jurisdiction in the very words of the
constitution, have exercised a constructive supremacy over the
national supremacy expressed? The supremacy of the states, expressed
by the declaration of independence and the state constitutions, and
reserved by the federal constitution, is no more liable to be taken
away by a constructive supremacy, than an expressed supremacy of a
national government. In both cases, supremacy follows national
power, and does not belong to judicial. If the constitution
establishes a government partly national, the quota of supremacy
correspondent to the quota of national power, must also reside with
the power from which it emanates. Judicial power is created to
preserve, and not to destroy or usurp the supremacy of a national
government, and impeachment enforces its subordination. If judicial
power does not imply political supremacy, and if national power
does, then as the state governments are in fact national, and the
federal government not so, the whole portion of supremacy of which
our system admits, resides in the former; and the latter is excluded
from any share of it, as not being a national, but a limited
government. If both governments have national features, then each
possesses the share of supremacy attached to these features; and
judicial power cannot possess any supremacy over the supremacy of
either, unless it possesses a sovereignty obliterating the national
features of both. What national features can exist in either, under
a supremacy of a few judges? If a single court can carve a supremacy
for itself, from a constitution dividing all the high political
powers between the state and federal governments, and not investing
the court with a single national feature, it may take away the
essential attribute which determines a government to be national.
And if, as Mr. Madison asserts, the federal government has no more
supremacy over the national features of the state governments, than
the state governments have over the national features of the federal
government, I cannot conceive any authority in the court to
obliterate the national features of either. The same judicial
supremacy which destroys Mr. Madison's national feature, destroys
also his federal feature found in the senate. And thus both of Mr.
Madison's features, national and federal, are made subordinate to a
power having neither.
The idea of a national supremacy over the states, long kept alive in
the convention, seems to have made so strong an impression on the
minds of Mr. Madison and Mr. Hamilton, that they could not believe
it was dead; and like the two aldermen in Don Quixote, they have set
out separately in search of the ass, but with better success; for in
lieu of the one lost, they have found two. Lo, says Mr. Hamilton,
the ass still lives on yonder mountain, called a national or general
government, although the mountain itself is not to be found in our
political map. The ass indeed lives, says Mr. Madison, but he was
snugly concealed in a vale of the expunged mountain, called its
judiciary. It is contrary to political order and relationship,
replies the first gentleman, that supremacy should reside in a vale.
There cannot be two asses; and the other asserts, that he should be
placed in the vale, as the only means of re-establishing his
rejected consolidating system. The commentators upon these
authorities are divided. One party contends, that the constitution
tacitly established a national or general government, and tacitly
impregnated it with supremacy, according to Mr. Hamilton; another,
that it only established half a national government, and tacitly
also endowed the judicial department with supremacy, according to
Mr. Madison; and a third, that the ass was only an embryo, never
born, but smothered by the common consent of thirteen midwives,
expressed both by their deputies and themselves. This party also
believes, that a concentrated political supremacy, would find it
harder to effect a uniformity of geographical interests in the
United States, than the pope and his cardinals did to effect a
uniformity of religious opinions in Europe; and that the attempt
would produce several very determined sects of political
protestants.
There are some principles necessary for the existence of the
political system of the United States. One of these is, the
supremacy, both of the state and federal constitutions, over the
repositories of power created by their articles. Another, that this
is a limited supremacy in both cases, subject in one, to the
supremacy of the people in each state, and in the other, to the
supremacy of three-fourths of the states. And a third, that no power
created by these constitutions, can violate their articles, or evade
the supremacies to which the constitutions are themselves subject.
From these principles it results, that neither laws nor judgments
are valid, which do not conform to constitutions; and that a mutual
control of political departments, is the only mode of enforcing this
doctrine, necessary to sustain both the supremacy of constitutions,
and of those who make them. The federal judges do not take an oath
to obey the state constitutions, because, as they derive no
jurisdiction from them, there is no privity between the rights and
powers which they establish, and these judges. If the federal courts
could abridge these rights and powers, it would defeat the principle
of the supremacy of the people of each state, over their
constitutions. This would vitally destroy the federal compact,
supposed to exist between republicks, because the states would not
be republicks, if their constitutions were made subordinate to the
will or the power of a court, instead of being only subordinate to
the will or power of the people. But, though the federal judiciary,
as having no privity with state constitutions, and no power to
render a judgment resulting from their articles, take no oath to
regard them, the case is different as to the state judges. They were
in many cases obliged to render judgments conformable to the
articles of the federal constitution, by which a privity was created
between it and them, requiring this solemn security for
obedience.The state judges in this view compose one portion of the
judiciary, entitled to construe the articles of the federal
constitution, as independently as the other portion. As state
constitutions are subject to the supremacy of the people of each
state, and the federal constitution to three-fourths of the states,
neither are subject to laws or judgments state or federal, or to a
consolidated American nation. A supremacy in a federal court to
construe the articles of the declaration of independence, and of the
federal and state constitutions, united with a power to enforce its
constructions, would as effectually destroy the supremacy of the
people, and of three-fourths of the states, as the same species of
supreme power in state legislatures would destroy the supremacy of
state constitutions, and of the people of each state.
If the constitution of a state should be so altered, as to bestow on
the legislature a supreme power of construing its articles, and
excluding the judiciary from the right or the duty of disobeying
unconstitutional laws; or if the constitution of the United States
should invest the federal judiciary with the same supreme power as
to the construction of the federal constitution; the principles,
necessary for the existence of our political system, would be
abolished, and both the federal and state governments would
substantially be reinstated, according to the English policy, by
which the government itself can modify its own powers. A question
somewhat similar to that now agitated here, has often occurred in
England. Neither the king, the lords, or the commons, have been
exempt from ambition, and the judges have been sometimes impeached
and punished for the assistance they have yielded to an aspiring
department; because the destruction of a mutual control between
political departments, was considered as an inexcusable crime
against a principle necessary for the preservation of liberty. But
here, an exaltation of the federal political department, over the
state political department, by judicial assistance, would be an act
aggravated beyond the similar experiments made in England; because
it would moreover destroy the supremacy of the people and of
three-fourths of the states, considered and established as a higher
security for liberty, than the counterpoise of collateral political
departments in England. If the federal judiciary shall acquire such
a supremacy over the articles of the constitution, over the
departments created or recognised by delegations and reservations,
and over the sources from which these powers flow, its judgments
will be both laws and constitutions, like the acts of the British
government.
There are three kinds of supremacy. A per capita supremacy, a
hereditary supremacy, and a supremacy in the government. The
evidences of a per capita supremacy in this country, are state
constitutions, the declaration of independence, the two federal
unions, and the mode of altering the last. These concur in bestowing
a per capita supremacy on the people of each state; and both the
federal and state constitutions were created by conventions
representing the state per capita supremacies. These affirmative
proofs establish the negative conclusion, that a per capita
supremacy does not exist in an American nation. They demonstrate a
necessary alliance between the sovereignty of the states, and a per
capita supremacy of the people; and that the latter, without this
alliance, cannot exist, in relation either to the federal or state
constitutions. The negative conclusion, that no supremacy of an
American nation exists, is therefore as evident, as that no
hereditary supremacy exists. One is as much a fraud of ambition
here, as the other is of royalty in Europe. Thus the difficulty is
concentrated in the question, whether a supremacy resides in the
government. Let us wave the per capita supremacy of the people of
each state, and also the supremacy of three-fourths of the states,
and admit that it does. We must yet find a government, before we can
find its attribute supremacy. Do we find one or two governments in
our political system? If one only, then we may have but one
supremacy, according to the old opinion, that supremacy appertained
to governments; if we find two, then, according to the same opinion,
we must also find two supremacies. If these two governments are
invested with distinct powers, they must also, in pursuance of the
same doctrine, be invested with distinct supremacies. The federal
court is neither a per capita, hereditary, nor governmental
supremacy, and therefore it cannot claim this attribute either under
the old or the new tariff of power. At most, according to the old
idea, "that supremacy resides in a government," it can only
participate in so much of it as appertains to the federal
government, allowing it to be comprised by that term as one of its
political members; as it would be utterly inconsistent with the
European doctrine to imagine, that more supremacy appertained to a
portion of the government, than to the whole. But the federal court
constitutes no portion of the state governments, and therefore it
cannot participate in any supremacy appertaining to them, though it
should be admited that it may participate in the supremacy
appertaining to the federal government. We thus discern in another
view the question, whether the supremacy proposed in the convention
for a national government, was given to a federal government; or
whether a supremacy over the powers reserved to the states,
appertained to the powers delegated to the federal government. If a
per capita representation in one branch of Congress, or the powers
delegated to the federal government, invests that government with a
supremacy over its own powers, and those reserved to the states, it
is undoubtedly the duty of the federal court to enforce and not to
control this supremacy. The federal government is, or is not,
invested with a supremacy over state rights. If it is, the court
cannot constitutionally control the exercise of this supremacy; if
it is not, the court cannot control constitutionally the state
supremacy in exercising the reserved rights. If it is, it may enact
positive or constructive alterations of both state and federal
powers; if it is not, the state authorities can resist such
alterations, both positive and constructive. Both are equally
exposed to the mutual control, residing in the respective
supremacies of each government. If neither a national per capita
supremacy, nor a supremacy in a majority of states, nor a supremacy
in a concurrence of all the federal departments, can alter the
powers and principles of the state and federal governments; it
follows that no supremacy in one of the departments of either
government can do the same thing. All these apocryphal supremacies
were proposed in the convention, under the shelter of the word
national; and though neither this word, nor these its consequences,
are to be found in the constitution, both the word and its progency
were resumed in the Federalist, and have since supplied a foundation
for the project of a consolidated supreme government to stand upon.
To compute the force of these arguments, we must look back to the
journal of the convention, where we shall find the source of the
supreme political jurisdiction, bestowed by Mr. Madison on the
federal court. June 8th, Mr. Pinckney moved "to strike out of the
plan for a national government, the negative proposed to be given to
the national legislature over state laws, which, in the opinion of
the national legislature, should contravene the articles of the
union, or any treaties subsisting under the authority of the union,"
and to insert, "to negative all laws which to them shall appear
improper." This motion was seconded by Mr. Madison, and rejected;
only Massachusetts, Pennsylvania, and Virginia, then the three most
populous states, having voted for it. The gentlemen in favour of a
national government, having been defeated in this attempt, Mr.
Randolph, on the 13th of the same month, moved that the jurisdiction
of the national judiciary shall extend "to questions which involve
the national peace and harmony." This motion was also seconded by
Mr. Madison, and carried. This proposition exactly comprises the
jurisdiction given by Congress to the federal judiciary, but it was
excluded in settling the jurisdiction of a federal judiciary, though
it was sustained whilst a national judiciary was contemplated.These
several propositions are evidently the seeds from which have
germinated Mr. Madison's construction; parts of the court law, as it
is called, passed many years ago by Congress; and the subsequent
extensions of its own jurisdiction by the supreme court. A
preference for a national form of government dictated the effort to
give a national legislature the power "to negative all laws which to
them should appear improper." This having failed, because it was
inconsistent with the idea of a federal legislature, an attempt was
made to establish a national judiciary, with a jurisdiction "in all
questions which involved the national peace and harmony." A national
power was the object, however unfit a court to decide cases in law
and equity might be for exercising it. At length the ideas, both of
a national legislature, and a national judiciary, were abandoned in
the convention, and with them perished the host of supremacies and
negatives proposed as necessary and proper for a national
government. The controversy between a federal and a national form of
government, could not have lasted for months, if they had been the
same.Yet Mr. Madison, under a decided preference for some supreme
national power, has constructively bestowed it upon the supreme
court; and the court, under the influence of the same preference,
has received the supremacies and negatives, proposed to be given to
a national legislature, as well as those proposed to be given to a
national judiciary. Accordingly, it assumes "a power to negative
state laws contravening the articles of the union, and a power to
negative state laws, which to them may appear improper," both of
which powers were proposed to be given to a national legislature;
and also "a power to settle all questions which may involve the
national peace and harmony," proposed for a national judiciary; thus
making itself heir to two propositions for the establishment of a
national legislature, and to one for the establishment of a national
judiciary, though neither a national legislature, a national
judiciary, nor either of the three propositions, are contained in
the constitution. Congress seems to have a much better right than
the court, to inherit the power of a negative over such state laws
as might contravene the articles of the union, because it was
proposed to be given to a national legislature; and neither the
national nor federal parties in the convention, ever appear to have
conceived the idea of investing a court, whether national or
federal, with a political power so unusual and enormous.
SECTION XIII
Sovereignty
The reader has perceived that the question concerning state powers,
is condensed in the word sovereignty, and therefore any new ideas
upon the subject, if to be found, would not be unedifying. A will to
enact, and a power to execute, constitute its essence. Take away
either, and it expires. The state governments and the federal
government, are the monuments by which state sovereignty, attended
with these attributes, is demonstrated. But as the consolidating
school will not see it, I will endeavour further to establish its
existence, in order to prevent these beautiful examples of political
science from falling into ruin.
The constitution, like the declaration of independence, was framed
by deputies from the "states of New-Hampshire," &c. and at the
threshold of the transaction, we discern a positive admission of the
existence of separate states invested with separate sovereignties.
This admission expounds the phrase "We, the people of the United
States," which co-operates with the separate powers given to their
deputies in the convention, and is distinctly repeated by the words
"do ordain and establish this constitution for the United States of
America." Had the sovereignty of each state been wholly abandoned,
and the people of all been considered as constituting one nation,
the idea would have been expressed in different language. Suppose
that Fredonia had been assumed as an appellation comprising the
territories of all the states, and that a consolidated nation had
been contemplated by the convention, would it have framed, ordained,
and established, a constitution by states for states, or by the
Fredonians for Fredonia. The appellation adopted by the declaration
of independence, was, "The United States of America." The first
confederation declares, that the style of this confederacy shall be,
"The United States of America." And the union of 1787, ordains and
establishes the constitution for "The United States of America." The
three instruments, by adhering to the same style, co-extensively
affirmed the separate sovereignties of these states. It was a style
proper to describe a confederacy of independent states, and improper
for describing a consolidated nation. If neither the declaration of
independence nor the confederation of 1777, created an American
nation, or a concentrated sovereignty, by this style, the conclusion
is inevitable, that the constitution was not intended to produce
such consequences by the same style. The word America is used to
designate the quarter of the globe in which the recited states were
established, and not to designate a nation of Americans. A league or
union of the kingdoms of Europe for limited objects, distinctly
reciting the name of each kingdom, would not have created a
consolidated nation of Europeans. Suppose in such a union, the
phrase, "We, the people of the united kingdoms of Europe," had been
used, would it have destroyed the several sovereignties uniting for
special purposes, and have consolidated them into one kingdom? Had
these kingdoms conferred upon their federal representatives limited
powers, and reserved all the powers not conferred, would they have
had no remedy, had their federal representatives assumed the supreme
power of abridging the powers reserved, and extending those
conferred? If the word state does not intrinsically imply sovereign
power, there was no word which we could use better calculated for
that purpose. Will the words empire or kingdom be considered as of
higher authority, because they may exclude a people as a political
association, which the word state may comprise?
This construction bestows the same meaning upon the same words in
our three constituent or elemental instruments, and exhibits the
reason why the whole language of the constitution is affianced to
the idea of a league between sovereign states, and hostile to that
of a consolidated nation. There are many states in America, but no
state of America, nor any people of an American state. A
constitution for America or Americans, would therefore have been
similar to a constitution for Utopia or Utopians.
Hence the constitution is declared to be made for the "United States
of America," that is, for certain states enumerated by their names,
established upon that portion of the earth's surface, called
America. Though no people or nation of America existed, considering
these words as defining a political association, states did exist in
America, each constituted by a people. By these political individual
entities, called states, the constitution was framed; by these
individual entities it was ratified; and by these entities it can
only be altered. It was made by them and for them, and not by or for
a nation of Americans. The people of each state, or each state as
constituted by a people, conveyed to a federal authority, organized
by states, a portion of state sovereign powers, and retained another
portion. In this division, all the details of the constitution are
comprised, one dividend consisting of the special powers conferred
upon a federal government, and the other, of the powers reserved by
the states which conferred these special powers. The deputation and
reservation are both bottomed upon the sovereignty of the states,
and must both fall or both stand with that principle. If each state,
or the people of each state, did not possess a separate sovereignty,
they had no right to convey or retain powers. If they had a right
both to convey and to retain powers, it could only be in virtue of
state sovereignty. Admitting the utmost which can be asked, and more
than ought to be conceded, by supposing that these sovereignties, in
conveying limited powers to the federal government, conveyed also a
portion of sovereignty, it must also be allowed, that by retaining
powers, they retained also a portion of sovereignty. If sovereignty
was attached to the ceded powers, it was also attached to the powers
not ceded, because all or none of the powers of the states must have
proceeded from this principle. In this observation, no use is made
of the power reserved to the states to amend the federal form of
government, by which a positive sovereignty is retained to the
states over that government, subversive of the doctrine, that the
constitution bestows a sovereignty upon it over the states. But a
delegation of limited powers, being an act of sovereignty, could not
be a renunciation of the sovereignty attached to the powers not
delegated. A power to resume the limited delegation, was the
strongest expression of sovereignty, and rejects the idea, that the
delegated authority may positively or constructively subject the
sovereign power to its own will; that no sovereignty may destroy an
actual sovereignty. By this power of amendment, the states may
re-establish the confederation of 1777, and thus unquestionably
revive their separate sovereignties said to be extinct; because they
are positively asserted by that confederation. If it is not absurd,
it is yet a new idea, that a dead sovereignty contains an inherent
power to revive itself whenever it pleases.
The mode of making amendments to the constitution, expresses its
true construction, and rejects the doctrine, that an American people
created a federal government.Their ratification is to be the act of
states. It is the same with that of the confederation, which
asserted the sovereignties of the states, in concomitancy with this
mode of ratification, with only two differences. By the first
confederation, the ratification was to be the act of state
legislatures, and unanimous; by the constitution, the ratification
of alterations is to be the act of "state conventions, or
legislatures by three-fourths." The last difference extended the
power of the states, by removing the obstacle of unanimity, and was
not intended to diminish it. State legislatures and conventions are
united, as equivalent state organs.Thus the constitution construes
the phrase, "We, the people of the United States," and refutes the
doctrine of an American people, as the source of federal powers;
because, had these powers been derived from that source, it would
have referred to the same source for their modification, and not to
state legislatures. It declares that both state legislatures and
state conventions, are representations of state sovereignties,
equally competent to express their will. The same opinion is
expressed by declaring that "the ratification of the conventions of
nine states, shall be sufficient for its establishment between the
ratifying states." Of the two equivalent modes of ratification, it
selects one for that special occasion, not because it substantially
differed from the other, and was not an expression of state will,
but because it was apprehended that a considerable transfer of
powers from the state governments to a federal government, might
produce an opposition from men in the exercise of these powers,
although when experience should have ascertained the benefits of the
innovation, and time should have cured the wounds of individual
ambition, a further adherence to one equivalent mode in preference
to the other, might be unnecessary and inconvenient to the states.
The equivalency of the modes is obvious, as state legislatures are
empowered to revoke the act of state conventions, by which the
residence of state sovereignties in these legislatures is considered
as the same as its residence in state conventions, upon no other
ground, than that both constituted a representation of the state,
and not a representation of an unassociated people.
An adherence to our original principle of state sovereignty is
demonstrated both by the confederation and constitution. Unanimity
was necessary to put the first, and a concurrence of nine states to
put the second, into operation. The operation of the first, when
ratified, was to extend to all the states, and the operation of the
second, "to the states ratifying only." Both consequences are
deduced from state sovereignty, by which one state could defeat a
union predicated upon unanimity, and four states might have refused
to unite with nine. The latter circumstance displays the peculiar
propriety of ordaining and establishing the constitution "for the
United States of America." The refusing states, though states of
America, did not constitute a portion of an American nation; and
their right of refusal resulted from their acknowledged sovereignty
and independence. "The United States of America" would have
consisted of nine states only, had four refused to accede to the
union; and therefore thirteen states could not have been
contemplated by the constitution, as having been consolidated into
one people. Hence it adheres to the idea of a league, by a style
able to describe "the United States of America," had they consisted
but of nine, and avoids a style applicable only to one nation or
people consisting of thirteen states. By acknowledging the
sovereignty of the refusing, it admits the sovereignty of the
concurring states. Assent or dissent, was equally an evidence of it.
The limitation of federal powers by assent, establishes the
principle from which the assent flowed. There could be no sound
assent, nor any sound limitation, unless one was given, and the
other imposed, by a competent authority; and no authority is
competent to the establishment of a government, except it is
sovereign. The same authority could only possess the right of
rejecting the constitution. Had it been the act of an American
nation or people, a state would have possessed no such right.The
judicial sages have allowed the federal to be a limited government,
but how can it be limited if the state sovereignties by which it was
limited, do not exist, and if the state powers reserved, which
define the limitation, are subject to its control?
Having proved that state sovereignties were established by the
declaration of independence; that their existence was asserted by
the confederation of 1777; that they are recognised by the
constitution of 1787, in the modes of its formation, ratification,
and amendment; that this constitution employs the same words to
describe the United States, used by the two preceding instruments;
that the word state implies a sovereign community; that each state
contained an associated people; that an American people never
existed; that the constitution was ordained and established, for
such states situated in America, as might accede to a union; that
its limited powers was a partial and voluntary endowment of state
sovereignties, to be exercised by a Congress of the states which
should unite; that the word Congress implies a deputation from
sovereignties, and was so expounded by the confederation; and that a
reservation of sovereign powers cannot be executed without
sovereignty; the reader will consider, whether all these principles,
essential for the preservation both of the federal and state
governments, were intended to be destroyed by the details of the
constitution. The attempt to lose twenty-four states, in order to
find a consolidated nation, or a judicial sovereignty, reverses the
mode of reasoning hitherto admitted to be correct, by deducing
principles from effects, and not effects from principles. But in
construing the constitution, we shall never come at truth, if we
suffer its details, intended to be subservient to established
political principles, to deny their allegiance, and rebel against
their sovereigns. A will to act, and a power to execute, constitutes
sovereignty.The state governments, says the Federalist, are no more
dependent on the federal government, in the exercise of their
reserved powers, than the federal government is on them, in the
exercise of its delegated powers. The treaty between his Britannick
majesty and the United States of America, acknowledges "the said
United States, viz. New-Hampshire, Massachusetts-Bay, Rhode-Island
and Providence Plantations, Connecticut, New-York, New-Jersey,
Pennsylvania, Delaware, Maryland,Virginia, North-Carolina,
South-Carolina, and Georgia, to be free, sovereign, and independent
states; as such he treats with them, and relinquishes all claim to
their government and territorial rights." This king acknowledges,
individually, the sovereignty of the states; he relinquishes to
them, individually, his territorial rights; three eminent envoys
demanded this acknowledgment and relinquishment, as appertaining,
individually, to the states; a Congress of the United States
ratified the act and the doctrine; the treaty was then unanimously
hailed, and is still generally considered, as a consummation of
right, justice, and liberty; but now it is said that the states are
corporations, subordinate bodies politick, and not sovereign. By the
admirers of royal sovereignty, the treaty ought to be considered as
valid; by those who confide in authority, it ought to be considered
as authentick; by such as respect our revolutionary patriots, it
ought to be venerated; and by honest expositors of the constitution,
it will be allowed to afford conclusive proof, that the phrase
"United States of America," used both in the treaty and the
constitution, implied the existence, and not the abrogation, of
state sovereignty. Consolidators, suprematists, and conquerors,
however, will all equally disregard any instrument, however solemn
and explicit, by which ambition and avarice will be restrained, and
the happiness of mankind improved.
SECTION XIV
One of the People
It has appeared that a respectable party in favour of a monarchical
or national form of government, existed in the United States, from
the commencement of the revolutionary question, down to the meeting
of the convention, and that it predominated for a time in this body.
Whether the monarchical branch of it still subsists, must be left to
the fact, that it is constantly perceivable in large territories,
and generally in small; so that we may conclude, that this
imperishable alloy is incorporated with human nature. It being on
record that a majority of the convention was in favour of a supreme
national government, though we should admit that the portion of this
majority, which then preferred the monarchical form, has emigrated,
to a man, into the portion which preferred a republican form of
national government, because the people were not ripe for monarchy;
yet it may be safely concluded, that this emigration has not
destroyed the predilection for a supreme national government in one
or the other of these forms, then entertained by many eminent men,
whose talents insured to them a great share of the power to be
obtained. The allurements of anticipated power, can hardly be
greater than those of restricted power in possession, united with a
consciousness of integrity; and if a prospect of power generated a
wish for some national form of government, it would be rather
inflamed than extinguished by a limited acquisition.This natural
inclination suggested the division of power between the federal and
state departments, their mutual independence, and all the
precautions in the structure of the state and federal governments,
for the preservation of civil liberty.
But if all these facts are insufficient to prove that the influence
of power prospective or possessed, will generate a longing after a
form of government which will increase it; others ascertain, that
the party to be expected from this natural cause, universally
operating, does yet exist, and will probably exist forever.
Exclusive of the encroachments of the federal government upon the
rights of the states, many pamphlets and essays have appeared, for
the purpose of proving that a supreme national government was, or
ought to have been, established by the constitution.These
demonstrate, that an active, intelligent, and numerous party,
similar to that formed in the convention by the junction of the two
parties in favour of a government, either monarchical or national,
is still in operation; and to the doctrines of this party, the
people must apply the most mature consideration, if they wish to
understand a subject upon which their liberty depends.
The first proof of this fact to which I shall recur, is a pamphlet
by "One of the People," in South-Carolina. If the author neither
possesses nor anticipates power; if he is too old for office, and
beyond the reach of that species of ambition and avarice which feeds
upon nations; if he is dead to fame and alive to moral rectitude; we
shall have to examine arguments urged by a spirit of moderation and
veracity. But if he is young, and burning with hope, which raises
before his eyes all the allurements of wealth and power; we must
expect the vehemence and vituperation, inspired by personal interest
or corrupted by zeal. By the word people, used in contrariety to the
word government, we mean that numerous portion of society, which
neither possesses nor has a prospect of obtaining offices; and if
the writer of this pamphlet really belongs to this class, his
signature is a fair solicitation for popular confidence, by the
strong argument of a perfect similarity between this class and
himself in point of interest; but if not, the signature is a good
reason for distrust. Being ignorant of the fact, this observation is
not made for the purpose of weakening his arguments, but merely to
remove the prepossession which the signature supplicates, and
bespeak an unprejudiced consideration of the opinions he advances.
Extracts from "National and state rights considered, by one of the
people." Pages 1 and 2. "The general government is as truly the
government of the whole people, as the state government is of a part
of the people. The constitution, in the language of its preamble,
was ordained and established by the people of the United States. The
moment the people met in convention, all the elements of political
power returned to them, to receive a new modification and
distribution, by their sovereign will. What security then, did the
convention, or in other words, "the people of the United States,"
provide, to restrain their functionaries from usurping powers not
delegated, and from abusing those with which they are really
invested? Was it by the discordant clamours and lawless resistance
of the state rulers, that they intended to insure domestick
tranquillity, and form a more perfect union? No, the constitution
will tell you what is the real security they provided. It is the
responsibility of the officers of the general government to
themselves, the people. The states, as political bodies, have no
original, inherent rights." Does this string of coarse assertions,
bottomed upon the ingenious though erroneous distinctions in the
Federalist, which its authors would have viewed with derision,
contain a solitary truth, or even a plausible suggestion?
Has the federal government the same powers over all the people of
the states, as the state governments possess over the people of each
state? Was the constitution established by each state, that is, a
people of each state, or by a consolidated American nation? Did the
meeting of state conventions possess all the elements of political
power, to be modified or distributed by the sovereign will of an
American nation, or did these conventions possess only the naked
right of adopting or rejecting the constitution? Did an American
nation meet in a convention and invest the federal government with
powers, to be exercised under no other control, but the
responsibility of its officers to this nation? Can such a nation
diminish or extend the powers of the federal government, and if not,
must not the substantial control over its usurpations, reside where
the power of doing both resides? Does the federal government derive
its powers from the federal compact, or from a convention of a
consolidated nation? Does the constitution consider state rulers as
discordant, clamorous, and lawless, or recognise them as securities
for social order, and supporters of civil liberty? And have the
states no original, inherent rights?
By these assertions, the dogmas of the consolidating school are
stated without being complicated by ingenuity, and the federal
system is overturned, without any apparent consideration. The very
tide of the pamphlet settles every difficulty, assumes the existence
of a national government, and buries in its capacity, both the
rights of the states and the limitations of the constitution.
"National and state rights" is used as a phrase equivalent to
"sovereign and corporate rights," and therefore, though the
consideration of both is promised, the promise is not fulfilled as
to either; and the title of the pamphlet comprises the whole
argument for its conclusion, "that the states, as political bodies,
have no original, inherent rights." The reservation of these
nothings, being only a fraud to procure the ratification of the
constitution, their consideration was precipitately promised, and
unavoidably abandoned. The author, however, ought at least to have
informed us how these no political rights have managed to create,
sustain, or exercise, the whole mass of political rights existing in
the United States.
Let us add a few other arguments to those before advanced upon a
point which really includes the whole question. Under what authority
have the several cessions of territory been made by particular
states? One, I believe, has been made by Georgia, since the
establishment of the federal constitution. A cession of territory is
a very plain act of sovereignty. If the states had no original or
inherent political rights, these cessions are void; if the cessions
are good, the assertion is false.
Upon what principle has the constitution declared, that no new state
shall be formed within the jurisdiction of another state, nor by
uniting two states or parts of states, without the consent of the
legislatures of the states concerned, and of Congress? Undoubtedly
for combining a sovereign and a federal consent, to effect an act,
by which both the sovereign and the federal interest might be
affected. If a territorial dismemberment cannot take place, except
by the consent of the state possessed of the territorial
sovereignty, no dismemberment of any other rights possessed by the
same sovereignty can take place, except by its consent also; and the
federal government or the federal court, might claim a power to
regulate the territories of the states, upon as strong ground as
they claim a power to regulate the other sovereign rights of the
states, not ceded but reserved, like the sovereign right of
territory. In short, by what tenure does the federal government hold
the ten miles square, and the sites for forts, arsenals, and other
federal buildings, if the states are not invested with sovereignty?
The doctrine "that the constitution has established a supreme
national government, and that the states are only corporations
having no inherent and original rights," would reach and destroy the
state sovereign right of territory, if it can reach and destroy any
other sovereign right reserved by the states. But sovereignties and
corporations are very easily distinguished. Sovereignty is
distinctly seen in the rights to create a political society, to form
leagues, to cede territory, to punish crimes, and to regulate
property. Are corporations defined by such powers? As states and
corporations have no resemblance in their origin or powers, a
violent zeal for a consolidated government, can only mistake one for
the other; just as some hidden light within makes us see strange
sights without. The term corporation, implies a derivation from a
sovereign power, and the term state, a sovereignty. One is
associated with the idea of dependence, and the other, of
independence. Common sense never thought of proclaiming to the world
the sovereignty and independence of thirteen corporations. What a
figure would they have cut with such a declaration to prepare the
way for a treaty with France? Corporations are the creatures and
subjects, and also proofs of sovereignty. Hence the states, being
sovereign, can empower their governments to create counties and
corporations, as objects like individuals for sovereign power to act
upon; and corporations or counties being subjects, cannot create
other corporations and counties, constitute a state, cede territory,
regulate property, or pass laws for punishing crimes. The rights of
towns, counties, or corporations, were not reserved, because they
were subjects of sovereignties, whose rights were reserved. Whence
did the reserved rights originate? Had they originated from an
American nation, they would have been given and not reserved; and
they must have been enumerated, like the rights given to the federal
government. As the reserved rights were not given by an American
nation, the states, as corporations, can have none. To find
receptacles for the reservation, we must find rights; and if we can
find rights, as they were not derived from the sovereignty of an
American nation, we must find some other sovereignty having power to
create them.We are therefore reduced to the alternative of admitting
the sovereignties of the states, or allowing that the states are
incorporated subjects of an imaginary American nation, and liable to
be modified or abolished in virtue of its sovereignty.
A corporate character implies a derivation from, and subjection to,
some sovereignty; and a power to modify or abolish this corporate
character, designates the exact place where the sovereignty resides.
The federal government is derived from, and may be modified or
abolished by the states; and its corporate character is its only
tenure, good only on account of the validity of the sovereignties by
which it was bestowed. The style of the constitution, however
hackneyed by construction, admits the fact explicity. It is not "We,
the people of the united corporations of New-Hampshire," &c. Could
corporations, having no political powers, both create and retain the
right of altering or resuming political powers? If not, the gift and
limitation of federal powers, united with an actual exercise of the
sovereign power of resuming and modifying them, point both to a
sovereign and a corporate character. If we should admit that the
sovereignty thus exercised, is spurious, its issue must also be
spurious; and if we contend for the legitimacy of the issue, the
parental competency to produce it, must be admitted.
These observations are alone sufficient to refute the positions
assumed in the convention, and revived by one of the people, as the
only basis for a supreme national government, contended for and
denied by the parties for and against it.The first party assumed the
ground work of one of the people, "that on the meeting of the
convention, all the elements of political power returned to the
people, to receive a new modification and distribution by their
sovereign will." That which had never been possessed, could not be
returned. Did a consolidated American nation ever possess all the
elements, or any elements, of political power? A few gentlemen made
a nation, only that they might make a consolidated government,
either of a monarchical or national complexion. The federal party
denied that any of the elements of political power were dissolved by
the meeting of the convention; asserted that the meeting itself
flowed from existing political power; and that its proceedings must
be exposed to the ratification and future alteration of this state
political power, thus recognised as existing. It was a strange
dissolution of political elements, which no body perceived; and as
credible, as if we were told that an eclipse of the sun had produced
total darkness for several months, though we were all daily enjoying
its light and warmth. If all the elements of political power ceased
on the meeting of the convention, those only can exist, which were
revived by the constitution. But it does not revive, and only
reserves, state rights. Powers which were dead, could not be
reserved. If the convention had not framed a constitution, or the
states had not ratified it, would no elements of political power
have existed?
The meeting of the state conventions must have been peculiarly
inauspicious, and provokingly irksome, under this doctrine. All the
elements of political power were gone. Whither? To these
conventions? No. They could only ratify or reject the constitution.
To that or to this dissolution of political power, their alternative
was confined. They could not revive any of these elements, not
revived by that federal instrument. Had the conventions of states
been equivalent to the convention of a consolidated nation, or a
representation of an American people, they might have modified
political power without restriction; but as they were only state
organs for expressing a state opinion, acceding to or rejecting a
federal compact between states, they had no power, if they were so
inclined, to change the existing political elements into a national
government, republican or monarchical. As these conventions did not
receive all the elements of political power, but were limited to a
single act, they were not the representatives of an American nation,
and thence arises a complete refutation of the construction which
supposes that the words "We, the people of the United States," had
any reference to a consolidated nation; since the convention of such
a people would have constituted an unrestricted element of political
power. The truth is, that the idea of a consolidated nation crept
out of the convention, where it was invented before the state
conventions were even mentioned, and settled itself in the minds of
those gentlemen who still have in view one or the other of the forms
of government it was started to produce. But if it is not too late
to revive it, after the rejection of these forms, and after the
establishment of a federal government, founded upon the co-equal
sovereignties of the states, the constitution is rotten at its base,
and the superstructure must be forever tottering.
Let one of the gentlemen who advocated the project for a national
government, expound the object. Mr. Morris, in opposition to a
federal compact, observed "that a government by compact, was no
government at all." This was true, if the states were corporations,
because under that character, they could form no government, federal
or national. Compact and power are the different elements of forms
of government, and one principle is opposed to the other. This
profound politician rejects compact, because he knew that the rival
principle must prevail, if a national government was established;
since power only, and that of the highest degree, could govern a
consolidated nation spread over an immense surface. Compact being
nothing, power, which is something, comes out naturally as the basis
of the national government he preferred, and the way is smoothed for
playing this deadly engine upon the state governments, and all the
rights of the people, each and every one of which are founded in
compact.
"Discordant clamours and lawless resistance." Words constantly
applied by tyranny to the people, and by every political department,
to another, which it wishes to suppress. It is remarkable that mobs
and tyrants are supplied by forms of government resting upon power,
and not upon compact, with arguments exactly of the same weight.
Without mobs, tyrants will oppress; without tyrants, mobs will
disorganize; both, therefore, are necessary in governments resting
upon power, as a sort of mutual check. No remedy exists in most
countries against sedition, but despotism, nor against despotism,
but sedition. Therefore both with equal propriety assert, that they
commit their respective atrocities for the sake of an ultimate good.
Such is the ground occupied by the advocates for a national
supremacy in a federal government. It is necessary to suppress "the
discordant clamours and lawless resistance of the state rulers."
When this is effected by substituting power for compact, the same
argument will be applied to the people with infinitely more
plausibility. The discordant clamours and lawless resistance of a
populace, will be better reasoning for adding link after link to
power, to suppress the rights of the people, than it is for
suppressing the rights of the states. If the state governments ought
to lose their rights because they may be discordant, clamorous, and
lawless, it follows very clearly that the people ought to lose
theirs for the same reason. But this foreign mode of reasoning was
necessary to establish a foreign principle of government, which the
constitution endeavoured to shun, by substituting for the eternal
collisions between a populace and a despotism, the mediatorial check
of state governments; and by establishing a division of power for
the purpose of preventing its accumulation, by which discordant
clamours and lawless resistance are invariably provoked. As it is a
political axiom, that great concentrated power begets popular
commotion, and that popular commotion begets great concentrated
power, the constitution relied upon a sounder check to prevent both,
in the state governments. There cannot be a more direct advance
towards monarchy, than the dissolution of the orderly and organized
control of the state governments, and an exclusive dependence upon
the control of the people; because the very first popular commotion
excited by an oppressive or partial law, would furnish a pretext for
its introduction. To talk, therefore, of an American people, as
sufficiently able and willing to act in concert, so as to furnish a
security against the effects of a supreme concentrated power, and to
render the mutual control of the state and federal departments
unnecessary for the preservation of liberty, to my mind conveys the
idea of great ignorance or of great ambition.
The artifice of destroying the rights of the people, under the mask
of vindicating them, is as old as government itself. If the people
of the United States should constitute themselves into one nation,
the question would still occur, which was the best mode for
preserving liberty, that of dividing or concentrating the powers of
government? The election would lie, in fact, between a disorderly
and lawless resistance of mobs, and the orderly and constitutional
resistance of state governments. Suppose a majority on one side of
the United States, to oppress a minority on the other. Would this
probable and meditated evil be best controlled by mobs or state
governments? The Federalist eulogises the latter mode of control, as
the distinguishing superiority of our system for preserving the
rights of the people. A sufficient mode of preventing geographical
districts from being oppressed, must be found in all extensive
countries, or they will be oppressed. Is it better to intrust this
indispensable office to mobs or self-constituted combinations, than
to organized departments? Which will act with most knowledge,
discretion, legality, and effect, in maintaining the rights of the
people, mobs or state governments? In a country so extensive as the
United States, we must have one or the other, to countervail the
propensity of great concentrated power to oppress, from ambition,
avarice, or local ignorance; and the state governments exposed to
the control of the people in each state, and to the power of
three-fourths of the states to amend the constitution, is infinitely
preferable to insurrections, exposed only to the control of physical
force.
I have reserved an argument to face the undisguised doctrine of One
of the People, that a power in the state governments to sustain
state rights, is a diminution of their liberty; and the same
argument, if it is just, will overturn the whole mass of more
complicated assertions, advanced to establish a concentrated
supremacy. Let us again select the state territorial right, from the
rest of the reserved rights. Can Congress, the supreme court, or a
concurrence of the whole federal government, abridge the territorial
rights of the states without their consent? Why not? Because these
rights are vested in the people of each state, of which they are not
to be divested, without the consent of their state representatives.
Suppose that an abridgment of state territory should be attempted by
all or either of these self-constituted supremacies, would the state
governments have no mode of defending the territorial rights of the
people, and be constitutionally compellable to suffer their loss?
What remedy can they have, except the power arising from the mutual
obligation of the state and federal governments, to defend the
rights of the people intrusted to each, against the encroachments of
the other. Why is this an obligation common to both governments?
Because the rights of both, being also rights of the people,
comprising their whole moral security for civil liberty, it would be
treachery to the people, should either surrender the rights
intrusted to it for their benefit. If it is true that a state
government has a constitutional right, and is bound by its duty to
the people, to resist an abridgment of a territorial state right
without its consent, by either of the supposed supremacies, it must
also be true, that it has a constitutional right and is bound to
resist similar abridgments of all other rights of the people,
intrusted to it by the constitution. The power given to the state
governments to participate in certain specified federal rights, with
the consent of Congress; and the power given to the federal
government to participate in the specified territorial state rights,
with the consent of the state legislatures; unite in demonstrating
that no supremacy existed in either government, over the rights of
the people intrusted to the other, even by the mutual consent of the
federal and a state government, except in the cases specified. The
territorial and other state rights, are reserved to the people of
each state, upon the ground of the primitive and inherent
sovereignty of each state; and powers being delegated to the federal
government upon the same ground, it could not abridge the
territories of a state, because the idea was interdicted by the
sovereignty of a state. By the very same principle every other
abridgment by either government of the delegated or reserved rights,
is interdicted. If state sovereignty is able to secure the
territorial rights of the states, it is able to secure all the other
reserved rights; and if the federal government possesses no
supremacy by which it can abridge this right without the consent of
the state, it cannot abridge a right as to which no consent is
permitted. If such a supremacy could have abridged the territorial
right of a state, why was the consent of the state legislature
required? The requisition of this consent acknowledges state
supremacy over state rights reserved, and opens the way to an
argument in my view conclusive. Why were the state governments
allowed to consent to an abridgment of the territorial right of the
people of each state, and not allowed to consent to any abridgment
of the other rights reserved to the people of each state? Because
the people, convinced that the undiminished preservation of the
other reserved rights was necessary to secure their liberties, did
not choose even to intrust their representatives with a power of
abridging them. From this supremacy of the people in each state,
arises a construction of the constitution, universally, I believe,
admitted to be correct, namely, that no state government can cede
the reserved rights of the people to the federal government, and
that the federal government cannot cede the federal rights of the
people to a state government, because it would defeat the division
of power made by the people of each state, for the very purpose of
preserving their rights and liberties; and a jealousy lest this
should be effected, dictated, in a great degree, the mode of
amending the constitution, as necessary to preserve both the
delegated and reserved rights of the people. If state consent cannot
justify the federal government in exercising powers reserved to the
states, nor federal consent justify a state government in exercising
exclusive federal powers, there cannot be the least reason to
suppose that either government can violate this division of powers
by its own consent. That which a concurrence of both is not allowed
to effect, cannot be effected by the will of one. If not, then there
cannot exist any mode by which the state and federal rights of the
people can be preserved, except the mutual control and independency
of the state and federal departments. This mutual control is the
most essential of the rights of the people, but of no efficacy, if
either sphere, even by the consent of the other, and much less
without such consent, can derange the division. The division of
power cannot be constitutionally surrendered by either department,
because it is a right belonging not to itself, but to the people.
Let the people look abroad, and contemplate the situation of the
rights of the people, unsupported by a division of power between
political departments comprising a mutual control; and they will
discern that the rights of the people in the whole world, have
shrunk to nothing in the hands of every species of concentrated or
consolidated government. In England they are betrayed to a king, and
a monied aristocracy. Should our state governments betray the
reserved rights of the people to the power and influence of the
federal department, they will commit the same treachery committed by
the house of commons, acknowledged to be fatal to the rights of the
English people. In France, we behold the rights of the people daily
perishing under the solitary protection of one elected legislative
branch. Such a protection in both countries, has even been unable to
prevent the departments of one supreme government from uniting in a
conspiracy for suppressing the rights of the people. It does not
even save the freedom of the press. This right has been assailed
here by a sedition law, preparatory to the establishment of a
supreme consolidated government, when it was attempted to force this
country into the European alliance against the rights of the people,
by a war with France. Spain, Portugal, and South-America, are yet
floating in the storms of revolution. These nations, and all those
more completely enslaved, have never established a division of power
bearing any resemblance to that between the state and federal
governments; and under this system, the rights of the people in the
United States are infinitely more substantial, than in any other
country. Has this fact no connexion with the system under which
these rights enjoy an exclusive superiority? Will they be increased
by resting them on one house of representatives, as in France and
England, or on one court, installed for life, of which there is no
example. If they owe their security and superiority in any measure
to the system under which they have so singularly flourished, the
declamatory exclamations, that the responsibility of federal
officers to an American people is sufficient to preserve them, must
be counted among those flatteries for deluding the people into a
confidence, by which their rights will be reduced to the same state
with such rights in the rest of the world.
But before we can know how to secure the rights of the people, it is
necessary to know what those rights are. As the people of all the
states never associated themselves into one nation, and as the
political rights of the people must be derived from such
associations, they rest wholly upon their state communities. By
destroying or impairing the foundation of these rights, the rights
themselves must be endangered. Among them, the right of election,
retained by the people as the first security for all their rights
intrusted both to the federal and state governments, becomes
ineffectual for preserving those intrusted to the latter
governments, if the federal government or the supreme court, can
destroy its effect. Election may dictate the preservation of the
reserved rights of the people, under an opinion that when they were
reserved, the mode by which they were to be preserved, was also
reserved; but a judicial or federal supremacy may dictate their
destruction or abridgment. If state representatives adhere to the
opinion of the only people to whom state rights belong, it is only
necessary to call them discordant, clamorous, and lawless, to
deprive the people themselves of rights, which they declared by the
division and reservation of powers, to be essential for the
preservation of their liberty. Of what value is state
representation, if the reserved right of state election is deprived
of its efficacy by federal supremacy? It is in form a supremacy over
the state governments, but in fact, a supremacy over rights reserved
to the people of each state.
A compensation for the loss of the contemplated efficacy of state
election, is offered to the people in the election of one
legislative branch of the federal government, as sufficient for
restraining federal officers "from usurping powers not delegated,
and from abusing those with which they are really invested." The
people have retained the power of securing both their federal and
reserved rights, by election, to be separately applied to each
class, in different modes. State election was not retained by them
to control the delegated powers, nor federal election to control the
reserved powers. How then can one species of election compensate for
the loss of the other, or answer the purposes of both? How can the
people preserve their reserved rights by federal election, if their
federal representatives have no power to regulate those rights? The
popular right of election was divided, together with the delegated
and reserved powers, relatively to both classes. When applied to the
first class, it is not applied to the reserved powers; and when
applied to the second, it is not applied to federal powers;
therefore federal election cannot convey reserved powers, nor state
election federal powers. If the efficacy of state election is
destroyed by federal election, the people will lose their reserved,
and retain only their federal, right of election; and their reserved
rights will not enjoy any security at all from election. The mode
proposed for getting over this difficulty is, to transform federal
election into national election, that it may reach both classes of
rights, state and federal; under the pretence of compensating the
people for actual rights resulting from their actual state
associations, by a supremacy collected from a spurious national
election. But this contrivance would vitally derange the principle
of representation, because federal election is modified for
effecting federal purposes, or securing a proper exercise of the
delegated powers only; and state election for purposes wholly
different. A deputation modelled to fit one end, cannot possibly fit
a different end.
Federal election is by no means modified upon principles calculated
to establish a general government able to regulate the affairs of a
consolidated nation, and prevent fatal geographical partialities or
errors. The hypothesis of a general government, and the supremacy
deduced from it, is therefore false, upon the principle of
representation itself, referred to in its defence, for want of such
a responsibility in federal officers to the people, as would be
necessary to create a national government thoroughly republican,
like the national state governments. Is it true, that the officers
of the federal government are completely responsible to the people?
If not, did the people intend to confide in a falsehood for the
preservation of their rights and liberties? If the people are to be
moulded into a consolidated nation, they ought to have an
opportunity of providing, that any supremacy with which they might
intrust their national government, should be quite responsible to
themselves, according to our republican principles. In fact, the
imperfect responsibility of the federal officers to the people,
dictated the necessity of securing their reserved rights by a
sounder responsibility. No responsibility to the people can be found
in a political supremacy of the federal court; on the contrary, its
essential character of a tenure for life, would defeat that
responsibility, in its most important intention, that of enforcing a
loyalty to the rights of the people, in construing the constitution.
The responsibility of Congress to the people, though far exceeding
that of the supreme court, is far more imperfect than that of the
national state governments. The influence of the people extends only
to the house of representatives, and the senate is exposed to the
influence of "the discordant, clamorous, and lawless resistance of
state rulers." The house of representatives alone, is inert, and the
influence which reaches it is not that of a consolidated people, but
of separate states; and therefore a responsibility was contrived for
the federal government, to prevent a majority of people inhabiting a
minority of states, from oppressing a majority of states. How can it
be contended that the constitution relied upon a responsibility to
an American people for its faithful observance, when it abounds with
precautions to prevent a majority from using its influence to
destroy the moral equality of the states? It is at least strange
doctrine to states, which can never use population as a passport to
geographical power.
The electors of the president are appointed as these discordant,
clamorous, and lawless state rulers shall direct; so as to secure,
wisely and properly, in my opinion, a state influence over this
officer; and if no choice is made, he is elected by states in the
house of representatives. Far from being responsible to the people,
considered as a consolidated nation, he is made responsible to them
considered as state nations. The mode of his election is federal,
and not national, because the constitution intended to establish a
federal and not a national government. If the states should ever
part with this federal feature of the constitution, it will be a
great and probably a conclusive stride towards a consolidated, and
perhaps a monarchical government.
Even the house of representatives is neither a national
representation, nor exposed to a national influence. The exclusive
influence of each state over its own members, was so inevitable,
that the large states contended for the mode by which it is
appointed to extend their own power, by means of the responsibility
of the members to their own states; and it is both false in fact,
and fallacious in theory, that this house was ever considered in the
convention, or could be made, a national representation. To check
the infallible influence of the great states by their greater number
of votes, the small states obtained the representation in the
senate; and the expectations of both are realized by experience. The
representatives of no states feel any responsibility to the people
of other states, nor have the people of one state any influence over
the representatives of another. The influence over this house is
therefore state or federal, and its responsibility to a consolidated
nation quite chimerical. A foresight of this dictated its
appointment by states, and excluded fragments of state population
from representation, because the representation, both in theory and
fact, would be state and not national. The contemplated
responsibility of the representatives of each state to the
independent nations by which they were elected, was a federal and
not a national feature of the constitution. They may be elected by a
general state national ticket. Their responsibility to their own
states is real; to an American nation, imaginary. By catching at the
shadow, the substance would be lost. A real and a nominal
responsibility plead for the preference, as securities for the state
rights reserved to the people. The responsibility of the house of
representatives to the separate state nations, is sufficient to
preserve the federal rights of these nations, but wholly
insufficient, and therefore never relied upon, to preserve their
separate and dissimilar reserved rights; the nominal responsibility
assails the real responsibility with opprobrious epithets, to
destroy the real friends and sincere defenders of the reserved
rights of the people, and introduce a national government. One of
the People quarrels like the natives of Hindostan, who stigmatise
the object of hatred by disparaging his nearest relatives, in order
to render him contemptible. In like manner he labours to destroy the
state rights of the people, and a federal form of government founded
in a republican equality of states, by calumniating their best
friends, the state governments.
The doctrine of One of the People displays the difference between
Mr. Hamilton's and Mr. Madison's plans of government, and adopts the
former. Mr. Hamilton was for "establishing a general and national
government completely supreme, annihilating state distinctions and
state operations, and giving a national legislature unlimited power
to pass all laws whatsoever, and to appoint courts in every state,
so as to make the state governments unnecessary to it." Mr. Madison
was for "retaining the state governments and operations, but
subjecting them to a supremacy or negative in federal officers,
legislative, executive, and judicial." Mr. Hamilton confessed that
both plans "were very remote from the idea of the people." One of
the People contends, in fact, that Mr. Hamilton's plan was adopted;
that the constitution established a national government; that it
abolished the discordant, clamorous, and lawless state governments;
and that they were not relied upon to insure domestic tranquillity
or a more perfect union, nor to defend and preserve the rights
reserved to the people; so that these rights, being unprotected by
the states, have no defenders at all.
To re-instate Mr. Hamilton's rejected system, he brings forward the
hackneyed quotation from the preamble of the constitution, to prove
that the United States were consolidated into one nation. If this
was even true, it would not follow that we must have a consolidated
supreme national government. A nation may establish whatever
balancing political departments it thinks necessary for preserving
the rights of the people; and the constitution, in reserving a great
mass of rights and powers to the people of each state, without the
exercise of which civil government could not go on, acknowledges and
uses the instruments by which only these indispensable rights and
powers can be exercised. To the reasons before urged to prove the
fallacy of this argument for introducing a national government, I
shall subjoin others, apparently new and strong. "Treason against
the United States, shall consist only in levying war against them,
or in adhering to their enemies." In this clause of the
constitution, the word "people" is dropt, and the words "United
States" used to define the nature of the government. I have selected
the case of treason to illustrate the argument, for reasons which
will appear as we proceed, but the reader will be pleased to
recollect, that throughout the constitution the word people is never
associated with the words United States, except in the first line of
the preamble. We have a Congress, a president, and a judicial power
of the United States, but no such departments of the people of the
United States. Even in the preamble itself, the constitution is
established, not for the people of the United States, but "for the
United States of America." The reconciliation of these different
phrases seems to be easy. That used in the first line of the
preamble refers to the ratification of the constitution, and that
used in the last line, and throughout the constitution, to the
character of the government. The ratification was to be the act of
the people of the states, by conventions, but the government was to
be a confederation of United States, and not a consolidated or a
national government of the people inhabiting all these states.The
form, therefore, of the ratification, could not alter the nature of
the compact, nor reflect upon federal rulers the least power or
supremacy whatever. "The president, and all the civil officers of
the United States, shall be removed from office by impeachment." The
article reaches representatives and senators.
Both are contemplated as equally officers of a federal, and neither
as officers of a national government, or officers of an aggregate
nation. They are to be tried by a federal tribunal. Had any of them
been national officers, they would have been tried by some national
tribunal. The case of treason suggests several important
observations. It is divided into two classes, high and petit. The
first class comprises crimes against sovereignty, and their
punishment is an appendage of sovereign power. State governments
exercise the right of defining and punishing these crimes, because
they represent state sovereignty, and corporations can do neither,
because they are not sovereign. Indictments are drawn in the name of
the commonwealth, or of the people of the state, and conclude
"against the peace and dignity of the commonwealth, or of the state
associated people, or of the state, or against the peace,
government, and dignity of the state," for these varieties are used
in state constitutions, expressing the social sovereignty, by which
traitors and other criminals are brought to justice. Why was it
necessary to invest the federal government with a power to punish
only a species of treason defined by the constitution? Because it
was not a national government, and therefore had no power to define
or punish any crime whatsoever, committed against sovereign power.
Why was it allowed to punish only a few specified crimes? Because
they were injurious to the federal union of states, and the state
sovereignties were competent to the punishment of all crimes against
the peace and dignity of the state, or injurious to individuals.
Treason might have been committed formerly, by words or writings,
intended to subvert a government. It may be well for One of the
People, that federal treason was not extended to such attempts for
subverting our federal form of government. If the old art of finding
constructive treasons had remained, he might perhaps have himself
become a precedent to some future logician, for finding a
constructive national government. Suppose an indictment for federal
treason should be brought in the name of the people of America, and
conclude against their peace and dignity. Would it not be an error
sufficient to arrest the judgment? Or suppose an indictment for
state treason should be instituted in the name of the corporation of
South-Carolina, and conclude against the peace and dignity of the
said corporation. Would not the error be equally fatal? Why would
both these indictments be erroneous? Because no American people or
nation existed, and because South-Carolina is not a corporation. I
do not know how federal indictments are drawn for punishing crimes,
the punishment of which is not delegated to the federal government.
As to treason, they must conclude against the peace and dignity of
the United States. As to those committed against individuals or
corporations, I should be glad to see an indictment concluding
against the peace and dignity of the people of America, as a basis
for federal jurisdiction. It might settle the jurisdiction of the
federal judiciary, both original and appellate; for if the supposed
national sovereignty can bestow jurisdiction in one case, it may do
so in the other.
Let us return to One of the People. P. 3. "As long as we (the
people,) continue the officers of the general government in office,
their acts are ours; as their business is of greater importance than
yours, (the business of the state governments,) we of course select
the most intelligent men to perform it, and your attempt to control
them is therefore peculiarly unbecoming and arrogant." This would be
awful, and not very modest language, in the mouths of any rulers
whatsoever; but suppose Congress should adopt it, and say, "our
importance and superior intelligence makes it peculiarly arrogant
for any state government to attempt to control us." The supreme
judges may also declare that, being as important and intelligent as
the members of Congress, they are entitled to the same implicit
obedience. The pretensions of the president, under this new rule for
dividing power, may be still better. Such a constellation would soon
establish Mr. Hamilton's system of government, if it would be
peculiarly unbecoming and arrogant to control any of its doings, and
presently add irresistible power to its other brilliances. But if
this splendid being is really a fiction, this rule for dividing
power between the federal and state departments, though compounded
of good words, is so very imperfect, that the claim for veneration
seems to be nearly as arrogant as any other idolatry ever forged to
obtain power and money. Is it true that the officers of the federal
government carry with them a greater mass of intelligence than they
leave among the officers of the state governments; that their
business is more important to the happiness of the people, than the
business of the state officers; or that any people, state or
national, invested them with a power to abridge their reserved state
rights? Which class of officers may be able to do the people most
harm, is another question; but ought Milton's poetical decoration of
the devil to entitle this powerful being to implicit obedience, and
convict his less dangerous adversaries of arrogance for withstanding
his machinations? The chief distinction of state officers, like that
of beneficent angels, consists in a power to do much good, and but
little evil; by which they are indicated as a happy expedient for
controlling the excesses of tremendous power. If the constitution
had contained an article in the precise words of One of the People,
would it have been what it is, or would it have been ratified? If
not, can any act of the state governments be more arrogant, than an
attempt, by an individual, to impose such an article upon the
people? If charges of unimportance, ignorance, and arrogance, can
confer power, where would it stop, or how can it be limited? How
arrogant might it be for an humble magistrate to vindicate the
rights of the people against a member of Congress? The important
functions of a president, selected for his intelligence, would
render it highly unbecoming and arrogant for a member of Congress to
resist his usurpations. No weaker political department could defend
its constitutional rights against a stronger, without being
chargeable with arrogance. And if this doctrine is true, all
divisions and limitations of power, for the preservation of civil
liberty, are absurd. Every usurpation implies power, and every
resistance to power is said to be arrogant.
P. 3. "The assumption of state authorities will appear still more
glaring and unwarrantable, when we reflect, that whatever is assumed
as a state right, pertains equally to every state in the union,
separately and individually." The defence of individual rights is
unwarrantable, because they are separate and individual; all social
rights are individual, therefore none can be withheld from power.
What are state authorities, if they cannot be assumed, because the
same authorities pertain to other states? This doctrine gets rid of
the states according to Mr. Hamilton's principles, and concentrates
the right of governing in power, according to Mr. Morris's. The
author's insinuations that the states have some powers, mean
nothing, if their individuality makes it unwarrantable to assume
them. It was of course unnecessary to make any distinction between
state rights and state usurpations, or between federal rights and
federal usurpations, because individual rights are naturally subject
to concentrated power, and power is concentrated in a national or
general government. Accordingly he disencumbers himself of these
inquiries as frivolous.
P. 5. "Ambitious men of inferior talents, finding they have no hope
to be distinguished in the councils of the national government,
naturally wish to increase the power and consequence of the state
governments, the theatres in which they expect to acquire
distinction." If an argument may be balanced, it weighs nothing.
Ambitious men of superior talents, naturally wish to increase the
powers of the federal government, for the sake of increasing their
own power and distinction. The last argument is the heaviest, if the
liberties of mankind are exposed to most danger from ambitious men
of superior talents. The division of power between the state and
federal governments, was designed to control the achievements of
both the wholesale and retail dealers in the wares of ambition, and
why the men of great capital should be relieved from the competition
of the state pedlars, except for the purpose of increasing their
profits, at the expense of their customers, is not perceivable.
P. 6. "But I will offer some additional views, tending to shew that
the fears that the general government will prostrate the state
sovereignties, are wholly unfounded." After having asserted that the
states had no original political rights, so that it was impossible
for the general government, if there is one, to prostrate what was
never erected, it is a great condescension to prove; what! that the
said general government cannot prostrate the state sovereignties. By
no means. This would overthrow the author's whole doctrine. His
conciliating humour therefore is exerted, only to prove that the
general government will not prostrate the state sovereignties. And
these are his arguments to prove that it has a right, but not a
disposition, to do so.
P. 6. "The powers of the state governments constitute precisely that
class of political powers that has the least attractions for
ambition.They establish the rules of property, and fix and define
the rights of persons."
P. 7. "Ambition holds a loftier career. The states are excluded from
all the pride, pomp, and circumstance of glorious war. When,
therefore, we consider the nature of ambition, when we reflect that
it is desirous of performing those actions only which history
records with her brightest and most enduring colours, and nations
behold with the highest admiration, the folly of the apprehension
that the general government will subvert the state governments, is
most strikingly apparent."
"Upon the discretion of Congress in laying and collecting taxes, and
in raising and supporting armies, there are no restrictions except
those imposed by nature. Congress may draw from the people (of the
states too,) the utmost farthing that can be spared from their
suffering families, to fill the national coffers; and call out the
last man that can be spared from raising the necessaries of life, to
fill the national armies, and fight the battles of ambitious rulers.
These tremendous engines are harmless to the people, and will not be
depredators upon the more peaceful, inefficient, and unattractive
powers of the state governments. We are called upon to believe that
our federal rulers will use with moderation the very power by which
ambitious men have, in all ages, built up the movements of their own
aggrandizement; and yet that these rulers will consummate their
ambitious purposes, and subvert our liberties, by the paltry and
petit larceny process of pilfering little fragments from the temple
of sovereignty. It is not in the course of ambition to descend, for
in its proper motion it ascends. Abstractedly considered, power has
no allurements. It is only desirable from its imposing
associations." Such is the author's political theory, and he adduces
the following proofs of its goodness.
P. 8. "Congress possess absolute power over the ten miles square,
yet they neglect its police, and seem willing to abdicate the
government."
P. 9. "The state governments delegate portions of their power to
city and county corporations. Great-Britain, though despotick over
the colonies, did not usurp their domestick regulations. Despotick
monarchs disburden themselves from the cares of local government, as
in Persia and Turkey, by delegating these functions to royal
satraps; and in Russia, many provinces have scarcely been visited by
a ray of imperial power, and manage their own internal concerns in
their own way."
P. 10. "From these examples it is apparent, that if governments are
fond of power, they are fond of ease."
We can only oppose to the torrid temperature of these political
opinions, the cold dulness of common sense. Do the sparks of
ambition really produce etherial and not terrestrial conflagrations?
If state powers have the least attraction for ambition, how happens
it that those who exercise these humble powers are most likely to be
ambitious? Mankind have hitherto believed, that great power begets
arrogance and ambition, and it was this opinion which dictated the
divisions and limitations established by the constitution. But if it
is true that the general government will be ambitious, and that
therefore it will pursue a loftier career than that of usurpation,
or that great power will prevent ambition and arrogance; then the
remedy for removing the ambition and arrogance of state rulers, and
for preventing them from usurping federal powers, is to give these
rulers more power. Whether this will inspire them with the idea of
making lofty careers, or with an etherial ambition only, to obtain
the admiration of nations, it will constitute the same security for
the federal government against the encroachments of the state
governments, urged as sufficient to secure the state governments
against those of the federal government.
The powers of the states extend only to life, property, and the
rights of persons, but ambition holds a loftier career. I thought
that ambition fledged itself with feathers plucked from other birds;
and that it could not ascend without lubricating its wings with oil
squeezed from the rump of society; that it never confined itself,
like the phoenix, to aerial flights, but descended to the earth in
search of food; that war, the instrument of ambitious rulers, might
reach life, liberty, and property; and that the lofty career of
Julius Cęsar required men and money, for the purpose of subjecting
all social interests to its control. If the only object of ambition
is to provide matter for the eloquence of historians, it has been
unfortunate in not being able, by the brilliancy of its actions, to
dazzle them against the heinousness of its crimes. The durable
colours in which these are recorded, were not intended to inspire us
with an admiration of a tyrant, but of the historian; and if we
bestow our applause upon the wrong object, the end of history is
defeated. Instead of teaching us to resist the inexhaustible frauds
and oppressions of concentrated power, perpetrated by its progeny,
arrogance, ambition, and avarice, history would only teach us to
behold its vices "with the highest admiration."
The tremendous powers of glorious war and unlimited taxation, to
fight the battles or fill the pockets of ambitious or avaricious
rulers, have suggested political divisions and checks.
Concentrated power has other affections, nearly as pernicious to
human happiness as its love of war and taxation. It loves implicit
obedience, and partisans purchased at the expense of the people. On
the contrary, it hates whatever obstructs the gratification of these
passions. If we have married Congress to men and money, and to
several other rich wives, why should we endow it with an unlimited
polygamy, by allowing it to take away the plain housewives of the
states; and break the tenth commandment, in order to establish a
political seraglio for satisfying the lusts of ambition? Truly,
because the concubinage of power is exposed "to no restrictions
except those imposed by the laws of nature; because, though
tremendous, it will be harmless to the people, and will not become a
depredator upon the peaceful, inefficient, and unattractive rights
of the state governments, since power only inspires a love of glory;
because our federal rulers will use with moderation the powers by
which ambitious men have, in all ages, built up the monuments of
their aggrandizement; because they will never pilfer fragments from
the temple of liberty; because ambition will ascend and not descend;
and because, abstractedly considered, "power has no allurements."
But the author has not informed us what is to be done, if this
glorious ambition should not prevent federal rulers from usurping
the state rights of the people. Are the powers of these rulers
exposed to no restrictions? Tremendous power, restrained only by the
natural moderation of ambition, is a very new plan for a
constitution. I imagined that our army and treasury were not a
natural, but a conventional army and treasury, created "for the
defence and welfare" of the confederated states, and not to
establish a tremendous unlimited natural power. If they are used to
fight the battles or fill the pockets of federal rulers, and the
states should say to Congress, "You have perverted the powers of
raising men and money from the objects specified by the
constitution," and Congress should answer, "True, but our power is
exposed to no restrictions, except those imposed by the laws of
nature," would the sufficiency of the answer be admitted? If the new
phrase, "imposed by the laws of nature," is a parody of "national
government," it well expounds the design of the project for
introducing that system.
Besides the restriction of the powers of the purse and the sword to
federal objects, others abound in the constitution. Of this nature
are the restrictions of taxation, as to its modes; the concurrency
of taxation; by which the states may also draw the last farthing
from the people; comprising a mutual check; the division of the
power of the sword in its great reservoir of the militia; the right
of the states to raise fleets and armies in time of war; and the
division of powers into delegated and reserved, not intended to be
abrogated by the powers to tax and to raise armies. The resources of
the constitution for enforcing these restrictions, are, state
election of one branch of a federal legislature by the people, of
another, by state legislatures, of a third, in a federal mode, and
the natural state right of self-preservation. Congress are also
restricted to three cases in calling out the militia, neither of
which extends to fighting the battles of ambitious rulers; it cannot
order them out of the United States; nor can it raise regular armies
by compulsion. Finally, the sovereignty of the states is a barrier
against the tremendous natural power contended for. "Ambitious men
will not pilfer fragments from state sovereignties." This admits
their existence, and the question is, whether they constitute a
temple of liberty, which ambition is only prohibited from pilfering
by its natural moderation.
Tremendous powers are said to be harmless, and sufficiently
restrained by the laws of nature; state powers to be peaceful,
inefficient, and unattractive, but too arrogant to be restrained by
these same laws; and federal rulers to be too ambitious to be guilty
of petit larceny pilferings from the temple of state sovereignties.
But may they not be inclined to commit grand larceny. The project of
sweeping off all these sovereignties by the supremacy contended for,
does not remove this apprehension. The doctrine of One of the People
does indeed soar far above the petit larceny of pilfering fragments
from the temple of state sovereignties, and magnanimously leaves not
a fragment standing. It is a Gengis Khan in political conquest.
Ambition uses any means, great or small, to effect its ends. Like a
balloon, it even sometimes employs vapour to raise itself. The happy
contrast between grand and petit larceny, furnishes the argument in
favour of ambition. It is made to say, "I am too high-minded to be
content with pilferings from the temple of state sovereignty, but I
will nobly carry off the intire temple, by proving that the states
have no original rights, and that I hold the purse and the sword
subject to no restrictions but those of the laws of my nature." As
no moral edifice is more splendid than the temple of liberty,
ambition in all ages aspires to the fame of pulling it down, and
whether it succeeds by piece-meal, or by a single exploit, by the
sublimity of grand larceny, or the cunning of petit larcenies, has
never been very material to the people, however its own fame may be
graduated by an achievement which must owe its splendour to its
superlative atrocity.
These comfortable securities against the consequences of tremendous
concentrated power, are founded upon the fine idea, "that power,
abstractedly considered, has no allurements, and is only desirable
from its imposing associations," or that power ought to be gazed at
abstractedly from man, or man abstractedly from his passions and
qualities. By not associating man's qualities with power, it becomes
a metaphysical thing, incapable of doing harm; or by stripping a man
of his qualities, he may be converted in an idea as sublime as you
please. To consider power abstractedly from its associations, or man
abstractedly from his qualities, may be a sublimated mode of
reasoning, highly agreeable to the aspiring sons of ambition, and
yet quite unintelligible to the humble admirers of common sense. Let
us reduce this reasoning in favour of a supreme consolidated
government to the form of a constitutional article. "The powers of
the purse and the sword herein delegated, are subject to no
restrictions, except those imposed by the laws of nature.They may
therefore be used to fight the battles of ambitious rulers, or to
destroy the rights reserved to the states. But though tremendous,
they must be harmless to the people and the state governments,
because, although in all ages ambitious rulers have used them for
their own aggrandizement, yet our rulers will use them with
moderation, since ambition is too sentimental to commit petit
larcenies, and ascends to elevated crimes to obtain admiration, and
since power, having no allurements, requires no restrictions."
Such are the principles necessary to introduce a supreme national
government; but are these the principles of the constitution? That
is one continued lecture against the doctrine, that liberty will be
secured by a confidence in concentrated power. Instead of relying
upon this speculation, in all ages so unsuccessful, the constitution
circumvolves power with restrictions, and moderates it by divisions.
But One of the People judiciously overlooks these restrictions and
divisions, because they subvert his theory, and substitutes for them
several metaphysical prettinesses, by which he thinks it may be
defended.
"Congress is tired of its absolute power over ten miles square, and
neglects its police." This unfortunate piece of imaginary evidence
is another hypothesis to sustain the previous hypothesis, that
power, abstractedly considered, has no allurements, and is therefore
more inclined to contract than to extend itself. The reasoning is
again abstracted from the facts. Congress still hold, and by the
help of the court, has stretched this little power to an indefinite
size, to foster the "paltry and petit larceny object of pilfering"
the states by a lottery. It is an instance to shew that ambition and
avarice are not uniformly superior to little means; but it is a bad
one to prove an aversion to power, as it is made the most of, and as
indeed Congress could not relinquish this, any more than another
delegated power. If the neglect of the police of the ten miles
square, is a fact, though the members of Congress see and inhabit it
near half the year, it does not recommend a national supremacy in
that body. This has happened, not from want of knowledge, but from
want of interest in the concerns of the district. How then can
Congress become a good legislative body for states which they never
see, and in the concerns of which most of its members have no
interest? Thus the reference to the ten miles square recoils in
every view with some force against the project for a national
government. Even the existence of this district decides the
question, because it would have been unnecessary for the
constitution to have bestowed a supreme jurisdiction upon Congress
over the ten miles, if the federal government possessed a supreme
jurisdiction over state rights; nor was there any meaning in the
establishment of this district, if the constitution had established
the general or national government now contended for.
Sensible of the incapacity of Congress for exercising the powers of
a consolidated government, so as to preserve the liberty and advance
the prosperity of the people of each state, the author endeavours to
evade the objection, by observing, "that the state governments
delegate portions of their power to city and county corporations,"
inferring, that Congress may remove the objection, by also
delegating portions of its power to the state governments. This
construction of the constitution derives the powers of the state
governments from Congress, and not from the people. It is necessary
to sustain the federal supremacy contended for, but it is as visibly
contrary to the most explicit meaning of the constitution. A supreme
national government would be exactly as incapable of regulating with
justice, and impartiality, and fellow-feeling, the local interests
of the states, by deputies, as of governing them directly. The
comparison between a responsibility of these interests to the people
of each state, or to the supremacy of a national government,
therefore still remains. Will internal commotions and local
oppressions be prevented or provoked by depriving the people of a
right essential to their liberty and happiness?
More unfortunate still is the next evidence adduced to prove, that
state rights have nothing to apprehend from a concentrated
supremacy. "Great-Britain, though despotick over the colonies, did
not usurp their domestick regulation," and therefore the federal
government, though despotick over the states, will not usurp theirs.
Had the fabulous river of the Pagan hell caused men to remember what
had not, as well as to forget what had happened, One of the People
ought to have administered to his readers copious draughts of this
miraculous stream, to enable them to remember that Great-Britain did
not usurp the regulation of colonial domestick affairs, and to
forget that the colonies went to war with her for having done so; as
both facts are necessary to prove the superiority of a concentrated
supremacy over our federal system.
But most unfortunate is the proof of the harmless nature of a
concentrated supremacy, in the examples of Persia, Turkey, and
Russia. If local interests may possibly feel the rays of a
concentrated supremacy, yet as "it is apparent, from these examples
that governments are fond of ease," it follows, "that many provinces
will scarcely be visited by them, and may manage their own internal
affairs in their own way." But the rays of a concentrated supremacy
happen to be armies, fleets, satraps, and a multitude of officers.
England, Persia, Turkey, and Russia, send forth such rays in
abundance, and do not hoard them up in a cave, as old Neptune did
his storms, for the occasional amusement of mankind. They are
admitted to be bad things, and a right in provinces to manage their
local affairs in their own way, is admitted to be a good thing; and
we are advised to turn loose the bad things, because the good thing
will be obtained by means of the laziness or love of ease in the bad
things, as a new political check for the security of civil liberty
preferable to our constitutional restrictions.
Are mankind yet to learn, that concentrated power has never yet been
made virtuous by its love of ease, nor forgotten provinces having
money, through its idleness? that it becomes suspicious, restless,
and oppressive, in proportion to its extension, and multiplies
armies, satraps, and officers, for its security? Every great
country, subjected to an undivided sovereignty, must sooner or later
be divided into military commanderies, and crowded with officers. If
a consolidated sovereignty will neglect distant provinces, it is
unfit for the management of local interests.
Its rays will operate differently upon these interests, in
proportion to their distance or proximity. If they are good things,
the distant provinces will suffer injustice for want of their share;
if bad, the provinces within their reach will be partially
oppressed. It was the intention of our federal system to prevent the
partialities and inequalities of concentrated power, whether they
proceed from its laziness, or avarice, or ambition, or ignorance, or
capriciousness, or want of sympathy.
But "the authority of Washington, Madison, and Hamilton, proves that
the danger to the union proceeds from the centrifugal tendencies of
the states." The weight of authority depends upon known, and not
upon unknown opinions; yet One of the People claims for himself the
respect due to these eminent men, without even endeavouring to
ascertain their opinions. He takes it for granted that our federal
system, in their judgment, was exclusively endangered by a
centrifugal, and perfectly safe against a centripetal tendency. The
latter, however, was the object of apprehension which obstructed the
ratification of the constitution, and to remove this apprehension
was the end of two of these gentlemen in writing the Federalist. Did
the three unanimously subscribe to the doctrines advanced by One of
the People; or did two of them express positive opinions as to the
sufficiency of the constitution to prevent the apprehended
centripetal tendency? Constitutional restrictions, and a division of
spheres, were as necessary to prevent the state planets from being
absorbed by a vortex, as to prevent them from wandering into some
other system. The delegated powers were therefore given to one
sphere, to prevent a centrifugal, and the reserved powers retained
for the other, to prevent a centripetal tendency. Let us look again
at a few of the doctrines of One of the People, in defence of which
he claims the authority of these three eminent men.
"State rulers are discordant, clamorous, and lawless. The states
have no original rights. Their attempts to control officers of the
general government, are unbecoming and arrogant. Ambition is only
desirous of performing admirable actions. Congress are under no
restrictions in drawing men and money from the people, except those
imposed by the laws of nature. Ambition will not descend to petty
larcenies for subverting liberty. Power has no allurements.
Governments love ease. The supremacy of Great-Britain did not usurp
the domestick regulation of her colonies. Despotick monarchs do not
send the rays of power into distant provinces, which therefore
manage their internal concerns in their own way." When did these
three gentlemen express such opinions as these?
It is difficult, but not impossible, to ascertain the political
opinions of Washington. He fought faithfully and gloriously for many
years, under the authority of the states, against a national
supremacy claiming local powers. He suppressed a plot for
establishing a national government. He recognised state
sovereignties and the division of powers between the state and
federal governments, in his letter as president of the convention.
And he introduced the important custom of confining the presidency
to two terms, as a precaution against a centripetal tendency. As he
was not a political writer, we can only deduce his opinions from his
actions.
Mr. Hamilton approved of a national government like the English
form, and Mr. Madison of a national government, excluding the
monarchical and aristocratical features preferred by Mr. Hamilton.
To which of these opinions does One of the People mean to subscribe?
Is he a monarchical, a consolidating, or a federal republican? Mr.
Hamilton, in the convention, was the first, Mr. Madison, the second;
both their plans failed; and the constitution, to personify it, is
the third. Three different principles cannot be one principle. A
federal republican cannot approve of the destruction of federal and
state rights, by either of the forms of national government rejected
in the convention. Mr. Madison and Mr. Hamilton differed in the
construction of the constitution, as to an important point. Which
authority is recommended? But they concurred in a multitude of
constructions, at violent enmity with the string of doctrines just
quoted. Let us again look at their opinions, for the sake of
comparison.
"The state and federal governments are mutual checks upon each
other. Each is independent of the other. The state governments will
afford complete security against invasions of liberty by the federal
government. These cannot so likely escape the penetration of select
bodies of men as of the people at large. The state legislatures will
have better means of information, and can adopt a regular plan of
opposition. They can unite with their common forces for their own
defence, with all the celerity, regularity, and system, of
independent nations. The state governments, by their original
constitutions, are invested with complete sovereignty. They possess
an independent and uncontrollable authority, and all the rights of
sovereignty, not exclusively delegated to the United States. From
the division of sovereign power, all the rights of which the states
are not explicitly divested, remain with them in full vigour,
according to the whole tenour of the constitution. The constitution
was a federal and not a national act. The states retain under it a
very considerable portion of active sovereignty. The state and
federal governments will control each other. The federal legislature
will not only be restrained by its dependence on the people, but
will moreover be watched and controlled by the several collateral
legislatures." It would be necessary to copy the greater part of the
Federalist, to collect all its constructions adverse to the
doctrines of One of the People. Do these few prove that, in the
opinion of its authors, the states have no political, original, or
inherent rights, or justify the centripetal doctrines of One of the
People? Against an apprehension that such attempts might be made,
these, and many other arguments were urged in the Federalist.
Authorities cannot justify opinions which they contradict. One of
the People should tell us whether he quotes the authority of these
gentlemen in the convention or in the Federalist; their opinions
about government in general, or as to the nature and principles of
that established by the constitution. Different opinions, in
reference to different objects, cannot be fairly blended so as to
make up one authority. If he says he refers to the opinions of these
gentlemen in the convention, he must admit that he is aiming at a
supreme national government; and he must also say whether he
prefers, with one, a monarchical, or with the other, a republican
form, for this national government. If he refers to their authority
in the Federalist, he must admit that it establishes constructions
of the constitution utterly inconsistent with their range of opinion
expressed as to government in general, whilst they were unrestricted
by the federal principles adopted.
Why was the authority of Mr. Jefferson over-looked? Its exclusion is
an acknowledgment, that his difference of opinion with two of the
gentlemen referred to, was real, and not fabulous. In accounting for
this omission, several weighty considerations present themselves.
The political principles of Mr. Jefferson and Mr. Hamilton, being
thoroughly opposed to each other, these gentlemen could not be
united as one authority. An honest contrariety of opinion between a
federal and a national government, and not an unprincipled
difference, originally created the great parties in the United
States; and the several attempts to assign their origin to other
causes, were only expedients to conceal from the people the true
principles by which they were actuated. This contrariety in
principles, arranged Mr. Jefferson and Mr. Hamilton as the leaders
of opposite parties, and either would have been instantly displaced,
if he had changed his principles. The fact was so notorious, that
foreign governments and foreign politicians took sides with one or
the other, as they were influenced by republican or monarchical
principles. This could not have happened, had our parties been
created by the frivolous views to which they have been assigned, in
order to shun the republican prepossessions of the people, indicated
by the popularity of Mr. Jefferson, and get past them towards the
monarchical opinions entertained by Mr. Hamilton. Thus the only
reason which could have excluded Mr. Jefferson, and selected Mr.
Hamilton, as an authority, becomes visible. The different opinions
of these gentlemen have still their disciples, and some of us would
refer to Mr. Jefferson as an authority, for the same reason that One
of the People refers to Mr. Hamilton. The warfare is still between
republican and consolidating principles, and therefore a champion of
one policy could not be made the champion of the other. Had Mr.
Jefferson avowed the same principles avowed by Mr. Hamilton in the
convention, he would have been praised and quoted by the same
principles which praise and quote Mr. Hamilton. The political
principles of these gentlemen, and not their private characters,
provoked the slanders, and excited the applauses, which they have
suffered or received.
Why was the venerable John Adams not referred to as an authority? In
all those qualifications which merit respect, he was at least equal
to Mr. Hamilton, and in learning, his superior. Was it because he
had openly and honourably avowed a predilection, secretly avowed by
Mr. Hamilton in the convention, and lest the publick opinion might
not yet be ripe for adopting his candour by claiming the benefit of
his authority? He left his principles to seek for advocates by their
strength, and never availed himself of meretricious partisans,
purchased by funding, banking, and offices; and working with
construction, invective, and declamation, instead of a candid
integrity. Was his authority rejected, because his defence of the
state constitutions admitted and asserted the sovereignties of the
states? or was it rejected because he was too patriotick to use the
indirect mode of advancing his principles by uniting with European
monarchs, and involving his country in a war with France? A pamphlet
written by Mr. Hamilton, suggested by this squeamishness in Mr.
Adams (as it was considered is said, by its effects in
South-Carolina, to have prevented Mr. Adams's re-election to the
presidency. In point of patriotism, this step suggests a comparison
between Mr. Adams and Mr. Hamilton; in point of political wisdom,
between Mr. Hamilton and Mr. Jefferson. Mr. Adams would not involve
his country in a war, as a mode of advancing his political opinions;
and Mr. Jefferson never committed the indiscretion of defeating his
great end of fixing republican principles in the publick mind, by
provoking divisions upon points of minor importance. Mr. Hamilton
undermined his own party, from a thorough-going zeal for his
monarchical dogmas, which disregarded the means for advancing them.
Was it this distinction between the modes of attaining the same end,
which awakened a congeniality with Mr. Hamilton, and an aversion to
Mr. Adams? To whichever of these causes, the exclusion of one, and
the adoption of the other, as an authority, are attributed, the true
principles by which One of the People is actuated, are displayed.
A deep conviction of inferiority to each of the eminent men quoted,
excludes the idea of a competition with either for pub-lick
confidence, and only admits a hope that the humiliating
acknowledgment may not weaken the principles in which those great
characters concurred. If their concurrence in asserting state
sovereignty and independence, will not outweigh a discrepance
between Mr. Madison and Mr. Hamilton, it will surely suffice to
restore liberty to reason; and the authority of Mr. Jefferson thrown
into the scale, ought at least to produce a counterpoise in this
mode of argument. It would be well if another false weight could be
as easily balanced. By not having thoroughly discharged the meconium
with which we were born, it generated an English fever, which was
nearly fatal in the revolutionary struggle. It produced a plot at
its termination. It preyed inwardly on some political vitals, after
the plot was suppressed. It disclosed its malignity to republican
principles in the convention. And now, weary of our refrigerating
federal system, it breaks out in the guise of a national government,
invested with a supreme concentrated authority. The patients
afflicted with this disease have all along rejected the
prescriptions of Mr. Jefferson.
The next example adduced to prove that the rights of the states are
subordinate to a national supremacy, is that of the Hartford
convention.
P. 12. "Who that feels any interest in the glory of his country,
does not wish the story of the Hartford convention blotted forever
from her annals? Who that regards her permanent happiness, would not
deprecate the recurrence of such another infamous association, as
the greatest calamity that could befal her? And do we not see,
almost passing before us, in this tranquil period of peace, an
example of state insubordination, less glaring, but more alarming,
than that to which I have just alluded?" It was impossible to select
a happier example for displaying the principles of One of the
People, than this of the Hartford convention; a body of men having
"no inherent original political rights," as he asserts to be the
case with the state governments.Yet it was not strong enough to
furnish a comparison quite satisfactory. That was only an infamous
association; but state insubordination is even more alarming, and
therefore deserves a harsher epithet. Let us suppose that the
Hartford convention had resolved "that state rulers are discordant,
clamorous, and lawless; that the states had no original rights; that
the state governments had no political rights, except the right of
obedience; that their attempts to control officers of the general
government are unbecoming and arrogant; that they were worse than
infamous; that they would be aggravated if made in time of peace,
and more alarming than such attempts made by the Hartford convention
in time of war; that ambition is only desirous of performing
admirable actions; that Congress are under no restrictions in
drawing men and money from the people, except those imposed by the
laws of nature; that ambition will not descend to petty larcenies
for subverting liberty; that power has no allurements; that the
supremacy of Great-Britain did not usurp the domestick regulation of
her colonies; that despotick monarchs do not send the rays of power
into some provinces, which therefore manage their internal concerns
in their own way; and that subordination to the federal government,
instead of rights, was reserved by the constitution to the state
governments." Would this convention, in asserting that such were the
true principles of the constitution, have acted with no presumption,
and drawn upon themselves no odium? Had they thus anticipated One of
the People, it might have furnished him either with a precedent or
an admonition. As it is, a parallel between the Hartford convention
and his consolidating doctrines, seems to be infinitely more proper,
than one between this convention and the state governments. Its
apparent intention was to destroy a federal government by
centrifugal means; his, to destroy it by centripetal means; and it
would require great casuistical skill to assign more censure to the
design of the convention, than to his. Either project would have a
tendency to enthrone the author's king "anarchy to wave his horrid
sceptre over the broken altars of this happy union." The states are
the altars of our federal union; break them down, and there is no
union. A national government would swallow up both federal and state
rights, and the whole would more probably disgorge a civil war, than
either. If the success of the suspected design of the Hartford
convention to impair or destroy federal powers, would have
overturned the constitution, the avowed design to impair or destroy
state powers by consolidating constructions, if successful, will
also overturn it. The Hartford convention might be used as a good
temporary warming-pan, but it is too late, after it is cold, to
frighten the state governments out of their rights by beating a
larum upon it, and by the noise to make them settle in the hive of
consolidation.
The constitution does not say that the state governments are
subordinate to the federal government; and Mr. Madison and Mr.
Hamilton repeatedly deny that they are so. It does not say that
these governments cannot preserve the reserved rights of the people,
intrusted to their care, without committing an atrocity against a
supremacy so mysterious that we know not where to find it, and more
alarming and reprehensible, than the design ascribed to the Hartford
convention. Most, if not all the state governments have asserted a
controlling power, by attempts to check the federal government,
without suspecting themselves to have been guilty of an infamous
degree of arrogance. If the distinguishing feature in the
constitution, preferring intelligence, weight, dignity, and an
orderly resistance, to popular commotions, is lost, it will possess
no superiority over the British system of government. Like that, it
may be easily corrupted by a coalescence between the sympathies of
ambition and avarice, collected to one centre. Some governments
theoretically acknowledge the sovereignty of the people, but hang
such of them as question the despotism of the government; so the
consolidating school theoretically acknowledges the state rights of
the people, but calls their vindication, by the only departments
able to preserve them, an infamous and alarming crime. A short
parody of the language applied to the states through the medium of
the Hartford convention, may both qualify the censure, and
illustrate the utility of state influence. Who that feels any
interest in the liberty and glory of his country, does not wish the
sedition law blotted from her annals? and who that regards her
permanent happiness, would not deprecate the recurrence of such
another act of legislation (I reject the word infamous) as a great
calamity? Would it be more absurd to infer, from the passage of this
law, that federal powers ought to be abolished, than to infer from
the story of the Hartford convention, that state powers ought to be
abolished?
Attempts to bring a government into contempt, by writing or
speaking, have been punishable by all sovereignties. Such laws exist
in England, and were rigorously executed during the administration
of the last Pitt. Our federal sedition law punished Lyon for
circulating, and Callender for writing, with that intention. A man
in New-Jersey was punished for speaking irreverently of the
president; and had this law then existed, the members of the
Hartford convention might have been arraigned under it. If the
sovereignty of South-Carolina has a law for punishing attempts by
writing to render its government contemptible, the assertions "that
it is ignorant, arrogant, more infamous, and as lawless, as the
Hartford convention," can hardly avoid its lash.
I object to the invective mode of reasoning, though not punishable
judicially, as neither calculated to disclose truth, nor to
ascertain principles. It is only a repetition of the old fraud of
conjuring up spectres and manufacturing miracles, to conceal
imposture. The consolidating school reduces its arguments to a
single syllogism: "The union is our first political blessing; the
preservation of state rights will destroy the union; therefore,
state rights ought to be destroyed." If this is reasoning, any
addition to it is superfluous; if it is a burlesque upon the
understanding of the people, it is something worse than declamatory.
By reforming the syllogism, though nothing is proved, the question
is left where it was. The federal republicans say, "The union is our
first political blessing; it can only be preserved by preserving
state rights; therefore, these rights ought to be preserved." If one
side substitutes assertion for reasoning, and seizes upon the
settled affection of the people for the union, to create a relish
for invective; and the other proposes for their consideration the
essential principle of dividing and balancing powers, as adopted by
the constitution, for preserving both the union and the liberties of
the people; which discloses most love for the union, or merits most
distrust as to its design?
P. 16. "Suppose a state legislature should pass a law, forbidding
the execution of a constitutional law of Congress. In all
governments there should be a supreme power." Suppositions, like
syllogisms, may prove nothing, when they may be reserved with as
much force as they are urged. Suppose Congress should pass a law
prohibiting the execution of a constitutional state law, or
forbidding the execution of a constitutional judgment, state or
federal. Or, suppose the federal court should forbid the execution
of a constitutional law passed by Congress. All these suppositions
only prove, that every division and balance of power must be subject
to collisions, and this is no reason why they should be destroyed,
or that they are unnecessary for sustaining a free form of
government. If such collisions are good reasons for justifying a
concentrated power, then the principle which asserts that its
division alone can preserve civil liberty, is false. This
supposition places the question on its true ground, namely, which is
the best principle for the preservation of the rights of the people;
the concentration of power in the federal department, or its
division between the federal and state departments? The latter
principle is founded on the supposition, that all good governments
must contain collateral, balancing, and controlling departments.The
constitution, by dividing powers, and declaring itself to be
supreme, prohibits either the federal or state governments from
usurping that character; and the powers assigned to each, to be held
under its supremacy, express a prohibition against an assumption of
supremacy by either over the other. It establishes a mutual and
collateral tenure and fealty in both, under its own authority; and
not a tenure or fealty of one, under the authority of its
co-partner. When we hear the state governments reprobated in
contumelious language, decried into subordinate corporations, the
original rights of the people denied, and the supremacy of the
constitution transferred to the federal government, although we may
allow to declamation such accomplishments as may be consistent with
a license so excessive, it is impossible to perceive any respect for
those principles which suggested the resistance to British
supremacy, and dictated the limitation and reservation established
by the supremacy of the constitution. Whether there is courage or
arrogance in undermining the authority of the people, exercised in
the declaration of independence, the establishment of state
governments, and spread upon the face of the constitution, both by
dividing powers and declaring its supremacy, may depend upon
success; but in that event it will soon become perfectly plain, that
the attempt corresponds more intimately with the propositions in the
convention to establish a monarchical or republican national
government, including a suppression of state rights, and with the
principles of tories and anglo-statesmen, than with those of the
sages who effected our revolution, or of the people who recognised
the sovereignty of the states in every act by which political power
has been delegated or reserved, and by making these sovereignties
the foundation of both the federal and state governments.
But no constitution, founded in the principle of dividing,
limitting, balancing, and controlling power, could suffice to put an
end to the natural enmity between this principle and that of
concentrating power, which has appeared in all nations, under all
forms of government. Accordingly their eternal warfare subsists
here, as in other countries. The whole-blooded republican
federalists, take one side, and the whole-blooded monarchists and
consolidators, the other. A half-breed, speculating about a
government half federal and half national, entertained an idea, that
by splitting both the hostile principles, and gluing the two halves
together by a watery precept, the moieties of these natural enemies
might be changed into artificial friends. This project being too
metaphysical for practical use, left the controversy undecided, and
only excited the efforts of each moiety to get back to its natural
associate. The didactick party do not perceive that a precept to the
federal government not to invade the reserved rights of the states,
is exactly equivalent to the precept solemnly preached to the states
by the first confederation, requiring them to supply the federal
government with money; and that if one precept could get no money,
the other would secure no rights. Therefore, the natural enmity of
the contrary principles, has compelled these wavering individuals to
vacillate between the other two parties in pursuit of attainable
ends. Those who wish for the preservation of state rights, incline
towards the federal republican party, and those who wish for a
national government, either monarchical or republican, incline
towards the doctrine of a supremacy in the federal government over
the state rights of the people. So far the two substantial parties
are guided by opinion. But the struggle is never conducted upon this
fair ground. That class in society which is actuated by avarice or
ambition, universally becomes a zealous ally of the concentrating
party, and carries with it a great accession of talents. This
disadvantage was surmounted in Mr. Jefferson's election to the
presidency, by the rare occurrence of a balance in mental capacity
between the advocates of hostile principles, and victory of course
followed the better cause; and that result affords an anticipation
of what will happen, whenever the same struggle is carried on by a
fair appeal to the publick understanding. The impossibility of
preserving their state rights by a dormant precept, coupled with a
supremacy always awake and active, will enable every impartial man
of good understanding, to discriminate between the two principles of
dividing and concentrating power, and to subscribe to one or the
other, since, as in the convention, they will produce conflicting
political parties. There the concentrating system was painted by a
pencil dipped in the exigencies of the revolutionary war, with which
the states were unjustly charged; now, it is painted by a pencil
dipped in the hopes of avarice and ambition. Both have drawn
caricatures, for the purpose of disguising truth; one, by hiding a
beautiful object under hideous figures; the other, by hiding a
hideous object under beautiful figures. One fair inference suggested
by the contest between the federal and consolidating principles, is,
that the people should require from all candidates for
representation, both state and federal, an explicit avowal of their
preference, that suffrages may answer the purpose they are intended
to obtain.
We are in fact involved in the very struggle now going on in France.
In that country, as in this, there are two parties; one labouring to
sustain, and the other to destroy, the charter, retaining to the
people a portion of liberty by an imperfect division of power; one
for receding to the old regime, the other for keeping the ground
gained by the new; one for a mutual check between political
departments, the other for re-establishing the supremacy of the
king. So here, the struggle is between the mutual check of the state
and federal departments, and the absolute supremacy of the latter.
The motives which invigorate the combatants are not to be
distinguished. They are illustrated by the union of the deputies
from South-Carolina in the convention, with Massachusetts,
Pennsylvania, and Virginia, in favour of a supreme national
government, exhibiting the curious spectacle of a symphony between
the pride of aristocracy and the pride of population. The deputies
of South-Carolina were willing to surrender her moral equality, but
this disposition flowed from the high-toned political opinions of a
predominating aristocracy, and not from a calculation of advancing
her power upon the basis of her population. It is still more
curious, after this aristocracy has been melting for thirty-five
years; after Virginia has seen the error of sacrificing the sound
principle of a division of powers between the federal and state
governments, for mischievous speculations founded upon a fluctuating
population; after Massachussetts has felt it; when Pennsylvania
would advocate the republican equality and independence of state
sovereignties; and when the comparative population of South-Carolina
has diminished that a single individual of the state should be
willing to overwhelm the right which gives her importance as a
member of the union, in the ocean of a consolidated national
government.
Whatever may be the merit of the vituperations against the state
governments, the object for which this pamphlet has been exhibited,
is certainly accomplished. It is used as an evidence to our rulers,
state and federal, that a project for introducing a supreme
consolidated national government, is actively in operation, and will
draw their attention to a design so momentous. The design is
proclaimed by its principles, and impressed by its examples. It is
proved by the reference to the supremacies of Great-Britain, Persia,
Turkey, and Russia, as symbolical of the supremacy contended for. It
is proved by contending that the concentrated power constructively
claimed, though it will embrace the supremacy which its types
possess, will not interfere with state rights, because it will
either be too ambitious or too idle to do so; and it is proved by
the comparison between the states and the ten miles square, for the
sake of inferring that the neglect of the district by the supreme
power of Congress over it, promises a neglect of the states by a
similar power, and is a sufficient surety, that they may still
manage their local affairs in their own way.
SECTION XV
Other Consolidating Doctrines
The newspapers have also abounded with opinions in favour of a
supreme national government, and though it is probable that several
ingenious writers will be surprised to find themselves identified
with the doctrines of One of the People, they must discern, upon
reflection, that their separate constructions of particular words
and phrases extracted from the constitution, unchastened by the
tenour and intention of the whole instrument, inevitably lead to the
same conclusion. I shall notice a few, to prove further that a
consolidating project exists, and to illustrate the incorrectness of
this mode of construction. It has been said that the single word
constitution contains innate powers, and implies sovereignty or
supremacy in the federal government. Johnson expounds confederacy by
the word union, and the constitution expounds itself by the same
word. It is an instrument for uniting any nine of specified states,
and not for constituting a government for a consolidated nation. Its
provisions are so many recognitions of its federal character. If the
word implies sovereignty or supremacy, it also conveys these
attributes to the government of each state, and destroys the
sovereignty of the people. Both the state and federal governments
having been created by instruments thus denominated, whatever powers
the word can convey, would be received by both, and the equality of
the inferences would of course have the effect of a counterpoise
between them. If it conveys an implied power sufficient to release
the federal government from restrictions, the same implied power
must release the state governments from them. Congress is
compellable by state legislatures to call a convention, and every
alteration of the constitution must be ratified by three-fourths of
the states. If the word constitution had implied a national
government, not a convention of states, but a national convention
would have been provided for; and amendments would have been final,
and not liable to be rejected by a minority of states. The force
annexed to the word constitution, is borrowed from the word
national, which is not in the instrument; but the difference between
a national constitution, to be made and altered by a nation, and a
federal constitution, made by a convention of states, ratified by
conventions of states, and only capable of being altered by
three-fourths of the states, proves that this supposed invisibility
is like those which induced Charles the First, rather to part with
his head, than with his political prepossessions.
The ideas that we have not an aggregate nation, and yet that we have
a national government, reverse political order, and subvert national
authority. An aggregate nation did not make a constitution, but the
word constitution is supposed to have made an aggregate nation;
states enter into a federal compact, and a federal compact creates a
national government. The house of representatives derives no power
from a consolidated nation, if the word constitution did not create
one, and the whole process for effecting and sustaining the union of
states, plainly denies the existence of an American nation. In fact,
this house, though elected by the people of each state, only
receives limited powers from the constitution itself. The modes of
designating the individuals by whom federal powers were to be
exercised, extend both to the state and federal governments. If the
mode of designating state individuals and state governments to
exercise some federal powers, was not intended to create a national
government, a mode of designating the members of the house of
representatives to exercise other federal powers, could not have
been intended to produce a consequence so unexpected. It would be as
correct to infer a national government from the fact, that the
constitution has given federal powers to the state governments, as
from the fact, that it has given federal powers to Congress. It is
said to have created a nation, by delegating a limited power over
individuals. If delegated powers, restricted to specified objects,
can make a nation, the articles of war for giving very extensive
powers over individuals, would consolidate an army into a nation,
and it has often made itself formidable by usurping supreme power.
If we relinquish the rigid federal character of the constitution,
and admit that the government may be made national, either by the
word constitution, by the mode of appointing its officers, or by the
limited powers with which these officers and the state governments
are intrusted for its execution, arguments may be drawn from the
same sources, to prove that our government is of any kind, which a
political party may think necessary for advancing its designs, or
gratifying its prepossessions. The doctrine, that limited can create
unlimited powers, and even make a nation, is as able to establish a
monarchy, as a national government of any other complexion. All our
elections are in different degrees federal, as state governments are
to exercise sundry important federal functions, and the
representative character of these state federal functionaries, would
be as good an argument for converting the federal into a national
government, as the representative character of any others.
Many expressions in the constitution prove that its name did not
imply a national government, nor convey any power. Under such a
construction, its whole tenour would be absurd, and all its
limitations useless. "The president shall, from time to time, give
to Congress information as to the state of the union." Why not as to
the state of the nation? Because there was no nation, the state of
which was subjected to the legislative power of Congress. Thirteen
political individuals, being sensible that a mutual interest invited
them to unite for special purposes, long acted in concord without
any positive compact; and discerning the mutual benefits resulting
from this tacit alliance, at length entered into a written one.
This, as a first experiment, having proved defective, was exchanged
for another more perfect. To effect its object, the president, as
the officer best informed of foreign relations, is required to
communicate his knowledge to Congress, concerning the interest
delegated to their care; and not concerning the interests of a
consolidated nation, because no such community existed. The
individual states are named, both in the title and body of the
constitution, as parties to the union, showing that the word
constitution was used to describe a union of states, and not a union
of individual men; and this intention is demonstrated by the
circumstance, that those states only which should accede to the
compact were to be bound by it, because in a constitution formed by
individual men composing one nation, a minority cannot reject it,
and remain disunited from the majority.
Many different words have been used to express a compact between
independent states, such as Helvetic body, diet, and holy alliance.
The Swiss association was entered into by "united cantons," and the
Dutch by "united provinces." These precedents of federal compacts
between sovereign states, use the word united, in the sense in which
it is used by the constitution; and the words cantons and provinces
less conclusively convey the idea of independent sovereignties able
to form a league, than the word states. Yet it was never contended
that these cantons or provinces were subordinate to a tacit
supremacy in their federal governments, emanating from the mode in
which their deputies were appointed, or from the limited powers over
individuals, with which they were invested. On the contrary, sundry
rights were reserved by the Swiss cantons and Dutch provinces,
beyond the control of their federal governments; such as different
religions, a right to form partial leagues with each other, and the
powers of local government, in the case of the cantons; and a power
in one province to defeat a treaty, in the case of the Dutch. Under
such trammels these federal compacts flourished more than the
neighbouring consolidated governments, and therefore it is probable
that our more perfect federal compact will experience still greater
prosperity, from a better distribution of local and federal powers,
if the division is not defeated by a concentrating supremacy.
The guarantee of a republican form of government by all the states
to each state, has also been supposed to confer some indistinct and
unlimited national supremacy upon the federal government; but this
guarantee itself affords arguments subversive of the inference. It
expresses a particular duty, and cannot therefore convey powers,
especially such as would defeat the end it expresses. It was
intended to secure the independence of each state, and not to
subject each to a majority of all. Like a mutual territorial
guarantee between several kingdoms, it imposes an obligation, but
does not invest the parties to the guarantee with a power of
diminishing the territory, or other rights of one kingdom. The word
republican includes a right in the people of each state to form
their own government; and reserves whatever other rights may be
necessary to the exercise of this cardinal right. The right of the
people in each state to create, and to influence their government,
is the essential principle of a republican form of government, and
therefore the guarantee could not have been intended as a means for
destroying the essence of a republican form of government, by
subjecting the people of every state to the arbitrary will of a
federal majority, or to a majority of the supreme court. The word
republican includes both the rights of the states and those of the
people. The states united to preserve their republican equality
among themselves, and also the individual republican rights of the
people. Can it be a question what these are, when it is considered
that the people of each state created a government, that conventions
of each state ratified the constitution framed by a convention of
states, and that this constitution can only be amended by states?
These acts define the meaning of the word republican, in respect
both in the people and the states; but all these definitions would
be defeated, if the guarantee can be made to invest the federal
government or the federal court with a supremacy over these state
and popular rights, necessary to create and maintain a republican
form of government. Self government is its end, and this can only be
effected by a complete capacity in the people, through the
instrumentality of election, both to form and to influence a
government; but a supremacy over this capacity, destroys that,
without which the species of republican government intended by the
constitution, cannot exist. How can the states, or the people of the
states, be said to possess the right of self-government, if either
the forms of state governments or the reserved local powers, are
subjected to a supremacy constituting no portion of the people of
the states, nor exposed to their control? When the right of
self-government is superseded, no republican rights will remain,
because all proceed from it, and the guarantee would have no
republican form of government to secure.
The terms of the guarantee in other views demolish the doctrines of
a union between individuals constituting an American nation, and of
recondite powers in the word constitution. "The United States shall
guarantee to every state in this union." Thus it is positively
asserted, that our union is a union of states, and not of
individuals, and that it is a guarantee by states to states, and not
of an American nation to states. The sovereignty of states is
necessary, both to undertake and to require the fulfilment of the
guarantee. Corporations could do neither. Had the attempt in the
convention to establish a national government succeeded, the
recognition contained in the mutual guarantee, that the union was a
union of independent states, could not have been consistently
introduced into the constitution.
This guarantee ought to be considered in another very important
light. Is the supreme court of the United States invested with a
power of supervising and enforcing it? The question must be answered
affirmatively, if this court can abridge or measure the rights of
the states. A republican form of state government can only be
constituted by rights. Are these rights guaranteed to the states by
each other, or by the federal court? Had Mr. Madison and Mr.
Hamilton adverted to this guarantee, when they were discussing the
question, whether the court or Congress possessed the supremacy
contended for, over the state governments, it would have furnished
them with some lights towards its decision. As it is a guarantee by
states to states, Mr. Madison must have proved that the court, and
Mr. Hamilton that Congress, was the United States, to have invested
either with a power of abridging (if a guarantee possesses this
power) these republican rights. It seems to be a plain matter of
fact, whether the court, or Congress, or the states themselves, are
considered by the constitution as the guardian of state rights. It
contains two positive stipulations for the preservation of state
rights, or a republican form of government; their reservation, and a
guarantee of this reservation. Neither Congress nor the federal
judiciary is mentioned in either. Had the powers of either
department embraced a right to regulate the division of power
between the federal and state governments, this could not have
happened. To counteract the ambition of usurpation, and the
ingenuity of construction, the positive division of power is
protected by the solemn compact of a mutual guarantee between the
states themselves. This compact extends to all the rights, only to
be secured by a republican form of government, and includes
constructive alterations of the constitution, by which these rights
may be abridged, without the concurrence of the parties to the
guarantee. The federal judiciary does not contract with each state
to preserve its republican form of government; and if it obtains a
power to regulate those rights by which this form is constituted, it
may destroy the republican forms of state governments, without
violating an engagement. This consideration discloses the wide
difference between the guarantee expressed, and the constructive
guarantee usurped. The first does not comprise a power of taking
from the states their republican rights; the other does. The federal
court, by seizing upon the guarantee, and transforming it from a
duty to preserve the republican rights of the states, into a power
of abridging them, has claimed a supremacy over this compact,
without being even a party to it. The supremacy claimed for
Congress, is also extracted from the guarantee usurped by the court,
by confounding the words United States and Congress, as of the same
import. But the constitution plainly distinguishes between them. The
United States, and not Congress, are invested with the powers of
appointing the members of the three great departments of the federal
government, and of amending the constitution. Specified powers are
given to each federal department, repeatedly distinguishing between
them all and the United States, the donors. The members of Congress
are to be paid out of a treasury of the United States. Had this
treasury been a property and not a trust in Congress, there would
have been no occasion for adding this item to the other demands, to
which the property of the United States was subjected, because it
was not the property of Congress. The citizens of each state shall
be citizens in the several states, excluding the idea that Congress,
as being the United States, might grant this mutual citizenship; and
acknowledging state sovereignties by acknowledging state
citizenship. A criminal fleeing from justice shall be removed to the
state having jurisdiction of the crime. If Congress or the court are
to be considered as the United States, yet the exclusive
jurisdiction of each state is here acknowledged. Treason against the
United States is specified by the act of the states, and its
punishment only intrusted to Congress. Can Congress, as being the
United States, extend or abridge this crime? If not, it cannot
extend any other delegated power, or abridge any reserved power upon
the same ground. But a majority of the United States themselves can
do neither, and a majority of Congress, even if it is the United
States, can have no greater power than a majority of the states.
Neither of these majorities were invested by the guarantee with a
power of transforming our federal system into a supreme consolidated
government; and no powers or duties assigned to the United States,
were intended to have the effect of enabling either a majority of
states or of Congress, to subvert the rights of the states, which
the guarantee was intended to prevent.
The prohibitions upon the states, and the powers delegated to the
federal government, comprise the intire mass of materials from which
a subordination of the former, and a supremacy of the latter, are
attempted to be extracted. For this purpose, the prohibitions have
been considered as proofs of inferiority, stated to exemplify a
general subordination; and the delegated powers as proofs, stated to
exemplify a general supremacy. Thus, restrictions are converted into
enlargements, and exceptions into a general rule. By this inverted
mode of reasoning, the veto of Congress is extended immeasurably
beyond the cases to which it is limited. Suppose the powers reserved
to the state governments had been defined and limited, like those
delegated to the federal government. As both governments are
subjected to prohibitions, neither could have advanced a plea for
supremacy, which the other could not have alleged. And is not such
the fact, since reserved powers are at least equal to delegated
powers? How does the federal government endeavour to prove its
supremacy? By delegations and prohibitions. Have not the state
governments the same proofs? Both governments are fiduciaries, and
their delegations and prohibitions proceed from the same authority.
Not the weight of a trust, but the authority of the donor, decides
the power of the trustee; and a great trust derives no right from
its size, to usurp a small one. Therefore distinct delegations and
prohibitions could not have been considered as investing one class
of these delegations and prohibitions with a supremacy over the
other, but as exceptions to the general principle of state
sovereignty, which remained unimpaired, so far as these exceptions
did not extend. The question must be decided by one of these modes
of reasoning; and the delegations and prohibitions quoted as
selections most favourable to the doctrine of a federal supremacy,
will suffice to prove whether one class of special delegations and
prohibitions possesses a supremacy over the other, or whether one
distinct trustee is impliedly subordinate to another, each being
subjected to limitations and prohibitions, imposed by the same
authority. The Congress under the first confederation was invested
with great trusts, but their magnitude did not absorb powers not
delegated.
There must have been some general principle, to which these special
delegations, reservations, and prohibitions, referred, because if
none existed, and the constitution had created a supreme power, able
to prohibit the states from exercising rights not prohibited, and to
allow the federal government to exercise rights not delegated, both
delegations and prohibitions would have been useless and absurd; and
therefore the existence of such a principle can alone make either
substantial. A previous principle must be admitted, to sustain both
exceptions and delegations. None can be found, except a sovereignty
able to bestow power, and to impose limitations. To evade an
argument so conclusive, recourse is had, first to the acknowledged
sovereignty of the people, and secondly to a fabulous consolidated
American nation; and the fable is made to supplant the fact. The
fact is, that the people and the states are one and the same; but
the fable supposes that the states are distinguishable from the
people, not to sustain, but to destroy the principle, to which all
our delegations, reservations, and prohibitions of power, refer.
When we speak of Pennsylvanians or Virginians, it would be absurd,
if these people had not constituted themselves into states. The
state of Pennsylvania means the people of Pennsylvania. The
constitution, by reserving powers to the states or to the people,
recognises the words states and people, as perfectly equivalent, and
does not intend to express the absurd idea, that either A or B shall
exercise powers, without defining which shall do so. The word or, is
used to connect repetitions, and not to express a contrariety.
Admitting the latter to be the idea intended to be expressed, yet
the states, whatever they may be, may exercise the same powers with
the people. That they are, however, the same with the people,
results from the recollection that the state governments are not the
states. They are instruments used by the states or the people, for
exercising the powers reserved to them. The ingenuity of dividing
states from the people, consists in this. A sovereignty of the
people may be acknowledged as resting in an American nation, to
which the delegations, reservations, and prohibitions, of the
constitution, have no reference, as all are exceptions referring to
state sovereignties, and none of course can operate as exceptions to
the fabulous national sovereignty. If, therefore, the federal
government can acquire a sovereignty over the sovereignties referred
to by the constitution, as being the representative of a great
fabulous nation, none of these delegations, reservations, and
prohibitions, can balance, check, or control its power.And in this
way an acknowledgment of the sovereignty of the people is made to
destroy their sovereignty, by subverting the original principle to
which the delegations, reservations, and prohibitions of the
constitution refer.
Why are the states prohibited from taxing imports and exports?
Because it was a right included by the established principle of
state sovereignty, which right the states consented to relinquish.
Why was the consent of Congress required to state laws in relation
to duties, keeping troops in time of peace, or entering into
compacts? Because these also were rights included in the principle
of state sovereignty, subjected to a limited federal control. Had a
national sovereignty existed, that would have possessed a general
control over the state sovereignties, of which these subordinate
sovereignties could not deprive it, by limited exceptions in favour
of a federal department. Two of these sovereign state rights, of the
highest order, those of keeping armies and engaging in war under
certain circumstances, are retained by the states, for the purpose
of self-defence. The consent of Congress to particular state acts
would not have been required, if a federal or national supremacy
over any other state acts existed; and the sovereign state right of
self-defence, would not have been retained by subordinate
corporations. The specification of particular cases, in which the
consent of Congress is required, admits an independent power in
state legislation, as in those cases in which the consent of
Congress is not required. The concurrent powers of the state and
federal governments, to tax, and to defend themselves, are happily
contrived for sustaining the mutual independence and control between
these primary divisions of power; and if one could impose on the
other a subordination in either of these powers, it would very soon
absorb all the rest. If it is admitted that the federal government
possesses no supremacy over the two reserved state rights of
taxation and self-defence, it follows that all other reserved state
rights are held independently of any federal supremacy. If these two
rights are incidents of an original state sovereignty, all the other
reserved rights must originate from the same source. The states have
retained a right to defend themselves, if invaded by a federal army,
because the constitution was not to be construed by force, but by
the mutual control, and if that failed, by three-fourths of the
states themselves.
These two rights of taxation and self-defence, without which the
other reserved rights are nothing, are assailed by precedents and
supremacy. Not the consent of the federal court, but the consent of
Congress, is required in a few specified cases relating to these
rights, leaving their exercise in all other cases, unexposed to any
federal dissent. The supreme court, however, claims a veto upon
state laws, whether subjected or unsubjected to the veto of
Congress; and assumes both the special veto exclusively intrusted to
Congress, and also a general veto, withheld even from the
representatives of the states. By constructively substituting the
general veto proposed in the convention, for the special veto
bestowed by the constitution, it is substituting a national for a
federal government. Congress could not say that state laws for
taxing banks or prohibiting lotteries, were void for want of its
consent; but the court steps in and extends the limited veto of
Congress to every state law which may obstruct a federal law,
although no such veto is bestowed upon Congress. The consent of
Congress to state laws prohibiting banks or lotteries, is not
required by the constitution, but is required by the court. Had
Congress, in its bank and lottery laws, declared that the states
might tax or prohibit these internal projects, the court could have
had no ground for nullifying them; and as no such consent is
required by the constitution, its being gives or withheld cannot
alter the right of the state, or the jurisdiction of the court. Some
state right to legislate independently of a federal veto, evidently
results from the specification of cases to which this veto should
extend; but according to precedents, there is no such right. The
constitution declares that the consent of Congress shall only be
necessary, to give validity to a few specified state laws, and that
the republican forms of state governments shall be guaranteed by the
states themselves.The precedents assert, that the dissent of the
court may defeat any state laws, and that the court may control the
republican rights of the states. These powers, exposed to no
limitation, and capable of being perpetually increased by
precedents, are not given to the federal government, and are deduced
from constructions inconsistent both with the prohibitions and
guarantee. They are extracted from a new species of political
regeneration, supposed to have sanctified the federal, but not the
state judicial power, against sin, and to endow it with the
supremacy due to perfection. But however respectable may be the
claim of virtue to absolute power, yet as it is not inheritable, the
existing great qualities of the court, though united to the
patriotism of Congress, will not remove the objections to a supreme
concentrated government. Congress, by extending the jurisdiction of
the court, and the court by extending the legislative power of
Congress, might rapidly effect a revolution, without the consent of
the authority by which the constitution was established. It is
impossible to believe that the states intended, by the limitations
and prohibitions of the constitution, to invest the whole or any
portion of the federal government, with an unlimited veto over their
laws, or an exclusive guarantee of their republican forms of
government; and we must either convict them of stupidity or gross
inconsistencies, to find the constructive consolidated government,
which the legislative and judicial federal supremacies contended
for, would infallibly establish. These arguments apply to all other
limitations and prohibitions of the constitution, as well as to
those quoted. As to all we must admit that legislative and judicial
power are correlatives, and that the latter cannot outrun its ally
in the race for power; or that the constitution, whilst cautiously
prescribing limits to the federal legislature, intended that the
federal judiciary should be unrestrained. If the limitations imposed
upon the federal legislature do not extend to the federal judiciary,
the federal would cease to be a limited government, because one
department may dissolve the restrictions imposed upon the other,
against which its dependency and subordination would be no security.
If the judicial veto does not stop where the legislative veto stops,
the federal cannot be a limited government. Was the legislative
federal veto limited, to bestow an unlimited veto upon the court, or
to secure to the states some independent right of legislation? Was
the guarantee intended to preserve republican governments, or to
create a judicial sovereignty? These questions must be answered in
one way by those who believe that the delegations, reservations,
prohibitions, and guarantee, all imply a general principle; that
this principle can be no other than state sovereignty and
independence; and that all the attributes of this principle remain,
except those expressly prohibited to the states. It is said that
they have been surrendered to the finer principle, that judicial
power is a political mint, which coins human nature without any
alloy.
It has been most strenuously contended, by all those who affect to
consider the union as an association of individuals, that
independent state rights are incompatible with it. This is both
true, and an avowal of the design to establish a supreme
consolidated government. But if the union is an association of
states, and not of individuals, it is also true that the destruction
of these rights by a constructive or a fabulous supremacy, would be
also incompatible with a federal government. The word union is used
like the word infidelity, by the disciples of a consolidated
national form of government. Infidelity, as an object of general
abhorrence, is often alleged by one creed or dogma against another,
not for the sake of finding truth, but for that of using a publick
prepossession to hide error, ambition, avarice, or pride. It
vociferates, "Your faith is not my faith, and therefore you are an
infidel." Thus the consolidating says to the federal doctrine, "Your
union is not my union, and therefore you mean to destroy the union;"
using the general enmity against its subversion, as religious
politicians use the word infidelity. But if the union is a compact
of states, and not of a consolidated American nation, our love for
it must be an ally, not of a national, but of a federal form of
government.
Hitherto my efforts have been chiefly directed towards the
principles by which the constitution ought to be construed, and to
the establishment of the fact, that from the commencement of our
revolution, down to this day, a succession of eminent men have
uniformly disapproved of the union of states, and endeavoured to
introduce a consolidated government, invested with supreme power.
Whether these efforts have failed or succeeded, is submitted to the
reader.
SECTION XVI
A Federal and National Form of Government Compared
The great question, whether a federal or a national system of
government will best secure the liberty and happiness of the people,
remains to be more fully considered; and though it must be referred
to the better understandings which abound in our country, yet a few
observations will be hazarded as to this point, in addition to those
unavoidably mingled with the subjects we have passed over.
Liberty and power are adverse pleaders, and the arguments or
temptations offered by both, have never failed to make proselytes.
Between the tyranny of concentrated power, and of unbridled
licentiousness, is a space filled with materials for computing the
effects produced by controlling both extremes, and estimating the
chances for promoting human liberty and happiness. It seems to be
nature's law, that every species of concentrated sovereignty over
extensive territories, whether monarchical, aristocratical,
democratical, or mixed, must be despotick. In no case has a
concentrated power over great territories been sustained, except by
mercenary armies; and wherever power is thus sustained, despotism is
the consequence. It was in accordance with this natural law, that
Catharine of Russia published her manifesto, affording the following
extracts: "The sovereign of the Russian empire is absolute; for no
other than an authority concentrated in his person alone, can
adequately operate through the extent of so large an empire. An
extensive empire presupposes an unlimited power in the person who
governs it. The celerity of decision in matters that are brought
from distant places, must compensate the tardiness that arises from
that remoteness. Any other government would not only be prejudicial
to Russia, but even at length be the cause of its total ruin.
Another reason is, because it is better to obey the laws under one
ruler, than to conform to the will of many. The object and end of an
unlimited government, is to direct the actions of mankind to the
glory of the citizen, of the state, and of the sovereign. This glory
in such states, bursts forth in such great actions as are able, in
the very same proportion, to promote the happiness of the subjects,
as liberty itself." Catharine insists on the necessity of a
concentrated supremacy over extensive territories, and uses the
arguments of our consolidating politicians, not forgetting to urge
that ambition, from its love of glory, is equal to liberty. She
asserts, in concurrence with history, that absolute power is
necessary to govern an extensive territory. Between this conclusion,
dictated by the laws of nature, and a territorial division of
powers, lies our alternative. The geography of our country and the
character of our people, unite to demonstrate that the ignorance and
partiality of a concentrated form of government, can only be
enforced by armies; and the peculiar ability of the states to
resist, promises that resistance would be violent; so that a
national government must either be precarious or despotick. By
dividing power between the federal and state governments, local
partialities and oppressions, the common causes of revolution, are
obliterated from our system.
This division is contrived, not only for avoiding such dome-stick
evils, but also for securing the United States against foreign
aggression. For the attainment of both ends, it was equally
necessary to bestow certain powers on a federal government, and
reserve others to the state governments.The two intentions point
forcibly towards a genuine construction of the constitution, and the
theory is defended by the only principle capable of securing civil
liberty. Communities possessed of sufficient knowledge to
discriminate between liberty and slavery, have uniformly laboured to
invest governments with a portion of power sufficient to secure
social happiness, but insufficient for its destruction. The United
States understood the discrimination, and in the formation of the
federal government endeavoured, by limitations and prohibitions, to
reserve and secure as many of their individual rights as might be
retained without defeating the end of providing for their common
interest. The two principles of a division or a concentration of
power, are the adversaries contending for preference. Every
government must be of one or the other description. An absolute
supremacy in one, belongs to the concentrating principle, like an
absolute supremacy in one man. Hence it has happened that an
aristocratical or representative body of men, exercising supreme
power, has been as tyrannical, or more so, than a single despot.The
United States saw that any geographical interest, if invested with
supremacy by the establishment of a consolidated national
government, would oppress some other geographical interest; and made
a new effort to avoid this natural malignity of a concentrated
supreme power, though lodged in the representatives of the people.
The ingenious effort of the English form of government, extended
only to the contrary interests of classes of men, and has no
reference to the contrary local interests of states. However
sufficient it might be for effecting the end meditated, it would be
insufficient for effecting an end totally different. States cannot
mingle like men, nor change their climates, as men do their
principles, to reap the partialities of a concentrated supremacy.
If, therefore, the English system had so far prevented a
concentrated supremacy, arising from a coalescence of king, lords,
and commons, as to secure equal justice to individual men, it does
not follow that a concentrated supremacy in the federal government
would prevent a coalescence between geographical representatives,
and secure equal justice to individual states. The case of Ireland
demonstrates that representation and supremacy united, will not
administer geographical justice. Accident sometimes directs us to
valuable discoveries; but though our division into states, induced
us to consider the hostile principles of power concentrated or
divided, in a geographical light, yet our decision was rather the
result of an improvement in political knowledge, matured by
reflection and experience, than casual. The disquisitions produced
in resisting the supremacy of the British parliament, had shed
volumes of light upon the subject; the people had imbibed
convictions from critical examinations of history and of moral
rights; and a profound consideration was bestowed upon the rival
principles in the convention. If it is yet doubtful which is best,
it cannot be denied that the people have constantly considered them
as distinct, and unexceptionably expressed their preference. To
deprive them of their choice by construction, would be the same
species of dexterity by which the elements of the eucharist are
endeavoured to be transubtantiated into substances totally
different.
It is as impossible that politicians can extend the intellectual
powers of men beyond their natural limits, as that priests can turn
bread and wine into flesh and blood. The incapacity of one mind for
securing the liberty and happiness of an extensive country, dictates
the wisdom of dividing power; and the same natural incapacity in the
representatives of one state to provide for the local good
government of another, more forcibly dictated the internal
independency of each. A division of mechanical labour is so highly
valuable, that even a pin can be better made by many workmen than by
one. In like manner it is at length happily discovered, that a
division of intellectual labours is equally necessary for the
construction of the most perfect form of government. It would have
been more preposterous to expect that the representatives of
Massachusetts could provide for the prosperity of Louisiana, than
that we might get to the moon in a balloon. The human mind can only
act judiciously within the scope of its intelligence. Accordingly,
those powers only are intrusted to the federal government, as to
which the intelligence and interest of the states are the same; and
those are withheld, as to which the similarity between the
intelligence and interest of the states fail. A uniformity in the
operation of federal laws throughout the states, is required to
prevent these wise precautions from being defeated. This uniformity
illustrates the independency of local rights, because if these were
liable to be regulated by federal laws, great inequalities would
have ensued. The interest of one state is embraced by the
intellectual powers of representatives chosen by counties, because
the counties have a common interest, just as the intellectual powers
of members of Congress will reach the common interests of the United
States; but there would be no difference between requiring the
county representatives of Virginia to regulate the local affairs of
Massachusetts, and requiring the representatives from Virginia in
Congress, to do the same thing. Why would the first mode of
governing Massachusetts be tyrannical and absurd? Because neither
the sympathies nor intellectual powers of a resident in Virginia;
are adequate to the local government of Massachusetts. Are they
rendered more adequate if he is chosen by the whole state, or by a
district of it, instead of being chosen by a county? Will the mode
of appointment revoke the laws of nature? A conviction that this
could not happen, suggested the division of powers between the state
and federal governments, as being a preference of knowledge to
ignorance. To expect from ignorance or an adverse interest, the
fruits of knowledge and a common interest, would have been
unnatural. Calamities or blessings are their respective
consequences. Our system, therefore, draws upon federal knowledge
and sympathy for federal prosperity, and upon state knowledge and
sympathy for local prosperity. By reversing its draughts in either
case, they would either be protested, or paid in very bad paper.
Against this beautiful theory, an appetite for power in all ages,
urges the same objection. It uniformly asserts that divisions of
power obstruct, paralyze, or defeat, the splendid actions to be
expected from a concentrated supremacy. Before this argument can
have any force, it ought to be settled, whether the achievements of
concentrated power are good or bad things; since, according to the
determination of this fact, the argument becomes an objection to the
principle of dividing power, or its recommendation. Will this
principle defeat most good or bad measures? Its value should be
ascertained, not by a partial exhibition of the good measures it may
have obstructed, but by its general tendency to prevent oppression.
The fact, that mankind have suffered the sorest evils from a supreme
concentrated power, is undoubtedly well established; and it is
equally a fact, that no remedy against these universal calamities,
has ever been suggested, except divisions of power. All writers in
favour of a free government, have opposed this, as a good principle,
against concentrated power, as a bad one; and although exceptions to
its good effects do occasionally occur, as well as exceptions to the
bad effects of a concentrated power, yet these exceptions do not
constitute the general character of either principle.
The evil effects resulting from a division of a large country into
baronial, or other personal sovereignties, cannot be justly urged as
objections to our state sovereignties, because the former were only
divisions of territory, subjected to the bad principle of a
concentrated political power, and not moral divisions of power
itself. Personal ambition and avarice were still the supremacy by
which each division was governed. When the baronial supremacies of
France were swallowed up by a monarchical supremacy, though the
people of the whole country were consolidated into one nation,
tyranny and oppression still remained; because it was only a
transition from one species of concentrated power to another,
neither being exposed to a sufficient moral limitation or control.
Germany still suffers under concentrated powers of both
descriptions. In Britain, the division into departments has a
reference to classes of men only, as in France formerly, and in
Germany, to territorial lines, and therefore it has not prevented
the establishment of a supreme concentrated power, nor removed its
malevolence to human happiness. In all these countries, liberty is
of course dealt out to the people by mercenary armies. Ireland,
though represented in both houses of the British congress, is a
standing memorial of the fate to be expected by geographical
sections from a concentrated supremacy lodged in men, the majority
of whom are ignorant of local wants, and not participating in local
evils.
The antiquated doctrine of the divinity of kings was the only remedy
able to shield concentrated power against the resentments inspired
by its tyranny, until standing armies were thought of, because
mankind had discovered no medium between the dissolution of society,
and investing despotism with a sacred supremacy. Tyrants were
thought better than savages. The supposed necessity for one of these
extremities, generated the nice question, how far the evil of
tyranny should be endured, before the remedies of insurrection or
assassination were applied. Representation was the first attempt to
get rid of this alternative; but it has been rendered an incomplete
remedy, by coupling it with a supreme concentrated power. The United
States dissolved this infectious association, by uniting a division
of state and federal powers with representation, as a mode of
enforcing upon governors the admirable discovery of constitutional
laws. These, intrusted to a concentrated power, have uniformly
became a dead letter; but a reasonable hope was inspired that they
might experience a better fate, under the mutual control against
their violation, deposited in the state and federal governments, so
confidently relied upon by the Federalist. The intervention of the
state governments between the people and the federal government,
seemed to be a better security against the effects of a concentrated
power, than the boasted intervention of a king between lords and
commons, and less capable of a nefarious coalescence to gratify a
mutual passion for money and power.
But concentrated power is ever active and ingenious in repairing its
defeats, and inventing new expedients for the gratification of its
propensities. When its divinity was exploded, it resorted to armies,
as an effectual mode of destroying the control of election. The
United States, sensible that it would proceed in the use of its
customary expedient, should it be established, would not establish
it at all, and it now discloses its hatred against the division of
power invented to keep it down, as it formerly did against the
detection of its usurped divinity. It proposes that we should
renounce our progress in political science, recede by the road of
construction, dissolve our new and soundest division of power, and
revive a concentrated supremacy, which will ultimately maintain
itself by a standing army. It would be better and cheaper for the
people to restore to concentrated power its ancient supremacy,
sustained by the doctrine of its divinity, than to establish a
concentrated supremacy, sustained by the new expedient of standing
armies. The representation in Congress being extremely deficient in
the two qualities of local knowledge and sympathy, a federal
concentrated supremacy, instead of sustaining our constitutional
laws, must itself be sustained by force; and this force would
certainly be applied to the compulsory exercise of every power it
might covet. The revival of the divinity of concentrated power may
delay a recourse to mercenary armies, so long as a court of law and
equity can persuade those who hold the purse and the sword, that it
is better entitled to this high distinction than themselves; but
this reprieve would be of very short duration.
Let us now turn our eyes towards the state sovereignties, and
consider whether they are like baronial, or other concentrated
supremacies, universally hostile to liberty. State governments are
confined to local objects, as the powers of an individual as to his
own domicil. They are excluded from declaring war, from keeping
armies in time of peace, and from entering into foreign treaties or
internal confederacies. They are restrained both by the principle of
division, and by their responsibility to the people. They are
checked by the federal government, as the federal government is by
them.They are controllable by three-fourths of the states. The
principles of division and control are applied extensively to the
state governments, whereas they are not applied at all, or
ineffectually applied, to the concentrated baronial, monarchical, or
mixed governments of Europe. This difference accounts for the
exclusive blessings we have reaped from our modes of dividing and
controlling power. If we should exchange them for a concentrated
supremacy in the federal government, the internal divisions of the
state governments would be rendered useless, and state elections for
controlling state departments, would dwindle into an idle ceremony.
The European supremacies possess no principles sufficient to secure
the liberty and happiness of the people, and are naturally guided by
the worst passions; the states have united, not to awaken these bad
passions by creating a concentrated supremacy, but to secure the
liberty and happiness of the people, or the most holy interests of
mankind. Are the people of each state, or a supreme power in
Congress, or a federal court, best qualified to judge of and to
foster their local interests?
The objection, that the state governments may obstruct federal
measures, unless they are subordinate to some federal supremacy, is
only equivalent to the objection, that the federal government may
obstruct state measures, unless it is subordinate to a state
supremacy. Neither objection affects the argument, if the
constitution intended to confide both state and federal measures to
a representation of a mutual and common interest in each separate
case. Such objections are urged against all divisions of power.
Limited kings complain that their measures are obstructed by the
departments created to obstruct them. Reason, compact, and a common
interest, and not a supreme power, are the only resources for
settling such collisions, compatible with a division of power. These
umpires have inspired the king, lords, and commons, of Britain, with
a mutual moderation towards each other. If the preservation of the
rights of free states and free men, cannot inspire the state and
federal governments with mutual moderation, it will unfortunately
prove that the children of mammon are wiser than the children of
liberty. If the common interest of the states to preserve the
federal government, will not be regarded, a government by force must
succeed, and all our social improvements founded upon a common
interest, will be lost. But have not the states as strong and better
motives for nourishing their federal, as well as local prosperity,
than the king, lords, and commons of England have for nourishing
their concentrated supremacy? What checks against tyranny can be
devised, if those founded in a common interest are unsuccessful? and
can they be unsuccessful, except by exchanging them for a
concentrated supremacy?
Society, well constructed, must be compounded of restraint and
freedom, and this was carefully attended to in framing our union.
The states are restrained from doing some things, and left free to
do others; and the federal government was made free to do some
things, but restrained from doing others. This arrangement cannot be
violated, without making one department a slave or an usurper. A
division of political rights between the people and a government,
can only preserve individual liberty. In like manner the liberty of
the states cannot exist, except by a division of rights between
these political individuals and the federal government. The rights
of whole states may at least be as necessary to the happiness of
mankind, as the rights of an individual. Freedom without restraint,
or restraint without freedom, is either anarchy or despotism. The
states did not design to avoid both, by placing around their necks a
halter, called a national or a judicial supremacy, capable of being
tightened or relaxed; or used to inflict upon them the suffocation
proposed in the convention. A concentrated power destroys the
counterpoise between freedom and restraint, and never fails to
become the executioner of human happiness. The constitution, with
consummate wisdom, has effected this counterpoise, and also provided
against foreign and state collisions, without sacrificing state
prosperity. It did not design to embitter the best fruits of
government, by tacitly creating a concentrated supremacy.
Though mathematical certainty may not be attainable by the science
of politicks, because the human mind cannot be delineated by a
diagram, yet much truth may be found in the solutions of historical
facts. These prove that every body of men invested with supreme
power, whether collected together by the single principle of
representation, or by the mixed principles of monarchy, aristocracy,
and democracy, is influenced by a secret or an avowed spirit of
avarice and ambition. They demonstrate the propensity of men to
combine for bad as well as good ends. In our federal combination,
the difficulty was to give efficacy to the good, and to expel the
bad motives, leading men to combine or unite. Various divisions and
balances of power had been previously tried, but all of them had
been ineffectual for producing both ends. The English experiment,
though fraught with useful hints, had demonstrated a necessity for
further efforts. We availed ourselves of its hints, and were warned
by its insufficiency to produce a mild and just government, to
reject its monarchy and aristocracy, and also its concentration of
supreme power in men assembled at one place; because they would be
induced by the bad propensities of human nature, to combine for bad
purposes. Instead of this English supremacy, which was unable to
prevent such combinations, and has fed avarice and ambition at the
expense of the people, the constitution most wisely availed itself
of the good motives which induce men to combine, by making the
interest of the states the basis of the union of states, and the
interest of individuals the basis of state rights; by dividing
instead of concentrating supremacy. By reinstating a concentrated
supremacy, we should exchange the natural propensity of the states
to combine for their common benefit, for a natural propensity to
combine, from the motives of avarice and ambition; and the constant
succession of these ravenous combinations, would probably be more
mischievous to the people, than the less changeable combination
produced by the supremacy of the king, lords, and commons of
England. The representation in Congress would be better calculated
to awaken than to suppress the bad motives of combination, if it
should obtain supreme power. An imperfect local knowledge and
interest, and a new supremacy every two years, would then expose it
to more temptations than the British parliament can resist, because
our local sympathies lie wider apart than in England; and would
suggest the maxim of making hay whilst the sun shines; which can
only be rendered innocent, by withholding from Congress a supreme
power to gather any crop at all from local rights. In England,
combinations between privileged orders were to be guarded against;
here, geographical combinations were far more dangerous. If in
England, representation, united with a concentrated supremacy,
though assisted by a sympathy infinitely more perfect, fosters
instead of checking wicked combinations, what would be the effects
of our representation in Congress, uncontrolled by state rights, and
urged by local interests to perpetrate geographical partialities?
Success in obtaining local advantages would be considered as an
evidence of patriotism by state representatives in Congress, and
approved by their constituents; but it would be considered as
fraudulent, and resisted as tyrannical, by the injured states. The
malignity of a concentrated power to a free and fair government,
being greater here than in England, it required better controls than
have been there ineffectual; more especially as it would destroy our
happy union. Geographical partialities would excite more
indignation, than the patronage of individual and corporate
interests, involved in a national mass, prevented from acting in
great combinations by an inextricable complication, and uncombined
by distinct geographical circumstances. Oppressed or plundered
states would do what Ireland is unable to do. If the national
government proposed in the convention had succeeded, it could not
have obliterated the local interests established by nature; and
these would have remained as a pledge for a revolution. Even under
the limitations of the constitution, local prejudices and
partialities have been disclosed in Congress, and these occurrences
have excited local resentments. A supreme power in the federal
government over state rights, would accumulate local aggressions and
dissatisfactions, until they would be insurmountable by laws and
judgments, and be only conquerable by an irresistible mercenary
army. A national government, though established by popular consent,
could only be sustained in this mode; established by construction,
the reservation of state rights would leave no other mode for
enforcing its supremacy. The impossibility of sustaining a
consolidated national government by any other means, suggested the
constitutional effort to dissever the causes which would disunite or
enslave the states, from those which would unite and leave them
free. Separate geographical interests were the dissolvents to be
apprehended; a common or mutual interest the only cement to be
relied upon. The elements hostile to union were rejected, and only
those used which promised strength and duration. The principle of
civil liberty, that men should be left to provide for their own
happiness in their own way, as far as a good social compact would
permit, suggested the reservation of state rights; and the union was
bottomed upon those interests of the states which were mutual or
common, that the same principle might secure the affection of the
states for the federal government, which secures the affection of
the people for their state governments. Infringements of this
principle in relation to individuals, are indications of approaching
despotism; in relation to the states, they equally foretel their
subjugation. If the constitution pursued it, no construction by
which it is defeated can be correct. To sustain this reasoning, I
will quote two authorities, valuable, as proceeding from eminent
men, but more valuable for the truths they inculcate:
Yates's notes, p. 190. "Mr. Madison observed, that the great danger
to our federal government, is the great northern and southern
interests of the continent being opposed to each other. Look at the
votes in Congress, and most of them stand divided by the geography
of the country, not according to the size of the states." This just
observation has become more impressive, by the addition of a
powerful western interest to the two then so formidable, and the
objections to a national government are already nearly doubled by
the increase of states. The danger to the union is most truly stated
to reside in geographical interests, and it is as truly stated, that
a Congress will be divided by the geography of the country. It being
more impossible now than at that time to consolidate these
geographical interests under a national government, or to divest
Congress of geographical partialities, or to inspire it with a
degree of knowledge adequate to just local regulations, there seems
to be no remedy against this formidable geographical danger, but to
let it alone. If a northern, southern, and western interest, are not
opposed to each other in Congress, by investing it with a supreme
power over state rights, they cannot endanger the union; but if
either can acquire local advantages from a national supremacy, it
will aggravate the geographical danger apprehended by Mr. Madison, a
perpetual warfare of intrigues will ensue, and a dissolution of the
union will result. To prevent this calamity, our political system is
compounded of two unions, one of local state interests, and the
other of common federal interests. The reservation of powers to one,
was a prohibition to the other, intended to avoid geographical
collisions; and the expressed prohibitions upon the states were
intended, not to take away the local rights reserved, nor to give to
the federal government a power to exercise geographical
partialities, but to prevent the states from assuming the regulation
of the common interests intrusted to the care of a federal
government. The two unions were respectively allotted to the care of
governments which could feel and understand them, and made
independent of each other to prevent geographical combinations of
some states in Congress from making local laws for others. All the
states were subjected to three-fourths of the whole, as a complete
security against the geographical partialities of a majority; and
this inevitable geographical temper in Congress, was also subjected
to uniformity in the effect of federal laws, practicable in relation
to federal, but impracticable in relation to local interests. Can
any other system be more happily contrived to avoid the danger to
which the union is exposed by the geographical dissimilarities
between the three great divisions of the United States, established
by nature and fostered by habit?
Yates's notes, p. 200. "Judge Ellsworth observed, I am asked by my
honourable friend from Massachusetts, whether by entering into a
national government, I will not equally participate in national
security? I confess I should; but I want domestick happiness, as
well as general security. A general government will never grant me
this, as it cannot know my wants, or relieve my distress." This,
though a short, is a lucid commentary on our political system, by an
eminent member of the convention, excluding the idea of a national
or general government, assigning the reason for that exclusion, and
drawing a line between federal and state powers, by the incapacity
of a general government to provide for the first object of human
solicitude, namely, dome-stick happiness. The division of local from
federal interests, was a fine idea for excluding geographical
collisions, for effecting a lasting amity between federal interests,
and for shielding the people against a concentrated supremacy,
ignorant of their wants, and incapable of providing for their
happiness.
It is repeatedly urged, that the division of powers between the
federal and state governments, will neither secure a mutual spirit
of moderation, nor control the ambition of either department. If
not, what will? The objection only propounds the question of
preference between a federal and a national government, or between
divided and concentrated power, in a new form, and endeavours to
defeat the best political principle, by charging it with
imperfection. In estimating this objection, we ought to consider
that both these governments have, in a vast majority of instances,
adhered to the constitution, and acted with moderation; and that
both, in cases comparatively few, have exceeded their powers. Mutual
moderation is therefore the general effect of our system, and
occasional excess an inconsiderable exception. What produces the
general effect but our division of powers, the moral co-equality of
the states, and a congeniality in the state and federal governments
with the powers assigned to each? Ought this general effect to be
surrendered, because it is exposed to exceptions? It is an axiom,
that the means must be commensurate to the end. If the moderation of
power is the end, is its concentration, or its division, the best
mode of effecting this end? But collision occurs when power is
moderated by division. This is not a vice, but the very virtue in
the principle of dividing power, which gives it all its efficacy and
all its value; and the absence of collision from a concentrated
supremacy, is exactly the vice which engenders all its oppressions.
The authors of the Federalist earnestly and frequently impressed the
mutual control between the federal and state governments, as the
chief recommendation of the constitution. Without collision, this
control could not have any operation. Let us contrast this remedy
against oppression, with the project for putting an end both to this
admired control and the collisions it produces, by converting
Congress or the supreme court into a council of censors, able by
laws and judgments to abrogate state laws, and to create
constitutional laws. Either censorial supremacy will put an end to
the division of power, with all its controlling and moderating
effects, so highly praised and so ably defended by the Federalist.
We have seen a censorial experiment in Pennsylvania, under a notion
that it was a good mode of preserving and improving a constitution.
Though the Pennsylvanian college of censors was invested with less
power than is claimed by the supreme court; though the individuals
composing it were also selected on account of their eminent talents
and integrity; and though it could neither commit geographical
frauds, nor distribute powers partially between two departments
designed to control each other; yet party spirit and personal
prepossessions appeared in this concentrated power, unbalanced and
uncontrolled by another department; and two years sufficed to sicken
Pennsylvania of her concentrated censorial supremacy. All the vices
by which her supreme college was infected, will follow human nature
into the supreme court. And moreover the state sympathy of the
judicial supremacy, would be infinitely less perfect than that of
the Pennsylvanian college; it would be under no state control in
modelling the rights of the people like the Pennsylvanian censors;
and inextinguishable geographical feelings would reach the court as
well as Congress in the exercise of local supremacy. If a supreme
censorial power over state laws and the constitution is given to
Congress, the vices which rendered the Pennsylvanian censors
intolerable, will be attended by a supernumerary host of mercenary
allies. Party spirit, geographical interests, and personal views,
will constitute the college. Such hungry guardians of state rights,
and usurping controllers of federal power, will mangle the
constitution by any constructions for which they may have occasion.
When Congress was divided into two parties, called federal and
republican, only theoretically sectarian, and not geographically
united, each had its own fashion of construing the constitution. The
fluctuating constructions of money-hunting parties would be worse
guardians for state rights, or for securing the purity of the
constitution, than honest zealots. But now that these honest zealots
no longer balance each other, a federal college of censors, either
legislative or judicial, would be exposed to no check in deciding
whether federal powers ought to be increased or controlled. When the
parties were nearly equal, and contending for the favour of the
people, though contradictory constitutional constructions were
produced, such excesses were avoided as would expose one party to
publick censure, and risque the loss of power. Whilst this check
remained, the better check of co-ordinate departments was not so
necessary as it is at present. Besides, so far as these parties were
influenced by speculative opinions in relation to the principles of
government, they were expositors of the constitution, infinitely
more honest than the geographical parties which a federal supremacy
must produce. A speculative opinion may be upright; a geographical
interest, opposed to another, is always a knave. The trivial
geography of a president, sufficiently demonstrates, that Congress
would be a bad guardian of state rights, even with the assistance of
its federal court.
The variety in the local laws of the states, is a necessary
consequence of the variety in their circumstances. An intimate
knowledge of these laws, and also of the facts by which they were
dictated, could alone provide for state prosperity. The censorial
college of Pennsylvania possessed this knowledge; yet as it was a
species of concentrated power, unexposed to any wholesome restraint
by the principle of division, it speedily became intolerable.
Neither the members of Congress, nor of the supreme court, can
possibly possess that intimate knowledge of state laws or
circumstances necessary to enable them to provide adequately for the
wants of the states. If their codes are exposed to be garbled by
federal ignorance and partiality, the intellectual and sympathetick
capacity of the states to provide for their local exigencies, would
be of little or no use. It would be exactly reduced to the same
situation as the intellectual and sympathetick capacity of
Pennsylvania would have been, had its censorial college been
composed of men from South-Carolina, selected by the people of the
latter state. Local laws or judgments, passed or rendered by
Congress or the supreme court, are exposed to the same objections,
and would terminate in the same consequences.
Love and respect for a form of government can only be inspired by
duration, and fixed by habit; and fluctuations in constitutional
laws, produced by forensick constructions, constitute a national
calamity of inexpressible magnitude, by depriving them of the love
and respect arising from stability. To secure stability, slow and
difficult modes of altering the constitution were prescribed, and
the momentous power was exclusively confided to the best talents of
the country. But talents were not absolutely trusted, and
precautions of great importance were added, with no other intention
but that of preventing the rights of the states from being absorbed
by the federal government. The constitution was not turned afloat to
be carried hither and thither by the winds and waves of forensick
and geographical constructions; of prepossession, avarice, and
ambition; without the concurrence in making amendments required to
give it stability. To these winds and waves, a censorial supremacy
in Congress or the court, or in both united, would be so constantly
exposed, that in floating about it would certainly be wrecked upon
consolidation and monarchy, the Scylla and Charybdis by which it is
beset. Such a supremacy would be exposed to far more pestilential
defects than those by which the censorial college of Pennsylvania
was rendered intolerable. This Pennsylvanian supremacy could neither
increase its own power, nor feed its own ambition, nor extend its
own patronage.
The censorial supremacy exercised by the federal court, has been
proposed to be transferred to the federal senate, by investing that
body with a supervision of political judgments; but this would be an
exchange of the mutual control between the state and federal
governments, and of the mode prescribed for amending the
constitution, for the very principle which the court is labouring to
establish, namely, that of a national supremacy in the federal
government, able to alter the constitution by construction, without
the concurrence of three-fourths of the states.
The constitution is accused of wanting precision in its division of
powers between the state and federal governments; and I shall
attempt to defend it against a charge intended to deprive it of its
federal principle, to make way for a consolidated government. Every
body admits, that it does not invest either the people of the United
States collectively, nor the people of any one state, nor the
government of a state, nor the government of the United States, nor
any one department of the federal government, with a power to alter
its stipulations. Let these acknowledged truths be the guides of our
reasoning, and the tests of its correctness. The censorial power
established by the constitution, embraces and exhausts the whole
right of altering it. The supreme censorial power of construction
contended for, is not recognised in defining the right of
alteration. The proposition to invest the senate with a power to
supervise the political judgments of the court, is an admission that
the judicial federal department may alter the constitution by such
judgments, and against this evil the remedy proposed is to transfer
from the judicial department to the federal senatorial department,
the same supreme right of alteration. But both the admission and the
remedy are equally contrary to the constitutional definition of the
right of alteration, equally an acknowledgment of a supreme
concentrated power, and equally an obliteration of the division
between state and federal powers.
If neither of the enumerated departments can alter the constitution,
the chief difficulty of my course of reasoning is removed, and the
arguments by which it is assailed, are surmounted. The word
constitution can no longer be construed to contain recondite powers,
to be drawn from it by departments having no power to alter it. We
have used it to express the formation of both the state and federal
governments; but not with a design that it should furnish a pretext
for altering the form or principles of either, without the sanction
required in each case. If the word gives no authority to any
department of state governments to alter state constitutions,
without the consent of the people, it can give no authority to any
federal department to alter the federal constitution, without the
consent of three-fourths of the states. Though we have obtained this
undeniable truth, it is said to be inert, for want of means to give
it efficacy. The union is admitted to be constituted of state and
federal powers, but it is contended that the constitution has been
inexplicit in dividing them. An apprehension of difficulty from this
circumstance, caused the supremacy over the constitution to be
deposited in three-fourths of the states, and not in a majority of
Congress, nor in a majority of the supreme court. Even a majority of
the states themselves was not intrusted with this power. But other
precautions were necessary to prevent the state or federal
department from altering the constitution by construction. Among
these, the chief must be a principle applicable to both departments,
or it could not have any effect. Neither can alter the constitution.
What principle can enforce this truth, except that of a co-equal
right of construction, and of self-preservation? If no department
throughout our whole system can, by any unconstitutional act,
legislative or judicial, deprive a citizen of a constitutional
right, it would be strange if either the federal or state
governments could be thus deprived of constitutional rights. Modes
are resorted to for securing the rights of individuals. As to the
rights of these departments, they are first secured by their
co-equality. Neither or both can construe the constitution. Neither
or both can alter it by construction. Neither or both can exercise
the power of usurping a right belonging to the other. Neither or
both can defend its own rights. The constitution gives no supremacy
to either of these departments over the other. But the constitution,
aware that this mutual right of self-defence against
unconstitutional construction, might produce collisions, has
provided a remedy to act in concert with the mutual check, as well
devised for securing state and federal constitutional rights, as any
which has ever been devised for securing the rights of individuals.
If these departments should differ as to the extent of their
respective rights, the remedy provided is not that one should
exercise dominion over the other. On the contrary, the constitution
contains a different, and probably the best remedy, which could have
been devised, both to restrain and give effect to the salutary
mutual check between the state and federal departments. Two-thirds
of Congress may appeal from an erroneous state construction, and
propose an amendment for controlling it, to the tribunal invested
with the right of decision. Why was this right of appeal limited to
two-thirds of Congress, if a majority was invested with a supreme
power of construction, or if the same majority could appeal to the
federal court? Can a majority evade this limitation, with or without
the aid of its court? Two-thirds were required to prevent hasty and
frivolous appeals, and to preserve the rights of the states against
party majorities and geographical prepossessions. If two-thirds will
not appeal against a state law, it is an admission of its
constitutionality, by the constitutional mode established for
deciding the question. If this specified mode is defeated by
transferring the supremacy of construction from two-thirds of
Congress and three-fourths of the states, to a majority of Congress
and a majority of the court, one of these majorities would be
invested with a power of deciding collisions between the state and
federal governments, although neither is invested with a right even
to propose an alteration of the powers given to either department by
the constitution. The precision in the mode of amendment, is the
remedy provided against any want of precision, in the division of
powers, which the licentiousness of construction might lay hold of.
The security against unconstitutional or inconvenient state acts, is
deposited in two-thirds of Congress and three-fourths of the states,
as a provision for settling collisions between the state and federal
governments amicably, and for avoiding the more dangerous conflicts
which a supremacy of geographical majorities would produce, if
invested with a supremacy liable to geographical fluctuations. In
this provision the constitution discloses an eminent superiority
over every other division of power which has hitherto been invented.
The mutuality of the check alone can settle collisions between the
English political departments; here, the constitution has
established a mode by which either the federal or state governments
can refer their settlement to a regular tribunal, so as to obviate
any inconvenience arising from a division of power, and also to
preserve the mutual check between collateral political departments.
The difference between the two resources is disclosed by the
consideration, that our tribunal for settling such collisions, is
deeply interested to preserve a free form of government, and that
each English department is deeply influenced to get as much power as
it can from its rivals. Is there no difference between an appeal by
two-thirds of Congress to the tribunal invested exclusively with the
power of altering the constitution, in order to settle any
difficulties as to the extent of reserved or delegated powers, and
an appeal by a majority of Congress to a majority of the supreme
court for the same purpose? Suppose one English department could
settle its own collisions with the others. It would reduce that
government to the form now proposed for us, by expunging from the
constitution both its provision for settling such collisions, and
also the mutual check between independent political departments. The
state and federal departments are essential portions of our form of
government. These were intended to be preserved by their mutual
independence, and by the special remedy to meet collisions, which we
have just considered, and not by a supremacy in one department over
the other. That would establish a concentrated sovereignty in the
federal government, as absolute as a supremacy of the king of
England over the lords and commons. If the constitution had invested
the federal department with this supremacy, it would not have
provided a mode for deciding collisions, because these could not
have arisen between supremacy and subordination; but this mode was
suggested by a foresight, that collisions would be produced by the
counterpoise and mutual check, without which its division of powers
would be nominal and ineffectual.
The necessity for a substantial division of state and federal
powers, constituted the chief tenet of our political creed, when the
constitution was adopted; and it is probable that a great majority
of the people are still adverse to the recent heresy of a
concentrated supreme power in the federal government, because
divisions of power have been conclusively proved to comprise the
only mode of maintaining a free government by the verdict of
experience, declaring that the people have never been able to fathom
the depths of ambition, or to detect the designs of affected
patriotism, whilst they are controllable. Engaged in their private
affairs, they have neither time nor information for unraveling
intrigues, or detecting artifices. It is true that their interest
invites them to applaud patriotism, but it is also true that they
are easily misled by ingenious projects, and deceived by specious
professions. Hypocrisy can assume the garb of honesty, and ambition
can embellish itself with ostentation, whilst both are meditating an
embezzlement of publick rights. The people can never act with
concert against these, their natural enemies, unless roused from the
lethargy of inattention by sentinels able to discover the secret
approaches of the foe, and of a character annexing weight to their
notifications. Where can such political sentinels be found, except
in a division of power between coordinate departments? If the favour
of God does not suffice to prevent wickedness, will popular favour
alone ensure political virtue, when it may be stolen? The theft may
be more easily perpetrated in the United States than in other
countries, by inlisting geographical interests as accomplices. Even
where these powerful associates do not exist, and under republicks,
as at Athens, the people have been used like the figures upon a
chessboard, merely to decide the fortune of political gamblers; but
where these can play with geographical interests and prepossessions,
an augmentation of the danger requires peculiar precautions. That
chiefly relied upon by the constitution, and singularly
distinguishable from other divisions of power, which have been
unsuccessful under more manageable circumstances, is the mutual
check between the state and federal governments; and if this is
lost, the subjugation of the people to some despotick form of
government, will be more probable here, than in countries where
equivalent auxiliaries for political vice do not exist. At Rome, the
division of power between the people and the senate, terminated in a
despotism. In France, its division between the people and their
representatives, steeped the hands of representation in blood, and
obliterated national liberty. And in England, a concentrated
supremacy is dealing out oppression to Ireland. In these instances,
the want of some division of power, able and interested to excite
the attention of the people to usurpations and frauds, has exposed
them to be harassed into languor and moulded into servility. Had
experience determined that the people alone can prevent the
introduction of an oppressive government, constitutions providing
for them the auxiliaries of divisions and checks of power, would
have been useless; and it must have been admitted that a
concentrated power was a complete security for liberty. But as this
postulate, far from being a truism, is only a flattery to induce the
people to become the instruments of their own subjugation, it is
still the basis upon which ambition commences its superstructures.
In fact, a supremacy in one man, or in one body of men, is the very
circumstance which has led mankind through a long course of
calamities, to the introduction of checks and balances, not as
adversaries to the natural sovereignty of the people, but as its
best allies. The history of England discloses the throes and anguish
of society under the concentrated power of a king, of a king and his
barons, of a house of commons, to which the supremacy of Cromwell
was preferred, and of a king, lords, and commons, corrupted by a
monopoly of power, and coalesced by a sympathy for themselves
adverse to the liberty of the people. This last fortuitous medley,
into which the English nation were rather justled by rugged
circumstances than conducted by reason, retains the vices of a
concentrated power. The people of England took refuge from a
concentrated representative supremacy, to a Stuart. The people of
France fled from a concentrated representative supremacy, into the
arms of a military despot. When James the Second was expelled for
usurping a supreme power over the other English departments, the
experience that kings, lords, and commons, could combine to oppress
the people, suggested a lecture to restrain them from doing so,
called a declaration of rights, which serves no other purposes but
to acknowledge the probability of such nefarious conduct in
political departments, when gathered together, and to demonstrate
the feebleness of a didactick parchment for securing the liberty of
the people against a concentrated supremacy. When the revolution
changed our dependent provinces into free and independent states, we
were to consider whether a supreme national government, compounded
of balancing departments according to the English model, though
attended by a declaration of state rights, would suffice to secure
the sovereignty, happiness, and liberty of the people, or whether
powers should be divided between a federal and state governments, as
a better mode of effecting these great objects. The representation
in the house of commons had not prevented the bad effects of a
concentrated supremacy. The geography of the United States rendered
it impossible that a Congress should be as well qualified to
exercise a national supremacy as the English parliament; and our
heterogeneous local interests could not be governed by a
concentrated power, except by melting them up together in the
crucible of despotism. Such a project, with only half our present
extent of territory, was but little less chimerical, than one for
coercing a whole continent into a consolidated government, from an
expectation that geographical lines could be obliterated by
representation. It was even then foreseen that a Congress would have
its geography and climates, like the surface of the United States.
To avoid a concentrated supremacy, and also geographical collisions
in or out of Congress, the expedient of conforming to the laws of
nature, was preferred to a war with them. The division of local and
federal interests united each allotment of powers with the strongest
natural motive for their preservation. It was the interest of each
state to manage its local affairs in its own way, and it was the
interest of all the states to manage their common affairs by a
mutual concert. Thus both interests were made to harmonise with both
objects; they were not violated in either case; and a common
interest was used as the cement both of local and federal powers.
To suppose that the state governments, operating within limited
territorial lines, either would or could defeat our federal
prosperity, and yet that a national government, operating without
any limitation, would not or could not commit local partialities, is
in theory a contradiction. A common federal interest prevents a
state from attempting the first mischief; all the allurements of
supreme power, would invite a national government to commit the
second. That these can get into a federal Congress, has been
practically proved, upon occasions both important and frivolous.
Ought they to be multiplied by changing a federal into a national
Congress? The geographical question about unsettled lands, was so
managed as to get them from some states and leave them to others.
The funding and banking questions were decided by geographical
motives. The sedition law was intended to operate geographically.
The controversy for the presidency discloses geographical feelings,
both in Congress and the states. The Missouri question displayed a
more formidable geographical spirit in Congress, than has ever
appeared in a state government. The usurped supremacy over a federal
treasury, has cost the people many millions. These and other facts
prove, that a national supremacy would be only a perpetual lottery
for distributing blanks and prizes to states and individuals, by the
will of a geographical majority; and that excessive corruption and
the keenest resentment would probably be produced by these
geographical benefits and injuries. The result of the practical
testimony is, that local interests, if left at home, will never hurt
the federal union; but that, if assembled in Congress, they will
produce a government influenced by fraud, which must end in tyranny,
or destroy the union. An exercise of local powers by Congress and
the supreme court, has already interrupted our federal harmony; and
it is obvious, that the division of powers between the state and
federal governments, must have been the true source of that share of
prosperity which we have hitherto enjoyed.
The expedient for counteracting the evils likely to ensue from the
dissimilarity between geographical interests, was to leave the lines
between the states, and the local interests which these lines
embraced, undisturbed, instead of collecting them into one
intriguing arena. The more numerous are state governments, the less
able will one be to usurp federal powers. Each will be controlled by
the others in such attempts. But if a supreme power over state local
rights should be concentrated in Congress, an injudicious or
fraudulent exercise of it would be the consequence, and provoke
pernicious geographical combinations. Congress would become an
assembly of geographical envoys, perpetually exposed to the same
difficulties which made it so hard for the state deputies to frame a
federal constitution. If a large state was divided into two
counties, a legislature composed of representatives from each, would
exhibit a scene of geographical contentions. A concentrated
supremacy in Congress would substantially divide the United States
into three great counties, northern, southern, and western; and
their representatives would be influenced by geographical
circumstances and habits, tenfold stronger than those which would
produce pernicious collisions between the two supposed dividends of
one state. There existed no remedy against an evil so certain, but
to divert a majority of Congress of a power to exercise local
partialities.
The force of this argument depends upon the fact, whether the name,
Congress, can wring out of human nature its acknowledged qualities.
But is not human nature liable to a geographical mensuration? If it
receives impressions from locality, its geography may be almost as
distinctly ascertained, as that of the earth. The geography of human
nature sticks to a man like his skin, or travels with him like his
shadow. Will he be flayed of this adhesive integument, by calling
him a member of Congress? The sages who have formed and improved our
system of government, sensible that the man and his geography could
never be separated, have used this quality of human nature so as to
make it a friend, and not an enemy to the union. They saw its
efficacy to unite the provinces against England, and wisely inferred
that it would also unite the states in reference to other countries,
and they availed themselves of the geography of the mind, both to
effect the union and also to prevent a disunion. They did not depend
upon its force in one case, and go to war with it is another, but
they conformed to it in both, by using it as the instrument for
securing the states against foreign nations, and also as the
instrument for expelling the evils which would be produced by a
concentrated power at home.
To prevent local interests from going to war with each other, they
are incarcerated within the lines of a state, and if they should be
let loose through the avenue of Congress, and the postern of the
supreme court, the soundest security for the union of the states and
the liberty of the people, will be lost. Local interests, instead of
being confined within the boundary of each state, will go to war
with each other in Congress, the causes of their hostility, intended
to be removed by the union, will be revived, victories will be
gained and defeats suffered, and both will generate new battles.
Repulsion and attraction, arising from the difference and similitude
of geographical interests, would create combinations to commit local
injuries or obtain local advantages by the laws of Congress;
conflicts between states, intended to be prevented, would be
excited, and multiplied; and a national supremacy over state rights
would either produce a mass of fragments as materials for some new
form of government, or require the almighty power of despotism to
enforce its fraudulent awards. Against this host of evils, the
constitution provides, by using the geographical interest of the
United States to unite them against the geographical interest of
other countries, and by leaving the internal geographical interest
of each state undisturbed, that it may not destroy our internal
tranquillity.
We must not forget that the people of every state are freemen, and
that their local interests can never be subjected to a partial or
incompetent government, without depriving them of their highest
distinction, by the strongest mode of coercion. To avoid an
extremity, odious to liberty, a line was marked out by the eighth
and tenth sections of the first article of the constitution; one
section defining all that Congress can do, and the other all that
the states cannot do, so far as the question under consideration is
affected. To unite the states against foreign aggression was visibly
the chief intention of the first section, and to prevent conflicts
between the geographical interests of the states, that of the
second. If a double specification by delegations and prohibitions
positively expressed, cannot draw a distinct line between political
departments, it is true, as ambition uniformly contends, that no
such line can ever be drawn; and this mode of securing human liberty
must be given up as impracticable. But the twelfth amendment, by
referring to both these sections, supposes that they had drawn a
plain line between state and federal powers. Those not delegated by
the eighth, nor prohibited by the tenth, are reserved to the states.
Yet it is said that this line may be obscured and obliterated by
verbal constructions and arbitrary inferences, so as to beget the
contentions between the state and federal governments it was
designed to prevent. But as our federal union would be lost by
losing the line, its discovery would be worth all the efforts of
those who believe that the liberty and happiness of the people
depend upon the preservation of the federal system established by
the constitution.
Every sound argument must comprise a beginning, continuity, and
conclusion. Its beginning should establish a plain and true
principle, sufficient to support its reasoning, and justify its
conclusion, which will be unavoidable, unless its premises are
false. The states which established the union had assumed
sovereignty and independence; they solemnly asserted both, by their
first confederation; and the existing federal constitution, in its
commencement, ratification, and structure, recognises these rights.
These are the premises able to sustain or explode the federal
supremacy contended for. If they are true, every construction at
enmity with them must be false.
The territorial lines between the states are acknowledged by these
three solemn instruments. Why was this done? For the plain reason,
that these territorial lines were intended to define the compass and
range of the political rights assumed and reserved by the states.
Territorial lines between states answer no other purpose; they would
be useless and absurd, except to ascertain the extent of their
sovereignty and independence. When the moral or political rights
within any geographical space are brought under one supremacy, no
internal territorial lines are necessary, because they would imply
neither independence nor sovereignty; and though old names may
remain from habit, they would not be definitions of political
rights. The geographical lines of Ireland, before her consolidation
with England, served to define the boundary of her political rights;
but when these were lost by that consolidation, they became,
politically speaking, quite nominal.The United States, instead of
consolidating themselves into one political or geographical mass,
retained their territorial lines for the very purpose of defining
the boundaries of reserved political rights.This demonstrated an
intention of dividing powers between the federal and state
governments, because the territorial boundaries of each state were
necessary to ascertain the extent of the reserved powers. The
federal government, if these principles are true, can have no
authority over the rights reserved to be exercised by a sovereignty
and independence, recognised as existing within territorial state
lines, because it would be inconsistent with them. It is manifest
that some state rights were intended to be placed exclusively under
the guardianship of these principles, and that a visible territorial
line was admitted to exist between state and federal powers; we have
therefore only to find the sovereign, independent, political
reservations, of which territorial lines were a definition.
The constitution availed itself of pre-existing political
sovereignties, and the powerful qualities of human nature, in
creating a system of government to be enforced, not by the penalties
of power, but by the sympathies of a common interest; and therefore
it assigned federal powers to a federal sympathy, and local powers
to a local sympathy. To find the line between them, we have only to
consider upon which sympathy the measure proposed will operate. This
substratum of the system is violated, either by using a federal
sympathy to regulate state interests, or one local state sympathy to
regulate federal interests. These sympathies, undisturbed, will move
quietly along, like rivers, each in its own channel; and though they
may be occasionally ruffled, no danger is to be apprehended so long
as their channels are unobstructed. But as a river, stopped by a
land slip, or the disruption of a mountain, becomes turbulent, and
finally cuts out a new channel for itself, so if state sympathy is
disturbed by the gradual encroachments of federal power, or
overwhelmed by a national supremacy, it will become turbulent, and
find a vent in some unforeseen direction.
It is a fact that a national supremacy was proposed and rejected in
the convention. An inference, that a refusal of supremacy to the
whole government established, was a gift of it to a part; that a
denial of it to elected representatives indicated an intention of
bestowing it on a few men appointed by and responsible to the
government from which it is withheld; contradicts this fact, because
the states could not have intended partly to reserve, and entirely
to destroy, their local sovereignties. If no supremacy is given by
the line between state and federal powers, the line is found. The
respective sympathies cannot be gotten at, nor any state or federal
powers placed under their guardianship, unless an usurped supremacy
is put out of their way. Their importance for preserving the union,
might be demonstrated by a multitude of cases. Why did the Missouri
question produce discontent? Because it violated state or local
sympathies. Why have the bank and lottery laws (moralities of the
same complexion, and exposed to the same construction) caused state
opposition? Because they are trespasses upon state sympathies. And
why are internal improvements by Congress unconstitutional? Because,
being of a local nature, they violate the division between local and
federal interests, established by the constitution. The competence
of either sympathy in almost every case, to determine fairly,
constitutes a plain line between them. One cannot decide justly for
the other. The constitutional qualification and disqualification of
both arises from its perfect interest and sympathy with the measure,
or from the absence of this security for justice. By this light the
line of division between state and federal powers is easily found;
without it, construction may wander wheresoever it listeth.
No words have produced more declamation and fraud, than confidence
and distrust. Factions, mobs, and governments, often call themselves
the people, to obtain a confidence intended to be abused. But both
distrust and confidence must be graduated by the moral scale of
similarities and dissimilarities between sympathy and interest, to
be correct. The provinces, contending with England, reposed a just
confidence in Congress, dictated by this similarity. But in
controversies between the states and the federal government, when
the question is, whether the latter possesses a supreme power over
the rights of the former, the case is very different. A party
existed in the provinces, willing to allow a supremacy to the
British parliament, unsustained by a mutual sympathy and common
interest. Was it guided by the best principles for preserving civil
liberty? The answer decides the question, whether the people of the
United States will enjoy most liberty by applying the principle of a
mutual sympathy and common interest to both their federal and local
affairs, or by sacrificing it to a federal or national supremacy.
Confidence is not the shadow of every form of government, because it
is an effect of a common sympathy and interest, not of power. So far
as this ligament bound the states together, federal powers were
delegated by the states, and at the point where it failed, a line
was drawn upon the same ground which dictated our controversy with
England, on each side of which lay the motives, sufficient to carry
confidence both to the federal and state governments, so long as
they kept within their limits.
Let us illustrate this reasoning by the powers apparently most
adverse to it, those of war and commerce. Used to alter our system
of government, like the attempted war with France, or to effect
local pecuniary ends, as Indian wars might be, or to gratify
avaricious or ambitious combinations, the war power, though
literally pursued, would be really abused; and an abuse of power
cannot be a just construction of the constitution.
The power of regulating commerce was given to the federal government
for two purposes; to prevent foreign nations from obtaining unjust
advantages over the United States, and to prevent one state from
making another tributary to itself. The latter purpose is defeated
by using this power to make some states tributary to others, and
still more glaringly by making the people of all the states
tributary to a pecuniary aristocracy. The Federalist urges "the
injustice of the maritime states in levying contributions from the
interior states, by means of commercial regulations," as a forcible
reason for the union, and a justification of the delegated power to
regulate commerce. It was not made a concurrent power, like other
modes of taxation, lest some states might use it to inflict a
tribute upon others, and the duties are not appropriated by the
constitution to produce local or individual wealth, but to the equal
benefit of the whole union. If their partial appropriation was
considered as unjust previously to the constitution, how can a
construction, by which the injustice is revived, be correct, or
consistent with the division of powers into local and federal? The
Federalist emphatically observes, "that the opportunities which some
states possessed of rendering others tributary to them, by
commercial regulations, would be impatiently submitted to by the
tributary states, and be a cause of war and standing armies." Did
the constitution design to suppress this cause of war and standing
armies, or only to transfer it from some states to a different
geographical combination, or to a capitalist combination? Used for
either purpose, it would revive the deprecated evils, and probably
dissolve the union; used fairly, it is excellently contrived to
abolish local frauds, and to preserve it. Is there any difference
between one state making another tributary to itself by means of
commercial regulations, and a capitalist or geographical combination
obtaining from particular states a tribute by the same means, except
in the magnitude of the imposition, and the aggravation of the
danger? Must not a remedy for evils be misconstrued, if the evils
are magnified and the remedy defeated? The construction would
moreover change our federal system into an aristocracy of states or
of capitalists, interested to commit frauds. Has it ever been
proved, that some republicks will govern others justly? As a
geographical interest influences its representatives in Congress,
should it have a power of regulating commerce, not for the purposes
of preventing injustice, external and internal, but to make some
states tributary to others, or to a capitalist combination, one
great intention of the constitution is defeated, and the federal
government converted into an engine for committing the partialities
it was designed to prevent. Used to create a capitalist interest, it
would produce the consequence of subjecting the people of all the
states to those oppressions which have been produced in England in
the same mode. As to this power, as might be the case with the war
power, the constitution is verbally complied with, and substantially
violated. A proposition made in the convention, to invest the
federal government with a power "to establish rewards and immunities
for the promotion of agriculture, commerce, and manufacturers," was
rejected, and this rejection as forcibly forbids a construction to
come at the rejected power, as the rejection of the proposed
national government forbids its introduction by construction. Will
it be said that Congress may promote manufactures by rewards, but
not agriculture? A power in the federal government to grant rewards
and immunities for the promotion of agriculture, commerce, and
manufactures, would have embraced local interests to an extent quite
sufficient to create a national government, and therefore when that
was rejected, this proposition of course was also rejected. If a
verbal compliance with the constitution, by which its essential
division of powers is destroyed, would amount to its violation,
constructions, unsustained by its letter, having the same effect,
are deprived even of this sophistry, unless abuses of good powers
have a right to make bad governments.
Our history, short as it is, proves that this constructive supremacy
has been highly injurious to the states, and seems to have decided
the preference between a genuine federal government, and a national
government in disguise. The assumption of state debts, and the
abandonment of paper money, pretended to reimburse the people for
the latter injury, by entailing upon them a pecuniary aristocracy;
banking, besides cramming the idle child of legislation with more
money, contains most of the furniture of Pandora's box; bounties to
capitalists, under the rejected proposition to give rewards for the
promotion of manufactures, constitute a large annual tribute imposed
upon labour for their benefit; a lottery, evinced by the
diminutiveness of the fraud, the contempt of geographical and
personal avarice for the division of powers; the pension law is of a
sufficient size to prove that these motives can make heavy as well
as light obliterations of this plain federal principle; a single
road evinces the capacity of local powers in Congress for
squandering the money of the United States; and the supremacy of the
federal court is another apple of discord thrown among the states,
sufficient of itself to obliterate all the best principles of the
constitution. Local powers, not enumerated among those delegated,
and most of them even rejected, have been already drawn from the
inexhaustible store-house, construction, so as to inflict an annual
tribute on the states, (chiefly paid by about two-thirds of them,)
of more than ten millions. The people of a few states are deluded
into an opinion, that they receive it, whereas it is received as in
England by the capitalist aristocracy. The profit of agricultural
capital is reduced to three per centum, and that of pecuniary,
enhanced up to ten or twenty. Does not this fact decide who pays and
who receives the tribute? The acquisition of other interests, even
in those states where the pecuniary aristocracy resides, is like
that which would be derived from the establishment among them of a
tribe of archbishops endowed with enormous salaries drawn from the
United States; they would contribute towards the payment, though
these bishops might not be able to influence the government, or to
effect a constant increase of their salaries. Land and pecuniary
speculators may effect a combination, of which the majority of every
state must be the victim. These effects are notable proofs of what
is to be expected from constructive evasions of the division of
power by a geographical Congress. They would have been avoided by an
adherence of the federal government to federal objects. That
government was not instituted to distribute wealth between the
cities and the country; between inland and maritime people; between
states thinly and thickly peopled; between the rich and the poor;
and between the several interests of society. Did the constitution
intend to invest it with these powers? The notion of some western
states, that its exercise of such powers may be beneficial to them,
is the same as if the South-American Spaniards should give the
product of their mines to England, to make her a great pecuniary
capitalist, with the crafty intention of enriching themselves. A
policy so strange can only be accounted for by the interest of
combinations; because it never fails to introduce a pecuniary
aristocracy, which impoverishes nations by prodigality, and
replenishes treasuries by oppression. The annual bounty given to
monied men, by protecting duties alone, would suffice to pay the
president, members of Congress, and judges, thirty times as much as
they now receive; but the whole income drawn from the people by the
federal assumption of local powers, would pay sixty presidents,
eighteen thousand members of Congress, and above four hundred
supreme judges. Is it not a humiliating illustration of the human
understanding, that it should have been led to pay sixty times more
to make a government bad, than what is sufficient to make it good,
for the purpose of substituting avaricious combinations for the
states, as pillars of a federal government? Such pillars in England
have proved but a bad foundation for liberty, although every man is
within fifteen miles of water-carriage, and manufactures are brought
to perfection. The success of our pecuniary aristocracy in taxing
the people with the expense of a navy to protect commerce, and also
with prohibitions upon commerce, to enrich itself, shews that its
influence can even reconcile contradictions, to come at money. The
supremacy of construction is in fact as arbitrary and oppressive as
the supremacy of legitimacy; with equal facility it can oppose
ridicule, contempt, or a bayonet, to reasoning; and it can also as
effectually demonstrate the truth of Mr. Hamilton's position, "that
a national government will maintain itself." By investing one of its
armies with a monopoly of a species of ammunition not less powerful
than the ancient Greek fire, and arming the other with more harmless
military weapons, its campaigns against liberty will be crowned with
success, and it will finally disclose a very plain difference
between the delegated and reserved powers, and also the reasons why
the distinction was made by the convention.
But, as has been said of ambition, it may be said of the system for
creating pecuniary capital by laws, "that it has no allurements,
except from its imposing associations," and is therefore innocent;
or that it will be controlled by the federal departments, because
one of them is elected by the people, so that our liberty and
property will be secured by its natural moderation, or by this check
upon its natural rapacity. In England, the same species of
concentrated power has proved insufficient to protect the people
against the imposing associations of pecuniary capital created by
laws. But it is urged, that its failure arises from the imperfect
mode in which the English balancing departments are constituted, and
we have therefore been compelled to consider whether a sympathetick
combination of our federal departments, assembled like the English
at one place, converted by construction into a national government,
and coalesced by the same motives, has chastened a concentrated
power of the vices experienced in England. Agriculture constitutes
the chief employment or interest of a vast majority of electors in
the United States, yet election has not shielded them against the
oppressions of a concentrated supremacy. It has raised the profit of
pecuniary capital far beyond the profit to be made by agriculture,
and effected its impoverishment by seducing capital from its
improvement, by an enormous deduction from its income, and by a
system of legislative partiality to pecuniary capital. The high
profit bestowed by laws, is paid by the low profit earned by labour,
whilst the receivers retain all the benefit of their own labour
co-extensively with other people, and their legal income is exposed
to no deduction by the expense of taxation and tools. These legal
enhancements of the profit of pecuniary capital, instead of
contributing towards a good government, constitute the very policy
by which mankind are oppressed.Yet it has been pursued to a great
extent by an assumed supremacy, liberated from control by a
supremacy of construction. As the internal checks of the federal
government have proved insufficient to prevent this enslaving
policy, it seems to follow, that the division of powers between the
federal and state governments, is necessary to prevent the evils
which a concentrated national government is ever prone to inflict.
And as no legislative power to introduce it, nor any judicial power
to enforce it, is given to Congress, a line between the delegated
and reserved powers for preventing a consolidated national
government seems to be visible. Although Congress has assumed a
judicial power, in cases where the United States are a party,
expressly assigned to the federal judiciary, to be tried by a jury,
according to the ninth amendment, and gratuitously reimbursed the
loss, by a liberal donation of jurisdiction over the state
judiciaries, so as to complicate two important divisions of power,
neither ought to be considered as obliterated. Collisions between
departments cannot legitimately destroy constitutional divisions of
power. As judiciaries are the executives of legislatures, their
subordinate office does not empower them to defeat a division of
powers between the legislatures themselves, because judgments may
clash, if these legislatures cannot defeat it, because laws may
clash. A judicial revision would be the same as a legislative, and a
contrariety between laws, as sound an argument for a federal
supremacy, as a contrariety between judgments. But this contrariety
was not considered in either case as a good reason for establishing
a supreme national government. It is not by the difficulty of
finding the line between federal and state powers, that it is
attempted to be obliterated, but by objections against finding it,
urged for the purpose of changing our federal into a national
government. It is said to be better that banks, lotteries, and other
local laws, should be forced upon the states, than that one visible
division of powers should exist.
We look for the line by the light of consolidating prepossessions,
and of the spurious words, national, supreme, and inconvenient.
These glimmerings are used to make us believe, that federal powers,
said by Mr. Madison to be few and distinct, are countless and
indefinite; and what is more extraordinary, the adjectives, national
and supreme, are exclusively appropriated to one division of power,
so as to deprive the other of its substantive character, bestowed by
a line common to both. It is lost in words, because they are
susceptible of fluctuating hues, to elude a comparison of acts with
the plain division of powers. This would constitute an unambiguous
line between federal and state powers. A good translator adheres to
the spirit of his author; a bad expositor of the constitution
rejects its spirit and principles.
One very plain principle will suffice to restrain the licentiousness
of construction. A constructive power must be of the same nature or
sui generis with the power from which it is deduced, or an
usurpation. If the maternal power is exclusive or concurrent, the
constructive offspring must also be exclusive or concurrent.
Therefore, an exclusive supremacy cannot be inferred from a power
made concurrent by the constitution. Suppose the creation,
prohibition, and taxation of banks and lotteries, to be concurrent
and not exclusive powers in the state and federal governments,
neither can constitutionally extract from this concurrency an
exclusive power to control the other in its exercise. A concurrent
power to impose other taxes stands on the same ground. A concurrency
of power in many cases results from delegation and reservation, and
an exclusiveness of power from limitation and prohibition. When
powers given to the federal government are prohibited to the states,
they are exclusive; when powers given to the same government are not
prohibited to the states, they are concurrent; and powers not given
to the federal government, constitute the exclusive powers of the
state governments. If it is conceded that Congress may create,
prohibit, and tax banks or lotteries, and exercise other powers not
delegated, yet it does not follow that it can add new prohibitions
upon the states, by preventing them from exercising these concurrent
powers; or that the federal court can extract an exclusive supremacy
for itself, from a concurrent federal power. Such a doctrine would
convert all the concurrent powers of the states into subordinate
powers, and all the concurrent powers of the federal government into
exclusive powers. It is true, as is urged in its defence, that it
would bestow more efficacy upon the delegated powers, but it is as
true, that it would destroy the efficacy of the reserved powers.
Without a concurrency of efficacy, no concurrency of power could
exist, and therefore one efficacy was not invested with an authority
to prohibit the other. A testator bequeaths several carriages to a
special, and his horses to a residuary legatee, but the special
legatee contends that he has a right to the horses also, because it
will be convenient to him, and that they are naturally attracted by
the splendour of the carriages. Such is the case of assumed
supremacy. But if neither Congress nor the federal court can
increase the prohibitions of the constitution in relation to powers,
concurrent or exclusive, to render them more or less convenient or
efficacious, the difficulty vanishes, and the line of division is
found.
On the contrary, should either the federal or state governments
assume an exclusive supremacy over the concurrent powers of the
other, neither would be a limited government, a confusion between
local and federal powers would ensue, and the wholesome distinction
between local and federal interest or sympathy would be expunged. If
the federal government should acquire an exclusive supremacy, it
becomes effectively a national government. The position advanced by
the federal court, "that a power to create involves a power to
destroy," to defend this exclusive supremacy in the federal
government, subverts it. The federal government cannot create any
exclusive or concurrent state power, therefore it cannot destroy
any. It cannot create states by dividing them, therefore it cannot
destroy them. A state may create banks, roads, or lotteries,
therefore it may destroy them. The states created the federal
government, therefore they may destroy it. If it is possible to
foresee how far statemen and prepossession can go, this maxim would
disclose it. A power can only destroy that which it can create. It
results, that as the federal government cannot create either state
laws or judgments, it cannot destroy either. Yet the maxim is
advanced as a proof that it may destroy both. The rejection of the
proposal in the convention to invest the federal government with a
power to create banks, amounts to an internal construction of the
constitution by itself, yet as the power prohibited by rejection was
assumed, it was unavoidably assigned to the class of concurrent
powers. This left a mutual right to destroy, attached to the mutual
right to create. Congress assume an undelegated power, and the
court, to make it more efficacious and convenient, step in, abolish
the state powers to create or prohibit banking, and to tax pecuniary
stock, and thus extend the assumed power of Congress to create or
destroy banks, into an exclusive supremacy, able to destroy state
rights which it cannot create. Such philological machines can turn
out any kind of work, and make any thing or nothing of the
constitution. By its constructive prowess the federal government can
invest itself with a local power expressly withheld, and of course
with local powers not withheld; then it may subject the state
concurrency to a federal concurrency, and increase without
limitation the special prohibitions imposed upon the states by the
constitution, so as to subject all state acts, both negative and
affirmative, to federal supremacy; and a consolidated national
government is made in the Laputa mode of making books. The federal
government first endows itself with a concurrency in the exercise of
exclusive state powers, then converts the usurped concurrency into
supremacy, and the states are finally swallowed by a sovereign
concentrated government.
The constitution establishes three classes of powers; two being
exclusive, and one concurrent; and to find the line of division, we
have only to discover whether a state or federal act conforms to its
classification, and not whether the exercise of one power is
inconvenient to another. The exclusive powers of the federal
government are so precisely defined by the prohibitions upon the
states, that they have neither been questioned nor usurped. But the
exclusive powers of the states being only secured by an indefinite
reservation, are first hunted down into the class of concurrent
powers, and then fettered with a federal supremacy. Federal
legislation kindly extends federal jurisdiction, and federal
jurisdiction acknowledges the favour by extending federal
legislation to state exclusive powers; and the polite reciprocation
establishes a supremacy which finishes the obliteration of the
divisional line established by the constitution. By discovering the
mode in which the line will be destroyed, we discover the line
itself. Its existence is copiously proved by the respectable authors
of the Federalist, but under the influence of a preference for a
national form of government, they pasted over it a federal
supremacy, without concurring in the constructive acquisition,
because they did not concur as to the form of national government to
be preferred. From constructions, dictated by prepossession,
contradictory in themselves, and hostile to each other, the
difficulty of discovering the line plainly drawn between exclusive
and concurrent powers has originated. Party confidence in eminent
men, caused party interpretations of the same instrument, and
weakened the constitutional classification of power vindicated by
both. The line is demonstrated by their constructions asserting the
classification and independence of powers, but obliterated by
subjecting state powers previously said to be sovereign and
independent, to a supremacy in Congress, or in the supreme court, or
in a national government, by two gentlemen who advocated
propositions for a supreme concentrated power. The present advocates
for the same form of government, reject their plain line, and adopt
the obliterations intended to regenerate one of the national forms
of governments. If these great men had stopt with their definition
of the line, and forborne to annex to it obliterating assertions, no
difficulty or defect in the constitution on this score would have
been discovered. These assertions were originally suggested, and are
still used to defeat a federal system; and the real question is, not
where the federal line runs, but whether it shall be expunged?
The case of slavery helps to illustrate the federal line, and to
refute the doctrine of a national supremacy. A federal compact, and
not an American nation, caused slaves to be counted in adjusting a
federal representation. A national representation would not have
been in any degree deduced from slaves. Independent of other
circumstances, slavery demonstrated the necessity of a line between
state and federal powers. An usurped federal supremacy could as
easily get over it in this case, as in those of banks, lotteries,
and an appellate jurisdiction; and there would be less difficulty in
proving that slavery, abstracted from local circumstances, is
prejudicial to the welfare of the United States, than that banks,
lotteries, and the appellate jurisdiction, will advance it. The
states, ignorant of facts, might be enchanted with the theory of
converting black slaves into good patriots, whilst the states
experimentally qualified to judge, might know that the idea was
visionary. Every other local interest to which a general sympathy
does not extend, was provided for by the division of power, which
provided for the case of slavery. All or none of the powers reserved
to the states, must be embraced by the federal supremacy contended
for. The English introduced slavery to get money from the provinces,
by their capacity for making tobacco; the capitalists use it also to
get money from some states, by their incapacity to become
manufacturers, which England had also in view from her monopoly
through the pretext of commercial regulations. Both used it to
extract an enormous tribute from a local misfortune. A federal
division of power was designed to prevent such frauds of a
concentrated supremacy, and not to fleece local incapacities to
enrich superior industry.
The second article of the constitution, by explicitly asserting the
federal character of the house of representatives, definitively
excludes a national character from the federal government, and
abolishes intirely a place of residence for the supreme authority,
by which the reserved powers of the states are assailed. "In
choosing the president, the votes shall be taken by states, the
representatives of each state having one." Was the constitution
mistaken in expounding itself; and is Mr. Madison's construction,
which has been made the basis of consolidating inferences, "that
this house is a national representation," more correct than the
constitution in calling it a representation of states? It describes
all its branches as federal. The house of representatives is
repeatedly recognised by the mode of its formation, and positively
in this quotation, as a representation of states. The senate is
allowed to be so. And the president is either to be chosen by
electors to be appointed as the states shall direct, or by the
representatives of these states in Congress. Thus the federal
character of the union seems to have been as plainly established,
and the proposed national character as plainly rejected, as could
have been effected by words. But how seldom can words remove
prepossessions. A "judicial power of the United States," though thus
also recognised as federal, is considered as national, as able to
assume or to receive from Congress a new species of national
supremacy, and as invested with a power to impair or destroy the
federal character, repeatedly avowed by the constitution itself.
The president is made responsible to the states in the modes of his
election and trial, as a security for state rights, against his
geographical propensities. The incongruity of annexing a national
president to a federal Congress, would almost have been equal to
that of associating a federal Congress with a national court. It
would have been highly objectionable to choose a president by a
national, and to try him by a federal principle. A loyalty to
federal interests and to state rights, were the two objects designed
to be effected in the structure of the federal government. Its
legislative and executive departments were constructed upon federal
and not national principles with that intention. If the supreme
federal court is to be considered as a political department, any
more than the inferior federal courts, consistency required that it
should be federal as well as the other departments. It would have
been as absurd to invest it with a national supremacy, and to try it
by a federal senate, as to have done the same thing in the case of
the president. Liberty is often the victim of executive power. A
national election of this department has universally inflamed its
ambition and favoured its usurpations, as in the cases of Cęsar and
Bonaparte. Therefore the constitution wisely subjected it to
organized states, as constituting a control more vigilant and
powerful than disunited individuals. The provision is indispensable,
if the preservation of state rights is necessary to secure the
liberty and prosperity of the people. A national mode of electing
the president, would destroy the state or federal influence over
federal executive power, and like supremacy annexed to a general
government according to Mr. Hamilton, or to a supreme national
court, according to Mr. Madison, would infallibly change the federal
into a national government. Ambition could more easily corrupt
individuals than state governments, and seduce them into a
consolidated government. A tendency towards an aristocracy of
states, a national government, or a monarchy, was guarded against by
the federal system in various modes, one of which was to subject the
geographical partialities of a legislative majority to the control
of a federal president. By converting a federal into a national
president, he would be influenced by a national majority, and a
great security against a consolidated government would be defeated.
Mr. Hamilton, sensible of this, in number sixty-eight of the
Federalist, assumes a very obvious misconstruction of the
constitution, as an advance towards the form of government he
preferred, by observing, that it has "referred the election of the
president, in the first instance, to the immediate act of the people
of America." On the contrary, "the electors of the president are to
be appointed as the legislature of each state shall direct," for the
purpose of impressing upon him a federal loyalty, and creating a
check apprehended from a consolidating influence in the house of
representatives, arising from a different mode of election. It is
wonderful to discern a concord between the consolidating Mr.
Hamilton, and the jealous federalism of the small states. He wanted
a national president towards effecting his avowed object. Is it a
better policy which contends for a president to be elected by a
majority of states? The constitution supposed that a federal
president would be more likely to sustain the federal system and the
rights of the states. It knew that a glare of character would more
easily deceive the multitude than the state legislatures, and that a
species of popularity so easily obtained, much oftener bestowed
repentance than liberty on the people. Mr. Hamilton, with other
profound politicians, knowing that the dazzling phantom of a
perfidious popularity, frequently becomes a real plague, eulogises
the provision against its visitation by the intelligent control of
the state governments; but he strives to reconcile this conviction
with his other conviction in favour of a limited monarchy, and
therefore he says that the president is to be elected by the people
of America. Great use is made by the consolidating doctrine, of the
injury which this imaginary people sustains, if the election is made
by states in the house of representatives. The senate is exposed to
the same objection; and if it is sufficient to prove that a national
is preferable to a federal president, it proves also that we ought
to have a national senate. The objection therefore terminates in the
preference between a national and a federal form of government.
If the federal form is best, it is of little importance whether it
shall be mortally wounded by misconstructions, by amendments, or by
habitual evasions of the constitution, so as to come at its
competitor by the help of a national president; and even his
election by states in the house of representatives, though exposed
to great objections, would be exposed to fewer than an election by
an American people, because the former being federal, bad as it may
be, is a better control of executive power. It is exposed to still
fewer than the extra-constitutional habit of virtually electing the
president by a majority of the members of Congress. This has nothing
federal in it; if it contains any principle, it is of a national
complexion; it swallows up the small states; and the states, both
large and small, are thus seduced to surrender their federal
influence over the executive department, to a combination of men
divested of all responsibility. If a president is elected by the
house of representatives, each state would know how its deputies
voted, and this knowledge would be some security for their
patriotism; but when virtually elected by a caucus of Congress-men,
the absence of this knowledge is an additional solicitation, and a
powerful security for corruption against detection. By the first
mode, a little man from a small state may be made of great value; by
the second, a great man from a great state may be made thirty-fold
more valuable. The first mode is undoubtedly federal; the second is
not even national. It may be called a mode of making presidents by
making bargains, and the most extraordinary circumstance attending
it is, that an American nation, or a union of states, should be
induced to believe, that by obeying an edict, contrived originally
by a secret combination between a few men, they are electing a
president. According to the constitution, the number of electors is
fixed by a ratio compounded of the number of states, and the number
of people in each state, counting a portion of the slaves, and
excluding the idea of an American nation; but their character is
made federal by the mode of election. Perhaps no better principle
could have been contrived for uniting states and individuals in one
interest. Numbers are chiefly regarded in fixing each state's quota
of electors; but the small states are reimbursed, and the large ones
secured, by the power reserved to the states of maintaining their
federal rights, by a federal influence over the president. The
common interest of all is combined and united to act for the common
security. A virtual election by a caucus, and a formal election by
the house of representatives, are both prejudicial to the common
interest provided for by the primary mode of election, because the
first deprives all the states, great and small, but especially the
small, of all influence in the election, and the second deprives the
large states of the proportion of electors assigned to population.
If the compromise between these principles is preferable to either
in its extremity, the proposition to amend the constitution for
giving efficacy to that compromise, is preferable to a struggle
between the small and large states to defeat it; the first class, by
getting the election into the house of representatives; the other,
by placing it under the control of a caucus. If the small states
should succeed, it would place the executive department under the
influence of a majority of states containing a minority of people, a
kind of aristocracy; if the large, it would expose all the states to
the secret intrigues of monarchical or consolidating factions.
Should the federal principle of electing the federal executive, be
exchanged for a national principle, by dividing all the states into
districts, it will both subvert every vestige of a federal influence
over him, and also foster the habit of designating the man by a
self-constituted caucus, which would be thus delivered from the
control deposited in the state legislatures to prevent the
introduction of a national executive. Besides, an election by the
electors is exposed to less danger from corruption, than an election
by a caucus or the house of representatives, and this is another
reason why it would be better to perfect the preferable
constitutional mode, than to defeat it, either by a caucus, or by an
election in the house of representatives, or by converting all the
states into districts, so as to destroy a federal influence over the
president of the United States, by making him a president of the
people of America, according to Mr. Hamilton's policy.
This gentleman speaks of the "concurrent jurisdiction between the
national and state courts." He says, "that the judicial is beyond
comparison the weakest of the three departments of power; that
impeachments will control it; that the judges would never hazard the
resentment of the body intrusted with it, as this body would punish
their presumption by degrading them from their stations; that the
word supreme refers to the federal tribunals inferior to the supreme
court; that the federal courts have an appellate jurisdiction from
the state courts; that the national legislature may modify federal
jurisdiction; that it is inherent in the nature of sovereignty not
to be amenable to the suit of an individual without its consent; and
that the states do not lose any of their rights by a change in the
form of their civil government." Are not the collisions between
these assertions equal to any which can be expected from our
division of power? How can state and federal jurisdiction be
concurrent, without being independent? How can federal jurisdiction
be a competent guardian of state rights, if it is feeble,
controllable by impeachment, and liable to be modified by a national
legislature? Whence did it derive an appellate jurisdiction over
state courts, if the supremacy of its highest tribunal refers to the
inferior federal courts? How can Congress have a right, derived from
his assumption of a national legislature, to modify judicial federal
powers, and no right to modify federal legislative and executive
powers? How can it be inherent in the nature of sovereignty not to
be amenable to the suit of an individual without its consent, and
that the state political rights should also be liable to be abridged
by suits between individuals, without even a capacity in the states
to defend themselves before the assumed sovereignty over their
rights? And how can the states lose none of their rights by a change
in their civil government, if they may be made amenable to a supreme
federal tribunal? It is neither difficult to discern nor to account
for these contradictions. The constitution was construed by two
souls, one impressed with the force of its principles and language,
the other by a prepossession in favour of a national form of
government. Of course we find in the Federalist the dictates of both
a national legislature, a national president chosen by the people of
America, and a national judiciary, are all said to have been created
by the constitution. Even that is said to have been the national act
of this American people, by subsequent commentators. And lest these
gentlemen should be led astray by the constructions of the federal
soul from the design of the national soul, the concluding page of
the Federalist solemnly declares, "that the constitution would be
the act of a whole people, that it comprises a general national
government, and that a nation, without a national government, is an
awful spectacle." Such is the source of the difficulty in finding
the line drawn by the constitution between federal and state powers.
It has been by degrees made fainter with patches of national or
consolidating colours. If the states should be induced to part with
their federal influence over the president, and to take from their
legislatures the power of investigating his loyalty to their rights,
by an amendment or a habit, they will finish its obliteration, by
adding a national executive to a national legislature and judiciary,
proposed in the convention, rejected by the constitution, and
revived in the Federalist. Under these modifications, would the
constitution retain its great principle of referring state
exigencies to state sympathy, and federal exigencies to federal
sympathy, or could our system be denominated federal?
If the desired line is found, we come to the true question, namely,
which is best for the United States, a federal or a supreme national
government; or which will best secure their strength, wealth, and
liberty? The difference between the strength, wealth, and liberty of
a government, and of a people, first presents itself. Wherever a
government possesses too much of these, the people have too little.
Restraints upon a government alone beget liberty, and liberty alone
begets that high degree of national strength, able to withstand both
foreign aggression and domestick usurpation. Like Mahomet's tree of
Paradise, it bears the best fruits in most abundance, and among them
national strength and individual happiness. Is it enthusiasm or
sober reason, which believes that a division of power begets
liberty; that liberty animates the people to defend their country;
that it extorts admiration from nations compelled both to applaud
and to envy; and that it brings wealth and comfort by invigorating
industry? Can the artifices for destroying our division of powers,
be better than these benefits, both splendid and substantial? These
artifices contend that liberty will be secured by a responsibility
of a supreme national government, or of some of its departments, to
the people, without a division of powers between the state and
national governments; and flatter our vanity by asserting, that the
exercise of state powers is founded in arrogance, and inconsistent
with the rights of man; but if the experience of the whole world has
demonstrated that despotism cannot be prevented by any other
expedient, this, like other flatteries, is intended as a seduction
to defraud the people of their most valuable property. This truism,
peculiarly applicable to the territories of the United States,
suggested the division of power between the state and federal
governments, not to impair, but to secure the liberty of the people;
because it his never been safe in the keeping of any concentrated
government over a consolidated territory of equal extent. Its
brilliant effects were predicted by history, and have been
demonstrated by experience. The lustre of Greece appeared under a
very imperfect confederation, and vanished when her independent
states were melted into consolidation. Even the embers of her
federal liberty, were an over-match for the mighty consolidated
Persian empire, whilst her independent states, reduced to a
consolidation, became an easy prey to the ambition of the Romans,
and the tyranny of the Turks. The strength of the Romans diminished,
and their glory began to fade, when the collateral legislative power
of the senate and the people was exchanged for consolidation. Venice
and Genoa have been entombed in consolidation. Holland, strong and
flourishing whilst its seven little provinces were more loosely
united than our great states, is reaping the harvest of
consolidation, and no longer a star in the galaxy of nations.
Switzerland has been made stronger and happier, by a confederation
weaker and more imperfect than ours, than could have been expected
from a consolidated government, and enjoys more liberty and comfort
upon a sterile soil, than the great consolidated fertile contiguous
countries. England lost thirteen provinces by attempting to
establish a concentrated supremacy. The power of liberty, in its
paroxysms, is a proof of its capacities in sobriety. The love of
liberty in France proved too strong for great combinations of
concentrated powers, and when it was smothered by Bonaparte's
imitation of their forms of government, his concentrated power
became unable to resist them. Thirty millions of people remained,
but the impulse was gone.
The reader anticipates me, and has already seen the blaze of that
elevated beacon, which enlightens the world and directs it to truth.
A mutual sympathy and common interest, caused thirteen disunited
provinces, under innumerable disadvantages, to be successful against
a mightier concentrated power. The same principle conducted our
federal government with honour and reputation through another
unequal war with the same consolidated government. The vigour of
mind and perseverance of exertion it begets, has twice memorably
displayed its superiority over the concentrating principle, within
our own view. Philosophers assert its wisdom, and tyrants fear its
prowess; and our prosperity under its influence, upon an inferior
soil, has exceeded that of all contemporary consolidated nations,
and outstripped the records of history in the circle of ages.
Does this accumulation of facts contain no truth, and convey no
admonition? To me, it seems that our union, founded in the division
of powers between the state and federal governments, and annexing a
genuine sympathy to each department, is the strongest government
hitherto discovered for securing all the benefits which have induced
mankind to construct political societies. It opposes activity to
torpor, a common interest to monopoly, and a union of nations to a
mercenary army. Bad passions, however, prefer a concentrated
supremacy, because it affords them more room, and subjects them to
less restraint.
If all the people of the United States were assembled to pass local
laws, they would now be arrayed in three parties, each inclined to
obtain advantages over the others. The venom scattered by a contest
for offices, would be aggravated a thousand fold by a contest for
geographical advantages. These parties will shortly be reduced to
two, the geographical ins and cuts of a concentrated supremacy. An
absolute monarchy might become preferable to the nefarious struggles
which will ensue, because the geographical interest of a king would
be merged in power, and the avarice of one man could be more easily
gratified than the avarice of a multitude. A power of local
legislation in Congress, would create logicians, guided by
inextinguishable geographical inducements. This source of
partiality, oppression, and disunion, is dried up, by dividing local
and federal interests. It will be made to flow in copious streams,
by enabling local interests in Congress to make other local
interests subservient to their passions; and also create a new
fountain, at which ambitious and avaricious men may satisfy their
thirst; and thus exchange our homogeneous union of power and
sympathy, for the European heterogeneous union of power and
antipathy, which produces either resistance or oppression. If a
brotherhood between power and sympathy constitutes our strength, our
renown, our industry, our wealth, our local justice, and our
liberty, a dissolution of this moral association, by riving it
asunder with a concentrated supremacy, may be computed by a very
moderate capacity. It is universally agreed, that this association,
so friendly to human happiness, has never been brought as near to
perfection by any form of government, as by ours. By what can this
opinion be justified, except by our division of powers between the
state and federal governments? If the makebate construction should
be able to drive into the constitution the anomaly of subjecting
state powers to an unsympathizing federal majority, legislative or
judicial, our government, from being the best, might become the
worst in the world; because one nation is the most inexorable of all
tyrants over another; and state nations, by their representatives in
Congress, would become the tyrants over other state nations, by
being able to oppress them for their own emolument. I know not
whether this, or that of an absolute monarch, would be the worst
species of tyranny.
An absolute concentrated power was resorted to in Europe, to prevent
baronial wars, and a division of power was resorted to here, to
prevent state wars. By the European expedient, baronial wars were
prevented, and the oppressions of a supreme concentrated power
obtained. Barons might be easily melted into a consolidated nation,
but the latitude and local interests of the states are not
susceptible of a similar fusion. Feudal lords do not, like
geography, exist forever. As local interests could not be abolished,
like barons, an attempt to subject them to a concentrated supremacy,
composed chiefly, not of friends, but of rivals for money, might
rather provoke than suppress state wars. To prevent both these, and
European oppressions arising from a concentration of power, the
happy expedient of an affiance between local interest and local
power, and between federal interest and federal power, was adopted.
As local interests could not be annihilated like feudal barons, and
as the members of Congress could not be divested of local
partiality, no other expedient, hitherto discovered, was sufficient
to effect the meditated ends. To prevent some states from being made
tributary to others by commercial regulations, was one, and it was
not intended, in removing this injustice, to revive it in an
aggravated degree, by enabling a geographical majority to oppress a
geographical minority in a multitude of modes, without the least
check of the fraud from an apprehension of counter-regulations, or
the kindness of contiguity, which might have moderated it between
two states. It was not intended to create a family of knaves to get
rid of one, as would have been the case, if local ignorance, local
prepossessions, and geographical rapacity, all more inveterate in
Congress than between adjoining states, had been invested with a
power of legislating for countries which they never see, for customs
which they never practise, and for interests which they never feel,
except when they are to be shorn.
However the causes of political oppression may be diversified by
circumstances, violations of geographical interests are so
egregiously adverse to moral rectitude and human happiness, as not
to admit of a reconciliation with either. The long-standing contest
between monarchy, aristocracy, and democracy, excited struggles,
without producing any permanent advantage to mankind, by offering
prizes to bad passions, and over-looking a truth, essential to their
happiness, upon which our federal system is founded. These three
principles were supposed to cover every species of government,
because it was taken for granted that every species must possess
supreme power, and therefore it only remained to determine by which
of these rival principles supremacy might be most safely exercised.
Absolute power was the golden apple contended for by three idols,
each of which purchased votaries by promises and bribes. The idols,
separately exploded, have combined for the purpose of retaining more
securely the coveted dominion, and constituted a triumvirate which
promised little and performed less. The United States withdrew their
adoration from these spurious deities, separately or united, and
extracted a political system from geographical indications and moral
qualities, imprinted by the Creator on the face of the earth and the
heart of man. These happily impressed upon them the uncontroverted
truth, that the people are more honestly wedded to their own
happiness, than a supreme power in any form. They have therefore
vindicated the sovereignty of the people. From this primary truth,
they extracted another, equally undeniable, namely, that the people
of a state love themselves and understand their own interest, better
than any other people can possibly do; and upon this consideration,
exactly as sound as the wide distinction between a monarch and a
nation, they have established a political system, by which each
state is enabled to exercise its exclusive knowledge, and gratify
its own self-love. Local regulations, made by a majority of states,
or by decisions of the supreme court, are only metaphysical satraps,
despatched by despotism into provinces, for the usual purpose of
gathering money; as in the cases of assuming state debts, banks,
protecting duties, internal improvements, the pension law, the
lottery, and an unrestricted appropriation of federal money. They
substantially reduce the state governments to prefectures, subject
to the dominion of the federal government, instead of being
functionaries responsible to the people of the state. If the
usurpation shall succeed, the expense of these cyphers will be a
sufficient reason for their suppression. It was intended to
establish a division of power between the natural affection which
the people of each state possess for themselves, and between the
natural affection which all the states possess for themselves in
relation to other countries, as a better security for liberty, than
a supreme power in either of the three old principles, or in any of
their combinations, and as the only means of sustaining the modern
doctrine of the sovereignty of the people. This principle would be
subverted by investing the federal government with supreme power, in
imitation of Britain, and trusting to its departments, or to
geographical partialities, for controlling its supremacy, because it
would take from the people the right of self-government, the only
foundation of their sovereignty, and destroy its only material
consequence, by depriving the responsibility of state functionaries
to the people, of all its efficacy.
In this new experiment, the United States had many obstacles to
surmount, and strong prepossessions to remove. The old tories were
glued to a king, lords, and commons; the new, admire the same
species of concentrated power, concealed under different names.The
old Congress blamed the patriotick state governments, because the
success of the revolutionary war was not more wonderful, and
believed that, invested with supreme power, it could have astonished
the world still more; the new, shutting its eyes upon the late war,
and a long current of prosperity, contemplated with admiration by
other nations, consider the absence of a supreme power in a
combination of the three ancient political dogmas, as a great defect
in our more perfect union, and has been endeavouring to remove it,
with the help of its judiciary. Some learned and honest statesmen
candidly appealed to the publick in defence of a supremacy according
to the British model; others, under the same impression, contrived
an intrigue, suppressed by Washington. The holders of a certain
description of paper money to a large amount, were ripe for any
revolution by which they could obtain great affluence at little
cost. Arrogant men saw charms in the old forms of concentrated
supremacies, not perceivable in our new principles.
Eminent members of the convention advocated the principles which the
states had recently resisted.The attempt then defeated, is with
equal ardour and less disguise, now renewed; and the question,
whether we shall have a concentrated power, invested with a local
supremacy or a limited federal government, is again to be decided,
not by a solemn appeal to the people, but by Judge Construction,
into whose mouth the parties interested can put what words they
please.
A concentrated power over extensive territories, has unexceptionably
found it necessary to establish pro-consuls, governors, or generals,
supported by armies, to sustain its authority. Local powers in
Congress, despatched into the states, are instruments of the same
kind, requiring the same auxiliary. Had the constitution
contemplated the states as subordinate instruments of a concentrated
supremacy, it would have been extremely defective. It has been found
hard to enforce the obedience of subaltern individuals, but it would
be infinitely harder to enforce the obedience of subaltern
governments, contrary to the local habits and interests of their
constituents. Individual deputies are always exposed to severe
punishments, and these supposed subordinate governments are not
subjected to any punishment for disobedience. If the constitution
had intended to impose upon the state governments in the exercise of
their powers, the duty of obeying the federal government, it would
have contained provisions for extorting that duty. The subordinate
agents of a concentrated power, are removable, because supremacy and
subordination could not otherwise exist. The state governments are
not removable, because they are not subordinate, nor the federal
government supreme.
The difference between a federal and a supreme government, was quite
visible to the convention; and in considering the attributes of
each, it saw that a power of appointing state governors, of revoking
state laws, and of reversing state judgments, was necessary to
establish one form; and that a reservation of undelegated state
powers, undestroyed by subordination, was necessary to establish the
other. By rejecting the consolidating attributes, it never intended
to invest construction with a power of substantially reviving them,
by conferring on the federal government, or either of its
departments, a power of removing, revoking, and reversing, the acts
of the reservation. The difficulty of banishing, hanging, or
shooting, state governments, for violating the constitution,
suggested the preferable provision for altering it, combined with
its division of powers. Thus two absurdities were avoided; that of a
supreme government, shackled with deputies whom it could neither
punish nor remove; and that of a confederation of states, comprising
an abolition of their rights. Consistency required a supremacy in
the national government proposed, and its exclusion from the federal
government adopted. As subordinate authorities, the states must have
been subjected to the coercion of a supreme national government;
with their reservation of independent local powers, this coercion
was incongruous. A national form of government, not invested with a
power to compel obedience, or local state powers, subjected to a
limited federal government, would both be political absurdities, and
therefore the former was not proposed, nor the latter established.
The rejection of all the modes proposed for coercing the state
governments, whilst a national government was in contemplation,
proves that the constitution preferred the mutual check, to a
concentrated supremacy. But the federal government may coerce a
disobedient state by an army, just as one of the English balancing
or collateral departments, has often endeavoured to enslave the
others. This mode of compelling the obedience of state governments,
being infinitely more inconvenient and dangerous, could not have
been contemplated by the rejection of the modes proposed, as it
would destroy the mutual check allowed by the Federalist to be
intended, as a conquering general might persuade or terrify the
people into an opinion, that one despot was as good as an hundred,
and as the submission of conquest could not have been sought for by
the rejection of the milder means of obtaining obedience, by
appointing governors, revoking state laws, and reversing state
judgments.
As local authorities were indispensable, the question was, which
ought to be preferred; such as were responsible to the people
interested to preserve local justice, and best informed as to what
might advance their happiness; or such as would be subjected to the
control of a national government? The former corresponded with the
right of self-government; the latter with despotick, principles,
because it would leave to the people of each state no substantial
power to provide for their own happiness. They could not be
subjected to a supremacy in the federal government, and also retain
their local state right of self-government. The contrariety between
the two modes of constituting local authorities, was thoroughly
considered in the convention, and a preference became unavoidable,
because they were incapable of reconciliation. One sustained
intirely the principle of self-government; the other deprived the
people of every state of so much of that principle, as was
applicable to their local affairs; and it was determined that the
intire, was more likely to constitute a good government and preserve
the liberty of the people, than the mutilated principle. If the
wisdom and patriotism of the union was again assembled to
re-consider the question, the opinion, that the two systems of
government are almost as far asunder as liberty and despotism, would
probably be more unanimous than it formerly was, because many of the
prejudices arising from old habits and the revolutionary war, which
then obstructed the same conclusion, are now obliterated.
In establishing the division of powers between the federal and state
governments, another principle as important, and not less true than
that of uniting sympathy with power, was kept in view by the
convention, namely, that great power is a great temptation to do
wrong. The able expositors of the constitution having in the
Federalist adverted to this axiom, united in an opinion, that a
greater share of power was reserved to the states, than was
delegated to the federal government; and therefore concluded that
the danger of usurpation rested in that department. As neither their
opinion nor inference could have any foundation, if the powers
reserved to the states were controllable by the federal government,
they must have believed, as they said, that each department was
independent of the other within its own sphere; because, had the
constitution invested the federal, with a supremacy over the state
governments, the greatest share of power could not have been
assigned to the latter. The anticipation of the comparative
magnitude of the two primary divisions of power, to ascertain which
would be most sorely afflicted with the malady of usurpation, was
then chiefly conjectural; and the egregious mistake of these
commentators, is both a proof that their constructions are not
infallible, and also an admonition against destroying the mutual
check which they commended. If experience has ascertained that the
superiority of power is in the federal government, they have proved
that the disposition to encroach must go with it.The axiom, that the
least moderation is to be expected from the most power, decides the
comparative magnitude of these primary dividends, since there is as
much difficulty in discovering an instance of the usurpation of a
power delegated to the federal government, by a state, as in
discovering a state reserved power, not usurped or threatened by
federal precedents. The whole mass of state powers are attempted to
be drawn within the federal sphere, by a supremacy claiming a right
to remove obstructions to its dominion; converting them, whatever
may have been their constitutional magnitude, into cyphers, useful
only to endow the federal sphere with an unlimited decimal increase
of power. To transfer our jealousy from the encroaching sphere to
that, experimentally weak, unassuming, and too submissive, would
seem to violate common sense, and would certainly defeat the mutual
control, eulogised by the Federalist, and established by the
constitution, to ensure the moderation of power, upon which it is
agreed that all the benefits of civil liberty depend.
But the modern commentators, far from believing, with the
Federalist, that the state governments possess a superiority of
power, contend that it resides to such an extent in the federal
government, as to make it absurd for the states to struggle for
rights which must be lost, or to oppose an impetus which must
prevail. Giving up the idea of checking power on account of its
magnitude, they urge its magnitude as a reason for suppressing the
check, and submitting to its commands; expounding the constitution
by Lord Shaftesbury's logick, they ridicule its attempt to reserve
rights to the states in communion with the great power bestowed on
the federal government; and laughing at its provisions, they yield
to their subversion, because they are too feeble to withstand the
usurpations of the federal government. Should the contempt thus
plenteously poured out upon the state governments, unite them for
the preservation of rights common to all, the barriers against the
disposition of great power to usurp, may prove stronger than these
facetious gentlemen are disposed to believe. If the parties actuated
by conflicting principles, should happen to be described by proper
names, such as consolidators and constitutionalists, or
concentrators and federalists, it might induce the people to
consider whether they would subscribe to the combined projects of
laughing or coercing them out of their state rights, and they could
easily make the charge of absurdity, urged against the constitution,
recoil upon the statesmen by whom it is advanced. But consolidation
avows its patriotism by talking of the sovereignty of the people,
whilst assailing their state rights, and of its loyalty to the
constitution, whilst appealing from it to the supremacy of
construction.
Libertas et natale solum!
Fine words, I wonder where you stole 'um,
says Swift. Oh, for a poet to write an epigram upon this, and the
following congenial motto:
Words are very pretty things
For patriots as well as kings.
Will it be arrogant to offer him an humble hint?
Libertas! meaning by debate
To pilfer powers from a state,
And into wholesale bring a nation
At vendue of consolidation.
Libertas, also, does import
The power imperial of a court,
Supremely fixing right and wrong
By constitution of the tongue.
Natale solum, in orthography,
Distinctly intimate geography;
Or they may mean protecting duties,
To money-holders, perfect beauties.
Words, of construction are the mint,
Coining its currency without stint;
The shot with which ambition fights
'Gainst reservation of state rights.
Thus liberty and words supply
Accommodations for a ------ .
What a miserable poet am I, to want a rhyme! Reader, can you supply
it?
Having endeavoured to ascertain the origin, progress, and
consequences of a consolidating, concentrating, or national system
of government; to ascertain the intention of the constitution by its
words, spirit, and ratification; to prove, by the journal of the
convention, that a federal government was established and a national
government rejected; and to vindicate the wisdom and patriotism of
that body, in both these decisions; I have only to add a hope that
abler writers may gratify the publick by discussing these important
subjects.
SECTION XVII
Construction
Several formidable arguments used to convict the constitution of
absurdity, or to subject it to the supremacy of construction, remain
to be fairly stated; that, although I am unable to answer them, they
may be considered by the publick. The supremacies of construction
and legitimacy are said to rest upon foundations equally solid, and
to be equally omnipotent, because the word government as naturally
inherits power as the word king. As men have natural rights, so have
kings and governments; and supremacy not being among the natural
rights of men, and yet necessary, must be among those of a
government. Upon this ground it was contended in the convention that
the creation of a federal government, although the old Congress
never made the discovery, revoked the declaration of independence,
and reduced the states to corporations. For how could a king be a
king, or a government a government, without sovereignty or
supremacy, any more than a man could be a man, without spirit or
soul? Hence the attempt of the constitution to establish a federal
government, without these natural souls, was preposterous,
unnatural, and void; and when the government was born, it inherited
its natural rights, like any other species of legitimacy. The
authority of a great monarch sustains our philologists in taking
their stand upon this doctrine. We are informed by Hume, "that at
the treaty of the Pyrenees, when Louis the Fourteenth espoused a
Spanish princess, he had renounced every title of succession to
every part of the Spanish monarchy; and this renunciation had been
couched in the most accurate and most precise terms which language
could afford. But on the death of his father-in-law, he retracted
his renunciation, and pretended that natural rights could not be
annihilated by any extorted deed or contract." If the natural rights
of kings could not be impaired by the constitutions of France,
Naples, Spain, and Portugal, the natural rights of governments
cannot be impaired by the same papers. If Louis could not divest
himself of his natural rights, he could not be divested of them by
another. If the plainest words which language could afford, were not
sufficient to deprive Louis of his natural rights, words as plain
could not establish the reserved rights of the states, and deprive
the federal government of its natural supremacy. But as the federal
government is not chargeable, like Louis, with having voluntarily
imposed any restrictions upon itself, those imposed upon it by the
states whilst it was in ventre sa mere, were as outrageous,
fraudulent, and void, as if a nation should attempt to disinherit
the heir of a king before he was born. Acts of limitation do not run
against infants, much less against an embryo; and therefore all
limitations imposed upon the federal government before it was born,
or in its infancy, before it was able to take care of itself (as a
concentrated government can always do, according to Mr. Hamilton)
were contrary to natural right and void.
The natural right of a government to supremacy, is completely
sustained by the natural supremacy of construction, as it could not
be a government, if this supremacy of construction belonged to
people who wished to control it. A profound statesman has written a
celebrated treatise to establish the supremacy of construction, not
hitherto quoted by the consolidators, out of pity, I presume, for
their adversaries, and an aversion to killing honest but deluded
people by a single blow. But whether it shall be ascribed to
candour, or an apprehension that it is reserved to be produced if
they are hard pressed, I shall suggest it to their recollection, and
disclose it to the publick.
The code of rules alluded to, for defining the powers and rights of
construction, was evidently written with an eye to the constitution
of the United States; although the author, to avoid the censures of
the federalists, has concealed his intention under the title of "A
tale of a tub," and used the allegory of a last will, intending
thereby to insinuate, that the constitution of the United States was
liberty's last will. A testator bequeaths a coat to each of his
three sons, with directions that they should be kept clean, and
unsophisticated by patches, to imitate fashion or gratify pride, and
his death-bed admonition to his children was in these words: "Sons,
because I have purchased no estate, nor was born to any, I have long
considered of some good legacies to bequeath you; and at last, with
much care and expense, have provided each of you a new coat. Now you
are to understand, that these coats have two virtues contained in
them; one is, that with good wearing, they will last you fresh and
good as long as you live. The other is, that they will grow in the
same proportion with your bodies, lengthening and widening of
themselves, so as to be always fit. Pray, children, wear them clean,
and brush them often.You will find in my will full instructions, in
every particular, concerning the wearing and management of your
coats, wherein you must be very exact, to avoid the penalties I have
appointed for every transgression or neglect, upon which your future
fortunes will depend. I have also commanded in my will, that you
should live together in one house, like brethren and friends, for
then you will be sure to thrive, and not otherwise."
No allegory could be more exact. It exhibits the veneration in which
the constitution ought to be held, its prohibitions against vice,
and the subterfuges to evade them. The three coats are, the
exclusive powers of the federal government, the exclusive powers of
the state governments, and the concurrent powers of both. And the
three sons typify a supreme power, a federal government, and a
frantick democracy. Fine writers are allowed to be inspired, and if
any have disclosed stronger proofs of it than Swift, in this
admonition, they have never reached me. The United States, our
testator, inherited no estate. With much care and expense they
obtained the three coats, namely, the exclusive and concurrent
powers. These coats, with good wearing, would last fresh as long as
they lived. They would require frequent brushing to be kept dean.
They would grow in the same proportion with their bodies,
lengthening and widening of themselves, so as to be always fit:
referring to new states, and the extension of the three classes of
power over a larger space. In the constitution, full instructions
are contained concerning the wearing and management of these powers.
Exactness in this respect is necessary to avoid the penalties of
transgression, and to secure their future fortunes. And the
constitution is the one house in which the three powers must live as
brethren and friends, by which, and not otherwise, they would be
sure to thrive.
"Here, the story says, this good father died, and the three sons
went altogether to seek their fortunes. I shall not trouble you with
recounting what adventures they met with in the first seven years,
any farther than by taking notice, that they carefully observed
their father's will, and kept their coats in very good order. That
they travelled through several countries, encountered a reasonable
quantity of giants, and slew certain dragons." In this extract, the
voluntary fraternity between the states; the seven years' adventures
of the revolutionary war; the prosperity arising from keeping state
and federal powers clean; our travelling into other countries, by
negotiations and commerce; our encounters with the British, Hessian,
and French giants; and our wars with the Indians, or dragons of the
wilderness; are distinctly foretold, to prevent the misapprehension
of the more essential parts of the allegory.
After this season of fraternity and adventures had past, the
brothers "came up to town, and fell in love with the ladies, but
especially three, the Dutchess d'Argent, Madame de Grand Titres, and
the Countess d'Orgueil; or covetousness, ambition, and pride; from
whom they met with a very bad reception; for on the one side, the
three ladies were at the top of the fashion, and abhorred all that
were below it but the breadth of a hair. On the other side, the will
was very precise, and it was the main precept in it, not to add to
or diminish from their coats, one thread, without a positive command
in the will. Now the coats their father had left them, were, 'tis
true, of very good cloth, and besides so neatly sown, you would
swear they were all of a piece; but at the same time very plain, and
with little or no ornament. The brothers, however, being induced by
love to fall into all the vices of a town, were strangely at a loss
what to do." The coming up to town, specifies the meetings of
Congress; the Dutchess d'Argent, the funding, banking, and
protecting-duty systems; Madame de Grand Titres, the prepossession
or habit in favour of titles; and the Countess d'Orgueil, the pride
of affecting supremacy. The love of men for these town ladies, and
the difficulty of gratifying it, on account of the precise and close
texture of the constitution, and its prohibition against altering
one thread, except in the mode it prescribes, is also stated by
Swift, as forciby displaying the efficacy of his rules for
construction, to which he then proceeds:
"It happened, before they were a month in town, great shoulder-knots
came up. Straight all the world was shoulder knots. In this unhappy
case, the brothers went to consult the will, read it over and over,
but not a word of shoulder-knots. What should they do? Obedience was
absolutely necessary, and yet shoulder-knots appeared extremely
requisite. After much thought, one of the brothers, who happened to
be more book-learned than the other two, said he had found an
expedient. It is true, said he, there is nothing here in this will,
totidem verbis, making mention of shoulder-knots, but I dare
conjecture, we may find them inclusive, or totidem syllabis. This
distinction was approved by all, and so they fell to examine; but
their evil star had so directed the matter, that the first syllable
was not to be found in the whole writing. Upon which disappointment,
he who found the former evasion took heart, and said, Brothers,
there is yet hopes; for though we cannot find them totidem verbis,
nor totidem syllabis, I dare engage we shall make them out tertio
modo, or totidem literis. This discovery was also highly commended,
upon which they fell once more to the scrutiny, and picked out the
letters, s, h, o, u, l, d, e, r, when the same planet, enemy to
their repose, had wonderfully contrived that a k was not to be
found. Here was a weighty difficulty! But the distinguishing
brother, now his hand was in, proved, by a very good argument, that
k was a modern illegitimate letter, unknown to the learned ages, nor
any where to be found in ancient manuscripts. Calend hath been
sometimes writ with a k, but erroneously; for in the best copies it
has been ever spelt with c. And by consequence, it was a gross
mistake in our language to spell knot with a k; but from
henceforward, he should take care it should be writ with a c. Upon
this, all farther difficulty vanished. Shoulder-knots were made
clearly out to be jure paterno, and our three gentlemen swaggered
with as large and flaunting ones as the best." Great shoulder-knots
are evidently typical of the national and supreme powers getting
into fashion, and worn above other ornaments. Obedience to the
constitution is absolutely necessary; but these powers, being very
convenient, are extremely requisite. I may have been mistaken in
supposing that the consolidating party had overlooked Swift's sage
authority. They seem to have used it to get at their beloved ladies,
without disobeying the constitution. As the letters, n, a, t, i, o,
n, a, l, are all in the constitution, though the word itself is not,
it has literally established a national government. The argument in
the case of the letter k, has also furnished them with another
important rule for construction. As neither governments, divested of
supremacy, nor our federal system of dividing powers between two
governments, are to be found in ancient manuscripts, and were
unknown to the learned ages, they are modern illegitimate
contrivances, and ought to be suppressed, for the purpose of
restoring to the word government its good old meaning and supremacy
inherited from antiquity.
Here I must gratify a certain feeling, not very uncommon, called
vanity; and boast of my superior candour or sagacity over the
commentators who have suppressed or misunderstood an authority so
profound. As the word national is not in the constitution, they have
clumsily sought for it by a transformation of words, not discerning
that when a pebble only lay in their way, it was quite unnecessary
to remove a mountain which lay out of it, and thus negligently
weaken the capacity of construction to create a national government
and a judicial supremacy. In like manner, by making the word
constitution beget supremacy, they have reasoned on the ground, that
a child of to-day might be the father of Adam. There are a great
variety of constitutions, male and female, agricultural, charitable,
religious, and commercial. All are made by qualities or
stipulations, and none contain any thing, ex vi termini, not to be
found in these qualities or stipulations. By changing the word
constitution into the word supremacy, the conventional qualities of
the former would be lost in the natural qualities of the latter; and
the constitution, having thus lost its qualities, would be extinct.
Now, instead of getting at supremacy in a mode so inartificial, had
the consolidators adhered to the word government, or the word
national, as containing internally, ex vi termini, the ethereal
essence of power, called supremacy, neither to be defined by compact
nor limited by words, their reasoning would have been sustained by
the authority of the great Dean Swift; but by transforming United
States into national, and constitution into supreme, they have
incautiously weakened it. As the word national, totidem syllabis,
was not in the constitution, and the letters n, a, t, i, o, n, a, l,
were, to come at it tertio modo, was infinitely more grammatical,
orthographical, and rational, than a violent metamorphosis of words,
even defective in letters. The convention no doubt thought itself
very cunning in rejecting the word national, proposed for its
adoption, as it would imply a supreme power, according to ancient
manuscripts and the learned ages; and the consolidating gentlemen,
by endeavouring to seize upon Ovid's patent-right for arbitrary
transmutations, have been caught in their trap; but Swift
ingeniously gets them out again. Though national and sovereign,
totidem verbis, are not in the constitution, both are there totidem
literis; demonstrating the superior power of construction, when
governed by a rule, simple, plain, and comprehensible, than when
obliged to resort to the poetical license of working wonders. We all
know that letters can make words; but how some words can make
others, is a mystery. I am certain, therefore, of receiving the
thanks of the consolidating school, for simplifying their reasoning,
and vindicating the power of construction, by the useful discovery,
that the constitution conveys sovereignty to the federal government,
makes it a national government, and gives it any other power which
commentators, who can spell, may choose to find; for they can now
save themselves a world of trouble, by justifying their
constructions upon the same ground used by the learned Doctor Swift,
to justify the construction of their father's will by the brothers.
The words, necessary, requisite, and expedient, used by the learned
brother, consign whole cargoes of arguments to our consolidating
politicians, received with avidity, but without acknowledging the
obligation. "Obedience to the will was absolutely necessary, and yet
shoulder-knots appeared extremely requisite." Peter, the great
philologist and commentator, said he had found "an expedient." No
anticipations could be more express than these. The constitution
uses the word necessary; whatever is necessary is at least
requisite, and whatever is requisite may be effected by an
expedient, conformably with the constitution, as shoulder-knots were
conformable to the will, because they were requisite. Hence, as a
national government, judicial supremacy, banks, lotteries, roads,
and canals, even if not necessary, are still requisite; and as every
letter by which these words are spelled is actually in the
constitution, without the perplexing absence of the letter k, it
clearly follows, according to Swift, that the exercise of these, and
all other requisite powers, may be effected by expedients, and that
they would be more conformable to the constitution, than
shoulder-knots were to the will, because that did not contain the
letter k. Thus our consolidating commentators have wisely proceeded
within the verge of a high authority, and prudently identify
themselves with the learned Peter.
"Next to shoulder-knots, gold lace came in fashion, which seemed so
considerable an alteration, as to require a positive precept. Then
flame-coloured satin, for lining; then silver fringe; and, finally,
an infinite number of points, tagged with silver. Upon consulting
their father's will, the brothers, to their great astonishment,
found these words: Item, I charge and command my said three sons to
wear no sort of silver fringe upon or about their coats. However,
after some pause, the brother so often mentioned for his erudition
and skill in criticism, said that he had found, in a certain author,
who should be nameless, that the word fringe also signifies a
broom-stick, and doubtless ought to have the same interpretation.
This, another brother disliked, because of the epithet silver, which
could not, he humbly conceived, be applied to a broom-stick. But it
was replied upon him, that this epithet was understood in an
allegorical sense. However, he objected again, why their father
should forbid them to wear a broom-stick upon their coats; a caution
that seemed unnatural and impertinent; upon which he was taken up
short, as one that spoke irreverently of a mystery; and this
expedient was allowed to serve as a lawful dispensation for wearing
their full proportion of silver fringe."
These successive fashions are obviously emblematical of the
successive fashions which came up among us, called assumption of
state debts, funding, banking, lotteries, and protecting duties. The
infinite number of points tagged with silver, with special precision
describe the multitude of manufactures thus tagged to lace
capitalists with gold. Even every pin made in the United States has
a tip of silver. But silver fringe was expressly forbidden. This
peculiarity is stated to justify banking; the proposal and rejection
of which in the convention, was equivalent to a charge and command
against it. No emblematical description of it could have been more
happy. Bank paper is fringed with silver, and the use of fringe is
either to hide defects or to entrap by a bait. Fringe disfigures a
good substantial coat, as banks disfigure an honest government. The
prohibition in the will was positive, and if that could not prevent
a requisite and expedient construction for wearing fringe, the
rejection in the convention only, could not defeat the same great
principle when applied to banking. As silver fringe meant a
broom-stick, the banks rejected in the convention might mean mounds
of earth; and therefore their rejection is only a prohibition upon
the federal government to bury state rights under mounds of earth.
If this idea should even be allowed to be as preposterous and
impertinent as that of wearing broom-sticks upon coats, yet it may
also contain some mystery. And thus it clearly follows, that the
federal government may suffocate state rights by banks of paper, but
not by banks of earth. In this extract, we discover that Swift
foresaw the transformations of the word judiciary into the word
supremacy, and of the words United States, into the word national;
and authorized both, by proving that the words silver fringe might
be construed broom-sticks. The idea of wearing broom-sticks over
coats, is a fine illustration of supremacies for sweeping away state
rights; but the application of silver fringe to unrestricted
appropriations of federal money, is still closer, as silver is more
graceful upon governments than broom-sticks upon coats. If,
therefore, the federal government can add to its silver
embellishments, by unrestrained appropriations, legislative
judgments, bounties, pensions, banks, and internal improvements,
this authority will justify it in resorting to these or any other
modes of fringing itself; because, as the prohibition in the will
against wearing silver fringe, distinctly refers to the prohibitions
in the constitution against the state and federal governments
wearing each other's powers, a mode of getting over the first, must
also be a mode of getting over the others.
"But the gold lace seemed too considerable an alteration without
better warrant; when the learned brother, having read Aristotle's
Dialecta, and especially that wonderful piece, De Interpretatione,
which has the faculty of teaching its readers to find out a meaning
in every thing but itself, observed, You are to be informed, that of
wills, duo sunt genera, nun cupatory and scriptory; that in the
scriptory will here before us, there is no precept or mention about
gold lace, concedetur; but si idem affirmeter de nun cupatoria,
negatur. For, brothers, if you remember, we heard a fellow say, that
he heard my father say, that he would advise his sons to get gold
lace to their coats. By G--, that is very true, cried the other; I
remember it perfectly well, said the third. And so, without more
ado, they got the largest gold lace in the parish, and walked about
as fine as lords."
It is impossible, after reading this extract, to doubt of Swift's
inspiration. It may be called the golden rule of construction. Even
members of the convention certainly did say, that a national
government, invested with supremacy, ought to be established. But
all well-informed politicians have often heard others say, that
governments were divine, inherently supreme, sovereigns of the
people, and able to do anything but turn a man into a woman; and
these nuncupatoria very clearly supply all powers overlooked by
written constitutions, necessary to enable governments to come at
gold. Therefore, when we have obtained the word government by a
constitution, these nuncupatoria come in play, and constitute the
marrow of construction. Now all the letters for spelling the words
government and supreme, are really in the constitution, and
moreover, both the words, in extenso, are in it, and therefore we
are not obliged to find them, as the word shoulder-knot was found in
the will. But each was attended with a difficulty. One is applied to
the state as well as the federal government, so that both might lay
claim to its comprehensiveness; and the other is used in reference
to inferior federal courts. Swift foresaw and removed both these
difficulties; the first by the nuncupatoria resource, as the states
were called in the convention, that father of the constitution,
corporations; and the other, by the inherent rights of supremacy,
bequeathed to it also by nuncupatoria. The federal system having
thus obtained exclusively the words government and supreme, obtains
also their inherent nuncupative donations. But lest construction
should be taxed with finding out a meaning in every thing but
itself, Swift cautiously refers us to the Dialecta of Aristotle, to
prove that the art de interpretatione is not fettered by the
unreasonable obligation of containing in itself any meaning, to
rebut the charge, and fortify his treatise on every quarter.
"The flame-coloured satin, for linings, caused them to fall again to
rummaging the will, because the case required a positive precept,
the lining being held by orthodox writers to be of the essence of
the coat. After long search, they could fix upon nothing to the
matter in hand, except a short advice of their father in the will,
to take care of fire, and put out their candles before they went to
sleep. This, though a good deal to the purpose, and helping very far
towards self-conviction, yet not seeming wholly of force to
establish a command, and being resolved to avoid farther scruple,
says he that was the scholar, I remember to have read in wills, of a
codicil annexed, which is indeed a part of the will, and what it
contains hath equal authority with the rest. Now, I have been
considering of this same will here before us, and I cannot reckon it
to be complete, for want of a codicil. I will therefore fasten one
in its proper place very dexterously. I have had it by me for some
time, and it talks a great deal (as good luck would have it) of this
very flame-coloured satin. The project was immediately approved by
the other two; an old parchment scroll was tagged on according to
art, in the form of a codicil, and the satin bought and worn."
It has been wittily said, "that though truth is not to be spoken at
all times, it may be spoken sometimes," and under this authority it
may perhaps be borne at this time. The codicil to the will, plainly
alludes to the Federalist, as a codicil to the constitution. Lest
the reference should be over-looked, it is very particular. The
learned commentator Peter, had kept the codicil by him for some
time; the learned commentators of the constitution, had kept by them
their propositions for a supreme national government made in the
convention. Peter's codicil talks a great deal of the flame-coloured
satin; the codicil of the Federalist talks a great deal of a
national or general government, and supremacy. The lining is held by
orthodox writers, to be of the essence of the coat. The orthodox
Federalist says, "that the sources of the ordinary powers of
government make it national and not federal." What an admirable
concurrence is here! The departments of the federal government,
being the lining of the constitution, and lining being of the
essence of a coat, this lining converts a federal into a national
constitution; for a national constitution only could beget a
national government; and as the Federalist had positively declared
the constitution to be federal, it could only be made national and
supreme, by the lining of the ordinary powers of government. The
flame-coloured satin is a type of supremacy, and that having become
of the essence of the constitution, justifies its alteration by a
supreme court. The constitution goes farther than the will, by
declaring that codicils may be added to it, and the house of
representatives, as a part of its lining, having turned a federal
into a national government, a national supremacy acquires the power
of making these codicils. As Peter, the supreme brother, so the
court, the supreme department, may make them by an exclusive right
of construction. The advice in the will to take care of fire, and
put out the candles before they went to sleep, is a fine allusion to
the colour of the lining, as the flame of supremacy might consume
state rights; and also an admonition to the states to extinguish
this flame before they went to sleep, which they have carelessly
kindled, by putting the words government and supreme, and even the
letters which spell the word national, into the constitution. As the
will required Peter's codicil to justify the requisite but
prohibited satin lining, so the constitution required the codicil of
the Federalist, to justify the requisite but rejected national
government. The judgments of the federal courts are the linings of
federal laws. Being of their essence, they can alter the division of
powers, as the linings could essentially alter the coats. Codicils
are as requisite, necessary, and proper, for the constitution, as
for the will, to accommodate it with new fashions; and the supreme
Peter had before proved, that expedients were allowable for
effecting whatever was requisite, necessary, and proper.
"But fashions perpetually altering in that age, the scholastic
brother, weary of searching for farther evasions, and solving
everlasting contradictions, resolved at all hazards to comply with
the modes of the world; they concerted matters together, and agreed
to lock up their father's will in a strong box, brought out of
Greece or Rome, and trouble themselves no farther to examine it, but
only refer to its authority whenever they thought fit. In
consequence whereof, it grew a general mode to wear an infinite
number of points, most of them tagged with silver. Upon which, the
scholar pronounced, ex cathedra, that points were absolutely jure
paterno. 'Tis true, the fashion prescribed somewhat more than were
directly named in the will; however, they, as heirs general of their
father, had power to make and add certain clauses for publick
emolument, though not deducible, totidem verbis, from the letter of
the will, or else multa absurda sequerentur. This was understood for
canonical, and therefore on the following Sunday, they came to
church all covered with points." The text almost becomes too plain
to be allegorical. Construction is the strong box, brought from
England, in which the constitution may be locked up. Whether that or
Greek and Latin would be most unintelligible to the learned reader,
may be doubtful; but to the unlearned, both would be
incomprehensible. By the obscurity, those having an exclusive
custody of the box, might refer to it without the danger of
contradiction, as empowering them to wear as many points tagged with
silver as they chose. This decision, pronounced ex cathedra,
specifies the decision of the supreme court, ex banco, declaring
that the federal government was invested by the constitution with a
power to remove every obstruction to its wearing as many points
tagged with silver as it chose. This was a compliance with the modes
of the world at all hazards. Though the infinite number of these
points might exceed the objects named in the constitution to which
silver might be tagged, yet as heir general of the states, the
federal government might add clauses to the constitution for publick
emolument. By adhering to the will, multa absurda sequerentur, in
the opinion of the learned brother; by adhering to the constitution,
the same thing would happen, in the opinion of our learned
department; and therefore, where powers are not to be found, totidem
verbis, it may supply those necessary, or multa absurda sequerentur.
And what can be more absurd, than to suffer inconveniences which may
be removed by expedients?
The reader has discerned, that the sage maxims collected by as able
a commentator as ever lived, are intended to constitute a complete
code for settling the rights and powers of construction, though
conveyed to the world by an allegory, alluding to the United States
in particular; but to place his intention beyond a doubt, Swift
tells us "that he treats the subject by types and figures for the
benefit of mankind;" thereby giving us to understand, that it was
calculated to instruct all ages in the profound art of construction.
"The learned brother now began to look big and take mightily upon
him. He insisted that he was his father's sole heir. What with
pride, projects, and knavery, he became distracted, and insisted
that he should be called Lord Peter, monarch of the universe, and
God Almighty. He invented various projects, and circulated many
slips of paper for getting money, and made fine promises of an ample
retribution in terra incognita. He insisted that a crust of bread
was beef, mutton, veal, venison, partridge, plum-pudding, custard,
and claret. When his brothers doubted this; look ye, gentlemen,
cries Peter in a rage, to convince you what a couple of blind,
positive, ignorant, wilful puppies you are, I will use this plain
argument: By G--, it is true, good, natural mutton; and G-- confound
you both eternally, if you offer to believe otherwise."
Here is a positive precedent, entitling the federal government or
the supreme court, to consider itself as the sole heir of the
states, as the concentrated power of America, and as a political
almighty. At least, it justifies its modest claim to supremacy over
only a portion of the universe so inferior to Lord Peter's; and
undoubtedly recognises the banking, protecting duty, lottery, and
all other projects for getting money by slips of paper, as
legitimate consequences of its supreme power; if attended with
promises of ample retribution in the terra incognita called specie,
or in the cheapness to be produced by monopolies. It proves that
banks are mounds of earth, or couriers for transporting taxes, and
the ten miles square the whole United States; postulates as
necessary to sustain sundry laws and judgments, as that a crust was
beef, mutton, veal, venison, partridge, plum-pudding, custard, and
claret was, to sustain Lord Peter's supremacy. The forbearance of
the federal government in not pushing its constructive powers to the
extent justified by the authority, entitles it to confidence. Far
less furious than the supreme Peter, it only puts people in prison,
and seizes their temporal estates, and does not send their souls to
hell, to convince them of the virtues of supremacy. The crust is
obviously the economy passionately recommended to the people by the
capitalists, who, like Lord Peter, have fine houses, fine clothes,
fine victuals and drink, and plenty of money in their pockets.
"This worthy matter gave a principal occasion to a great rupture
which happened among these brethren, and was never afterwards made
up. The two brothers, weary of his usage, asked for a copy of their
father's will, which had lain long neglected. Instead of granting
them this request, he called them damn'd sons of whores, rogues, and
traitors, and all the vile names he could muster up. However, they
got a copy of the will; but Peter, with a file of dragoons at his
heels, very fairly, by main force, kicks them both out of doors, and
would never let them come under his roof, from that day to this."
The states, having long indulged and even imitated the
extravagancies of the federal government, have at length bethought
them of the long-neglected constitution. This arrogance has drawn
upon them sundry hard names, but hitherto not so very vile, as those
applied by the supreme Peter to his brethren; witness One of the
People, who deserves great praise for his moderation under the same
provocation by which Lord Peter was so justly incensed. It is not
highly arrogant in the states to winch from the discipline of being
kicked from under the roof of the constitution by supremacy, never
to return? The reader will recollect, that the constitution is the
house, in which the three classes of powers, federal exclusive,
state exclusive, and concurrent, were placed. Peter, the great
commentator, remarkable for his book-learning, and knowledge of
Aristotle, is a type of constructive supremacy, remarkable for its
book-learning, and knowledge of Lord Coke, who finds but a single
exception to its power. But here, to shew both my candour and
erudition, I shall suggest a considerable difficulty. What is meant
by the file of dragoons, by whose help Peter kicks his brothers out
of doors? It appears that Swift wrote his treatise upon construction
in the year 1697, and that it was not published until several years
afterwards. Sir Richard Steele, a contemporary author, wrote his
comedy called The Funeral, in the year 1702. In this play, a file of
men is said to consist of six; it being then the custom to form
armies three men deep. It is therefore obvious that Swift, by a
file, meant six dragoons, and Peter, who led them on, made seven. So
that Swift might have intended a numerical reference to the court,
as the supremacy by which the state exclusive and concurrent powers
would be kicked from under the roof of the constitution. This
opinion is very far from violating his rules for construction, or
those adopted by our supremacy, because the verb "to dragoon," means
"to persecute," and that means "to harass with penalties," and this
implies "to prosecute," and that means "to pursue by law," so that
we fairly come by constructive induction to the very case of
pursuing state rights by suits in law and equity in the federal
courts. Moreover, though the members of this court, totidem verbis,
may not be dragoons, yet it is quite fair to infer from the phrase
"church militant," that there may be a court militant. Civil and
religious freedom make but one principle, and a militant temper, if
it had never been ascertained, might as probably have been expected
from civil, as from religious functionaries. On the other hand, when
we consider that dragoons are people who enforce commands by guns
and swords, and not by executions and sequestrations, we are forced
to imagine that Swift, by the allegory of "a file of dragoons,"
might mean a mercenary army, with a General Peter at its head. For
this interpretation also, there are weighty reasons. Lord Peter
having assumed a supreme power over his father's will, resorts to
the customary instrument of supremacy for enforcing his
constructions; and Swift, by the analogy, might have intended to
predict, that the same necessary and proper expedient would be
resorted to here by supremacy, for enforcing its constructions of
the constitution. Between interpretations both plausible, the
learned reader will choose for himself; or he may think them both
sound. Supremacy itself will certainly incline to the opinion, that
it may shoot judgments from courts, or bullets from guns, as
expediency or convenience may dictate; but it is unimportant to
state rights, because when kicked out of doors in either mode, the
text declares that they will remain there.
The tale goes on to relate "how the two brothers, named Jack and
Martin, being left to the wide world, with little or nothing to
trust to, whilst Lord Peter had gotten a noble house, a title, and
money, called to mind their father's will, consisting of certain
admirable rules about the wearing of their coats, resolved to alter
what was amiss, and to reduce their future measures to the strictest
obedience, as prescribed therein. How Lord Peter's fancies, infused
into his brothers, had covered their coats with an infinite quantity
of lace, ribbands, fringe, embroidery, and points, (meaning only
those tagged with silver, for the rest fell off), so as to produce
the most antick medley conceivable, and to leave hardly a thread of
the original coat to be seen. How Jack advised Martin to strip,
tear, pull, rend, and flay off all, because Peter had locked up the
drink, cheated them of their fortunes, palmed his damn'd crusts upon
them for mutton, and kick'd them out of doors. How Martin begged
Jack not to damage his coat, for he would never get such another;
and desired him to consider, that it was not their business to form
their actions by any reflections upon Peter, but by observing the
rules prescribed in their father's will; that he should remember
Peter was still their brother, whatever faults or injuries he had
committed, and therefore they should by all means avoid such a
thought as that of taking measures for good and evil, from no other
rule but that of opposition to him; that it was true, the testament
of their good father was very exact in what related to the wearing
of their coats, yet it was no less penal and strict in prescribing
agreement, friendship, and affection, between them. How Martin
proceeded gravely, stitch by stitch, to reform his coat, without
damaging the cloth. How Jack, in pulling off the fineries from his
coat, tore it to pieces, and was forced to darn it again with
pack-thread and a skewer. How the resemblance between the persons,
and between the finery and rags of Peter and Jack, was so great,
that they were often mistaken for each other. And how Martin
separated himself from them both." Lord Peter's noble house, locking
up the drink, palming crusts upon his brothers for delicacies, and
cheating them of their fortunes, allude to our noble capitol, the
residence of the assumed supremacy; to protecting duties, locking up
good liquors from all except the wealthy; to the advice of
capitalists to the people (converted into commands by a number of
laws) to be economical, or live upon crusts; and to banks, bounties,
pensions, with other constructive powers, for cheating them of their
fortunes, being the very efficacious means of the capitalist Peter
for enriching himself, and impoverishing his brothers. But here the
allegory, having with wonderful exactness described what has
happened, dives into futurity, and guesses that the states will call
the constitution to mind, and consider its admirable rules for
wearing the three classes of powers; that the antick medley with
which these powers are covered, by stitching on them interpolations,
hardly leaving a principle of the original constitution to be seen,
may be removed; that though some people, like Peter, may be for
hiding the federal system under the fineries of supremacy, and some,
like Jack, for tearing it to pieces by the idea of an American
nation, others may, like Martin, separate themselves from both
extremes, and proceed prudently to restore it to its original
perfection; that furious states would be obliged to darn up the
rents they might make with very bad materials; that prudent states
will not forget that the federal government is their brother, nor
over-look the advantages of living amicably with it, under the roof
of the constitution; and that the resemblance between Peter's finery
and Jack's tatters, will make it hard to distinguish one from the
other, because either would produce a rupture between the state and
federal governments, which may never be made up. Martin's advice is
adverse both to the tyrannical supremacy of Lord Peter, and the
disorganizing fury of mad Jack, and clearly points out the measures
by which the admirable rules of the will, or federal constitution,
can be made to secure the prescribed mode of wearing the coats, that
is, of exercising the federal and state powers. But whether this
sage advice will be followed, or whether the supremacy of Peter, or
the madness of Jack, will be preferred, are matters in the womb of
time, which cannot be delivered by anticipation. Swift, however,
intuitively declares, "that if the reader fairly considers the
strength of what he has advanced, according to his constitution, it
will produce a wonderful revolution in his notions and opinions;"
meaning, that his rules for construction, when applied to our
constitution (the political constitution of every individual), will
change his habits of thinking.
That enough of Swift's erudite treatise for establishing the
supremacy of construction over the rights and sovereignties of the
states, may be left to exercise the superior sagacity of the
consolidating school, and to reap the praise due to brevity, I have
quoted it sparingly, like an amicus curię, pleading without a fee,
and only solicitous to state a question fairly. But candour compels
me to add, that it contains many other allusions worthy of
consideration, such as, that Peter, the profound commentator and
type of supremacy, first induced his brothers to consent to his
constructions, and then kicked them out of doors; that Martin, the
type of our federal system, would not rip from his coat the checks
and balances by which it is constituted; that Jack, the type of the
notion that the mode of electing the house of representatives will
prevent an adulteration of the constitution, ruined his coat, was a
madman, and finally chained, like a great nation subjected to a
concentrated supremacy; and that the fripperies added to the coats,
from time to time, with the consent of all the brothers, indicate
the successive interpolations stitched to the constitution, with the
consent of all our parties. These were at length used by the supreme
Peter, to compel his brothers to live on crusts, were carefully
removed by the federal Martin, and were furiously torn off by the
frantick Jack. It is also worthy of observation, that Lord Peter
does not take away the coats of his brethren, and wear them under
his own. Was it because the acute Swift saw the ridiculousness of
swaddling his hero, like a Dutch boor with three pair of breeches
on? And did he think that the federal government, by clothing itself
in powers cut out for state governments, would become such a comick,
antick, jack-pudding figure, and exhibit such tumblings,
bamboozlings, flounderings, and scufflings, as too much to resemble
a political zany, to be shown in so grave a work? To rebut intirely
the charge of designing the least suppression, by my conciseness, I
acknowledge that this treatise upon construction furnishes many
other arguments in favour of the consolidating school; and lest I
may have failed to select the strongest, I humbly advise its
disciples to distribute an hundred thousand copies of it among the
people, as a complete prolegomena for explaining their constructions
of the constitution.
It supplies a vast mass of precedents and argumentation for removing
collisions between the state and federal governments, and for
proving the efficiency of a concentrated supremacy; to which I
confess that only one poor observation can be opposed, namely, that
if the state and federal governments may be occasionally scratched
by the mutual check resulting from the division of powers, it may
still be considered as the only brier which bears the rose called
liberty, able to impart that rare flavour to our political nose-gay,
highly agreeable to some people, but very offensive to others.